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Disclosery

Coe Capital Management, LLC

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13F filer, CIK 1505896, HIGHLAND PARK, IL

Coe Capital Management, LLC reported holdings worth $78,229,000 (the sum of its rows) across 71 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-13. The total stated on the cover page is $81,620,000. Its ten largest share positions make up 32.22% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001505896-20-000001

The cover page states a total of $81,620,000, 4% more than the sum of the rows, $78,229,000. This page uses the sum of the rows.

Period
2019-12-31
Value, sum of rows
$78.2M
Stated on the cover page
$81.6M
Holdings
71
Top 10 weight
32.22%
New
2
Sold out
12

Largest buys vs the previous quarter

SecurityShares changeApprox. value
LOPEnew+5,304$508K
IGIBadded+5,261$305K
SHVnew+2,258$249K
IGSBadded+832$44.6K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BSVreduced-15,760-$1.27M
IVVreduced-3,335-$1.08M
PLANTRONICS INC NEWexited-19,686-$735K
VWOreduced-16,199-$721K
BEACON ROOFING SUPPLY INCexited-20,580-$690K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001505896-20-000001, largest first. % of portfolio is the value over $78,229,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 53,952 shares; 2019Q4: 38,192 shares 38,192$3.08M3.94%-15,760Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 24,218 shares; 2019Q4: 20,816 shares 20,816$2.9M3.71%-3,402Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,602 shares; 2019Q4: 1,421 shares 1,421$2.63M3.36%-181Timeline
VEUVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 55,398 shares; 2019Q4: 46,985 shares 46,985$2.52M3.23%-8,413Timeline
MTZMASTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 42,025 shares; 2019Q4: 37,444 shares 37,444$2.4M3.07%-4,581Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 31,252 shares; 2019Q4: 27,580 shares 27,580$2.4M3.06%-3,672Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 20,340 shares; 2019Q4: 18,590 shares 18,590$2.38M3.05%-1,750Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 66,495 shares; 2019Q4: 53,715 shares 53,715$2.37M3.03%-12,780Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,925 shares; 2019Q4: 1,707 shares 1,707$2.28M2.92%-218Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 8,752 shares; 2019Q4: 7,653 shares 7,653$2.25M2.87%-1,099Timeline
IGSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 39,686 shares; 2019Q4: 40,518 shares 40,518$2.17M2.78%+832Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 26,436 shares; 2019Q4: 23,760 shares 23,760$2.1M2.69%-2,676Timeline
WCNWASTE CONNECTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 25,759 shares; 2019Q4: 22,928 shares 22,928$2.08M2.66%-2,831Timeline
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 15,563 shares; 2019Q4: 13,870 shares 13,870$2M2.55%-1,693Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 7,015 shares; 2019Q4: 6,363 shares 6,363$1.87M2.39%-652Timeline
IGIBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 25,890 shares; 2019Q4: 31,151 shares 31,151$1.81M2.31%+5,261Timeline
NCLHNORWEGIAN CRUISE LINE HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 30,395 shares; 2019Q4: 27,513 shares 27,513$1.61M2.05%-2,882Timeline
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 30,782 shares; 2019Q4: 27,377 shares 27,377$1.6M2.05%-3,405Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 51,201 shares; 2019Q4: 35,002 shares 35,002$1.56M1.99%-16,199Timeline
CMECME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 7,690 shares; 2019Q4: 7,690 shares 7,690$1.54M1.97%0Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,368 shares; 2019Q4: 12,322 shares 12,322$1.44M1.84%-1,046Timeline
SCHWCHARLES SCHWAB CORP (THE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 33,298 shares; 2019Q4: 30,023 shares 30,023$1.43M1.83%-3,275Timeline
BAHBOOZ ALLEN HAMILTON HLDG CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 20,621 shares; 2019Q4: 18,453 shares 18,453$1.31M1.68%-2,168Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,758 shares; 2019Q4: 4,313 shares 4,313$1.27M1.62%-445Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 16,800 shares; 2019Q4: 14,525 shares 14,525$1.22M1.56%-2,275Timeline
TRMBTRIMBLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 30,916 shares; 2019Q4: 28,297 shares 28,297$1.18M1.51%-2,619Timeline
BIVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,928 shares; 2019Q4: 12,296 shares 12,296$1.07M1.37%-1,632Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 7,711 shares; 2019Q4: 7,015 shares 7,015$1.06M1.36%-696
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 9,642 shares; 2019Q4: 6,457 shares 6,457$1.06M1.35%-3,185Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 6,417 shares; 2019Q4: 3,082 shares 3,082$996K1.27%-3,335Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 16,838 shares; 2019Q4: 16,658 shares 16,658$932K1.19%-180Timeline
FIVNFIVE9 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 16,605 shares; 2019Q4: 13,036 shares 13,036$855K1.09%-3,569Timeline
ELDORADO RESORTS INCELDORADO RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 17,679 shares; 2019Q4: 14,067 shares 14,067$839K1.07%-3,612
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,940 shares; 2019Q4: 4,515 shares 4,515$822K1.05%-1,425Timeline
EEFTEURONET WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 6,173 shares; 2019Q4: 5,124 shares 5,124$807K1.03%-1,049Timeline
GBDCGOLUB CAP BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 45,220 shares; 2019Q4: 43,536 shares 43,536$803K1.03%-1,684Timeline
CACICACI INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,741 shares; 2019Q4: 3,170 shares 3,170$792K1.01%-571Timeline
SWKSSKYWORKS SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 7,694 shares; 2019Q4: 6,324 shares 6,324$764K0.98%-1,370Timeline
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 40,921 shares; 2019Q4: 36,681 shares 36,681$756K0.97%-4,240Timeline
LNWOLIGHT & WONDER, INC. COMMON STQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 46,508 shares; 2019Q4: 28,031 shares 28,031$751K0.96%-18,477Timeline
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY RENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 189,882 shares; 2019Q4: 168,240 shares 168,240$723K0.92%-21,642
CBRECBRE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,631 shares; 2019Q4: 11,507 shares 11,507$705K0.9%-2,124Timeline
VRNSVARONIS SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 10,685 shares; 2019Q4: 8,764 shares 8,764$681K0.87%-1,921Timeline
BOOTBOOT BARN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 18,996 shares; 2019Q4: 15,110 shares 15,110$673K0.86%-3,886Timeline
PWZINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 23,010 shares; 2019Q4: 23,010 shares 23,010$629K0.8%0Timeline
CVGWCALAVO GROWERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 8,034 shares; 2019Q4: 6,628 shares 6,628$600K0.77%-1,406Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 7,921 shares; 2019Q4: 4,693 shares 4,693$585K0.75%-3,228Timeline
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,424 shares; 2019Q4: 4,565 shares 4,565$579K0.74%-859
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 6,825 shares; 2019Q4: 3,435 shares 3,435$569K0.73%-3,390Timeline
RHPRYMAN HOSPITALITY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 7,478 shares; 2019Q4: 6,313 shares 6,313$547K0.7%-1,165Timeline
AXSAXIS CAP HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 10,600 shares; 2019Q4: 8,927 shares 8,927$531K0.68%-1,673Timeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 15,735 shares; 2019Q4: 15,645 shares 15,645$526K0.67%-90Timeline
HUBGHUB GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 12,347 shares; 2019Q4: 10,108 shares 10,108$518K0.66%-2,239Timeline
LOPEGRAND CANYON ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 5,304 shares 5,304$508K0.65%newTimeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 8,704 shares; 2019Q4: 8,704 shares 8,704$503K0.64%0
GSLCGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 14,123 shares; 2019Q4: 7,538 shares 7,538$487K0.62%-6,585Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,220 shares; 2019Q4: 3,900 shares 3,900$467K0.6%-1,320Timeline
ABIOMED INCABIOMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,312 shares; 2019Q4: 2,630 shares 2,630$449K0.57%-682
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 10,439 shares; 2019Q4: 9,434 shares 9,434$423K0.54%-1,005Timeline
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 53,632 shares; 2019Q4: 51,047 shares 51,047$396K0.51%-2,585
BXMTBLACKSTONE MORTGAGE TRUST INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 11,343 shares; 2019Q4: 10,573 shares 10,573$394K0.5%-770Timeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,050 shares; 2019Q4: 2,375 shares 2,375$393K0.5%-675Timeline
KYNKAYNE ANDERSON ENERGY INFRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 29,211 shares; 2019Q4: 26,866 shares 26,866$374K0.48%-2,345Timeline
NACNUVEEN CA DIVI ADV MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 23,080 shares; 2019Q4: 23,080 shares 23,080$344K0.44%0Timeline
VVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,225 shares; 2019Q4: 2,218 shares 2,218$328K0.42%-1,007Timeline
DIALCOLUMBIA ETF TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 15,160 shares; 2019Q4: 15,160 shares 15,160$315K0.4%0Timeline
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 29,040 shares; 2019Q4: 29,040 shares 29,040$297K0.38%0Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,580 shares; 2019Q4: 3,410 shares 3,410$286K0.37%-170Timeline
SHVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 2,258 shares 2,258$249K0.32%newTimeline
LADENBURG THALMANN FINANCIALLADENBURG THALMANN FINANCIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 68,000 shares; 2019Q4: 68,000 shares 68,000$237K0.3%0
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 7,449 shares; 2019Q4: 2,104 shares 2,104$206K0.26%-5,345Timeline

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PLANTRONICS INC NEWPLANTRONICS INC NEW19,686$735Kshares
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INC20,580$690Kshares
CMFISHARES TR10,140$621Kshares
LGNDLIGAND PHARMACEUTICALS INC6,066$604Kshares
IWRISHARES TR9,160$513Kshares
IWFISHARES TR1,980$316Kshares
PAGPPLAINS GP HLDGS L P14,708$312Kshares
UBS Alerian MLP/ MLPIUBS Alerian MLP/ MLPI13,430$280Kshares
XJQCXNUVEEN CR STRATEGIES INCOME36,000$269Kshares
BACBANK OF AMER CORP8,873$259Kshares
VBKVANGUARD INDEX FDS1,245$227Kshares
MCOMOODYS CORP1,005$206Kshares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001505896-20-000001 base2020-02-13acceptance time not in the bulk data set