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Disclosery

Commonwealth Equity Services, Inc

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13F filer, CIK 1333978, WALTHAM, MA

Commonwealth Equity Services, Inc reported $16,715,246,000 across 2,565 holdings for the quarter ended 2017-09-30, in a 13F-HR/A filed 2018-02-16. Its ten largest share positions make up 18.56% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0001333978-18-000006

Period
2017-09-30
Reported value
$16.7B
Holdings
2,565
Top 10 weight
18.56%
New
165
Sold out
118

Largest buys vs the previous quarter

SecurityShares changeApprox. value
DOWDUPONT INCnew+679,025$47M
VTIadded+272,678$35.3M
BSVadded+249,236$19.9M
IXUSadded+211,268$12.9M
IJRadded+150,772$11.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Dow Chemical Companyexited-391,276-$24.7M
DU PONT E I DE NEMOURS & COexited-225,763-$18.2M
IWFreduced-97,317-$12.2M
IWDreduced-85,728-$10.2M
REYNOLDS AMERICAN INCexited-155,176-$10.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR/A 0001333978-18-000006, largest first. % of portfolio is the value over $16,715,248,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
STRATA SKIN SCIENCES INCSTRATA SKIN SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 15,755 shares 15,755$28K<0.01%new
M/I HOMES INCM/I HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 27,000 shares; 2016Q4: 27,000 shares; 2017Q1: 27,000 shares; 2017Q2: 27,000 shares; 2017Q3: 27,000 shares 27,000$27K<0.01%0
INTEL CORPINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares; 2017Q1: 14,000 shares; 2017Q2: 19,000 shares; 2017Q3: 19,000 shares 19,000$27K<0.01%0
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares; 2017Q1: 25,000 shares; 2017Q2: 25,000 shares; 2017Q3: 25,000 shares 25,000$27K<0.01%0
PHOTRONICS INCPHOTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares; 2017Q1: 25,000 shares; 2017Q2: 25,000 shares; 2017Q3: 25,000 shares 25,000$27K<0.01%0
REDWOOD TR INCREDWOOD TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 26,000 shares; 2016Q4: 26,000 shares; 2017Q1: 26,000 shares; 2017Q2: 26,000 shares; 2017Q3: 26,000 shares 26,000$26K<0.01%0
RYLAND GROUP 0.250RYLAND GROUP 0.250Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 27,000 shares; 2016Q4: 27,000 shares; 2017Q1: 27,000 shares; 2017Q2: 27,000 shares; 2017Q3: 27,000 shares 27,000$26K<0.01%0
IPASS INCIPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 13,938 shares; 2016Q3: 12,138 shares; 2016Q4: not reported; 2017Q1: 23,738 shares; 2017Q2: 38,738 shares; 2017Q3: 38,738 shares 38,738$26K<0.01%0
KB HOME 1.375KB HOME 1.375Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 24,000 shares; 2016Q4: 24,000 shares; 2017Q1: 24,000 shares; 2017Q2: 24,000 shares; 2017Q3: 24,000 shares 24,000$25K<0.01%0
COLONY CAP INCCOLONY CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares; 2017Q1: 25,000 shares; 2017Q2: 25,000 shares; 2017Q3: 25,000 shares 25,000$25K<0.01%0
ENCORE CAP GROUP INCENCORE CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares; 2017Q1: 25,000 shares; 2017Q2: 25,000 shares; 2017Q3: 25,000 shares 25,000$25K<0.01%0
PARKER DRILLING COPARKER DRILLING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 22,665 shares; 2016Q1: 21,400 shares; 2016Q2: 21,400 shares; 2016Q3: 21,410 shares; 2016Q4: 22,410 shares; 2017Q1: 21,410 shares; 2017Q2: 21,410 shares; 2017Q3: 21,410 shares 21,410$24K<0.01%0
PROPHASE LABS INCPROPHASE LABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 16,500 shares; 2016Q1: 16,500 shares; 2016Q2: 16,500 shares; 2016Q3: 16,500 shares; 2016Q4: 17,500 shares; 2017Q1: 17,500 shares; 2017Q2: 11,000 shares; 2017Q3: 11,000 shares 11,000$24K<0.01%0
NANOVIRICIDES INCNANOVIRICIDES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 14,903 shares; 2016Q3: 14,617 shares; 2016Q4: 12,331 shares; 2017Q1: 16,331 shares; 2017Q2: 20,641 shares; 2017Q3: 20,641 shares 20,641$24K<0.01%0
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 23,000 shares; 2017Q3: 23,000 shares 23,000$24K<0.01%0
BLACKROCK TCP CAPITAL CORPBLACKROCK TCP CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 23,000 shares; 2016Q4: 23,000 shares; 2017Q1: 23,000 shares; 2017Q2: 23,000 shares; 2017Q3: 23,000 shares 23,000$24K<0.01%0
NEW MTN FIN CORPNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 23,000 shares; 2016Q4: 23,000 shares; 2017Q1: 23,000 shares; 2017Q2: 23,000 shares; 2017Q3: 23,000 shares 23,000$24K<0.01%0
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 23,000 shares; 2016Q4: 23,000 shares; 2017Q1: 23,000 shares; 2017Q2: 23,000 shares; 2017Q3: 23,000 shares 23,000$24K<0.01%0
TGBTASEKO MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 16,105 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 12,205 shares 12,205$23K<0.01%newTimeline
HOLOGIC INCHOLOGIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 19,000 shares; 2017Q3: 19,000 shares 19,000$23K<0.01%0
PERION NETWORK LTDPERION NETWORK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 11,400 shares; 2017Q2: not reported; 2017Q3: 19,750 shares 19,750$23K<0.01%new
ADDVANTAGE TECHNOLOGIES GRPADDVANTAGE TECHNOLOGIES GRPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 18,220 shares; 2016Q1: 18,220 shares; 2016Q2: 18,220 shares; 2016Q3: 18,220 shares; 2016Q4: 16,645 shares; 2017Q1: 16,645 shares; 2017Q2: 16,645 shares; 2017Q3: 16,645 shares 16,645$23K<0.01%0
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 21,000 shares; 2017Q3: 21,000 shares 21,000$23K<0.01%0
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 13,503 shares 13,503$23K<0.01%new
HURON CONSULTING GROUP INCHURON CONSULTING GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares; 2017Q1: 25,000 shares; 2017Q2: 25,000 shares; 2017Q3: 25,000 shares 25,000$23K<0.01%0
NUANCE COMMUNICATIONSNUANCE COMMUNICATIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 22,000 shares; 2017Q3: 22,000 shares 22,000$22K<0.01%0
NLSTNETLIST, INC. COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 20,000 shares; 2017Q2: 20,000 shares; 2017Q3: 27,500 shares 27,500$20K<0.01%+7,500Timeline
HGTXUHUGOTON ROYALTY TST UBIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 12,912 shares; 2016Q1: not reported; 2016Q2: 11,719 shares; 2016Q3: 12,352 shares; 2016Q4: 14,127 shares; 2017Q1: 13,398 shares; 2017Q2: 10,550 shares; 2017Q3: 10,562 shares 10,562$20K<0.01%+12Timeline
NEOVASC INC COM STKNEOVASC INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 16,900 shares; 2016Q1: 15,400 shares; 2016Q2: 20,400 shares; 2016Q3: 20,400 shares; 2016Q4: 14,900 shares; 2017Q1: 12,900 shares; 2017Q2: 12,900 shares; 2017Q3: 11,900 shares 11,900$20K<0.01%-1,000
ILLUMINA INCILLUMINA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 17,000 shares; 2017Q3: 17,000 shares 17,000$19K<0.01%0
PRICELINE.COM INC 1.000PRICELINE.COM INC 1.000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 10,000 shares; 2017Q3: 10,000 shares 10,000$19K<0.01%0
HELIX ENERGY SOLUTIONS GROUPHELIX ENERGY SOLUTIONS GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 11,000 shares; 2016Q1: 11,000 shares; 2016Q2: 11,000 shares; 2016Q3: 11,000 shares; 2016Q4: 11,000 shares; 2017Q1: 11,000 shares; 2017Q2: 18,000 shares; 2017Q3: 18,000 shares 18,000$18K<0.01%0
INSEEGO CORPINSEEGO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 12,006 shares; 2017Q1: 11,006 shares; 2017Q2: 11,006 shares; 2017Q3: 11,006 shares 11,006$17K<0.01%0
SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 11,962 shares; 2016Q1: 14,510 shares; 2016Q2: 11,781 shares; 2016Q3: 10,229 shares; 2016Q4: 12,844 shares; 2017Q1: 12,601 shares; 2017Q2: 12,771 shares; 2017Q3: 12,912 shares 12,912$17K<0.01%+141
CHART INDUSTRIES INCCHART INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 17,000 shares; 2017Q3: 17,000 shares 17,000$17K<0.01%0
LIQTECH INTERNATIONALLIQTECH INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 44,176 shares; 2016Q1: 44,176 shares; 2016Q2: 44,176 shares; 2016Q3: 44,176 shares; 2016Q4: 42,000 shares; 2017Q1: 42,000 shares; 2017Q2: 42,000 shares; 2017Q3: 42,000 shares 42,000$16K<0.01%0
UECURANIUM ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 10,881 shares; 2017Q2: 10,781 shares; 2017Q3: 10,781 shares 10,781$15K<0.01%0Timeline
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 42,681 shares; 2016Q1: 42,735 shares; 2016Q2: 42,663 shares; 2016Q3: 42,794 shares; 2016Q4: 42,822 shares; 2017Q1: 42,259 shares; 2017Q2: 42,370 shares; 2017Q3: 42,126 shares 42,126$15K<0.01%-244
TEVA PHARMACEUTICAL FIN LLCTEVA PHARMACEUTICAL FIN LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 17,000 shares; 2017Q3: 17,000 shares 17,000$15K<0.01%0
SYNTHETIC BIOLOGICS INCSYNTHETIC BIOLOGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,033 shares; 2017Q1: 11,033 shares; 2017Q2: 14,533 shares; 2017Q3: 14,533 shares 14,533$14K<0.01%0
MOLINA HEALTHCARE INCMOLINA HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 11,000 shares; 2017Q3: 11,000 shares 11,000$14K<0.01%0
NAVIDEA BIOPHARMACEUTICALS INAVIDEA BIOPHARMACEUTICALS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 34,802 shares; 2016Q1: 34,802 shares; 2016Q2: 34,087 shares; 2016Q3: 34,087 shares; 2016Q4: 34,087 shares; 2017Q1: 34,087 shares; 2017Q2: 32,087 shares; 2017Q3: 30,587 shares 30,587$13K<0.01%-1,500
RAIT FINANCIAL TRUSTRAIT FINANCIAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 13,000 shares; 2017Q1: 13,000 shares; 2017Q2: 13,000 shares; 2017Q3: 13,000 shares 13,000$13K<0.01%0
MATINAS BIOPHARMA HLDGS INCMATINAS BIOPHARMA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 10,200 shares; 2017Q3: 10,200 shares 10,200$13K<0.01%0
VERINT SYS INCVERINT SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 13,000 shares; 2017Q3: 13,000 shares 13,000$13K<0.01%0
LIGHTBRIDGE CORPLIGHTBRIDGE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 11,346 shares; 2017Q2: 11,346 shares; 2017Q3: 11,450 shares 11,450$13K<0.01%+104
RPM INTL INCRPM INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 11,000 shares; 2017Q3: 11,000 shares 11,000$13K<0.01%0
ARVINMERITOR INCARVINMERITOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares; 2017Q1: 10,000 shares; 2017Q2: 10,000 shares; 2017Q3: 10,000 shares 10,000$12K<0.01%0
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 11,300 shares; 2016Q1: 11,300 shares; 2016Q2: 11,300 shares; 2016Q3: 10,750 shares; 2016Q4: 10,750 shares; 2017Q1: 13,250 shares; 2017Q2: 13,250 shares; 2017Q3: 17,450 shares 17,450$12K<0.01%+4,200
Tandem Diabetes Care, Inc.Tandem Diabetes Care, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 16,106 shares 16,106$12K<0.01%new
PLATINUM GROUP METALS LTDPLATINUM GROUP METALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 30,300 shares; 2017Q3: 30,300 shares 30,300$12K<0.01%0
REAVES UTIL INCOME FDREAVES UTIL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 33,321 shares 33,321$12K<0.01%new
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 16,000 shares; 2016Q4: 16,000 shares; 2017Q1: 16,000 shares; 2017Q2: 16,000 shares; 2017Q3: 16,000 shares 16,000$12K<0.01%0
ASANKO GOLD INCASANKO GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 11,250 shares; 2017Q2: 11,266 shares; 2017Q3: 11,266 shares 11,266$11K<0.01%0
BOTTOMLINE TECH DEL INCBOTTOMLINE TECH DEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 10,000 shares; 2017Q3: 10,000 shares 10,000$11K<0.01%0
CERECOR INCCERECOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 13,012 shares; 2017Q1: 13,012 shares; 2017Q2: 13,012 shares; 2017Q3: 13,012 shares 13,012$11K<0.01%0
SOLARCITY CORPSOLARCITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 11,000 shares; 2017Q3: 11,000 shares 11,000$11K<0.01%0
WEATHERFORD INTL LTDWEATHERFORD INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 10,000 shares; 2017Q3: 10,000 shares 10,000$11K<0.01%0
JEFFERIES GROUP INCJEFFERIES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 30,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares; 2017Q1: 10,000 shares; 2017Q2: 10,000 shares; 2017Q3: 10,000 shares 10,000$10K<0.01%0
SEADRILL ORDSEADRILL ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 31,001 shares; 2016Q1: 30,768 shares; 2016Q2: 32,111 shares; 2016Q3: 31,353 shares; 2016Q4: 29,413 shares; 2017Q1: 23,757 shares; 2017Q2: 22,787 shares; 2017Q3: 28,892 shares 28,892$10K<0.01%+6,105
CORMEDIX INCCORMEDIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 10,091 shares; 2016Q1: 10,091 shares; 2016Q2: 10,091 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 16,386 shares; 2017Q3: 16,386 shares 16,386$9K<0.01%0
ASSERTIO THERAPEUTICS INCASSERTIO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 11,000 shares; 2017Q3: 11,000 shares 11,000$8K<0.01%0
CYTRX CORPCYTRX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 18,201 shares; 2016Q1: 18,201 shares; 2016Q2: 16,701 shares; 2016Q3: 16,701 shares; 2016Q4: 16,701 shares; 2017Q1: 16,701 shares; 2017Q2: 16,759 shares; 2017Q3: 16,759 shares 16,759$7K<0.01%0
BIOSTAGE INCBIOSTAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 11,522 shares; 2016Q3: 11,522 shares; 2016Q4: 14,522 shares; 2017Q1: 14,547 shares; 2017Q2: 14,547 shares; 2017Q3: 14,547 shares 14,547$5K<0.01%0
COMSTOCK MNG INCCOMSTOCK MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 12,005 shares 12,005$2K<0.01%new

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 118. All 118

SecurityShares beforeValue beforeType
Dow Chemical CompanyDow Chemical Company391,276$24.7Mshares
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO225,763$18.2Mshares
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC155,176$10.1Mshares
WHOLE FOODS MKT INCWHOLE FOODS MKT INC62,917$2.65Mshares
PROSHARES TRPROSHARES TR188,349$2.39Mshares
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN41,262$2.11Mshares
DIVERSIFIED REAL ASSET INC …DIVERSIFIED REAL ASSET INC FD COM…114,199$1.99Mshares
ISHARESISHARES64,513$1.76Mshares
TESORO CORPTESORO CORP18,067$1.69Mshares
PANERA BREAD COPANERA BREAD CO4,892$1.54Mshares
DUPONT FABROS TECHNOLOGY INCDUPONT FABROS TECHNOLOGY INC23,934$1.46Mshares
MONOGRAM RESIDENTIAL TR INCMONOGRAM RESIDENTIAL TR INC144,840$1.41Mshares
STAPLES INCSTAPLES INC124,970$1.26Mshares
POWERSHARES ETF TRUST DYN M…POWERSHARES ETF TRUST DYN MEDI43,138$1.2Mshares
BLACKROCK DEFINED OPPRTY CRBLACKROCK DEFINED OPPRTY CR91,312$907Kshares
BAKER HUGHES INCBAKER HUGHES INC14,408$785Kshares
ANDEANDERSONS INC21,804$745Kshares
BWXTBWX TECHNOLOGIES INC15,051$734Kshares
NUVASIVE INCNUVASIVE INC8,934$687Kshares
CIGCIA ENERGETICA DE MINAS GERA241,981$581Kshares
ROYAL BANK OF SCOTLAND GROU…ROYAL BANK OF SCOTLAND GROUP PLC22,959$581Kshares
ZOGENIX INC.ZOGENIX INC.32,000$464Kshares
SCORPIO TANKERS INCSCORPIO TANKERS INC116,349$462Kshares
SPDR INDEX SHS FDSSPDR INDEX SHS FDS15,334$449Kshares
ENZLISHARES TR9,654$447Kshares
POWERSHS DB US DOLLAR INDEX…POWERSHS DB US DOLLAR INDEX DO17,921$444Kshares
SCHOSCHWAB STRATEGIC TR7,583$382Kshares
RWMPROSHARES TR8,264$382Kshares
UBS AG LONDON BRHUBS AG LONDON BRH20,872$380Kshares
ELLAUDER ESTEE COS INC3,931$377Kshares
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP298,398$346Kshares
XCERRA CORPXCERRA CORP33,299$325Kshares
CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES46,319$321Kshares
ECHISHARES INC7,603$317Kshares
UHALU HAUL HOLDING COMPANY865$317Kshares
KOSMOS ENERGY LTDKOSMOS ENERGY LTD49,436$317Kshares
APAMPCO-PITTSBURG CORP19,891$293Kshares
PLSEPULSE BIOSCIENCES INC8,391$290Kshares
DPGDUFF & PHELPS UTLITY AND INF17,437$289Kshares
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC5,569$289Kshares
SANMSANMINA CORP7,567$288Kshares
CARE CAP PPTYS INCCARE CAP PPTYS INC10,708$286Kshares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST6,360$285Kshares
KINDER MORGAN INC DELKINDER MORGAN INC DEL6,397$281Kshares
TESORO LOGISTICS LPTESORO LOGISTICS LP5,352$277Kshares
ADVISORSHARES TRADVISORSHARES TR7,632$274Kshares
DIREXION SHS ETF TRDIREXION SHS ETF TR9,043$274Kshares
RVSBRIVERVIEW BANCORP INC41,111$273Kshares
EGEVEREST GROUP LTD1,051$268Kshares
WISDOMTREEWISDOMTREE14,318$267Kshares
SPYMSPDR SERIES TRUST2,316$264Kshares
BED BATH & BEYOND INCBED BATH & BEYOND INC8,574$261Kshares
AMEDISYS INCAMEDISYS INC4,139$260Kshares
NEW SR INVT GROUP INCNEW SR INVT GROUP INC25,854$260Kshares
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP10,566$259Kshares
PEREGRINE PHARMACEUTICALS INPEREGRINE PHARMACEUTICALS IN425,254$259Kshares
RSP PERMIAN INCRSP PERMIAN INC8,000$258Kshares
TFLOISHARES TR4,996$251Kshares
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC7,066$250Kshares
SPDR INDEX SHS FDSSPDR INDEX SHS FDS4,957$249Kshares
FTSE RAFI Emerg MktsFTSE RAFI Emerg Mkts12,512$248Kshares
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC5,255$247Kshares
CTRACOTERRA ENERGY INC9,706$243Kshares
CABELAS INCCABELAS INC4,005$238Kshares
CWCURTISS WRIGHT CORP2,581$237Kshares
RLIRLI CORP4,344$237Kshares
Deutsche Global High IncomeDeutsche Global High Income27,245$237Kshares
HULL TACTICAL US ETFHULL TACTICAL US ETF8,506$232Kshares
GELGENESIS ENERGY L P7,296$231Kshares
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…3,673$231Kshares
WTMWHITE MTNS INS GROUP LTD265$230Kshares
ABSOLUTE SHS TR WBI BBR GBL…ABSOLUTE SHS TR WBI BBR GBL HIGH9,008$221Kshares
ISHARESISHARES8,763$220Kshares
CXWCORECIVIC INC7,896$218Kshares
FT MEGA CAP ALPHADEX FD ETF…FT MEGA CAP ALPHADEX FD ETF(FMK)7,213$215Kshares
PRAAPRA GROUP INC5,636$214Kshares
SPWRQSUNPOWER CORP22,761$213Kshares
XRTSPDR SERIES TRUST5,190$211Kshares
NFRAFLEXSHARES TR4,455$209Kshares
EWYISHARES INC3,024$205Kshares
ASBASSOCIATED BANC-CORP8,117$205Kshares
CHGGCHEGG INC16,686$205Kshares
WOODISHARES TR3,339$205Kshares
KYOCYKYOCERA CORP ADR(RP 1 SHS)3,459$202Kshares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST6,031$202Kshares
MEDICINES COMEDICINES CO5,250$200Kshares
SUPERVALU INCSUPERVALU INC59,971$197Kshares
HIGHLAND FDS IHIGHLAND FDS I10,316$190Kshares
BNOUNITED STS BRENT OIL FD LP14,210$185Kshares
POWERSHARES TR II S&P SMALL…POWERSHARES TR II S&P SMALLCAP12,842$171Kshares
BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TR10,109$152Kshares
ORCHIDS PAPER PRODUCTS COORCHIDS PAPER PRODUCTS CO11,257$146Kshares
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC12,179$140Kshares
ALOTASTRONOVA INC10,310$133Kshares
RMBSRAMBUS INC DEL10,031$115Kshares
SASEABRIDGE GOLD INC10,532$114Kshares
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN10,392$113Kshares
SYNERON MEDICAL LTDSYNERON MEDICAL LTD10,000$110Kshares
TIDEWATER INCTIDEWATER INC149,993$108Kshares
OCLARO INCOCLARO INC11,050$103Kshares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001333978-17-000012 superseded2017-11-07acceptance time not in the bulk data set
13F-HR/A 0001333978-18-000006 baserestatement2018-02-16acceptance time not in the bulk data set