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Disclosery

CVI Investments, Inc.

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13F filer, CIK 1649553, GRAND CAYMAN, Cayman Islands

CVI Investments, Inc. filed a 13F-NT notice for the quarter ended 2024-09-30 on 2024-11-14.

Filed (acceptance time not in the bulk data set), ingested 13F-NT 0001649553-24-000005

This filer reports no holdings of its own for Q3 2024. It filed a 13F-NT notice, and its holdings are in the report of . How notices are handled.

Changes against Q2 2024 are not shown: it was a notice, with the holdings in another manager's report (0 positions on file), so every position would read as new.

Part of the filer group HEIGHTS CAPITAL MANAGEMENT, INC

How groups are built

Stakes and trades reported after 2024-09-30

13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.

  • SBFM SUNSHINE BIOPHARMA INC: 13G 1,588,266 shares, 9.9% of the class, 13G filed 2026-10-13, 0001649553-26-000116Timeline
    Accepted , ingested
  • Pine Tree Acquisition Corp.: 13G 800,000 shares, 7.6% of the class, 13G filed 2026-10-13, 0001649553-26-000115
    Accepted , ingested

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-NT 0001649553-24-000005 notice2024-11-14acceptance time not in the bulk data set