COMMUNITY BANK SYSTEM, INC.

13F filer, CIK 723188, DEWITT, NY

COMMUNITY BANK SYSTEM, INC. reported $416,249,000 across 377 holdings for the quarter ended 2013-09-30, in a 13F-HR/A filed 2013-11-19. Its ten largest share positions make up 43.06% of the portfolio.

Filed 2013-11-19 (acceptance time not in the bulk data set), ingested 2026-10-07 20:02:22 UTC13F-HR/A 0000909012-13-000446

Period: 2013-09-30
Reported value: $416M
Holdings: 377
Top 10 weight: 43.06%
New: 29
Sold out: 16

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IVVnew	+164,365	$27.8M
IWDnew	+58,660	$5.06M
SPYnew	+27,443	$4.61M
EFAnew	+37,588	$2.4M
BNDXnew	+26,650	$1.32M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
CBUreduced	-123,250	-$4.2M
VIGreduced	-9,050	-$630K
ELDexited	-12,800	-$615K
USMVreduced	-16,775	-$557K
MINTreduced	-4,500	-$456K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR/A 0000909012-13-000446, largest first. % of portfolio is the value over $416,249,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
CBUCOMMUNITY FINANCIAL SYSTEM I	1,615,148	$55.1M	13.24%	-123,250		Timeline
IVVISHARES TR	164,365	$27.8M	6.67%	new		Timeline
IBMINTERNATIONAL BUSINESS MACHS	116,558	$21.6M	5.19%	+457		Timeline
IEFAISHARES TR	317,025	$18.3M	4.39%	+5,500		Timeline
IJRISHARES TR	127,327	$12.7M	3.05%	-3,008		Timeline
IJHISHARES TR	82,950	$10.3M	2.47%	-3,075		Timeline
IEMGISHARES INC	201,370	$9.8M	2.35%	+10,050		Timeline
VIGVANGUARD SPECIALIZED FUNDS	118,982	$8.28M	1.99%	-9,050		Timeline
USMVISHARES TR	235,645	$7.83M	1.88%	-16,775		Timeline
XOMEXXON MOBIL CORP	88,367	$7.6M	1.83%	+658		Timeline
JNJJOHNSON & JOHNSON	77,094	$6.68M	1.61%	-324		Timeline
GENERAL ELEC COGENERAL ELEC CO	233,290	$5.57M	1.34%	-100
PGPROCTER & GAMBLE CO	71,103	$5.38M	1.29%	-1,214		Timeline
IWFISHARES TR	68,381	$5.35M	1.28%	-2,878		Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	67,350	$5.31M	1.28%	+10,000
TAT&T INC	153,053	$5.17M	1.24%	+3,228		Timeline
MMM3M CO	42,423	$5.07M	1.22%	-727		Timeline
IWDISHARES TR	58,660	$5.06M	1.21%	new		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	27,443	$4.61M	1.11%	new		Timeline
VZVERIZON COMMUNICATIONS INC	97,084	$4.53M	1.09%	-1,475		Timeline
PEPPEPSICO INC	55,572	$4.42M	1.06%	-1,200		Timeline
KOCOCA COLA CO	114,334	$4.33M	1.04%	+2,333		Timeline
AGGISHARES TR	40,350	$4.33M	1.04%	0		Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	17,908	$4.05M	0.97%	+41		Timeline
CVXCHEVRON CORPORATION	32,761	$3.98M	0.96%	-303		Timeline
VCSHVANGUARD SCOTTSDALE FDS	49,811	$3.96M	0.95%	+4,298		Timeline
SJNKSPDR SERIES TRUST	128,270	$3.92M	0.94%	+2,000		Timeline
PFFISHARES TR	92,882	$3.53M	0.85%	+1,050		Timeline
ADPAUTOMATIC DATA PROCESSING IN	47,817	$3.46M	0.83%	-208		Timeline
MRKMERCK & CO INC	72,691	$3.46M	0.83%	+3,068		Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	29,059	$3.13M	0.75%	-506
WMTWALMART INC	41,174	$3.04M	0.73%	+677		Timeline
NVSNOVARTIS AG	39,313	$3.02M	0.72%	-171		Timeline
MINTPIMCO ETF TR	29,632	$3M	0.72%	-4,500		Timeline
DDOMINION ENERGY INC	47,240	$2.95M	0.71%	-1,088		Timeline
INTCINTEL CORP	124,802	$2.86M	0.69%	+7,562		Timeline
HYGISHARES TR	30,935	$2.83M	0.68%	-275		Timeline
ALPS ETF TRALPS ETF TR	148,815	$2.62M	0.63%	-8,722
BNDVANGUARD BD INDEX FDS	31,951	$2.58M	0.62%	-1,781		Timeline
EMBISHARES TR	23,320	$2.54M	0.61%	+5,320		Timeline
EFAVISHARES TR	41,000	$2.5M	0.6%	+16,000		Timeline
EZUISHARES INC	65,800	$2.48M	0.6%	-50		Timeline
PFEPFIZER INC	85,674	$2.46M	0.59%	-1,379		Timeline
POWERSHARESPOWERSHARES	99,650	$2.46M	0.59%	+1,675
ITWILLINOIS TOOL WKS INC	31,843	$2.43M	0.58%	-213		Timeline
EFAISHARES TR	37,588	$2.4M	0.58%	new		Timeline
MSFTMICROSOFT CORP	71,781	$2.39M	0.57%	+245		Timeline
STIPISHARES TR	23,615	$2.39M	0.57%	0		Timeline
GUNRFLEXSHARES TR	68,260	$2.3M	0.55%	+10,385		Timeline
SRESEMPRA	26,090	$2.23M	0.54%	-500		Timeline
BSVVANGUARD BD INDEX FDS	27,432	$2.21M	0.53%	+562		Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	66,914	$2.2M	0.53%	+2,073		Timeline
VNQVANGUARD INDEX FDS	33,125	$2.19M	0.53%	+6,400		Timeline
IGSBISHARES TR	20,673	$2.18M	0.52%	-2,680		Timeline
COPCONOCOPHILLIPS	31,111	$2.16M	0.52%	+150		Timeline
ABBVABBVIE INC	45,770	$2.05M	0.49%	-145		Timeline
IWSISHARES TR	31,474	$1.92M	0.46%	+44		Timeline
JPMJPMORGAN CHASE & CO	36,458	$1.88M	0.45%	-600		Timeline
CSCOCISCO SYS INC	78,722	$1.84M	0.44%	+4,035		Timeline
ABTABBOTT LABORATORIES	53,995	$1.79M	0.43%	+3,605		Timeline
GISGENERAL MILLS INC	36,902	$1.77M	0.42%	+4		Timeline
EMREMERSON ELEC CO	25,765	$1.67M	0.4%	-100		Timeline
BMYBRISTOL-MYERS SQUIBB CO	33,672	$1.56M	0.37%	-333		Timeline
SYYSYSCO CORP	48,325	$1.54M	0.37%	+300		Timeline
UPSUNITED PARCEL SVCS INC	16,771	$1.53M	0.37%	-1,850		Timeline
XLISELECT SECTOR SPDR TR	32,300	$1.5M	0.36%	0		Timeline
NUENUCOR CORP	27,960	$1.37M	0.33%	+520		Timeline
BNDXVANGUARD CHARLOTTE FDS	26,650	$1.32M	0.32%	new		Timeline
MTBM & T BK CORP	11,666	$1.3M	0.31%	+600		Timeline
EWCISHARES INC	45,114	$1.28M	0.31%	-4,450		Timeline
MCDMCDONALDS CORP	13,032	$1.25M	0.3%	+155		Timeline
Dow Chemical CompanyDow Chemical Company	32,632	$1.25M	0.3%	-700
NEENEXTERA ENERGY INC	15,500	$1.24M	0.3%	-200		Timeline
EXCEXELON CORP	41,276	$1.22M	0.29%	+1,051		Timeline
NSCNORFOLK SOUTHN CORP	15,758	$1.22M	0.29%	0		Timeline
AAPLAPPLE INC	2,510	$1.2M	0.29%	-30		Timeline
CLCOLGATE PALMOLIVE CO	20,090	$1.19M	0.29%	0		Timeline
SWKSTANLEY BLACK & DECKER INC	12,550	$1.14M	0.27%	-400		Timeline
BEMIS INCBEMIS INC	28,425	$1.11M	0.27%	-1,850
VFHVANGUARD WORLD FD	25,825	$1.05M	0.25%	-10,550		Timeline
NOBLE CORPNOBLE CORP	26,025	$983K	0.24%	-2,250
BHPBHP BILLITON LIMITED	14,400	$957K	0.23%	-50		Timeline
DISDISNEY WALT CO	14,781	$953K	0.23%	-185		Timeline
SPSBSPDR SERIES TRUST	30,475	$936K	0.22%	+1,325		Timeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	29,393	$919K	0.22%	+2,845
SLBSLB LIMITED	9,600	$848K	0.2%	new		Timeline
PSXPHILLIPS 66	14,539	$840K	0.2%	-147		Timeline
Chubb CorporationChubb Corporation	9,393	$838K	0.2%	+328
UNHUNITEDHEALTH GROUP INC	11,500	$824K	0.2%	-600		Timeline
WFCWELLS FARGO & CO	19,939	$823K	0.2%	-1,040		Timeline
CATCATERPILLAR INC	9,845	$821K	0.2%	+1,899		Timeline
TXNTEXAS INSTRS INC	19,420	$783K	0.19%	-400		Timeline
MONSANTO CO NEWMONSANTO CO NEW	6,931	$724K	0.17%	new
APDAIR PRODUCTS AND CHEMICALS I	6,100	$650K	0.16%	-150		Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	10,729	$629K	0.15%	0
TGTTARGET CORP	9,608	$614K	0.15%	-200		Timeline
WALGREEN COWALGREEN CO	11,300	$608K	0.15%	0
ISHARES TRISHARES TR	50,000	$600K	0.14%	new
QCOMQUALCOMM INC	8,808	$593K	0.14%	0		Timeline
LQDISHARES TR	4,917	$558K	0.13%	-276		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	8,037	$528K	0.13%	0
AMGNAMGEN INC	4,650	$520K	0.12%	0		Timeline
APACHE CORPAPACHE CORP	5,981	$510K	0.12%	+218
BABOEING CO	4,325	$508K	0.12%	0		Timeline
LLYELI LILLY & CO	10,068	$507K	0.12%	-500		Timeline
HDHOME DEPOT INC	6,349	$481K	0.12%	0		Timeline
VWOVANGUARD INTL EQUITY INDEX F	11,882	$477K	0.11%	+500		Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	8,050	$466K	0.11%	+2,700
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	11,050	$459K	0.11%	-500
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	8,518	$447K	0.11%	0
FASTFASTENAL CO	8,600	$433K	0.1%	+100		Timeline
NBTBNBT BANCORP INC	18,196	$418K	0.1%	0		Timeline
VISVANGUARD WORLD FD	4,650	$415K	0.1%	0		Timeline
MEDTRONIC INCMEDTRONIC INC	7,778	$414K	0.1%	0
BDXBECTON DICKINSON & CO	4,075	$408K	0.1%	-300		Timeline
BARCLAYS BANK PLCBARCLAYS BANK PLC	16,300	$408K	0.1%	0
ORCLORACLE CORP	12,247	$407K	0.1%	0		Timeline
EOGEOG RES INC	2,400	$406K	0.1%	0		Timeline
HONHONEYWELL INTL INC	4,639	$385K	0.09%	0		Timeline
EDCONSOLIDATED EDISON INC	6,949	$384K	0.09%	+544		Timeline
WELLPOINT INCWELLPOINT INC	4,550	$381K	0.09%	-120
DHSWISDOMTREE TR	7,200	$374K	0.09%	new		Timeline
VPUVANGUARD WORLD FD	4,250	$346K	0.08%	-100		Timeline
USBUS BANCORP	9,397	$344K	0.08%	+5,197		Timeline
MCKMCKESSON CORP	2,650	$340K	0.08%	-350		Timeline
OGEOGE ENERGY CORP	9,400	$339K	0.08%	+3,900		Timeline
PPLPPL CORP	10,895	$331K	0.08%	-380		Timeline
DUKDUKE ENERGY CORP NEW	4,943	$330K	0.08%	0		Timeline
XLKSELECT SECTOR SPDR TR	10,144	$325K	0.08%	0		Timeline
SOSOUTHERN CO	7,818	$322K	0.08%	-130		Timeline
RIORIO TINTO PLC	6,600	$322K	0.08%	+300		Timeline
HDVISHARES TR	4,795	$318K	0.08%	0		Timeline
KMBKIMBERLY-CLARK CORP	3,325	$314K	0.08%	0		Timeline
PPGPPG INDS INC	1,807	$302K	0.07%	0		Timeline
AEPAMERICAN ELEC PWR CO INC	6,678	$290K	0.07%	0		Timeline
NKENIKE INC	3,900	$283K	0.07%	-100		Timeline
PNWPINNACLE WEST CAP CORP	4,930	$270K	0.06%	new		Timeline
ROCKWELL COLLINS INCROCKWELL COLLINS INC	3,950	$268K	0.06%	new
LOWLOWES COS INC	5,611	$267K	0.06%	+49		Timeline
SIGMA ALDRICH CORPSIGMA ALDRICH CORP	3,130	$267K	0.06%	0
CVSCVS HEALTH CORP	4,600	$261K	0.06%	-400		Timeline
CHRWC H ROBINSON WORLDWIDE IN	4,375	$261K	0.06%	+1,250		Timeline
E M C CORP MASSE M C CORP MASS	10,109	$258K	0.06%	0
GLWCORNING INC	17,490	$255K	0.06%	0		Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	3,100	$255K	0.06%	0		Timeline
DVNDEVON ENERGY CORP NEW	4,400	$254K	0.06%	0		Timeline
BNYBANK OF NY MELLON CORP	8,330	$251K	0.06%	0		Timeline
CMCSACOMCAST CORP NEW	5,505	$249K	0.06%	new		Timeline
SPECTRA ENERGY CORPSPECTRA ENERGY CORP	7,274	$249K	0.06%	0
EEMISHARES TR	6,064	$247K	0.06%	0		Timeline
GDGENERAL DYNAMICS CORP	2,700	$237K	0.06%	0		Timeline
HSYHERSHEY CO	2,500	$232K	0.06%	0		Timeline
BB & T CORPBB & T CORP	6,850	$232K	0.06%	0
HCP INCHCP INC	5,551	$227K	0.05%	0
MERCHANTS BANCSHARES INCMERCHANTS BANCSHARES INC	7,750	$224K	0.05%	0
STZCONSTELLATION BRANDS INC	3,887	$223K	0.05%	-559		Timeline
DRIDARDEN RESTAURANTS INC	4,814	$222K	0.05%	0		Timeline
BAXBAXTER INTL INC	3,300	$217K	0.05%	-50		Timeline
VVISA INC	1,075	$205K	0.05%	0		Timeline
EPDENTERPRISE PRODS PARTNERS L	3,358	$205K	0.05%	0		Timeline
PCGPG&E CORP	4,763	$194K	0.05%	0		Timeline
VBVANGUARD INDEX FDS	1,850	$190K	0.05%	0		Timeline
WISCONSIN ENERGY CORPWISCONSIN ENERGY CORP	4,450	$180K	0.04%	-122
TIPISHARES TR	1,574	$177K	0.04%	-14		Timeline
INTEGRYS ENERGY GROUP INCINTEGRYS ENERGY GROUP INC	3,164	$177K	0.04%	0
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR	4,275	$170K	0.04%	-400
FCXFREEPORT MCMORAN INC	5,000	$165K	0.04%	0		Timeline
BACBANK OF AMER CORP	11,910	$164K	0.04%	-1,950		Timeline
STTSTATE STR CORP	2,445	$161K	0.04%	0		Timeline
FEFIRSTENERGY CORP	4,300	$156K	0.04%	0		Timeline
TMPTOMPKINS FINL CORP	3,341	$154K	0.04%	0		Timeline
DVYISHARES TR	2,309	$153K	0.04%	0		Timeline
SHYISHARES TR	1,788	$151K	0.04%	+250		Timeline
AROWARROW FINL CORP	5,962	$151K	0.04%	+174		Timeline
VOVANGUARD INDEX FDS	1,432	$147K	0.04%	-19		Timeline
TYTRI CONTL CORP	8,000	$146K	0.04%	0		Timeline
LMTLOCKHEED MARTIN CORP	1,064	$136K	0.03%	+114		Timeline
KEYKEYCORP	11,718	$134K	0.03%	-400		Timeline
PMPHILIP MORRIS INTL INC	1,449	$125K	0.03%	-174		Timeline
FFORD MTR CO	7,395	$125K	0.03%	0		Timeline
SYKSTRYKER CORPORATION	1,810	$123K	0.03%	0		Timeline
TURISHARES INC	2,200	$121K	0.03%	0		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	1,053	$120K	0.03%	0		Timeline
MOALTRIA GROUP INC	3,477	$119K	0.03%	0		Timeline
DEMWISDOMTREE TR	2,300	$119K	0.03%	-1,325		Timeline
SLVISHARES SILVER TR	5,622	$117K	0.03%	0		Timeline
CMICUMMINS INC	800	$106K	0.03%	0		Timeline
MSMORGAN STANLEY	3,780	$102K	0.02%	0		Timeline
OXYOCCIDENTAL PETE CORP	1,075	$101K	0.02%	0		Timeline
ETNEATON CORP PLC	1,437	$99K	0.02%	0		Timeline
ZBHZIMMER BIOMET HOLDINGS INC	1,200	$99K	0.02%	0		Timeline
SBUXSTARBUCKS CORP	1,275	$98K	0.02%	0		Timeline
HALHALLIBURTON CO	1,900	$91K	0.02%	0		Timeline
SUSUNCOR ENERGY INC NEW	2,500	$89K	0.02%	0		Timeline
NOCNORTHROP GRUMMAN CORP	894	$85K	0.02%	+94		Timeline
IWNISHARES TR	930	$85K	0.02%	-385		Timeline
GLDSPDR GOLD TR	658	$84K	0.02%	0		Timeline
THDISHARES INC	1,125	$84K	0.02%	0		Timeline
AXPAMERICAN EXPRESS CO	1,100	$83K	0.02%	0		Timeline
TIME WARNER INCTIME WARNER INC	1,230	$81K	0.02%	0
XLUSELECT SECTOR SPDR TR	2,118	$79K	0.02%	0		Timeline
RAYTHEON CORAYTHEON CO	1,000	$77K	0.02%	0
NFGNATIONAL FUEL GAS CO	1,080	$75K	0.02%	0		Timeline
ASTORIA FINANCIAL CORPASTORIA FINANCIAL CORP	6,000	$75K	0.02%	0
EWYISHARES INC	1,200	$74K	0.02%	0		Timeline
EDIVSPDR INDEX SHS FDS	1,825	$74K	0.02%	new		Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	1,100	$72K	0.02%	0
GoogleGoogle	82	$72K	0.02%	0
SONSONOCO PRODS CO	1,800	$70K	0.02%	0		Timeline
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	867	$69K	0.02%	0
EWZISHARES INC	1,425	$68K	0.02%	0		Timeline
ALCOA INCALCOA INC	8,459	$68K	0.02%	-100
SCANA CORP NEWSCANA CORP NEW	1,446	$67K	0.02%	0
EWAISHARES INC	2,600	$66K	0.02%	0		Timeline
RYROYAL BK CDA	1,000	$64K	0.02%	0		Timeline
EPOLISHARES TR	2,225	$64K	0.02%	0		Timeline
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	2,225	$63K	0.02%	-200
iShares Msci SingaporeiShares Msci Singapore	4,700	$63K	0.02%	0
SYMANTEC CORPSYMANTEC CORP	2,455	$61K	0.01%	0
YUMYUM BRANDS INC	820	$59K	0.01%	new		Timeline
MBBISHARES TR	550	$58K	0.01%	+250		Timeline
NNYNUVEEN N Y MUN VALUE FD	6,386	$57K	0.01%	0		Timeline
MARKET VECTORS VIETNAM ETFMARKET VECTORS VIETNAM ETF	3,175	$57K	0.01%	0
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	600	$56K	0.01%	0
ISHARESISHARES	3,950	$55K	0.01%	0
DWXSPDR INDEX SHS FDS	1,175	$55K	0.01%	+100		Timeline
LORILLARD INCLORILLARD INC	1,200	$53K	0.01%	0
WIPSPDR SERIES TRUST	875	$52K	0.01%	0		Timeline
TMOTHERMO FISHER SCIENTIFIC INC	558	$51K	0.01%	0		Timeline
KIMKIMCO REALTY CORP	2,535	$51K	0.01%	0		Timeline
METMETLIFE INC	1,050	$50K	0.01%	0		Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	3,835	$49K	0.01%	0
DIMWISDOMTREE TR	875	$49K	0.01%	0		Timeline
HSBC HLDGS PLCHSBC HLDGS PLC	2,000	$49K	0.01%	0
TECO ENERGY INCTECO ENERGY INC	2,955	$49K	0.01%	0
AETNA INC NEWAETNA INC NEW	750	$48K	0.01%	0
TSTENARIS S A	1,000	$47K	0.01%	0		Timeline
WMBWILLIAMS COS INC	1,294	$47K	0.01%	0		Timeline
NWFLNORWOOD FINANCIAL CORP	1,501	$43K	0.01%	0		Timeline
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	2,500	$43K	0.01%	0
GILDGILEAD SCIENCES INC	663	$42K	0.01%	0		Timeline
FNBF N B CORP	3,454	$42K	0.01%	0		Timeline
GPCGENUINE PARTS CO	479	$39K	0.01%	0		Timeline
CWBSPDR SERIES TRUST	860	$39K	0.01%	-1,320		Timeline
PHPARKER-HANNIFIN CORP	350	$38K	0.01%	0		Timeline
CWCURTISS WRIGHT CORP	800	$38K	0.01%	0		Timeline
AMATAPPLIED MATLS INC	2,048	$36K	0.01%	-3,000		Timeline
WMWASTE MGMT INC DEL	875	$36K	0.01%	0		Timeline
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	702	$36K	0.01%	+502
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	700	$35K	0.01%	0
XLPSELECT SECTOR SPDR TR	850	$34K	0.01%	0		Timeline
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP	800	$34K	0.01%	0
VMRKVIVMARK RESIDENTIAL	600	$32K	0.01%	new		Timeline
FDXFEDEX CORP	281	$32K	0.01%	0		Timeline
LNTALLIANT ENERGY CORP	639	$32K	0.01%	-319		Timeline
PAAPLAINS ALL AMERN PIPELINE L	600	$32K	0.01%	0		Timeline
EPUISHARES TR	975	$32K	0.01%	0		Timeline
UIL HOLDINGS CORPORATIONUIL HOLDINGS CORPORATION	847	$31K	0.01%	0
PRUPRUDENTIAL FINL INC	391	$30K	0.01%	0		Timeline
IXJISHARES TR	365	$29K	0.01%	0		Timeline
OMCOMNICOM GROUP INC	450	$29K	0.01%	0		Timeline
KKELLANOVA	500	$29K	0.01%	0		Timeline
GNEGENIE ENERGY LTD	3,000	$29K	0.01%	0		Timeline
DEDEERE & CO	339	$28K	0.01%	0		Timeline
VLOVALERO ENERGY CORP	821	$28K	0.01%	0		Timeline
MARATHON OIL CORPMARATHON OIL CORP	804	$28K	0.01%	new
BBNBLACKROCK TAX MUNICPAL BD TR	1,500	$28K	0.01%	0		Timeline
BBTBEACON FINANCIAL CORP.	1,127	$28K	0.01%	0		Timeline
STAPLES INCSTAPLES INC	1,927	$28K	0.01%	new
ALLALLSTATE CORP	532	$27K	0.01%	0		Timeline
VYMVANGUARD WHITEHALL FDS	450	$26K	0.01%	0		Timeline
TMTOYOTA MOTOR CORP	200	$26K	0.01%	0		Timeline
AFLAFLAC INC	399	$25K	0.01%	0		Timeline
GSGOLDMAN SACHS GROUP INC	150	$24K	0.01%	0		Timeline
RITEAID CORPRITEAID CORP	5,000	$24K	0.01%	0
EPPISHARES INC	495	$24K	0.01%	0		Timeline
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	800	$24K	0.01%	0
NORTHEAST UTILSNORTHEAST UTILS	551	$23K	0.01%	0
VGTVANGUARD WORLD FD	275	$22K	0.01%	0		Timeline
CCITIGROUP INC	430	$21K	0.01%	0		Timeline
VDCVANGUARD WORLD FD	200	$21K	0.01%	0		Timeline
VIACOM INCVIACOM INC	250	$21K	0.01%	0
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN	400	$21K	0.01%	new
AGL RES INCAGL RES INC	451	$21K	0.01%	0
VHTVANGUARD WORLD FD	200	$19K	<0.01%	0		Timeline
ACE LTDACE LTD	200	$19K	<0.01%	0
VBRVANGUARD INDEX FDS	200	$18K	<0.01%	0		Timeline
PAYXPAYCHEX INC	447	$18K	<0.01%	0		Timeline
VODAFONE GP PLCVODAFONE GP PLC	515	$18K	<0.01%	+218
NORTHERN TIER ENERGY LPNORTHERN TIER ENERGY LP	900	$18K	<0.01%	new
CENTURYLINK INCCENTURYLINK INC	529	$17K	<0.01%	0
NOBLE ENERGY INCNOBLE ENERGY INC	250	$17K	<0.01%	0
WGL HLDGS INCWGL HLDGS INC	400	$17K	<0.01%	0
TEVATEVA PHARMACEUTICAL INDS LTD	400	$16K	<0.01%	0		Timeline
UNILEVER N VUNILEVER N V	400	$15K	<0.01%	0
PDIPIMCO DYNAMIC INCOME FD	500	$14K	<0.01%	0		Timeline
METAMETA PLATFORMS INC	250	$13K	<0.01%	0		Timeline
HOGHARLEY DAVIDSON INC	200	$13K	<0.01%	0		Timeline
ORANYORANGE-SPON ADR	1,000	$13K	<0.01%	new		Timeline
MCGRAW HILL FINL INCMCGRAW HILL FINL INC	200	$13K	<0.01%	0
EZAISHARES INC	200	$13K	<0.01%	0		Timeline
SILVER WHEATON CORPSILVER WHEATON CORP	540	$13K	<0.01%	0
MPTMEDICAL PROPERTIES TRUST INC	1,000	$12K	<0.01%	0		Timeline
OLNOLIN CORP	500	$12K	<0.01%	0		Timeline
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	250	$12K	<0.01%	0
ICAD INCICAD INC	2,000	$11K	<0.01%	0
ELMEELME COMMUNITIES	400	$10K	<0.01%	0		Timeline
SBRSABINE RTY TR	200	$10K	<0.01%	0		Timeline
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	204	$10K	<0.01%	0
CMECME GROUP INC	125	$9K	<0.01%	0		Timeline
SCHASCHWAB STRATEGIC TR	186	$9K	<0.01%	0		Timeline
RRCRANGE RES CORP	125	$9K	<0.01%	0		Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	200	$9K	<0.01%	0		Timeline
NRTNORTH EUROPEAN OIL RTY TR	400	$9K	<0.01%	0		Timeline
NATIONAL GRID PLCNATIONAL GRID PLC	150	$9K	<0.01%	0
AMZNAMAZON COM INC	25	$8K	<0.01%	0		Timeline
ETRENTERGY CORP NEW	127	$8K	<0.01%	0		Timeline
ICFISHARES TR	110	$8K	<0.01%	0		Timeline
NATURAL RESOURCE PARTNERS LNATURAL RESOURCE PARTNERS L	400	$8K	<0.01%	0
BMOBANK OF MONTREAL	100	$7K	<0.01%	new		Timeline
HANGER INCHANGER INC	200	$7K	<0.01%	0
BAXANO SURGICALBAXANO SURGICAL	5,325	$7K	<0.01%	-250
VDEVANGUARD WORLD FD	50	$6K	<0.01%	0		Timeline
GMGENERAL MTRS CO	162	$6K	<0.01%	0		Timeline
MPCMARATHON PETE CORP	100	$6K	<0.01%	0		Timeline
FNVFRANCO NEV CORP	132	$6K	<0.01%	0		Timeline
BPBP PLC	132	$6K	<0.01%	0		Timeline
BRBROADRIDGE FINL SOLUTIONS IN	200	$6K	<0.01%	0		Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	100	$6K	<0.01%	0
HILLSHIRE BRANDS COHILLSHIRE BRANDS CO	191	$6K	<0.01%	0
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	200	$6K	<0.01%	0
TELFYTELEFONICA SA-SPON ADR	308	$5K	<0.01%	0		Timeline
POWERSHARESPOWERSHARES	200	$5K	<0.01%	0
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P	100	$5K	<0.01%	new
TRUSTCO BK CORP N YTRUSTCO BK CORP N Y	842	$5K	<0.01%	0
GLOBAL HIGH INCOME FUND INCGLOBAL HIGH INCOME FUND INC	500	$5K	<0.01%	0
KMIKINDER MORGAN INC DEL	105	$4K	<0.01%	0		Timeline
TEITEMPLETON EMERGING MKTS INCO	250	$4K	<0.01%	0		Timeline
UNILEVER PLCUNILEVER PLC	100	$4K	<0.01%	0
XLBSELECT SECTOR SPDR TR	100	$4K	<0.01%	0		Timeline
Lineage, Inc.Lineage, Inc.	151	$4K	<0.01%	new
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	924	$4K	<0.01%	0
PEPCO HOLDINGS INCPEPCO HOLDINGS INC	200	$4K	<0.01%	0
YAMANA GOLD INCYAMANA GOLD INC	400	$4K	<0.01%	0
Inergy, LPInergy, LP	317	$4K	<0.01%	0
COVANCE INCCOVANCE INC	48	$4K	<0.01%	0
GENERAL MTRS COGENERAL MTRS CO	146	$4K	<0.01%	0
BRIDGE BANCORP INCBRIDGE BANCORP INC	200	$4K	<0.01%	0
GSV CAPITAL CORPGSV CAPITAL CORP	300	$4K	<0.01%	0
VOTVANGUARD INDEX FDS	32	$3K	<0.01%	new		Timeline
CAGCONAGRA BRANDS INC	100	$3K	<0.01%	0		Timeline
NGDNEW GOLD INC	450	$3K	<0.01%	0		Timeline
RGLDROYAL GOLD INC	63	$3K	<0.01%	0		Timeline
PBTPERMIAN BASIN RTY TR	200	$3K	<0.01%	0		Timeline
XRNPXCOHEN & STEERS REIT & PFD &	200	$3K	<0.01%	0		Timeline
CST BRANDS INCCST BRANDS INC	90	$3K	<0.01%	new
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW	452	$3K	<0.01%	0
GENERAL MTRS COGENERAL MTRS CO	146	$3K	<0.01%	0
INERGY MIDSTREAM LPINERGY MIDSTREAM LP	136	$3K	<0.01%	new
CNPCENTERPOINT ENERGY INC	100	$2K	<0.01%	0		Timeline
WPX ENERGY INCWPX ENERGY INC	100	$2K	<0.01%	0
JXIISHARES TR	50	$2K	<0.01%	-69		Timeline
GIISPDR INDEX SHS FDS	50	$2K	<0.01%	0		Timeline
SAPIENT CORPORATIONSAPIENT CORPORATION	103	$2K	<0.01%	0
RUBICON MINERALS CORPRUBICON MINERALS CORP	1,228	$2K	<0.01%	0
AMDADVANCED MICRO DEVICES INC	200	$1K	<0.01%	0		Timeline
MOSMOSAIC CO	23	$1K	<0.01%	0		Timeline
HIIHUNTINGTON INGALLS INDS INC	14	$1K	<0.01%	new		Timeline
SPHSUBURBAN PROPANE PARTNERS L	33	$1K	<0.01%	0		Timeline
MTEXMANNATECH INC	40	$1K	<0.01%	0		Timeline
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF	50	$1K	<0.01%	0
HEIDELBERG MATLS AG FSPONSO…HEIDELBERG MATLS AG FSPONSORED AD…	182	$1K	<0.01%	new
KINDER MORGAN INC DELKINDER MORGAN INC DEL	160	$1K	<0.01%	0
PLUGPLUG PWR INC	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SPRINT CORPSPRINT CORP	26	$0	0%	new	Value filed as zero, left out of ratios.
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	14	$0	0%	0	Value filed as zero, left out of ratios.
NATIONAL BK GREECE S ANATIONAL BK GREECE S A	20	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
ELDWISDOMTREE TR	12,800	$615K	shares
VMCVULCAN MATLS CO	2,500	$121K	shares
TOTAL S ATOTAL S A	2,300	$112K	shares
FISVFISERV INC	500	$44K	shares
ROKROCKWELL AUTOMATION INC	500	$42K	shares
ADIANALOG DEVICES INC	750	$34K	shares
NXPNUVEEN SELECT TAX-FREE INCOM	2,363	$32K	shares
PGRPROGRESSIVE CORP	1,000	$25K	shares
ABGASBURY AUTOMOTIVE GROUP INC	515	$21K	shares
SDYSPDR SERIES TRUST	300	$20K	shares
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	989	$13K	shares
FRANCE TELECOMFRANCE TELECOM	1,000	$9K	shares
POWERSHARES GLOBAL EXCHANGE…POWERSHARES GLOBAL EXCHANGE TRADE…	274	$8K	shares
RIGTRANSOCEAN LTD	139	$7K	shares
EXIDE TECHNOLOGIESEXIDE TECHNOLOGIES	9,300	$1K	shares
SPRINT NEXTEL CORPSPRINT NEXTEL CORP	100	$1K	shares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000909012-13-000432	superseded		2013-11-14	acceptance time not in the bulk data set	2026-10-07 20:02:22 UTC
13F-HR/A 0000909012-13-000446	base	restatement	2013-11-19	acceptance time not in the bulk data set	2026-10-07 20:02:22 UTC