Commonwealth Equity Services, Inc

13F filer, CIK 1333978, WALTHAM, MA

Commonwealth Equity Services, Inc reported $13,538,938,000 across 2,318 holdings for the quarter ended 2016-12-31, in a 13F-HR/A filed 2018-02-16. Its ten largest share positions make up 18.74% of the portfolio.

Filed 2018-02-16 (acceptance time not in the bulk data set), ingested 2026-10-07 19:06:41 UTC13F-HR/A 0001333978-18-000003

Period: 2016-12-31
Reported value: $13.5B
Holdings: 2,318
Top 10 weight: 18.74%
New: 191
Sold out: 127

Largest buys vs the previous quarter

Security	Shares change	Approx. value
ITOTadded	+878,441	$45.1M
IWFadded	+336,431	$35.3M
VTIadded	+287,303	$33.1M
IWDadded	+281,159	$31.5M
VEAadded	+811,248	$29.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
USMVreduced	-773,823	-$35M
GLDreduced	-198,022	-$21.7M
DLSreduced	-192,360	-$11.5M
DTHreduced	-286,671	-$10.9M
EFAVreduced	-170,002	-$10.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR/A 0001333978-18-000003, largest first. % of portfolio is the value over $13,538,987,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
PACIFIC CONTINENTAL CORPPACIFIC CONTINENTAL CORP	9,901	$216K	<0.01%	new
WDAYWORKDAY INC	3,247	$215K	<0.01%	-199		Timeline
JGHNUVEEN GLOBAL HIGH INCOME FD	13,470	$215K	<0.01%	new		Timeline
GLPIGAMING & LEISURE P	6,970	$213K	<0.01%	new		Timeline
GWXSPDR INDEX SHS FDS	7,342	$213K	<0.01%	-492		Timeline
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME F	33,341	$213K	<0.01%	-2,500
WOODISHARES TR	3,983	$213K	<0.01%	-8,698		Timeline
TCP CAP CORPTCP CAP CORP	12,578	$213K	<0.01%	new
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP	3,053	$213K	<0.01%	new
PIMCO GLOBAL ADV INFL LKD B…PIMCO GLOBAL ADV INFL LKD BD STRA…	5,100	$213K	<0.01%	0
NXDTNEXPOINT DIVERSIFIED REL ET	9,322	$212K	<0.01%	+280		Timeline
IDEAL PWR INCIDEAL PWR INC	64,363	$212K	<0.01%	+26,763
LPLALPL FINL HLDGS INC	5,990	$211K	<0.01%	new		Timeline
RJFRAYMOND JAMES FINL INC	3,049	$211K	<0.01%	new		Timeline
XBKNXBLACKROCK INVEST QLTY MUNI	14,352	$211K	<0.01%	new		Timeline
RINGISHARES INC	12,294	$211K	<0.01%	new		Timeline
INKMSSGA ACTIVE ETF TR	6,913	$211K	<0.01%	new		Timeline
ENERPLUS CORPENERPLUS CORP	22,204	$211K	<0.01%	+1,323
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	12,099	$210K	<0.01%	+512
BROCADE COMMUNICATIONS SYS IBROCADE COMMUNICATIONS SYS I	16,832	$210K	<0.01%	+2,060
RYDEX ETF TRUSTRYDEX ETF TRUST	2,872	$210K	<0.01%	new
POWLPOWELL INDS INC	5,367	$209K	<0.01%	+33		Timeline
FXRFIRST TR EXCHANGE-TRADED FD	6,343	$209K	<0.01%	new		Timeline
MLNVANECK ETF TRUST	10,790	$209K	<0.01%	-13,475		Timeline
IHDGWISDOMTREE TR	7,918	$209K	<0.01%	new		Timeline
ISHARESISHARES	8,542	$209K	<0.01%	new
PANDORA MEDIA INCPANDORA MEDIA INC	16,019	$209K	<0.01%	+2,867
PIMCO ETF TRPIMCO ETF TR	4,126	$209K	<0.01%	new
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	18,140	$208K	<0.01%	+215
SSPSCRIPPS E W CO OHIO	10,749	$208K	<0.01%	new		Timeline
TEXAS PACIFIC LAND TRUSTTEXAS PACIFIC LAND TRUST	700	$208K	<0.01%	new
ALLEALLEGION PLC	3,239	$207K	<0.01%	-138		Timeline
CBRECBRE GROUP INC	6,531	$206K	<0.01%	new		Timeline
XNXJXNUVEEN NEW JERSEY	15,620	$206K	<0.01%	-1,412		Timeline
NVRIENVIRI CORP	15,180	$206K	<0.01%	0		Timeline
STIPISHARES TR	2,036	$205K	<0.01%	new		Timeline
CFFNCAPITOL FED FINL INC	12,449	$205K	<0.01%	-156		Timeline
BKHBLACK HILLS CORP	3,350	$205K	<0.01%	-313		Timeline
HISFFIRST TR EXCHANGE-TRADED FD	4,102	$205K	<0.01%	new		Timeline
HEEMISHARES INC	9,643	$205K	<0.01%	+333		Timeline
BSTBLACKROCK SCIENCE & TECHNOLO	11,348	$204K	<0.01%	new		Timeline
HCSGHEALTHCARE SVCS GROUP INC	5,196	$204K	<0.01%	new		Timeline
DXCMDEXCOM INC	3,404	$203K	<0.01%	+808		Timeline
LIBERTY PROPERTY TRUSTLIBERTY PROPERTY TRUST	5,151	$203K	<0.01%	new
VANTIV INCVANTIV INC	3,386	$202K	<0.01%	-297
iShares MSCI Frontier 100iShares MSCI Frontier 100	8,121	$202K	<0.01%	-1,224
POWERSHARES EXCHANGE TRADEDPOWERSHARES EXCHANGE TRADED	5,871	$202K	<0.01%	new
PRKPARK NATL CORP	1,680	$201K	<0.01%	new		Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	14,524	$201K	<0.01%	new
CST BRANDS INCCST BRANDS INC	4,168	$201K	<0.01%	-136
SPFFGLOBAL X FDS	15,713	$201K	<0.01%	+1,750		Timeline
DONNELLEY R R & SONS CODONNELLEY R R & SONS CO	12,291	$201K	<0.01%	new
UBS AG LONDON BRHUBS AG LONDON BRH	12,000	$201K	<0.01%	new
PB BANCORP INCPB BANCORP INC	20,284	$201K	<0.01%	+500
TDYTELEDYNE TECHNOLOGIES INC	1,629	$200K	<0.01%	new		Timeline
CVICVR ENERGY INC	7,888	$200K	<0.01%	new		Timeline
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	15,678	$199K	<0.01%	+1,378
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	16,211	$199K	<0.01%	-5,910
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	27,038	$198K	<0.01%	+2,552
FMYFIRST TR MTG INCOME FD	13,971	$197K	<0.01%	-950		Timeline
STUDENT TRANSPORTATION INCSTUDENT TRANSPORTATION INC	35,293	$197K	<0.01%	+5,535
DEUTSCHE BK AG LONDONDEUTSCHE BK AG LONDON	10,648	$197K	<0.01%	new
HIGHLAND FDS IHIGHLAND FDS I	10,345	$194K	<0.01%	new
PPCPILGRIMS PRIDE CORP	10,160	$193K	<0.01%	-8,733		Timeline
GUESS? INCGUESS? INC	15,894	$192K	<0.01%	-3,640
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	15,500	$191K	<0.01%	+5,000
BOXBOX INC	13,744	$190K	<0.01%	-2,212		Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	71,183	$190K	<0.01%	-2,749		Timeline
AVON PRODS INCAVON PRODS INC	37,547	$189K	<0.01%	-4,046
PLUGPLUG PWR INC	156,670	$188K	<0.01%	+44		Timeline
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C	10,468	$188K	<0.01%	new
XNQPXNUVEEN PA INVT QUALITY MUN F	14,208	$186K	<0.01%	+363		Timeline
COVANTA HLDG CORPCOVANTA HLDG CORP	11,841	$185K	<0.01%	new
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES N	20,314	$185K	<0.01%	+6,326
MRCCMONROE CAP CORP	11,977	$184K	<0.01%	new		Timeline
VGMINVESCO TR INVT GRADE MUNS	14,254	$182K	<0.01%	+2,039		Timeline
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANY	313,476	$182K	<0.01%	0
PNNTPENNANTPARK INVTS CORP	23,605	$181K	<0.01%	new		Timeline
NPVNUVEEN VA QUALITY MUN INCOM	13,904	$180K	<0.01%	+54		Timeline
CYS INVTS INCCYS INVTS INC	23,258	$180K	<0.01%	+12,498
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	27,130	$179K	<0.01%	+4,544
BARNES & NOBLE ED INCBARNES & NOBLE ED INC	15,604	$179K	<0.01%	+500
XMCRXMFS CHARTER INCOME TR	20,892	$178K	<0.01%	-1,384		Timeline
GNWGENWORTH FINL INC	46,723	$178K	<0.01%	+1,860		Timeline
XEADXALLSPRING INCOME OPPORTUNIT	21,030	$178K	<0.01%	-9,283		Timeline
XWIAXWESTERN ASSET INFLT LNK INC	15,355	$176K	<0.01%	+35		Timeline
DUFF & PHELPSDUFF & PHELPS	18,653	$176K	<0.01%	-1,831
Powershs Exch Trad Fd TrPowershs Exch Trad Fd Tr	47,746	$176K	<0.01%	-13,289
NEW SR INVT GROUP INCNEW SR INVT GROUP INC	18,008	$176K	<0.01%	+7,259
PFBXPEOPLES FINANCIAL CORPORATION	10,848	$175K	<0.01%	0		Timeline
WESTERN ASSET MTG CAP CORPWESTERN ASSET MTG CAP CORP	17,295	$174K	<0.01%	new
EARTHLINK HLDGS CORPEARTHLINK HLDGS CORP	30,705	$173K	<0.01%	+2,687
AXGNAXOGEN INC	19,111	$172K	<0.01%	+1,400		Timeline
NUVEEN ENHANCED MUNICIPAL V…NUVEEN ENHANCED MUNICIPAL VALU	12,310	$172K	<0.01%	-2,018
BOSTON PRIVATE FINL HLDGS I…BOSTON PRIVATE FINL HLDGS INC COM	10,365	$172K	<0.01%	-1,134
AMERICA FIRST MULTIFAMILY INAMERICA FIRST MULTIFAMILY IN	31,852	$172K	<0.01%	+53
TICC CAPITAL CORPTICC CAPITAL CORP	26,079	$172K	<0.01%	+5,693
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION	168,000	$172K	<0.01%	+30,000
MFMABERDEEN MUN INCOME FD	25,120	$167K	<0.01%	+15,064		Timeline
ARIAPOLLO COML REAL ESTATE FIN	10,003	$166K	<0.01%	new		Timeline
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	13,492	$166K	<0.01%	+584
AEGON N VAEGON N V	30,083	$166K	<0.01%	+4,467
GPROGOPRO INC	19,045	$166K	<0.01%	-2,031		Timeline
QCLNFIRST TR EXCHANGE-TRADED FD	10,672	$165K	<0.01%	-3,139		Timeline
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	11,081	$165K	<0.01%	new
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	11,171	$165K	<0.01%	-362
BLACKROCK MASS TAX-EXEMPT TRBLACKROCK MASS TAX-EXEMPT TR	11,620	$165K	<0.01%	-522
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID F	21,680	$164K	<0.01%	-1,323
FIRST TR/ABERDEEN EMERG OPTFIRST TR/ABERDEEN EMERG OPT	11,765	$163K	<0.01%	+529
ALON USA PARTNERS LP UNIT L…ALON USA PARTNERS LP UNIT LTD PAR…	16,977	$163K	<0.01%	-675
TRC COS INCTRC COS INC	15,398	$163K	<0.01%	0
PFOFLAHERTY & CRUMRINE PFD INCO	14,545	$162K	<0.01%	+2,500		Timeline
PLABPHOTRONICS INC	14,333	$162K	<0.01%	0		Timeline
MWAMUELLER WTR PRODS INC	12,077	$161K	<0.01%	-242		Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	29,026	$161K	<0.01%	+2,020
MPABLACKROCK MUNIYIELD PA QUALI	11,384	$161K	<0.01%	+1,214		Timeline
GERNGERON CORP	77,167	$160K	<0.01%	+6,970		Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	12,493	$160K	<0.01%	-296
VALEVALE S A	20,871	$159K	<0.01%	-1,102		Timeline
NATNORDIC AMERICAN TANKERS LIMI	18,946	$159K	<0.01%	-4,056		Timeline
SJTSAN JUAN BASIN RTY TR	23,952	$159K	<0.01%	+79		Timeline
MEDLEY CAP CORPMEDLEY CAP CORP	21,203	$159K	<0.01%	new
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	15,552	$159K	<0.01%	+1,215
MFS CALIF MUN FDMFS CALIF MUN FD	14,157	$159K	<0.01%	0
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	24,921	$158K	<0.01%	+6,196
INODINNODATA INC	64,513	$158K	<0.01%	-20,300		Timeline
MSB FINL CORP NEWMSB FINL CORP NEW	10,724	$158K	<0.01%	0
AEOAMERICAN EAGLE OUTFITTERS IN	10,283	$156K	<0.01%	new		Timeline
CVECENOVUS ENERGY INC	10,336	$156K	<0.01%	-303		Timeline
STONEMOR PARTNERS LPSTONEMOR PARTNERS LP	17,477	$156K	<0.01%	-18,053
NSSCNAPCO SEC TECHNOLOGIES INC	18,208	$155K	<0.01%	-2,012		Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	13,096	$155K	<0.01%	+281
XEVGXEATON VANCE SHORT DURATION D	11,153	$155K	<0.01%	-572		Timeline
NGDNEW GOLD INC	44,118	$154K	<0.01%	+26,700		Timeline
NIMNUVEEN SELECT MAT MUN FD	15,756	$154K	<0.01%	-1,422		Timeline
PAIWESTERN ASSET INVESTMENT GRA	10,674	$153K	<0.01%	-2,115		Timeline
Invesco Global Listed Priva…Invesco Global Listed Private Equ…	13,758	$153K	<0.01%	+1,253
NUVEEN MD PREM INC MUNI FUNDNUVEEN MD PREM INC MUNI FUND	12,329	$153K	<0.01%	+4
BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TR	10,880	$152K	<0.01%	+89
EHIWESTERN ASSET GBL HIGH INC F	15,254	$150K	<0.01%	-2,459		Timeline
NEONEOGENOMICS INC	17,200	$147K	<0.01%	0		Timeline
ALOTASTRONOVA INC	10,310	$147K	<0.01%	0		Timeline
LFVNLIFEVANTAGE CORP	17,949	$146K	<0.01%	new		Timeline
MERRIMACK PHARMACEUTICALS INMERRIMACK PHARMACEUTICALS IN	35,175	$144K	<0.01%	-1,756
INGING GROEP N.V.	10,119	$143K	<0.01%	-9,767		Timeline
NTLAINTELLIA THERAPEUTICS INC	10,800	$142K	<0.01%	new		Timeline
NANNUVEEN NY DIVI ADV	10,435	$140K	<0.01%	-2,499		Timeline
ENCANA CORPENCANA CORP	11,965	$140K	<0.01%	-853
RPDRAPID7 INC	11,398	$139K	<0.01%	+700		Timeline
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75…	135,000	$138K	<0.01%	+30,000
NGNOVAGOLD RESOURCES INC	29,958	$137K	<0.01%	+6,560		Timeline
CLNECLEAN ENERGY FUELS CORP	47,785	$137K	<0.01%	+2,400		Timeline
GRXGABELLI HEALTHCARE & WELLNES	14,485	$137K	<0.01%	-246		Timeline
WESTERN ASSET CORPORATE LN FWESTERN ASSET CORPORATE LN F	11,991	$135K	<0.01%	new
VPVINVESCO PA VALUE MUN INC TR	10,928	$133K	<0.01%	new		Timeline
MANAGED DURATION INVT GRD FUMANAGED DURATION INVT GRD FU	10,012	$131K	<0.01%	new
CAPSTEAD MTG CORPCAPSTEAD MTG CORP	12,840	$131K	<0.01%	-1,682
RMTROYCE MICRO-CAP TR INC	15,882	$130K	<0.01%	new		Timeline
NUVEEN TX ADV TOTAL RET STRGNUVEEN TX ADV TOTAL RET STRG	11,472	$130K	<0.01%	-2,779
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC	11,370	$130K	<0.01%	+343
CLEARBRIDGE AMERN ENERG MLPCLEARBRIDGE AMERN ENERG MLP	13,959	$128K	<0.01%	-1,843
LEGG MASON BW GLB INC OPP FDLEGG MASON BW GLB INC OPP FD	10,793	$128K	<0.01%	+210
DIREXION SHS ETF TRDIREXION SHS ETF TR	23,000	$128K	<0.01%	new
ERICTELEFONAKTIEBOLAGET LM ERICS	21,849	$127K	<0.01%	+2,936		Timeline
PEREGRINE PHARMACEUTICALS INPEREGRINE PHARMACEUTICALS IN	413,261	$127K	<0.01%	+50
PPTFRANKLIN PREMIER INCOME TR	25,319	$126K	<0.01%	+4,934		Timeline
DNNDENISON MINES CORP	241,862	$124K	<0.01%	0		Timeline
CLOUD PEAK ENERGY INCCLOUD PEAK ENERGY INC	21,752	$122K	<0.01%	+3,300
MINABERDEEN INTER INCOME FD	27,240	$121K	<0.01%	-18,802		Timeline
SPPPSPROTT ASSET MANAGEMENT LP	17,600	$121K	<0.01%	+1,400		Timeline
DURECT CORPDURECT CORP	90,425	$121K	<0.01%	+64,425
USALIBERTY ALL STAR EQUITY FD	23,310	$120K	<0.01%	+4,828		Timeline
STMSTMICROELECTRONICS N V	10,461	$119K	<0.01%	new		Timeline
PIMCO MUN INCOME FD IIIPIMCO MUN INCOME FD III	10,455	$119K	<0.01%	new
ADVAXIS INCADVAXIS INC	16,125	$115K	<0.01%	0
POLYMET MINING CORPPOLYMET MINING CORP	151,665	$113K	<0.01%	+18,450
ICLNISHARES TR	14,217	$112K	<0.01%	-17,144		Timeline
SGYPQSYNERGY PHARMACEUTICALS DEL	18,406	$112K	<0.01%	new		Timeline
ALPINE GLOBAL PREMIER PPTYSALPINE GLOBAL PREMIER PPTYS	21,624	$111K	<0.01%	-1,333
ELEMENTS ROGERS INTL CMDTY …ELEMENTS ROGERS INTL CMDTY AGRI T…	17,492	$110K	<0.01%	-143
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC	15,825	$110K	<0.01%	-4,877
IMMUNOMEDICS INCIMMUNOMEDICS INC	29,495	$108K	<0.01%	-1,820
CXCEMEX SAB DE CV	13,290	$107K	<0.01%	+2,045		Timeline
INSYS THERAPEUTICS INCINSYS THERAPEUTICS INC	11,653	$107K	<0.01%	new
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION	105,000	$107K	<0.01%	0
FIFTH STR SR FLOATNG RATE C…FIFTH STR SR FLOATNG RATE CORP COM	12,298	$107K	<0.01%	+1,777
ANTARES PHARMA INCANTARES PHARMA INC	45,630	$106K	<0.01%	+1,700
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS	20,874	$104K	<0.01%	-13,157
DREYFUSDREYFUS	30,588	$103K	<0.01%	-284
ABEVAMBEV SA	20,624	$101K	<0.01%	-3,583		Timeline
MSDMORGAN STANLEY EMKT DBT FD I	11,101	$101K	<0.01%	+135		Timeline
IGAVOYA GLBL ADV & PREM OPP FD	10,162	$100K	<0.01%	+94		Timeline
FUNDSPROTT FOCUS TR INC	14,357	$100K	<0.01%	+11		Timeline
SEADRILL ORDSEADRILL ORD	29,413	$100K	<0.01%	-1,940
FIFTH STREET FIN CORP COMFIFTH STREET FIN CORP COM	18,636	$100K	<0.01%	-2,353
NMLNEUBERGER ENGY INFRSTR & INC	10,511	$99K	<0.01%	-689		Timeline
TEEKAY CORPORATIONTEEKAY CORPORATION	12,297	$99K	<0.01%	-2,104
MLSSMILESTONE SCIENTIFIC INC	70,399	$99K	<0.01%	+10,709		Timeline
SUPERVALU INCSUPERVALU INC	21,294	$99K	<0.01%	-2,453
BLDPBALLARD PWR SYS INC NEW	58,915	$97K	<0.01%	+365		Timeline
IAGIAMGOLD CORP	24,962	$96K	<0.01%	new		Timeline
GLOCLOUGH GLOBAL OPPORTUNITIES	10,297	$92K	<0.01%	new		Timeline
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	10,732	$92K	<0.01%	-1,852
MFS SPECIAL VALUE TRUSTMFS SPECIAL VALUE TRUST	16,531	$92K	<0.01%	+2,185
CVVCVD EQUIP CORP	10,428	$91K	<0.01%	new		Timeline
EODALLSPRING GLOBAL DIVIDEND OP	16,257	$89K	<0.01%	-3,215		Timeline
PUTMAN HIGH INCOME SEC FUNDPUTMAN HIGH INCOME SEC FUND	10,463	$86K	<0.01%	-2,884
TERRAVIA HOLDINTERRAVIA HOLDIN	75,202	$86K	<0.01%	-3,400
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORP	59,516	$85K	<0.01%	+8,163
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INC	24,966	$85K	<0.01%	+2,995
SYNERON MEDICAL LTDSYNERON MEDICAL LTD	10,000	$84K	<0.01%	-606
FITBIT INCFITBIT INC	11,437	$84K	<0.01%	-375
JUST ENERGY GROUP INCJUST ENERGY GROUP INC	15,259	$83K	<0.01%	+55
VVRINVESCO SR INCOME TR	17,494	$81K	<0.01%	+2,397		Timeline
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	20,143	$81K	<0.01%	-15
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORP	15,242	$79K	<0.01%	+514
SUMMER INFANT INCSUMMER INFANT INC	39,426	$79K	<0.01%	+3,750
THERAPEUTICSMD INCTHERAPEUTICSMD INC	13,449	$78K	<0.01%	-1,075
NABRIVA THERAPEUTICS AGNABRIVA THERAPEUTICS AG	12,760	$76K	<0.01%	new
IBNICICI BK LTD	10,078	$75K	<0.01%	-644		Timeline
CXEMFS HIGH INCOME MUN TR	15,257	$75K	<0.01%	+405		Timeline
Bowater IncBowater Inc	20,049	$72K	<0.01%	new
BBVABANCO BILBAO VIZCAYA ARGENTA	10,456	$71K	<0.01%	new		Timeline
MANNKIND CORPMANNKIND CORP	110,390	$70K	<0.01%	+10,375
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION	70,000	$68K	<0.01%	+25,000
NEVSUN RES LTDNEVSUN RES LTD	21,662	$67K	<0.01%	-615
OHA INVT CORPOHA INVT CORP	38,755	$67K	<0.01%	+24,755
ZYNGA INC.ZYNGA INC.	25,535	$66K	<0.01%	+500
KERYX BIOPHARMACEUTICALSKERYX BIOPHARMACEUTICALS	10,684	$63K	<0.01%	0
DERMA SCIENCES INCDERMA SCIENCES INC	12,100	$63K	<0.01%	-800
FORTUNA MNG CORP FFORTUNA MNG CORP F	10,909	$62K	<0.01%	0
AMARIN CORP PLCAMARIN CORP PLC	19,716	$61K	<0.01%	-3,750
EVOKE PHARMA INCEVOKE PHARMA INC	30,062	$61K	<0.01%	+18,000
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEW	33,798	$60K	<0.01%	-1,270
PARKER DRILLING COPARKER DRILLING CO	22,410	$58K	<0.01%	+1,000
HHGREGG INCHHGREGG INC	40,000	$57K	<0.01%	+20,000
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL A	17,052	$56K	<0.01%	-3,500
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORP	20,354	$52K	<0.01%	-816
IDERA PHARMACEUTICALS INCIDERA PHARMACEUTICALS INC	34,600	$52K	<0.01%	0
BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADR	55,000	$51K	<0.01%	+32,000
TANZANIAN ROYALTY EXPLORATI…TANZANIAN ROYALTY EXPLORATION COR…	102,565	$51K	<0.01%	0
FORTRESS INVT GROUP LLC CL AFORTRESS INVT GROUP LLC CL A	10,315	$50K	<0.01%	-1,951
FTEKFUEL TECH INC	42,215	$49K	<0.01%	-333		Timeline
RELM WIRELESS CORPRELM WIRELESS CORP	10,335	$49K	<0.01%	0
FUELCELL ENERGY INCFUELCELL ENERGY INC	26,352	$46K	<0.01%	+8,160
EXKENDEAVOUR SILVER CORP	12,793	$45K	<0.01%	new		Timeline
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW	13,914	$45K	<0.01%	-50
ENERGY FOCUS INCENERGY FOCUS INC	10,657	$45K	<0.01%	-3,850
Royal Bk CDA Sub Nt NVCC Co…Royal Bk CDA Sub Nt NVCC Conve	40,000	$43K	<0.01%	0
ARENA PHARMECEUTICALS INCARENA PHARMECEUTICALS INC	29,324	$42K	<0.01%	-500
PLURISTEM THERAPEUTICS INCPLURISTEM THERAPEUTICS INC	28,516	$41K	<0.01%	+4,000
Fusion Telecomm Intl IncFusion Telecomm Intl Inc	27,304	$41K	<0.01%	-1,000
CIKUBS ASSET MGMT INCOME FD INC	12,040	$38K	<0.01%	+93		Timeline
ARRHYTHMIA RESH TECHNOLOGY IARRHYTHMIA RESH TECHNOLOGY I	10,000	$38K	<0.01%	0
BOVIE MEDICAL CORPBOVIE MEDICAL CORP	10,700	$38K	<0.01%	0
DANAHER CORP DELDANAHER CORP DEL	12,000	$36K	<0.01%	0
PROPHASE LABS INCPROPHASE LABS INC	17,500	$35K	<0.01%	+1,000
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INC	17,968	$33K	<0.01%	new
ANI PHARMACEUTICALS INCANI PHARMACEUTICALS INC	29,000	$33K	<0.01%	0
PHOTRONICS INCPHOTRONICS INC	25,000	$32K	<0.01%	0
ATLANTIC PWR CORPATLANTIC PWR CORP	12,202	$31K	<0.01%	-1,646
HGTXUHUGOTON ROYALTY TST UBI	14,127	$30K	<0.01%	+1,775		Timeline
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN	30,000	$30K	<0.01%	0
INSEEGO CORPINSEEGO CORP	12,006	$29K	<0.01%	new
VANGUARDVANGUARD	42,910	$29K	<0.01%	-5,312
ADDVANTAGE TECHNOLOGIES GRPADDVANTAGE TECHNOLOGIES GRP	16,645	$29K	<0.01%	-1,575
M/I HOMES INCM/I HOMES INC	27,000	$28K	<0.01%	0
BLACKSTONE MTG TR INCBLACKSTONE MTG TR INC	25,000	$28K	<0.01%	0
IMMUNOGEN INCIMMUNOGEN INC	13,468	$27K	<0.01%	-329
LIQTECH INTERNATIONALLIQTECH INTERNATIONAL	42,000	$27K	<0.01%	-2,176
REDWOOD TR INCREDWOOD TR INC	26,000	$26K	<0.01%	0
NEOVASC INC COM STKNEOVASC INC COM STK	14,900	$26K	<0.01%	-5,500
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC	25,000	$26K	<0.01%	0
CPRXCATALYST PHARMACEUTICALS INC	24,000	$25K	<0.01%	0		Timeline
RYLAND GROUP 0.250RYLAND GROUP 0.250	27,000	$25K	<0.01%	0
NAVIOS MARITIME ACQUISITIONNAVIOS MARITIME ACQUISITION	14,434	$25K	<0.01%	+3,723
COLONY CAP INCCOLONY CAP INC	25,000	$25K	<0.01%	0
HURON CONSULTING GROUP INCHURON CONSULTING GROUP INC	25,000	$24K	<0.01%	0
BLACKROCK TCP CAPITAL CORPBLACKROCK TCP CAPITAL CORP	23,000	$24K	<0.01%	0
NAKNORTHERN DYNASTY MINERALS LT	11,212	$23K	<0.01%	+1,200		Timeline
ZNOGZION OIL & GAS INC COM	16,862	$23K	<0.01%	+200		Timeline
KB HOME 1.375KB HOME 1.375	24,000	$23K	<0.01%	0
TRANSENTERIX INCTRANSENTERIX INC	17,930	$23K	<0.01%	-50
NEW MTN FIN CORPNEW MTN FIN CORP	23,000	$23K	<0.01%	0
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INC	23,000	$23K	<0.01%	0
PDLIPDL BIOPHARMA INC	10,301	$22K	<0.01%	-3,409		Timeline
NAVIDEA BIOPHARMACEUTICALS INAVIDEA BIOPHARMACEUTICALS I	34,087	$22K	<0.01%	0
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INC	11,099	$22K	<0.01%	new
ENCORE CAP GROUP INCENCORE CAP GROUP INC	25,000	$22K	<0.01%	0
THE BANK OF NOVA4 5 25F …THE BANK OF NOVA4 5 25F …	20,000	$21K	<0.01%	0
LAM RESEARCH CORPLAM RESEARCH CORP	11,000	$19K	<0.01%	0
ENVESTNET INCENVESTNET INC	20,000	$19K	<0.01%	0
VIVUS INCVIVUS INC	15,233	$18K	<0.01%	0
BIOLASE INCBIOLASE INC	12,447	$17K	<0.01%	0
SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST I	12,844	$17K	<0.01%	+2,615
EXCO RESOURCES INCEXCO RESOURCES INC	19,150	$17K	<0.01%	-24,300
SANOFISANOFI	42,822	$16K	<0.01%	+28
22ND CENTY GROUP INC22ND CENTY GROUP INC	15,051	$16K	<0.01%	new
INTEL CORPINTEL CORP	10,000	$14K	<0.01%	0
BLACKROCK CAPITAL INVESTMENTBLACKROCK CAPITAL INVESTMENT	14,000	$14K	<0.01%	0
UNXLQUNI-PIXEL INC	13,300	$13K	<0.01%	new		Timeline
RAIT FINANCIAL TRUSTRAIT FINANCIAL TRUST	13,000	$13K	<0.01%	new
NANOVIRICIDES INCNANOVIRICIDES INC	12,331	$13K	<0.01%	-2,286
BIOSTAGE INCBIOSTAGE INC	14,522	$13K	<0.01%	+3,000
HELIX ENERGY SOLUTIONS GROUPHELIX ENERGY SOLUTIONS GROUP	11,000	$11K	<0.01%	0
CERECOR INCCERECOR INC	13,012	$11K	<0.01%	new
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N	16,000	$11K	<0.01%	0
JEFFERIES GROUP INCJEFFERIES GROUP INC	10,000	$10K	<0.01%	0
ARVINMERITOR INCARVINMERITOR INC	10,000	$10K	<0.01%	0
Castle Brands IncCastle Brands Inc	13,500	$10K	<0.01%	-15,000
SYNTHETIC BIOLOGICS INCSYNTHETIC BIOLOGICS INC	11,033	$8K	<0.01%	new
CYTRX CORPCYTRX CORP	16,701	$6K	<0.01%	0
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INC	10,750	$5K	<0.01%	0
CHESAPEAKE ENERGY CORPCHESAPEAKE ENERGY CORP	39,000	$5K	<0.01%	0
NEURALSTEM INCNEURALSTEM INC	18,040	$5K	<0.01%	-5,000
TRIANGLE PETE CORPTRIANGLE PETE CORP	10,850	$3K	<0.01%	+500
MEMORIAL PRODUCTION PARTNERSMEMORIAL PRODUCTION PARTNERS	15,971	$2K	<0.01%	-250
KINDER MORGAN INC DELKINDER MORGAN INC DEL	60,108	$0	0%	+458	Value filed as zero, left out of ratios.

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 127. All 127

Security	Shares before	Value before	Type
ALCOA INCALCOA INC	352,328	$3.57M	shares
ISHARESISHARES	263,156	$3.3M	shares
DGRSWISDOMTREE TR	92,091	$2.84M	shares
XMESPDR SERIES TRUST	97,488	$2.58M	shares
AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP	107,579	$2.1M	shares
DEWWISDOMTREE TR	40,882	$1.75M	shares
VCA ANTECH INCVCA ANTECH INC	19,629	$1.37M	shares
RR DONNELLEY + SONS CORR DONNELLEY + SONS CO	83,110	$1.31M	shares
TOTAL SYS SVCS INCTOTAL SYS SVCS INC	27,553	$1.3M	shares
ACHCACADIA HEALTHCARE COMPANY IN	24,006	$1.19M	shares
ITC HLDGS CORPITC HLDGS CORP	22,543	$1.05M	shares
SNXTD SYNNEX CORPORATION	8,783	$1M	shares
SANDERSON FARMSSANDERSON FARMS	10,124	$975K	shares
CREDIT SUISSE NASSAU BRH ET…CREDIT SUISSE NASSAU BRH ETN L	44,835	$969K	shares
LDPCOHEN & STEERS LTD DURATION	38,454	$966K	shares
BROOKFIELD TOTAL RETURN FD IBROOKFIELD TOTAL RETURN FD I	42,059	$943K	shares
CHECHEMED CORP NEW	6,598	$931K	shares
KALUKAISER ALUMINIUM CORPORATION	10,583	$915K	shares
LINKEDIN CORPLINKEDIN CORP	4,414	$844K	shares
EG DJ EMRG MKT CNSUMR TITAEG DJ EMRG MKT CNSUMR TITA	33,353	$828K	shares
SBNYSIGNATURE BANK	6,752	$800K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	28,888	$746K	shares
ISHARES TRISHARES TR	67,491	$709K	shares
Proshares Short S&PProshares Short S&P	18,603	$708K	shares
CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR	53,565	$704K	shares
GUGGENHEIM ENHANCED EQUITY IGUGGENHEIM ENHANCED EQUITY I	86,599	$675K	shares
CUTWATER SELECT INCOME FDCUTWATER SELECT INCOME FD	32,767	$664K	shares
SBSISOUTHSIDE BANCSHARES INC	17,794	$573K	shares
NUVEEN CA DIV ADV MUNI FD 3NUVEEN CA DIV ADV MUNI FD 3	37,239	$572K	shares
BRSLBRIGHTSTAR LOTTERY PLC	23,360	$570K	shares
PIEDMONT NATURAL GAS COPIEDMONT NATURAL GAS CO	8,250	$495K	shares
FCORFIDELITY MERRIMACK STR TR	9,634	$494K	shares
ROFIN-SINAR TECHNOLOGIES INCROFIN-SINAR TECHNOLOGIES INC	15,342	$494K	shares
EDIVSPDR INDEX SHS FDS	17,753	$491K	shares
VSHVISHAY INTERTECHNOLOGY INC	32,569	$459K	shares
TAHOE RES INCTAHOE RES INC	35,120	$451K	shares
INFYINFOSYS LTD	27,829	$439K	shares
ISHARESISHARES	26,973	$427K	shares
LGIHLGI HOMES INC	11,315	$417K	shares
AMEDISYS INCAMEDISYS INC	8,628	$409K	shares
HARMAN INTL INDS INCHARMAN INTL INDS INC	4,729	$399K	shares
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC	9,437	$379K	shares
MANMANPOWERGROUP INC WIS	5,013	$362K	shares
SNPSSYNOPSYS INC	5,861	$348K	shares
LANNETT COMPANY INCORPORATEDLANNETT COMPANY INCORPORATED	12,931	$344K	shares
VIPSVIPSHOP HLDGS LTD	22,162	$325K	shares
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INC	86,478	$316K	shares
WESTERN ASSET WORLDWIDE INCOWESTERN ASSET WORLDWIDE INCO	27,162	$315K	shares
Accelerate DiagnosticsAccelerate Diagnostics	11,465	$313K	shares
USCIUNITED STS COMMODITY INDEX F	7,494	$311K	shares
SOURCE CAPITAL COM SHS OF B…SOURCE CAPITAL COM SHS OF BEN I	8,462	$311K	shares
ISHARES INCISHARES INC	26,389	$308K	shares
EDVVANGUARD WORLD FD	2,231	$304K	shares
CNCCENTENE CORP DEL	4,341	$291K	shares
ATLAS AIR WORLDWIDE HOLDING…ATLAS AIR WORLDWIDE HOLDINGS I	6,620	$283K	shares
TECKTECK RESOURCES LTD	15,372	$277K	shares
MHDBLACKROCK MUNIHOLDINGS FD IN	14,712	$271K	shares
RLRALPH LAUREN CORP	2,646	$268K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	12,112	$267K	shares
TORTOISE PWR & ENERGY INFRA…TORTOISE PWR & ENERGY INFRASTR	11,687	$261K	shares
POWERSHARES GLOBAL EXCHANGE…POWERSHARES GLOBAL EXCHANGE TRADE…	7,409	$257K	shares
INGRAM MICRO INCINGRAM MICRO INC	7,110	$254K	shares
HQYHEALTHEQUITY INC	6,611	$250K	shares
ROSTROSS STORES INC	3,858	$248K	shares
CMBSISHARES TR	4,603	$244K	shares
UHSUNIVERSAL HLTH SVCS INC	1,937	$239K	shares
ISHARES MSCIISHARES MSCI	21,402	$238K	shares
UHTUNIVERSAL HEALTH RLTY INCOME	3,752	$236K	shares
SMSM ENERGY COMPANY	6,024	$232K	shares
GENERAL GROWTH PPTYS INC NEWGENERAL GROWTH PPTYS INC NEW	8,333	$230K	shares
HDBHDFC BANK LTD	3,143	$226K	shares
ISHARESISHARES	14,205	$223K	shares
DGREWISDOMTREE TR	9,650	$223K	shares
ISHARES TRISHARES TR	8,932	$221K	shares
FPAFIRST TR EXCH TRD ALPHDX FD	7,040	$213K	shares
MDRXVERADIGM INC. COMMON STOCK(DE)	16,130	$212K	shares
Etfs Phys Platinum EtfEtfs Phys Platinum Etf	2,145	$212K	shares
SOXXISHARES TR	1,862	$210K	shares
EQCEQUITY COMMONWEALTH	6,963	$210K	shares
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	11,078	$210K	shares
CCEPCOCA-COLA EUROPACIFIC PARTNE	5,202	$208K	shares
2U INC2U INC	5,430	$208K	shares
HUBSHUBSPOT INC	3,538	$204K	shares
ELDWISDOMTREE TR	5,360	$204K	shares
ROYAL BK SCOTLND GRP PLCROYAL BK SCOTLND GRP PLC	8,012	$204K	shares
OPPEWISDOMTREE TR	8,303	$203K	shares
IEXIDEX CORP	2,152	$201K	shares
DBV TECHNOLOGIES S ADBV TECHNOLOGIES S A	5,500	$200K	shares
ADVISORSHARES TRADVISORSHARES TR	14,514	$196K	shares
CORECIVIC INCCORECIVIC INC	13,430	$186K	shares
CLMCORNERSTONE STRATEGIC INVEST	12,263	$183K	shares
TDFTEMPLETON DRAGON FD INC	10,183	$180K	shares
IVY HIGH INCOME OPPORTUNITIEIVY HIGH INCOME OPPORTUNITIE	11,060	$159K	shares
iShares Msci SingaporeiShares Msci Singapore	14,327	$156K	shares
RYAMRAYONIER ADVANCED MATLS INC	10,947	$146K	shares
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO	10,376	$144K	shares
WESTERN ASSET EMRG MKT INCMWESTERN ASSET EMRG MKT INCM	12,039	$139K	shares
FCOABRDN GLOBAL INCOME FUND INC	14,524	$128K	shares
TGSTRANSPORTADORA DE GAS DEL SU	16,352	$112K	shares
DEUTSCHE HIGH INCOME TR SHSDEUTSCHE HIGH INCOME TR SHS	10,432	$96K	shares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001333978-17-000004	superseded		2017-02-01	acceptance time not in the bulk data set	2026-10-07 19:10:24 UTC
13F-HR/A 0001333978-18-000003	base	restatement	2018-02-16	acceptance time not in the bulk data set	2026-10-07 19:06:41 UTC