Skip to content
Disclosery

COBIZ WEALTH, LLC

Follow

13F filer, CIK 1324659, DENVER, CO

COBIZ WEALTH, LLC reported $520,759,000 across 130 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-10-09. Its ten largest share positions make up 35.18% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001324659-18-000008

Period
2018-09-30
Reported value
$521M
Holdings
130
Top 10 weight
35.18%
New
7
Sold out
8

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SYKadded+26,524$4.71M
CELGENE CORPadded+18,040$1.61M
PFEnew+20,424$900K
CSCOadded+11,295$549K
ISHARES TRnew+10,171$519K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
TTCreduced-79,520-$4.77M
AAPLreduced-12,792-$2.89M
FHLCreduced-35,752-$1.67M
OGCPexited-25,948-$443K
WFCreduced-8,255-$434K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001324659-18-000008, largest first. % of portfolio is the value over $520,755,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
RSPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 328,808 shares; 2018Q3: 326,491 shares 326,491$34.9M6.7%-2,317Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 265,337 shares; 2017Q4: 271,008 shares; 2018Q1: 280,317 shares; 2018Q2: 296,759 shares; 2018Q3: 296,235 shares 296,235$25.8M4.96%-524Timeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 245,456 shares; 2017Q4: 251,625 shares; 2018Q1: 252,535 shares; 2018Q2: 249,802 shares; 2018Q3: 250,759 shares 250,759$24.6M4.72%+957Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 93,545 shares; 2017Q4: 92,509 shares; 2018Q1: 91,913 shares; 2018Q2: 92,786 shares; 2018Q3: 79,994 shares 79,994$18.1M3.47%-12,792Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10,537 shares; 2017Q4: 10,519 shares; 2018Q1: 9,127 shares; 2018Q2: 8,934 shares; 2018Q3: 8,807 shares 8,807$17.6M3.39%-127Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 65,721 shares; 2017Q4: 65,391 shares; 2018Q1: 65,864 shares; 2018Q2: 65,687 shares; 2018Q3: 65,167 shares 65,167$14.5M2.79%-520Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 11,408 shares; 2017Q4: 11,365 shares; 2018Q1: 11,410 shares; 2018Q2: 11,432 shares; 2018Q3: 11,374 shares 11,374$13.7M2.64%-58Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 116,853 shares; 2017Q4: 114,133 shares; 2018Q1: 113,427 shares; 2018Q2: 112,287 shares; 2018Q3: 110,735 shares 110,735$12.5M2.4%-1,552Timeline
INTUINTUITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 48,608 shares; 2017Q4: 48,427 shares; 2018Q1: 49,145 shares; 2018Q2: 49,189 shares; 2018Q3: 48,750 shares 48,750$11.1M2.13%-439Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 63,791 shares; 2017Q4: 76,523 shares; 2018Q1: 77,054 shares; 2018Q2: 76,010 shares; 2018Q3: 75,361 shares 75,361$10.4M2%-649Timeline
EWEDWARDS LIFESCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 59,215 shares; 2017Q4: 58,908 shares; 2018Q1: 58,544 shares; 2018Q2: 58,742 shares; 2018Q3: 58,253 shares 58,253$10.1M1.95%-489Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 41,157 shares; 2017Q4: 41,483 shares; 2018Q1: 56,434 shares; 2018Q2: 59,453 shares; 2018Q3: 59,394 shares 59,394$9.77M1.88%-59Timeline
CIGNA CORPORATIONCIGNA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 45,880 shares; 2017Q4: 46,441 shares; 2018Q1: 48,541 shares; 2018Q2: 47,271 shares; 2018Q3: 46,772 shares 46,772$9.74M1.87%-499
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 58,294 shares; 2017Q4: 56,857 shares; 2018Q1: 57,220 shares; 2018Q2: 57,097 shares; 2018Q3: 55,219 shares 55,219$9.19M1.76%-1,878Timeline
ACNACCENTURE PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 54,414 shares; 2017Q4: 52,403 shares; 2018Q1: 52,599 shares; 2018Q2: 52,277 shares; 2018Q3: 51,913 shares 51,913$8.84M1.7%-364Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 40,050 shares; 2017Q4: 41,042 shares; 2018Q1: 41,780 shares; 2018Q2: 43,231 shares; 2018Q3: 43,471 shares 43,471$8.75M1.68%+240Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 37,838 shares; 2017Q4: 36,737 shares; 2018Q1: 36,748 shares; 2018Q2: 37,117 shares; 2018Q3: 36,677 shares 36,677$8.62M1.65%-440Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 32,696 shares; 2017Q4: 32,009 shares; 2018Q1: 32,285 shares; 2018Q2: 32,354 shares; 2018Q3: 32,203 shares 32,203$8.57M1.65%-151Timeline
LIILENNOX INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 32,513 shares; 2017Q4: 36,500 shares; 2018Q1: 36,612 shares; 2018Q2: 36,801 shares; 2018Q3: 36,907 shares 36,907$8.06M1.55%+106Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 34,097 shares; 2017Q4: 30,987 shares; 2018Q1: 29,862 shares; 2018Q2: 150,935 shares; 2018Q3: 162,230 shares 162,230$7.89M1.52%+11,295Timeline
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 59,628 shares; 2017Q4: 60,178 shares; 2018Q1: 61,406 shares; 2018Q2: 62,315 shares; 2018Q3: 61,538 shares 61,538$7.85M1.51%-777Timeline
THE ULTIMATE SOFTWARE GROUP…THE ULTIMATE SOFTWARE GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 23,757 shares; 2017Q4: 23,294 shares; 2018Q1: 23,551 shares; 2018Q2: 23,898 shares; 2018Q3: 23,960 shares 23,960$7.72M1.48%+62
ORLYOREILLY AUTOMOTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 23,921 shares; 2017Q4: 22,487 shares; 2018Q1: 22,480 shares; 2018Q2: 22,409 shares; 2018Q3: 22,075 shares 22,075$7.67M1.47%-334Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 69,616 shares; 2017Q4: 68,071 shares; 2018Q1: 67,675 shares; 2018Q2: 67,026 shares; 2018Q3: 66,424 shares 66,424$7.63M1.46%-602Timeline
DESWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 70,911 shares; 2017Q4: 225,323 shares; 2018Q1: 237,379 shares; 2018Q2: 255,089 shares; 2018Q3: 255,954 shares 255,954$7.6M1.46%+865Timeline
ICEINTERCONTINENTAL EXCHANGE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 100,696 shares; 2017Q4: 100,743 shares; 2018Q1: 101,678 shares; 2018Q2: 102,471 shares; 2018Q3: 101,189 shares 101,189$7.58M1.46%-1,282Timeline
SCHWCHARLES SCHWAB CORP (THE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 152,122 shares; 2017Q4: 153,834 shares; 2018Q1: 153,651 shares; 2018Q2: 153,259 shares; 2018Q3: 151,359 shares 151,359$7.44M1.43%-1,900Timeline
ECLECOLAB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 47,383 shares; 2017Q4: 45,809 shares; 2018Q1: 44,777 shares; 2018Q2: 44,917 shares; 2018Q3: 44,073 shares 44,073$6.91M1.33%-844Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 20,579 shares; 2017Q4: 20,116 shares; 2018Q1: 20,838 shares; 2018Q2: 22,558 shares; 2018Q3: 23,277 shares 23,277$6.81M1.31%+719Timeline
APHAMPHENOL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 74,684 shares; 2017Q4: 73,547 shares; 2018Q1: 73,305 shares; 2018Q2: 73,031 shares; 2018Q3: 71,864 shares 71,864$6.76M1.3%-1,167Timeline
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 116,674 shares; 2017Q4: 113,971 shares; 2018Q1: 114,299 shares; 2018Q2: 114,170 shares; 2018Q3: 113,399 shares 113,399$6.73M1.29%-771Timeline
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 26,569 shares; 2018Q2: 26,680 shares; 2018Q3: 26,009 shares 26,009$6.42M1.23%-671Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 33,695 shares; 2017Q4: 33,971 shares; 2018Q1: 35,106 shares; 2018Q2: 35,851 shares; 2018Q3: 36,259 shares 36,259$6.32M1.21%+408
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 50,963 shares; 2017Q4: 50,452 shares; 2018Q1: 51,216 shares; 2018Q2: 51,753 shares; 2018Q3: 51,382 shares 51,382$6.28M1.21%-371Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 25,270 shares; 2017Q4: 25,472 shares; 2018Q1: 25,778 shares; 2018Q2: 25,682 shares; 2018Q3: 25,528 shares 25,528$6.15M1.18%-154Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 24,384 shares; 2017Q4: 24,369 shares; 2018Q1: 17,349 shares; 2018Q2: 16,769 shares; 2018Q3: 16,281 shares 16,281$6.05M1.16%-488Timeline
DHSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 88,217 shares; 2017Q4: 90,140 shares; 2018Q1: 83,027 shares; 2018Q2: 78,243 shares; 2018Q3: 78,484 shares 78,484$5.66M1.09%+241Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 48,931 shares; 2017Q4: 47,867 shares; 2018Q1: 47,842 shares; 2018Q2: 47,174 shares; 2018Q3: 46,481 shares 46,481$5.43M1.04%-693Timeline
TMOTHERMO FISHER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 20,024 shares; 2018Q1: 21,041 shares; 2018Q2: 21,487 shares; 2018Q3: 21,772 shares 21,772$5.31M1.02%+285Timeline
CMACOMERICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 51,130 shares; 2018Q2: 57,535 shares; 2018Q3: 57,635 shares 57,635$5.2M1%+100Timeline
BLACKROCK INCBLACKROCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 11,048 shares; 2017Q4: 10,871 shares; 2018Q1: 11,050 shares; 2018Q2: 11,110 shares; 2018Q3: 10,886 shares 10,886$5.13M0.99%-224
SWKSTANLEY BLACK & DECKER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 35,348 shares; 2017Q4: 35,069 shares; 2018Q1: 35,700 shares; 2018Q2: 35,396 shares; 2018Q3: 34,871 shares 34,871$5.11M0.98%-525Timeline
TRVTRAVELERS COMPANIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 39,889 shares; 2017Q4: 39,470 shares; 2018Q1: 39,349 shares; 2018Q2: 39,482 shares; 2018Q3: 38,979 shares 38,979$5.06M0.97%-503Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 85,158 shares; 2017Q4: 78,002 shares; 2018Q1: 84,070 shares; 2018Q2: 88,035 shares; 2018Q3: 82,582 shares 82,582$5.03M0.97%-5,453Timeline
SYKSTRYKER CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,179 shares; 2017Q4: 2,113 shares; 2018Q1: 1,863 shares; 2018Q2: 1,700 shares; 2018Q3: 28,224 shares 28,224$5.01M0.96%+26,524Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 64,785 shares; 2017Q4: 62,516 shares; 2018Q1: 67,299 shares; 2018Q2: 70,986 shares; 2018Q3: 71,811 shares 71,811$4.84M0.93%+825
ZTSZOETIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 51,674 shares; 2018Q3: 52,599 shares 52,599$4.82M0.92%+925Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 60,165 shares; 2018Q2: 67,488 shares; 2018Q3: 66,788 shares 66,788$4.79M0.92%-700Timeline
STZCONSTELLATION BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 15,113 shares; 2017Q4: 18,589 shares; 2018Q1: 19,561 shares; 2018Q2: 20,408 shares; 2018Q3: 20,396 shares 20,396$4.4M0.84%-12Timeline
EXPEEXPEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 34,554 shares; 2017Q4: 32,997 shares; 2018Q1: 32,333 shares; 2018Q2: 32,227 shares; 2018Q3: 32,637 shares 32,637$4.26M0.82%+410Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 57,948 shares; 2017Q4: 30,235 shares; 2018Q1: 48,965 shares; 2018Q2: 24,314 shares; 2018Q3: 42,354 shares 42,354$3.79M0.73%+18,040
DISCOVER FINL SVCSDISCOVER FINL SVCSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 47,013 shares; 2017Q4: 46,787 shares; 2018Q1: 46,122 shares; 2018Q2: 45,921 shares; 2018Q3: 45,577 shares 45,577$3.48M0.67%-344
STIFEL FINANCIAL CORPORATIO…STIFEL FINANCIAL CORPORATION DSHS…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 104,270 shares; 2017Q4: 104,270 shares; 2018Q1: 111,146 shares; 2018Q2: 112,890 shares; 2018Q3: 117,165 shares 117,165$2.96M0.57%+4,275
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 64,222 shares; 2017Q4: 50,206 shares; 2018Q1: 53,485 shares; 2018Q2: 50,067 shares; 2018Q3: 50,987 shares 50,987$2.81M0.54%+920Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 35,520 shares; 2017Q4: 30,420 shares; 2018Q1: 23,896 shares; 2018Q2: 23,149 shares; 2018Q3: 21,650 shares 21,650$1.83M0.35%-1,499Timeline
WELLS FARGO 6.625 PFD PFD S…WELLS FARGO 6.625 PFD PFD SERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 39,550 shares; 2017Q4: 44,750 shares; 2018Q1: 55,510 shares; 2018Q2: 57,710 shares; 2018Q3: 63,660 shares 63,660$1.76M0.34%+5,950
IWNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 14,114 shares; 2017Q4: 13,495 shares; 2018Q1: 13,339 shares; 2018Q2: 13,199 shares; 2018Q3: 12,899 shares 12,899$1.72M0.33%-300Timeline
CITIGROUP PREF 6.3CITIGROUP PREF 6.3Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 37,000 shares; 2018Q1: 48,605 shares; 2018Q2: 51,355 shares; 2018Q3: 65,115 shares 65,115$1.7M0.33%+13,760
UBS Alerian MLP/ MLPIUBS Alerian MLP/ MLPIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 30,116 shares; 2017Q4: 59,430 shares; 2018Q1: 62,733 shares; 2018Q2: 66,625 shares; 2018Q3: 66,349 shares 66,349$1.6M0.31%-276
IJJISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 11,659 shares; 2017Q4: 11,484 shares; 2018Q1: 10,723 shares; 2018Q2: 10,049 shares; 2018Q3: 9,497 shares 9,497$1.59M0.31%-552Timeline
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 14,940 shares; 2017Q4: 14,870 shares; 2018Q1: 13,504 shares; 2018Q2: 13,569 shares; 2018Q3: 13,574 shares 13,574$1.57M0.3%+5Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 23,836 shares; 2017Q4: 23,611 shares; 2018Q1: 23,005 shares; 2018Q2: 22,918 shares; 2018Q3: 18,065 shares 18,065$1.54M0.29%-4,853Timeline
SONIC CORPSONIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 57,230 shares; 2017Q4: 55,069 shares; 2018Q1: 38,000 shares; 2018Q2: 38,000 shares; 2018Q3: 34,500 shares 34,500$1.5M0.29%-3,500
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 133,491 shares; 2017Q4: 60,368 shares; 2018Q1: 51,307 shares; 2018Q2: 36,346 shares; 2018Q3: 28,091 shares 28,091$1.48M0.28%-8,255Timeline
IJKISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 6,089 shares; 2017Q4: 6,228 shares; 2018Q1: 5,908 shares; 2018Q2: 6,022 shares; 2018Q3: 5,645 shares 5,645$1.31M0.25%-377Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 20,273 shares; 2017Q4: 19,923 shares; 2018Q1: 19,886 shares; 2018Q2: 19,198 shares; 2018Q3: 18,842 shares 18,842$1.28M0.25%-356Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 26,903 shares; 2017Q4: 26,948 shares; 2018Q1: 29,106 shares; 2018Q2: 30,402 shares; 2018Q3: 30,704 shares 30,704$1.26M0.24%+302Timeline
IJSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 8,086 shares; 2017Q4: 7,852 shares; 2018Q1: 7,249 shares; 2018Q2: 7,220 shares; 2018Q3: 7,295 shares 7,295$1.22M0.23%+75Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 8,126 shares; 2017Q4: 6,929 shares; 2018Q1: 6,989 shares; 2018Q2: 6,869 shares; 2018Q3: 6,869 shares 6,869$1.12M0.21%0Timeline
ELLAUDER ESTEE COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 15,687 shares; 2017Q4: 14,028 shares; 2018Q1: 10,088 shares; 2018Q2: 8,759 shares; 2018Q3: 7,679 shares 7,679$1.12M0.21%-1,080Timeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10,089 shares; 2017Q4: 10,052 shares; 2018Q1: 9,432 shares; 2018Q2: 8,949 shares; 2018Q3: 8,809 shares 8,809$1.11M0.21%-140Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 17,297 shares; 2017Q4: 15,705 shares; 2018Q1: 14,940 shares; 2018Q2: 14,732 shares; 2018Q3: 14,193 shares 14,193$1.04M0.2%-539Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10,255 shares; 2017Q4: 9,516 shares; 2018Q1: 9,213 shares; 2018Q2: 9,398 shares; 2018Q3: 8,887 shares 8,887$1.02M0.2%-511Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 12,894 shares; 2017Q4: 10,888 shares; 2018Q1: 10,583 shares; 2018Q2: 10,583 shares; 2018Q3: 10,443 shares 10,443$988K0.19%-140Timeline
IJTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 5,484 shares; 2017Q4: 5,250 shares; 2018Q1: 5,042 shares; 2018Q2: 4,921 shares; 2018Q3: 4,814 shares 4,814$971K0.19%-107Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 4,686 shares; 2017Q4: 4,579 shares; 2018Q1: 4,572 shares; 2018Q2: 5,370 shares; 2018Q3: 4,522 shares 4,522$968K0.19%-848Timeline
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 3 shares; 2017Q4: 3 shares; 2018Q1: 3 shares; 2018Q2: 3 shares; 2018Q3: 3 shares 3$960K0.18%0Timeline
TTCTORO COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 79,826 shares; 2017Q4: 78,622 shares; 2018Q1: 94,004 shares; 2018Q2: 95,267 shares; 2018Q3: 15,747 shares 15,747$944K0.18%-79,520Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 24,315 shares; 2017Q4: 22,782 shares; 2018Q1: 19,965 shares; 2018Q2: 17,700 shares; 2018Q3: 17,304 shares 17,304$914K0.18%-396Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 6,510 shares; 2017Q4: 6,510 shares; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 20,424 shares 20,424$900K0.17%newTimeline
BKHBLACK HILLS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 15,457 shares; 2017Q4: 15,457 shares; 2018Q1: 15,457 shares; 2018Q2: 15,457 shares; 2018Q3: 15,457 shares 15,457$898K0.17%0Timeline
FRCBFIRST REP BK SAN FRANCISCO CALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 73,465 shares; 2017Q4: 72,079 shares; 2018Q1: 11,233 shares; 2018Q2: 8,970 shares; 2018Q3: 8,690 shares 8,690$834K0.16%-280Timeline
FHLCFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 64,305 shares; 2018Q1: 10,192 shares; 2018Q2: 53,542 shares; 2018Q3: 17,790 shares 17,790$832K0.16%-35,752Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 17,398 shares; 2017Q4: 17,164 shares; 2018Q1: 17,164 shares; 2018Q2: 17,164 shares; 2018Q3: 17,164 shares 17,164$812K0.16%0Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 11,281 shares; 2017Q4: 10,953 shares; 2018Q1: 9,684 shares; 2018Q2: 8,381 shares; 2018Q3: 9,334 shares 9,334$753K0.14%+953Timeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 18,898 shares; 2017Q4: 18,781 shares; 2018Q1: 13,375 shares; 2018Q2: 9,987 shares; 2018Q3: 8,860 shares 8,860$692K0.13%-1,127Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 148,602 shares; 2017Q4: 150,815 shares; 2018Q1: 153,848 shares; 2018Q2: 20,775 shares; 2018Q3: 13,039 shares 13,039$672K0.13%-7,736Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 5,412 shares; 2017Q4: 4,726 shares; 2018Q1: 4,632 shares; 2018Q2: 4,423 shares; 2018Q3: 4,159 shares 4,159$622K0.12%-264Timeline
JPMORGAN CHASE & COJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 22,500 shares; 2017Q4: 22,500 shares; 2018Q1: 22,500 shares; 2018Q2: 22,000 shares; 2018Q3: 22,000 shares 22,000$563K0.11%0
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10,402 shares; 2017Q4: 10,527 shares; 2018Q1: 7,617 shares; 2018Q2: 7,232 shares; 2018Q3: 6,981 shares 6,981$535K0.1%-251Timeline
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10,171 shares 10,171$519K0.1%new
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,596 shares; 2017Q4: 2,496 shares; 2018Q1: 2,469 shares; 2018Q2: 2,459 shares; 2018Q3: 2,450 shares 2,450$516K0.1%-9Timeline
ZIONS BANCORP 5.75% SER H (…ZIONS BANCORP 5.75% SER H (ZB-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 19,405 shares 19,405$487K0.09%new
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 9,415 shares; 2017Q4: 11,141 shares; 2018Q1: 11,099 shares; 2018Q2: 11,460 shares; 2018Q3: 10,640 shares 10,640$460K0.09%-820Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 6,068 shares; 2017Q4: 4,849 shares; 2018Q1: 4,803 shares; 2018Q2: 4,939 shares; 2018Q3: 4,025 shares 4,025$450K0.09%-914Timeline
TROWPRICE T ROWE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 4,050 shares; 2017Q4: 4,050 shares; 2018Q1: 4,050 shares; 2018Q2: 3,995 shares; 2018Q3: 3,995 shares 3,995$436K0.08%0Timeline
ALERIAN MLP ETFALERIAN MLP ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 62,470 shares; 2017Q4: 59,375 shares; 2018Q1: 60,075 shares; 2018Q2: 40,829 shares; 2018Q3: 40,779 shares 40,779$436K0.08%-50
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,260 shares; 2017Q4: 2,225 shares; 2018Q1: 2,160 shares; 2018Q2: 2,349 shares; 2018Q3: 2,451 shares 2,451$434K0.08%+102Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 11,276 shares; 2017Q4: 10,608 shares; 2018Q1: 10,581 shares; 2018Q2: 9,618 shares; 2018Q3: 9,207 shares 9,207$395K0.08%-411Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,396 shares; 2017Q4: 2,247 shares; 2018Q1: 2,067 shares; 2018Q2: 1,947 shares; 2018Q3: 1,832 shares 1,832$379K0.07%-115Timeline
XPHSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 7,726 shares 7,726$375K0.07%newTimeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,053 shares; 2017Q4: 2,042 shares; 2018Q1: 1,987 shares; 2018Q2: 1,779 shares; 2018Q3: 1,731 shares 1,731$372K0.07%-48Timeline
DCIDONALDSON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,745 shares; 2017Q4: 7,365 shares; 2018Q1: 6,715 shares; 2018Q2: 6,415 shares; 2018Q3: 6,140 shares 6,140$358K0.07%-275Timeline
GDGENERAL DYNAMICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,872 shares; 2017Q4: 1,709 shares; 2018Q1: 1,709 shares; 2018Q2: 1,684 shares; 2018Q3: 1,684 shares 1,684$345K0.07%0Timeline
FENYFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 31,350 shares; 2018Q1: 12,603 shares; 2018Q2: not reported; 2018Q3: 16,165 shares 16,165$344K0.07%newTimeline
LUVSOUTHWEST AIRLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 6,497 shares; 2017Q4: 6,497 shares; 2018Q1: 6,372 shares; 2018Q2: 6,100 shares; 2018Q3: 5,235 shares 5,235$327K0.06%-865Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 5,215 shares; 2017Q4: 5,215 shares; 2018Q1: 5,215 shares; 2018Q2: 6,715 shares; 2018Q3: 6,605 shares 6,605$305K0.06%-110Timeline
ISRGINTUITIVE SURGICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 532 shares; 2018Q2: 532 shares; 2018Q3: 532 shares 532$305K0.06%0Timeline
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 1,138 shares; 2018Q2: 1,138 shares; 2018Q3: 1,138 shares 1,138$301K0.06%0Timeline
RWRSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 3,905 shares; 2017Q4: 3,720 shares; 2018Q1: 3,469 shares; 2018Q2: 3,283 shares; 2018Q3: 3,221 shares 3,221$300K0.06%-62Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,199 shares; 2017Q4: 1,122 shares; 2018Q1: 1,015 shares; 2018Q2: 1,015 shares; 2018Q3: 1,015 shares 1,015$295K0.06%0Timeline
NVONOVO-NORDISK A SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 8,677 shares; 2017Q4: 8,177 shares; 2018Q1: 7,955 shares; 2018Q2: 7,955 shares; 2018Q3: 6,130 shares 6,130$289K0.06%-1,825Timeline
PEYINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 16,198 shares; 2018Q3: 15,648 shares 15,648$281K0.05%-550Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 9,580 shares; 2017Q4: 7,633 shares; 2018Q1: 6,556 shares; 2018Q2: 3,864 shares; 2018Q3: 3,326 shares 3,326$277K0.05%-538Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,893 shares; 2017Q4: 1,776 shares; 2018Q1: 1,757 shares; 2018Q2: 1,637 shares; 2018Q3: 1,637 shares 1,637$276K0.05%0Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 5,098 shares; 2017Q4: 3,994 shares; 2018Q1: 3,994 shares; 2018Q2: 3,994 shares; 2018Q3: 3,727 shares 3,727$272K0.05%-267
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 294 shares; 2017Q4: 212 shares; 2018Q1: 235 shares; 2018Q2: 236 shares; 2018Q3: 218 shares 218$260K0.05%-18Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10,145 shares; 2017Q4: 9,645 shares; 2018Q1: 9,585 shares; 2018Q2: 11,161 shares; 2018Q3: 8,792 shares 8,792$259K0.05%-2,369Timeline
GNRSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 4,923 shares; 2018Q1: 4,923 shares; 2018Q2: 4,923 shares; 2018Q3: 4,923 shares 4,923$249K0.05%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 43,303 shares; 2017Q4: 40,759 shares; 2018Q1: 35,872 shares; 2018Q2: 32,622 shares; 2018Q3: 20,917 shares 20,917$236K0.05%-11,705
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,400 shares 1,400$234K0.04%newTimeline
PTYPIMCO CORPORATE & INCOME OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 12,699 shares; 2018Q3: 12,699 shares 12,699$227K0.04%0Timeline
DTDWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,626 shares; 2017Q4: 2,626 shares; 2018Q1: 2,336 shares; 2018Q2: 2,260 shares; 2018Q3: 2,260 shares 2,260$217K0.04%0Timeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 3,524 shares; 2018Q1: 2,852 shares; 2018Q2: 2,491 shares; 2018Q3: 2,460 shares 2,460$216K0.04%-31Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,005 shares; 2017Q4: 1,960 shares; 2018Q1: 1,960 shares; 2018Q2: 1,935 shares; 2018Q3: 1,935 shares 1,935$214K0.04%0Timeline
PKWINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 3,570 shares; 2018Q3: 3,470 shares 3,470$212K0.04%-100Timeline
COFCAPITAL ONE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 2,200 shares; 2018Q1: 2,200 shares; 2018Q2: 2,200 shares; 2018Q3: 2,200 shares 2,200$209K0.04%0Timeline
DYNAMIC INTERNATIONAL OPPOR…DYNAMIC INTERNATIONAL OPPORTUNITY…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15,203 shares 15,203$165K0.03%new
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 12,013 shares; 2018Q1: 12,013 shares; 2018Q2: 12,013 shares; 2018Q3: 12,013 shares 12,013$137K0.03%0
CALYPTE BIOMEDICAL CORP COM…CALYPTE BIOMEDICAL CORP COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 595,888 shares; 2017Q4: 595,888 shares; 2018Q1: 595,888 shares; 2018Q2: 595,888 shares; 2018Q3: 595,888 shares 595,888$00%0Value filed as zero, left out of ratios.

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
OGCPEMPIRE ST RLTY OP L P25,948$443Kshares
FISKEMPIRE ST RLTY OP L P21,874$373Kshares
QAINYLIM ETF TR10,500$319Kshares
BPBP PLC6,740$308Kshares
CATCATERPILLAR INC1,925$261Kshares
CHKPCHECK POINT SOFTWARE TECH LT2,387$233Kshares
ESBAEMPIRE ST RLTY OP L P12,909$221Kshares
IBMINTERNATIONAL BUSINESS MACHS1,507$211Kshares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001324659-18-000008 base2018-10-09acceptance time not in the bulk data set