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Charles Schwab Investment Advisory, Inc.

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13F filer, CIK 1501902, SAN FRANCISCO, CA

Charles Schwab Investment Advisory, Inc. reported $63,346,948,486 across 103 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-08. Its ten largest share positions make up 67.7% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-23-004201

Period
2023-09-30
Reported value
$63.3B
Holdings
103
Top 10 weight
67.7%
New
4
Sold out
14

Part of the filer group Charles Schwab Trust Co

How groups are built

Largest buys vs the previous quarter

SecurityShares changeApprox. value
PRFadded+20,039,924$638M
PRFZadded+16,069,907$530M
MUBadded+4,234,737$434M
SPIBadded+11,660,136$367M
VMBSadded+8,121,857$356M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
VTEBreduced-8,010,125-$385M
SCHIreduced-4,361,606-$184M
CMFreduced-1,737,113-$95.3M
MBBreduced-164,847-$14.6M
PXFreduced-302,865-$13.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001085146-23-004201, largest first. % of portfolio is the value over $63,346,948,486, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
FNDXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 120,657,176 shares; 2023Q2: 122,628,440 shares; 2023Q3: 124,385,451 shares 124,385,451$6.96B10.99%+1,757,011Timeline
VMBSVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 121,152,332 shares; 2023Q2: 123,911,006 shares; 2023Q3: 132,032,863 shares 132,032,863$5.78B9.12%+8,121,857Timeline
SCHXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 94,908,382 shares; 2023Q2: 95,552,504 shares; 2023Q3: 96,278,687 shares 96,278,687$4.87B7.69%+726,183Timeline
FNDASCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 87,958,730 shares; 2023Q2: 90,324,596 shares; 2023Q3: 92,295,729 shares 92,295,729$4.48B7.06%+1,971,133Timeline
SCHISCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 104,136,838 shares; 2023Q2: 106,077,267 shares; 2023Q3: 101,715,661 shares 101,715,661$4.29B6.78%-4,361,606Timeline
FNDFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 126,617,160 shares; 2023Q2: 127,364,839 shares; 2023Q3: 129,540,803 shares 129,540,803$4.1B6.48%+2,175,964Timeline
SCHRSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 76,816,412 shares; 2023Q2: 77,448,507 shares; 2023Q3: 77,254,712 shares 77,254,712$3.7B5.85%-193,795Timeline
FNDESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 116,393,564 shares; 2023Q2: 117,897,939 shares; 2023Q3: 119,755,020 shares 119,755,020$3.14B4.96%+1,857,081Timeline
SCHASCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 71,068,889 shares; 2023Q2: 72,288,628 shares; 2023Q3: 73,795,694 shares 73,795,694$3.06B4.83%+1,507,066Timeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 71,972,059 shares; 2023Q2: 72,388,140 shares; 2023Q3: 73,636,833 shares 73,636,833$2.5B3.95%+1,248,693Timeline
SCHESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 78,032,062 shares; 2023Q2: 79,452,386 shares; 2023Q3: 81,068,849 shares 81,068,849$1.94B3.06%+1,616,463Timeline
FNDCSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 54,409,781 shares; 2023Q2: 54,487,908 shares; 2023Q3: 55,089,039 shares 55,089,039$1.77B2.8%+601,131Timeline
VTEBVANGUARD MUN BD FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 34,831,421 shares; 2023Q2: 35,341,021 shares; 2023Q3: 27,330,896 shares 27,330,896$1.31B2.08%-8,010,125Timeline
SCHCSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 37,416,723 shares; 2023Q2: 37,900,870 shares; 2023Q3: 38,493,162 shares 38,493,162$1.24B1.96%+592,292Timeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 5,203,647 shares; 2023Q2: 5,320,587 shares; 2023Q3: 9,555,324 shares 9,555,324$980M1.55%+4,234,737Timeline
EBNDSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 46,787,058 shares; 2023Q2: 47,131,466 shares; 2023Q3: 47,888,565 shares 47,888,565$950M1.5%+757,099Timeline
SCHHSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 47,764,630 shares; 2023Q2: 49,391,996 shares; 2023Q3: 51,402,992 shares 51,402,992$912M1.44%+2,010,996Timeline
SCHPSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 17,612,707 shares; 2023Q2: 16,962,941 shares; 2023Q3: 17,277,796 shares 17,277,796$872M1.38%+314,855Timeline
PRFINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 5,123,912 shares; 2023Q2: 5,017,900 shares; 2023Q3: 25,057,824 shares 25,057,824$797M1.26%+20,039,924Timeline
IAUISHARES GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 20,404,167 shares; 2023Q2: 20,397,681 shares; 2023Q3: 20,597,212 shares 20,597,212$721M1.14%+199,531Timeline
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 9,593,721 shares; 2023Q2: 9,700,763 shares; 2023Q3: 9,635,855 shares 9,635,855$682M1.08%-64,908Timeline
PRFZINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 4,176,965 shares; 2023Q2: 4,058,295 shares; 2023Q3: 20,128,202 shares 20,128,202$664M1.05%+16,069,907Timeline
HDEFDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 28,741,235 shares; 2023Q2: 28,971,874 shares; 2023Q3: 29,263,546 shares 29,263,546$661M1.04%+291,672Timeline
SPIBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 5,701,801 shares; 2023Q2: 6,203,430 shares; 2023Q3: 17,863,566 shares 17,863,566$562M0.89%+11,660,136Timeline
HAUZDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 24,549,881 shares; 2023Q2: 26,448,954 shares; 2023Q3: 28,501,280 shares 28,501,280$556M0.88%+2,052,326Timeline
PXFINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 12,262,514 shares; 2023Q2: 11,921,200 shares; 2023Q3: 11,618,335 shares 11,618,335$506M0.8%-302,865Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 1,334,415 shares; 2023Q2: 1,283,946 shares; 2023Q3: 1,270,524 shares 1,270,524$499M0.79%-13,422Timeline
PXHINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 27,530,065 shares; 2023Q2: 26,798,623 shares; 2023Q3: 26,240,430 shares 26,240,430$468M0.74%-558,193Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 9,566,185 shares; 2023Q2: 9,352,787 shares; 2023Q3: 9,336,196 shares 9,336,196$408M0.64%-16,591Timeline
CMFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 8,993,115 shares; 2023Q2: 9,143,336 shares; 2023Q3: 7,406,223 shares 7,406,223$406M0.64%-1,737,113Timeline
MBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 4,524,571 shares; 2023Q2: 4,523,541 shares; 2023Q3: 4,358,694 shares 4,358,694$387M0.61%-164,847Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 8,013,860 shares; 2023Q2: 7,799,812 shares; 2023Q3: 7,680,946 shares 7,680,946$366M0.58%-118,866Timeline
IEIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 2,454,209 shares; 2023Q2: 2,419,948 shares; 2023Q3: 3,219,377 shares 3,219,377$364M0.58%+799,429Timeline
PWZINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 9,090,644 shares; 2023Q2: 9,034,590 shares; 2023Q3: 13,682,286 shares 13,682,286$321M0.51%+4,647,696Timeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 1,672,389 shares; 2023Q2: 1,644,456 shares; 2023Q3: 1,665,869 shares 1,665,869$315M0.5%+21,413Timeline
PDNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 9,405,013 shares; 2023Q2: 9,077,625 shares; 2023Q3: 8,866,756 shares 8,866,756$262M0.41%-210,869Timeline
HYLBDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 7,361,391 shares; 2023Q2: 7,455,521 shares; 2023Q3: 7,504,908 shares 7,504,908$254M0.4%+49,387Timeline
VNQIVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 6,772,351 shares; 2023Q2: 6,618,182 shares; 2023Q3: 6,481,791 shares 6,481,791$252M0.4%-136,391Timeline
EMLCVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 8,198,482 shares; 2023Q2: 7,893,145 shares; 2023Q3: 7,671,017 shares 7,671,017$183M0.29%-222,128Timeline
VSSVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 1,763,918 shares; 2023Q2: 1,707,255 shares; 2023Q3: 1,673,237 shares 1,673,237$178M0.28%-34,018Timeline
USRTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 2,489,998 shares; 2023Q2: 2,437,566 shares; 2023Q3: 2,391,857 shares 2,391,857$113M0.18%-45,709Timeline
VYMIVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 1,678,854 shares; 2023Q2: 1,716,892 shares; 2023Q3: 1,692,193 shares 1,692,193$105M0.17%-24,699Timeline
SPIPSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 4,072,802 shares; 2023Q2: 3,910,556 shares; 2023Q3: 3,819,034 shares 3,819,034$94.9M0.15%-91,522Timeline
VYMVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 852,375 shares; 2023Q2: 889,044 shares; 2023Q3: 890,057 shares 890,057$92M0.15%+1,013Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 3,916,866 shares; 2023Q2: 3,967,550 shares; 2023Q3: 3,926,958 shares 3,926,958$82.4M0.13%-40,592Timeline
PFFDGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 2,234,539 shares; 2023Q2: 2,386,948 shares; 2023Q3: 2,466,313 shares 2,466,313$46.4M0.07%+79,365Timeline
BNDXVANGUARD CHARLOTTE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 745,616 shares; 2023Q2: 682,531 shares; 2023Q3: 626,107 shares 626,107$29.9M0.05%-56,424Timeline
IAGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 345,022 shares; 2023Q2: 417,837 shares; 2023Q3: 456,097 shares 456,097$22.2M0.04%+38,260Timeline
USHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 641,269 shares; 2023Q2: 636,360 shares; 2023Q3: 616,976 shares 616,976$21.4M0.03%-19,384Timeline
GLTRABRDN PRECIOUS METALS BASKETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 268,762 shares; 2023Q2: 256,063 shares; 2023Q3: 245,507 shares 245,507$20.7M0.03%-10,556Timeline
VCITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 289,777 shares; 2023Q2: 189,475 shares; 2023Q3: 166,430 shares 166,430$12.6M0.02%-23,045Timeline
PSKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 142,372 shares; 2023Q2: 142,753 shares; 2023Q3: 141,635 shares 141,635$4.6M0.01%-1,118Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 4,680 shares; 2023Q2: 4,648 shares; 2023Q3: 7,403 shares 7,403$1.57M<0.01%+2,755Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 4,130 shares; 2023Q2: 4,012 shares; 2023Q3: 4,042 shares 4,042$1.45M<0.01%+30Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 3,130 shares; 2023Q2: 4,481 shares; 2023Q3: 4,328 shares 4,328$1.37M<0.01%-153Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 6,723 shares; 2023Q2: 7,389 shares; 2023Q3: 7,511 shares 7,511$1.29M<0.01%+122Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 5,259 shares; 2023Q2: 4,190 shares; 2023Q3: 4,202 shares 4,202$1.05M<0.01%+12Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 4,646 shares; 2023Q2: 4,213 shares; 2023Q3: 8,071 shares 8,071$1.03M<0.01%+3,858Timeline
TFISPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 23,804 shares; 2023Q2: 22,568 shares; 2023Q3: 21,190 shares 21,190$926K<0.01%-1,378Timeline
IGSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 17,581 shares; 2023Q2: 17,599 shares; 2023Q3: 17,619 shares 17,619$878K<0.01%+20Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 2,083 shares; 2023Q2: 1,976 shares; 2023Q3: 1,866 shares 1,866$798K<0.01%-110Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 1,631 shares; 2023Q2: 1,640 shares; 2023Q3: 1,841 shares 1,841$791K<0.01%+201Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 3,851 shares; 2023Q2: 4,252 shares; 2023Q3: 4,969 shares 4,969$650K<0.01%+717Timeline
PLTRPALANTIR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: not reported; 2023Q2: 34,744 shares; 2023Q3: 38,564 shares 38,564$617K<0.01%+3,820Timeline
ITOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 4,832 shares; 2023Q2: 4,069 shares; 2023Q3: 6,395 shares 6,395$602K<0.01%+2,326Timeline
IEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 9,225 shares; 2023Q2: 6,370 shares; 2023Q3: 6,188 shares 6,188$567K<0.01%-182Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 138,107 shares; 2023Q2: 118,700 shares; 2023Q3: 5,853 shares 5,853$550K<0.01%-112,847Timeline
SCHBSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 11,194 shares; 2023Q2: 10,214 shares; 2023Q3: 10,684 shares 10,684$533K<0.01%+470Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: not reported; 2023Q2: 799 shares; 2023Q3: 1,109 shares 1,109$483K<0.01%+310Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 1,011 shares; 2023Q2: 1,366 shares; 2023Q3: 1,079 shares 1,079$378K<0.01%-287Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 3,576 shares; 2023Q2: 3,594 shares; 2023Q3: 3,152 shares 3,152$371K<0.01%-442Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 939 shares; 2023Q2: 1,193 shares; 2023Q3: 1,215 shares 1,215$367K<0.01%+22Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: not reported; 2023Q2: 2,953 shares; 2023Q3: 3,276 shares 3,276$364K<0.01%+323Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 2,287 shares; 2023Q2: 2,513 shares; 2023Q3: 2,472 shares 2,472$358K<0.01%-41Timeline
JPSTJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 5,069 shares; 2023Q2: 7,618 shares; 2023Q3: 7,065 shares 7,065$355K<0.01%-553Timeline
HUMHUMANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 578 shares; 2023Q2: 578 shares; 2023Q3: 657 shares 657$320K<0.01%+79Timeline
SNAPSNAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 30,470 shares; 2023Q2: 31,955 shares; 2023Q3: 35,098 shares 35,098$313K<0.01%+3,143Timeline
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 358 shares; 2023Q2: 320 shares; 2023Q3: 351 shares 351$292K<0.01%+31Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 1,673 shares; 2023Q2: 1,578 shares; 2023Q3: 1,642 shares 1,642$277K<0.01%+64Timeline
SPSBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 9,979 shares; 2023Q2: 9,944 shares; 2023Q3: 9,328 shares 9,328$273K<0.01%-616Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 1,737 shares; 2023Q2: 1,625 shares; 2023Q3: 1,874 shares 1,874$273K<0.01%+249Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 4,465 shares; 2023Q2: 5,546 shares; 2023Q3: 5,067 shares 5,067$272K<0.01%-479Timeline
IEPICAHN ENTERPRISES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 19,933 shares; 2023Q2: 12,895 shares; 2023Q3: 13,735 shares 13,735$272K<0.01%+840Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 3,138 shares; 2023Q2: 3,246 shares; 2023Q3: 3,829 shares 3,829$267K<0.01%+583Timeline
MLPAGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 5,959 shares; 2023Q2: 5,721 shares; 2023Q3: 5,627 shares 5,627$251K<0.01%-94Timeline
CVECENOVUS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: not reported; 2023Q2: 10,000 shares; 2023Q3: 12,000 shares 12,000$250K<0.01%+2,000Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 1,689 shares; 2023Q2: 1,662 shares; 2023Q3: 1,546 shares 1,546$241K<0.01%-116Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 1,350 shares; 2023Q2: 1,363 shares; 2023Q3: 1,443 shares 1,443$237K<0.01%+80Timeline
SHYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 5,371 shares; 2023Q2: 5,774 shares; 2023Q3: 5,731 shares 5,731$235K<0.01%-43Timeline
SCHGSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 133,971 shares; 2023Q2: 117,092 shares; 2023Q3: 3,204 shares 3,204$233K<0.01%-113,888Timeline
FTECFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,881 shares 1,881$231K<0.01%newTimeline
OLO INCOLO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 37,588 shares; 2023Q2: 37,588 shares; 2023Q3: 37,588 shares 37,588$228K<0.01%0
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 35,866 shares; 2023Q2: 32,278 shares; 2023Q3: 5,801 shares 5,801$227K<0.01%-26,477Timeline
IGIBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 4,651 shares 4,651$226K<0.01%newTimeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: not reported; 2023Q2: 1,321 shares; 2023Q3: 1,358 shares 1,358$217K<0.01%+37Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 430 shares 430$217K<0.01%newTimeline
SPDWSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 6,771 shares; 2023Q2: 6,442 shares; 2023Q3: 6,893 shares 6,893$214K<0.01%+451Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 2,438 shares; 2023Q2: 2,160 shares; 2023Q3: 2,260 shares 2,260$206K<0.01%+100Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: not reported; 2023Q2: 844 shares; 2023Q3: 889 shares 889$204K<0.01%+45Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 2,443 shares; 2023Q2: 2,655 shares; 2023Q3: 1,479 shares 1,479$204K<0.01%-1,176Timeline
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 24,303 shares 24,303$200K<0.01%newTimeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 17,165 shares; 2023Q2: 17,700 shares; 2023Q3: 18,052 shares 18,052$70.8K<0.01%+352Timeline
REE AUTOMOTIVE LTDREE AUTOMOTIVE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: 50,250 shares; 2023Q2: 50,250 shares; 2023Q3: 50,250 shares 50,250$7.37K<0.01%0

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SCHZSCHWAB STRATEGIC TR206,398$9.53Mshares
IUSGISHARES TR29,354$2.87Mshares
SCHOSCHWAB STRATEGIC TR44,310$2.13Mshares
SCZISHARES TR16,642$982Kshares
VGSHVANGUARD SCOTTSDALE FDS5,293$306Kshares
SCHYSCHWAB STRATEGIC TR12,508$299Kshares
CATCATERPILLAR INC1,170$288Kshares
VCSHVANGUARD SCOTTSDALE FDS3,673$278Kshares
TIPISHARES TR2,514$271Kshares
SSOPROSHARES TR4,000$233Kshares
TAT&T INC11,863$189Kshares
PGXINVESCO EXCH TRADED FD TR II14,764$168Kshares
FFORD MTR CO10,369$157Kshares
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUND15,071$69Kshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-23-004201 base2023-11-08acceptance time not in the bulk data set