Skip to content
Disclosery

COLUMBIA CAPITAL LLC

Follow

13F filer, CIK 1571042, FULLERTON, CA

COLUMBIA CAPITAL LLC reported $111,362,000 across 70 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-10-22. Its ten largest share positions make up 34.78% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001571042-13-000011

Period
2013-09-30
Reported value
$111M
Holdings
70
Top 10 weight
34.78%
New
6
Sold out
3

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AMAZON.COM INCadded+4,687$1.48M
APPLE INCadded+2,726$1.32M
CHESEPEAKE ENERGY CORPnew+47,395$1.29M
CMIadded+9,656$1.29M
RRCadded+11,305$874K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
AAXJexited-80,900-$4.43M
EWAexited-181,900-$4.11M
POTASH CORP OF SASKATCHEWANexited-28,642-$1.09M
XOMreduced-7,887-$957K
INTCreduced-2,006-$46.1K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0001571042-13-000011, largest first. % of portfolio is the value over $111,362,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPDR SERIES TRUSTSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 80,900 shares; 2013Q3: 81,175 shares 81,175$5.38M4.83%+275
ACWXISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 113,200 shares; 2013Q3: 115,101 shares 115,101$5.2M4.67%+1,901Timeline
MARKET VECTORS ETF TRMARKET VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 109,200 shares; 2013Q3: 109,200 shares 109,200$5.17M4.64%0
EWCISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 169,800 shares; 2013Q3: 171,766 shares 171,766$4.88M4.38%+1,966Timeline
IGFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 101,100 shares; 2013Q3: 103,516 shares 103,516$3.92M3.52%+2,416Timeline
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 162,304 shares; 2013Q3: 162,204 shares 162,204$3.89M3.49%-100
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 30,612 shares; 2013Q3: 22,725 shares 22,725$2.76M2.47%-7,887Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 66,928 shares; 2013Q3: 68,875 shares 68,875$2.64M2.37%+1,947Timeline
MARKET VECTORS PHARM ETF TMARKET VECTORS PHARM ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 51,331 shares; 2013Q3: 51,632 shares 51,632$2.48M2.23%+301
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 73,410 shares; 2013Q3: 72,479 shares 72,479$2.41M2.17%-931Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 30,032 shares; 2013Q3: 29,930 shares 29,930$2.4M2.16%-102Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 104,329 shares; 2013Q3: 102,323 shares 102,323$2.35M2.11%-2,006Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 64,306 shares; 2013Q3: 65,107 shares 65,107$2.26M2.03%+801Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 20,090 shares; 2013Q3: 24,428 shares 24,428$2.17M1.95%+4,338Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 44,409 shares; 2013Q3: 51,721 shares 51,721$2.15M1.93%+7,312Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 25,704 shares; 2013Q3: 28,600 shares 28,600$2.13M1.91%+2,896Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 19,308 shares; 2013Q3: 27,398 shares 27,398$2.12M1.9%+8,090Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 9,026 shares; 2013Q3: 11,135 shares 11,135$2.08M1.87%+2,109Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 23,560 shares; 2013Q3: 28,220 shares 28,220$2.03M1.82%+4,660Timeline
APPLE INCAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,460 shares; 2013Q3: 4,186 shares 4,186$2.02M1.81%+2,726The CUSIP as filed is malformed.
XHBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 65,053 shares; 2013Q3: 65,109 shares 65,109$2M1.79%+56Timeline
WALGREEN COWALGREEN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 35,792 shares; 2013Q3: 36,018 shares 36,018$1.96M1.76%+226
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 27,645 shares; 2013Q3: 29,948 shares 29,948$1.92M1.72%+2,303Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 10,852 shares; 2013Q3: 15,507 shares 15,507$1.9M1.71%+4,655Timeline
HSYHERSHEY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 14,622 shares; 2013Q3: 20,234 shares 20,234$1.88M1.69%+5,612Timeline
YAHOO INCYAHOO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 54,060 shares; 2013Q3: 56,009 shares 56,009$1.88M1.69%+1,949
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 45,898 shares; 2013Q3: 46,319 shares 46,319$1.81M1.62%+421
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 15,713 shares; 2013Q3: 18,403 shares 18,403$1.79M1.6%+2,690Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 76,778 shares; 2013Q3: 76,031 shares 76,031$1.77M1.59%-747Timeline
Automatic Data ProcessingAutomatic Data ProcessingQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 18,117 shares; 2013Q3: 24,225 shares 24,225$1.76M1.58%+6,108The CUSIP as filed is malformed.
XCHYXCALAMOS CONV & HIGH INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 136,493 shares; 2013Q3: 139,335 shares 139,335$1.73M1.55%+2,842Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 23,254 shares; 2013Q3: 33,127 shares 33,127$1.67M1.5%+9,873Timeline
AMAZON.COM INCAMAZON.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 575 shares; 2013Q3: 5,262 shares 5,262$1.66M1.49%+4,687The CUSIP as filed is malformed.
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 38,814 shares; 2013Q3: 51,539 shares 51,539$1.64M1.47%+12,725Timeline
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 17,005 shares; 2013Q3: 30,938 shares 30,938$1.64M1.47%+13,933
MARKET VECTORS ETF TRMARKET VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 31,715 shares; 2013Q3: 31,715 shares 31,715$1.64M1.47%0
CMICUMMINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 2,300 shares; 2013Q3: 11,956 shares 11,956$1.6M1.43%+9,656Timeline
Becton DickinsonBecton DickinsonQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 10,047 shares; 2013Q3: 15,777 shares 15,777$1.58M1.42%+5,730The CUSIP as filed is malformed.
POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTGBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 74,236 shares; 2013Q3: 74,236 shares 74,236$1.57M1.41%0
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 14,013 shares; 2013Q3: 18,038 shares 18,038$1.56M1.41%+4,025Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 68,534 shares; 2013Q3: 77,651 shares 77,651$1.56M1.4%+9,117Timeline
BERKSHIRE HATHAWAY INC. CLA…BERKSHIRE HATHAWAY INC. CLASS BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 7,700 shares; 2013Q3: 13,547 shares 13,547$1.55M1.4%+5,847The CUSIP as filed is malformed.
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 31,291 shares; 2013Q3: 31,030 shares 31,030$1.46M1.31%-261Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 33,349 shares; 2013Q3: 42,787 shares 42,787$1.45M1.31%+9,438Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 47,395 shares 47,395$1.29M1.16%new
YUMYUM BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 11,160 shares; 2013Q3: 16,886 shares 16,886$1.22M1.09%+5,726Timeline
GTLSCHART INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 2,475 shares; 2013Q3: 9,307 shares 9,307$1.14M1.02%+6,832Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 3,465 shares; 2013Q3: 8,589 shares 8,589$1.11M0.99%+5,124Timeline
RRCRANGE RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,735 shares; 2013Q3: 13,040 shares 13,040$1.01M0.91%+11,305Timeline
EQTEQT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,385 shares; 2013Q3: 9,480 shares 9,480$857K0.77%+8,095Timeline
SLVISHARES SILVER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 21,650 shares; 2013Q3: 39,860 shares 39,860$836K0.75%+18,210Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 12,509 shares 12,509$738K0.66%new
BP PLC ADRBP PLC ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 9,050 shares 9,050$387K0.35%newThe CUSIP as filed is malformed.
MARKET VECTORS ETF TRMARKET VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 9,535 shares 9,535$286K0.26%new
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,102 shares 1,102$232K0.21%newTimeline
XPHSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 2,942 shares; 2013Q3: 2,950 shares 2,950$227K0.2%+8Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 2,474 shares; 2013Q3: 2,486 shares 2,486$174K0.16%+12Timeline
FIDELITY STR DVD&INC FUNDFIDELITY STR DVD&INC FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 11,117 shares; 2013Q3: 11,177 shares 11,177$153K0.14%+60
IYTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,260 shares 1,260$149K0.13%newTimeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 2,731 shares; 2013Q3: 2,657 shares 2,657$134K0.12%-74
HARMONIC ENERGYHARMONIC ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 23,500 shares; 2013Q3: 23,500 shares 23,500$1K<0.01%0
FALCON NATURAL GAS CORPFALCON NATURAL GAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 20,000 shares; 2013Q3: 20,000 shares 20,000$00%0Value filed as zero, left out of ratios.
MAGNUM HUNTER RES 13WTS WAR…MAGNUM HUNTER RES 13WTS WARRANQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 8 shares; 2013Q3: 8 shares 8$00%0Value filed as zero, left out of ratios.
CLEARANT INCCLEARANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,428 shares; 2013Q3: 1,428 shares 1,428$00%0Value filed as zero, left out of ratios.
CYBERKINETICSCYBERKINETICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,000 shares; 2013Q3: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
DECODE GENETICSDECODE GENETICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,000 shares; 2013Q3: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
GLOBAL RES CORPGLOBAL RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,000 shares; 2013Q3: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
GREEN ENDEAVORSGREEN ENDEAVORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 250 shares; 2013Q3: 250 shares 250$00%0Value filed as zero, left out of ratios.
INNOFONEINNOFONEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,000 shares; 2013Q3: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
YNOT EDUK8 INCYNOT EDUK8 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 100 shares; 2013Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
AAXJISHARES TR80,900$4.43Mshares
EWAISHARES INC181,900$4.11Mshares
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN28,642$1.09Mshares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001571042-13-000011 base2013-10-22acceptance time not in the bulk data set