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Cetera Advisors LLC

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13F filer, CIK 1534400, DENVER, CO

Cetera Advisors LLC reported $6,400,822,813 across 1,700 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-14. Its ten largest share positions make up 18.02% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-23-004412

Period
2023-09-30
Reported value
$6.4B
Holdings
1,700
Top 10 weight
18.02%
New
173
Sold out
125

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IWRadded+863,039$59.8M
AVLVadded+694,357$36.6M
SPYadded+81,806$35M
IWMadded+125,633$22.2M
MSFTadded+45,548$14.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
DVYreduced-641,648-$69.1M
STIPreduced-173,277-$16.8M
IVEreduced-108,725-$16.7M
BSVreduced-149,396-$11.2M
IWDreduced-66,004-$10M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001085146-23-004412, largest first. % of portfolio is the value over $6,400,450,799, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MDIVFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,972 shares; 2022Q3: 20,275 shares; 2022Q4: 14,505 shares; 2023Q1: 15,495 shares; 2023Q2: 15,255 shares; 2023Q3: 14,805 shares 14,805$216K<0.01%-450Timeline
XRTSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 3,790 shares; 2022Q3: 5,126 shares; 2022Q4: 3,637 shares; 2023Q1: 3,637 shares; 2023Q2: 3,550 shares; 2023Q3: 3,550 shares 3,550$216K<0.01%0Timeline
PLUGPLUG PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 25,385 shares; 2022Q3: 24,370 shares; 2022Q4: 21,919 shares; 2023Q1: 21,835 shares; 2023Q2: 22,412 shares; 2023Q3: 28,413 shares 28,413$216K<0.01%+6,001Timeline
HWMHOWMET AEROSPACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 4,649 shares 4,649$215K<0.01%newTimeline
APOAPOLLO GLOBAL MGMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,390 shares 2,390$215K<0.01%newTimeline
CROXCROCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 2,256 shares; 2023Q1: 3,151 shares; 2023Q2: 2,835 shares; 2023Q3: 2,428 shares 2,428$214K<0.01%-407Timeline
PNFPPINNACLE FINANCIAL PARTNERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 2,941 shares; 2023Q1: not reported; 2023Q2: 4,183 shares; 2023Q3: 3,181 shares 3,181$213K<0.01%-1,002Timeline
QAINYLIM ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 35,389 shares; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 7,098 shares 7,098$213K<0.01%newTimeline
FLQLFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 155,409 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 4,941 shares 4,941$213K<0.01%newTimeline
PARAMOUNT GLOBALPARAMOUNT GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,333 shares; 2022Q3: 13,502 shares; 2022Q4: 17,065 shares; 2023Q1: 17,954 shares; 2023Q2: 20,611 shares; 2023Q3: 16,446 shares 16,446$212K<0.01%-4,165
IDNAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,527 shares; 2022Q3: 11,745 shares; 2022Q4: 11,035 shares; 2023Q1: 10,399 shares; 2023Q2: 10,402 shares; 2023Q3: 10,425 shares 10,425$212K<0.01%+23Timeline
SMLVSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 2,182 shares; 2022Q3: 2,157 shares; 2022Q4: 2,157 shares; 2023Q1: 2,157 shares; 2023Q2: 2,095 shares; 2023Q3: 2,145 shares 2,145$212K<0.01%+50Timeline
ALGNALIGN TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 990 shares; 2022Q4: not reported; 2023Q1: 728 shares; 2023Q2: 705 shares; 2023Q3: 694 shares 694$212K<0.01%-11Timeline
RHIROBERT HALF INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,884 shares 2,884$211K<0.01%newTimeline
DSEPFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,197 shares; 2022Q3: 9,975 shares; 2022Q4: 10,863 shares; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 6,204 shares 6,204$211K<0.01%newTimeline
CNHCNH INDL N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 17,272 shares 17,272$211K<0.01%newTimeline
SCHCSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 6,721 shares; 2023Q2: 7,014 shares; 2023Q3: 6,534 shares 6,534$211K<0.01%-480Timeline
FMHIFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 4,664 shares 4,664$210K<0.01%newTimeline
UTGREAVES UTIL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 8,495 shares 8,495$209K<0.01%newTimeline
BBHYJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 4,771 shares 4,771$209K<0.01%newTimeline
ZMZOOM COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 2,075 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 3,200 shares; 2023Q3: 2,989 shares 2,989$209K<0.01%-211Timeline
IGFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 8,541 shares; 2022Q3: 5,336 shares; 2022Q4: 5,587 shares; 2023Q1: 7,588 shares; 2023Q2: 8,151 shares; 2023Q3: 4,820 shares 4,820$209K<0.01%-3,331Timeline
HLTHILTON WORLDWIDE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,386 shares 1,386$208K<0.01%newTimeline
HSBCHSBC HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 6,716 shares; 2023Q1: 10,698 shares; 2023Q2: 7,604 shares; 2023Q3: 5,264 shares 5,264$208K<0.01%-2,340Timeline
BUIBLACKROCK UTILS INFRASTRUCTUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 8,350 shares; 2023Q2: not reported; 2023Q3: 10,465 shares 10,465$208K<0.01%newTimeline
SWANAMPLIFY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 85,549 shares; 2022Q3: 139,532 shares; 2022Q4: 50,946 shares; 2023Q1: 46,980 shares; 2023Q2: 34,873 shares; 2023Q3: 8,687 shares 8,687$207K<0.01%-26,186Timeline
TPRTAPESTRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 8,533 shares; 2023Q1: 6,119 shares; 2023Q2: 5,927 shares; 2023Q3: 7,204 shares 7,204$207K<0.01%+1,277Timeline
STNGSCORPIO TANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 4,424 shares; 2023Q1: 10,415 shares; 2023Q2: not reported; 2023Q3: 3,825 shares 3,825$207K<0.01%newTimeline
ITMVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 4,937 shares; 2023Q1: 4,470 shares; 2023Q2: not reported; 2023Q3: 4,690 shares 4,690$207K<0.01%newTimeline
ALVAUTOLIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,137 shares 2,137$206K<0.01%newTimeline
NDAQNASDAQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 4,175 shares; 2023Q3: 4,233 shares 4,233$206K<0.01%+58Timeline
ESMLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,834 shares; 2023Q1: 10,503 shares; 2023Q2: 11,299 shares; 2023Q3: 6,109 shares 6,109$206K<0.01%-5,190Timeline
AITAPPLIED INDL TECHNOLOGIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,329 shares 1,329$206K<0.01%newTimeline
CHRDCHORD ENERGY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 1,568 shares; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,267 shares 1,267$205K<0.01%newTimeline
UECURANIUM ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 42,396 shares; 2022Q3: 43,711 shares; 2022Q4: 45,355 shares; 2023Q1: 44,911 shares; 2023Q2: 44,338 shares; 2023Q3: 39,708 shares 39,708$204K<0.01%-4,630Timeline
AMANTERO MIDSTREAM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 14,983 shares; 2023Q2: 15,294 shares; 2023Q3: 17,061 shares 17,061$204K<0.01%+1,767Timeline
DFSDDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 327,816 shares; 2022Q3: 330,307 shares; 2022Q4: 336,609 shares; 2023Q1: 348,452 shares; 2023Q2: 4,394 shares; 2023Q3: 4,394 shares 4,394$204K<0.01%0Timeline
WISDOMTREE TRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 9,000 shares; 2022Q3: not reported; 2022Q4: 7,531 shares; 2023Q1: 7,531 shares; 2023Q2: 7,531 shares; 2023Q3: 7,531 shares 7,531$203K<0.01%0
BWXSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 17,647 shares; 2023Q1: 14,435 shares; 2023Q2: 10,908 shares; 2023Q3: 9,535 shares 9,535$203K<0.01%-1,373Timeline
WATWATERS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 738 shares 738$202K<0.01%newTimeline
HASHASBRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 3,055 shares 3,055$202K<0.01%newTimeline
BXSLBLACKSTONE SECD LENDING FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 7,376 shares 7,376$202K<0.01%newTimeline
NIONIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 25,670 shares; 2022Q3: 26,088 shares; 2022Q4: 34,955 shares; 2023Q1: 27,403 shares; 2023Q2: 26,248 shares; 2023Q3: 22,246 shares 22,246$201K<0.01%-4,002Timeline
ATLANTICA YIELD PLCATLANTICA YIELD PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 29,615 shares; 2022Q3: 25,971 shares; 2022Q4: 28,310 shares; 2023Q1: 10,674 shares; 2023Q2: 10,490 shares; 2023Q3: 10,237 shares 10,237$196K<0.01%-253
IVZINVESCO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 28,842 shares; 2022Q3: 27,066 shares; 2022Q4: 24,020 shares; 2023Q1: 25,927 shares; 2023Q2: 14,126 shares; 2023Q3: 13,350 shares 13,350$194K<0.01%-776Timeline
AMCOR PLCAMCOR PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 43,718 shares; 2022Q3: 49,484 shares; 2022Q4: 56,206 shares; 2023Q1: 34,415 shares; 2023Q2: 17,441 shares; 2023Q3: 21,085 shares 21,085$193K<0.01%+3,644
LITHIUM AMERICAS CORPLITHIUM AMERICAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 8,286 shares; 2022Q4: not reported; 2023Q1: 10,651 shares; 2023Q2: 10,966 shares; 2023Q3: 11,331 shares 11,331$193K<0.01%+365
INTTINTEST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 12,122 shares; 2023Q3: 12,674 shares 12,674$192K<0.01%+552Timeline
RESRPC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21,180 shares; 2022Q3: 21,180 shares; 2022Q4: 21,413 shares; 2023Q1: 21,413 shares; 2023Q2: 21,413 shares; 2023Q3: 21,413 shares 21,413$191K<0.01%0Timeline
LQDALIQUIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 29,628 shares; 2023Q3: 29,660 shares 29,660$188K<0.01%+32Timeline
DBOINVESCO DB MULTI-SECTOR COMMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,571 shares 10,571$187K<0.01%newTimeline
PBRPETROLEO BRASILEIRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 71,475 shares; 2022Q3: 74,798 shares; 2022Q4: 11,203 shares; 2023Q1: 11,346 shares; 2023Q2: 11,684 shares; 2023Q3: 12,343 shares 12,343$185K<0.01%+659Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 30,588 shares; 2022Q3: 30,755 shares; 2022Q4: 32,681 shares; 2023Q1: 32,793 shares; 2023Q2: 19,905 shares; 2023Q3: 22,296 shares 22,296$184K<0.01%+2,391Timeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,534 shares; 2022Q3: 14,534 shares; 2022Q4: 12,004 shares; 2023Q1: 13,627 shares; 2023Q2: 14,357 shares; 2023Q3: 15,287 shares 15,287$183K<0.01%+930Timeline
NUVEEN CALIFORNIA SELECT TA…NUVEEN CALIFORNIA SELECT TAX-FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,000 shares; 2022Q3: 15,000 shares; 2022Q4: 15,000 shares; 2023Q1: 15,000 shares; 2023Q2: 15,000 shares; 2023Q3: 15,000 shares 15,000$183K<0.01%0
NADNUVEEN QUALITY MUNCP INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 36,953 shares; 2022Q3: 39,867 shares; 2022Q4: 28,993 shares; 2023Q1: 24,784 shares; 2023Q2: 22,662 shares; 2023Q3: 17,982 shares 17,982$182K<0.01%-4,680Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,867 shares; 2022Q3: 13,873 shares; 2022Q4: 14,030 shares; 2023Q1: 14,216 shares; 2023Q2: 14,395 shares; 2023Q3: 14,401 shares 14,401$182K<0.01%+6Timeline
GSBDGOLDMAN SACHS BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,293 shares 12,293$179K<0.01%newTimeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 34,011 shares; 2022Q3: 34,705 shares; 2022Q4: 45,877 shares; 2023Q1: 57,658 shares; 2023Q2: 55,944 shares; 2023Q3: 62,107 shares 62,107$173K<0.01%+6,163Timeline
MQYBLACKROCK MUNIYILD QULT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,220 shares; 2022Q3: 14,336 shares; 2022Q4: 14,443 shares; 2023Q1: 14,511 shares; 2023Q2: 14,642 shares; 2023Q3: 16,914 shares 16,914$173K<0.01%+2,272Timeline
GGNGAMCO GLOBAL GOLD NAT RES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 20,940 shares; 2022Q3: 26,282 shares; 2022Q4: 29,972 shares; 2023Q1: 37,073 shares; 2023Q2: 38,782 shares; 2023Q3: 46,817 shares 46,817$171K<0.01%+8,035Timeline
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,940 shares; 2022Q3: 15,940 shares; 2022Q4: 13,294 shares; 2023Q1: 13,207 shares; 2023Q2: 13,519 shares; 2023Q3: 13,597 shares 13,597$166K<0.01%+78
PRTHPRIORITY TECHNOLOGY HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 50,300 shares; 2023Q2: 50,300 shares; 2023Q3: 50,300 shares 50,300$163K<0.01%0Timeline
YEXTYEXT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 24,079 shares; 2023Q3: 25,742 shares 25,742$163K<0.01%+1,663Timeline
OCULOCULAR THERAPEUTIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 49,584 shares; 2022Q3: 51,662 shares; 2022Q4: 52,947 shares; 2023Q1: 54,905 shares; 2023Q2: 52,832 shares; 2023Q3: 51,462 shares 51,462$162K<0.01%-1,370Timeline
NPKINPK INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 27,580 shares; 2022Q4: 24,480 shares; 2023Q1: 23,150 shares; 2023Q2: 23,150 shares; 2023Q3: 23,150 shares 23,150$160K<0.01%0Timeline
FMNBFARMERS NATIONAL BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,187 shares; 2022Q3: 13,200 shares; 2022Q4: 13,212 shares; 2023Q1: 13,733 shares; 2023Q2: 13,755 shares; 2023Q3: 13,779 shares 13,779$159K<0.01%+24Timeline
HGLBHIGHLAND GLOBAL ALLOCATION FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 14,320 shares; 2023Q3: 18,819 shares 18,819$151K<0.01%+4,499Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,038 shares; 2022Q3: 19,257 shares; 2022Q4: 19,442 shares; 2023Q1: 19,548 shares; 2023Q2: 14,323 shares; 2023Q3: 14,451 shares 14,451$149K<0.01%+128Timeline
LASRNLIGHT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,715 shares; 2023Q1: 12,000 shares; 2023Q2: 13,500 shares; 2023Q3: 13,925 shares 13,925$145K<0.01%+425Timeline
HLNHALEON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 81,032 shares; 2022Q4: 24,242 shares; 2023Q1: 23,021 shares; 2023Q2: 15,617 shares; 2023Q3: 17,328 shares 17,328$144K<0.01%+1,711Timeline
ATECALPHATEC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 11,020 shares 11,020$143K<0.01%newTimeline
SBRASABRA HEALTH CARE REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,251 shares 10,251$143K<0.01%newTimeline
GOODGLADSTONE COMMERCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,361 shares; 2022Q3: 13,813 shares; 2022Q4: 11,840 shares; 2023Q1: 11,612 shares; 2023Q2: 12,059 shares; 2023Q3: 11,064 shares 11,064$135K<0.01%-995Timeline
PGXINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 58,602 shares; 2022Q3: 58,254 shares; 2022Q4: 101,658 shares; 2023Q1: 41,540 shares; 2023Q2: 13,892 shares; 2023Q3: 11,947 shares 11,947$131K<0.01%-1,945Timeline
FHNFIRST HORIZON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,989 shares; 2023Q1: 12,070 shares; 2023Q2: 14,949 shares; 2023Q3: 11,852 shares 11,852$131K<0.01%-3,097Timeline
VIAVVIAVI SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,358 shares; 2022Q3: 21,824 shares; 2022Q4: 18,266 shares; 2023Q1: 16,284 shares; 2023Q2: 14,024 shares; 2023Q3: 14,204 shares 14,204$130K<0.01%+180Timeline
XAGDXABRDN GLOBAL DYNAMIC DIVIDENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 21,035 shares; 2023Q2: 20,314 shares; 2023Q3: 14,899 shares 14,899$129K<0.01%-5,415Timeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 42,077 shares; 2022Q3: 41,488 shares; 2022Q4: 29,361 shares; 2023Q1: 34,337 shares; 2023Q2: 34,189 shares; 2023Q3: 34,489 shares 34,489$129K<0.01%+300Timeline
FIRST TRUSTFIRST TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 38,287 shares; 2022Q3: 38,287 shares; 2022Q4: 38,287 shares; 2023Q1: 39,287 shares; 2023Q2: 39,287 shares; 2023Q3: 38,184 shares 38,184$129K<0.01%-1,103
EFTEATON VANCE FLOATING RATE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,725 shares; 2022Q3: 13,725 shares; 2022Q4: 11,725 shares; 2023Q1: 11,725 shares; 2023Q2: 10,725 shares; 2023Q3: 10,423 shares 10,423$128K<0.01%-302Timeline
RIOTRIOT PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 13,710 shares 13,710$128K<0.01%newTimeline
AHRTAH RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,296 shares; 2022Q3: 13,326 shares; 2022Q4: 13,926 shares; 2023Q1: 13,963 shares; 2023Q2: 13,147 shares; 2023Q3: 12,449 shares 12,449$127K<0.01%-698Timeline
DBDEUTSCHE BK AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,590 shares; 2022Q3: 11,615 shares; 2022Q4: 10,992 shares; 2023Q1: 11,460 shares; 2023Q2: 11,460 shares; 2023Q3: 11,460 shares 11,460$126K<0.01%0Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,584 shares; 2022Q3: 11,041 shares; 2022Q4: 12,261 shares; 2023Q1: 12,261 shares; 2023Q2: 12,606 shares; 2023Q3: 16,298 shares 16,298$124K<0.01%+3,692Timeline
NIMNUVEEN SELECT MAT MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,160 shares; 2022Q3: 14,160 shares; 2022Q4: 14,160 shares; 2023Q1: 14,160 shares; 2023Q2: 14,160 shares; 2023Q3: 14,160 shares 14,160$120K<0.01%0Timeline
TEUCRIUM COMMODITY TRTEUCRIUM COMMODITY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 47,135 shares; 2023Q1: not reported; 2023Q2: 101,028 shares; 2023Q3: 21,400 shares 21,400$119K<0.01%-79,628
ETFMGETFMGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 37,478 shares; 2022Q3: 34,280 shares; 2022Q4: 28,887 shares; 2023Q1: 33,710 shares; 2023Q2: 32,056 shares; 2023Q3: 32,436 shares 32,436$118K<0.01%+380
ARIAPOLLO COML REAL ESTATE FINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,914 shares; 2023Q2: 11,561 shares; 2023Q3: 11,667 shares 11,667$118K<0.01%+106Timeline
SKYTSKYWATER TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 21,757 shares; 2023Q2: 17,809 shares; 2023Q3: 19,257 shares 19,257$116K<0.01%+1,448Timeline
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,973 shares; 2022Q3: 14,088 shares; 2022Q4: 14,205 shares; 2023Q1: 14,337 shares; 2023Q2: 14,482 shares; 2023Q3: 14,623 shares 14,623$116K<0.01%+141
PMLPIMCO MUN INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 33,608 shares; 2022Q3: 30,948 shares; 2022Q4: 28,363 shares; 2023Q1: 28,689 shares; 2023Q2: 22,161 shares; 2023Q3: 15,007 shares 15,007$115K<0.01%-7,154Timeline
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 15,000 shares; 2022Q4: 20,750 shares; 2023Q1: 20,750 shares; 2023Q2: 23,750 shares; 2023Q3: 24,750 shares 24,750$114K<0.01%+1,000Timeline
BSBKBOGOTA FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 15,000 shares; 2023Q2: 15,000 shares; 2023Q3: 15,000 shares 15,000$111K<0.01%0Timeline
SNAPSNAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,912 shares; 2022Q3: 14,382 shares; 2022Q4: 22,766 shares; 2023Q1: 16,896 shares; 2023Q2: 10,846 shares; 2023Q3: 12,248 shares 12,248$109K<0.01%+1,402Timeline
EOLSEVOLUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 27,768 shares; 2023Q1: 10,802 shares; 2023Q2: 11,292 shares; 2023Q3: 11,477 shares 11,477$105K<0.01%+185Timeline
GREENBRIER COS INCGREENBRIER COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 144,000 shares; 2023Q1: 157,000 shares; 2023Q2: 157,000 shares; 2023Q3: 108,000 shares 108,000$102K<0.01%-49,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 116,000 shares; 2023Q1: 128,000 shares; 2023Q2: 130,000 shares; 2023Q3: 97,000 shares 97,000$101K<0.01%-33,000
STRIDE INCSTRIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 115,000 shares; 2023Q1: 122,000 shares; 2023Q2: 122,000 shares; 2023Q3: 96,000 shares 96,000$101K<0.01%-26,000
SHIPSEANERGY MARITIME HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 18,201 shares; 2023Q3: 18,201 shares 18,201$100K<0.01%0Timeline
PFLPIMCO INCOME STRATEGY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 64,723 shares; 2022Q3: 39,723 shares; 2022Q4: 27,723 shares; 2023Q1: 18,403 shares; 2023Q2: 13,883 shares; 2023Q3: 13,083 shares 13,083$100K<0.01%-800Timeline
FORD MOTOR COMPANYFORD MOTOR COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 131,000 shares; 2023Q1: 141,000 shares; 2023Q2: 141,000 shares; 2023Q3: 100,000 shares 100,000$98.2K<0.01%-41,000
ABCLABCELLERA BIOLOGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 13,648 shares; 2023Q1: 10,859 shares; 2023Q2: 16,277 shares; 2023Q3: 20,966 shares 20,966$96.4K<0.01%+4,689Timeline
KGCKINROSS GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 19,869 shares; 2023Q3: 21,132 shares 21,132$96.4K<0.01%+1,263Timeline
UAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,219 shares; 2022Q3: 13,949 shares; 2022Q4: 15,351 shares; 2023Q1: 15,856 shares; 2023Q2: 14,588 shares; 2023Q3: 14,634 shares 14,634$93.4K<0.01%+46Timeline
NXDRNEXTDOOR HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 48,757 shares; 2023Q1: 64,228 shares; 2023Q2: 62,823 shares; 2023Q3: 51,223 shares 51,223$93.2K<0.01%-11,600Timeline
AXGNAXOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 18,399 shares 18,399$92K<0.01%newTimeline
JOBYJOBY AVIATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 14,154 shares 14,154$91.3K<0.01%newTimeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 152,667 shares; 2022Q4: 161,569 shares; 2023Q1: not reported; 2023Q2: 23,025 shares; 2023Q3: 23,116 shares 23,116$90.6K<0.01%+91Timeline
TILRAY INCTILRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 26,845 shares; 2022Q3: 28,885 shares; 2022Q4: 28,604 shares; 2023Q1: 25,302 shares; 2023Q2: 25,115 shares; 2023Q3: 37,143 shares 37,143$88.8K<0.01%+12,028
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,993 shares; 2022Q3: 15,453 shares; 2022Q4: 15,453 shares; 2023Q1: 11,523 shares; 2023Q2: 11,523 shares; 2023Q3: 11,523 shares 11,523$88K<0.01%0Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,500 shares; 2022Q3: 14,500 shares; 2022Q4: 14,500 shares; 2023Q1: 14,500 shares; 2023Q2: 14,500 shares; 2023Q3: 14,700 shares 14,700$86.7K<0.01%+200Timeline
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 57,000 shares; 2023Q1: 74,000 shares; 2023Q2: 156,000 shares; 2023Q3: 112,000 shares 112,000$86.6K<0.01%-44,000
XEMDXWESTERN ASSET EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,651 shares; 2022Q3: 12,151 shares; 2022Q4: 12,151 shares; 2023Q1: 11,936 shares; 2023Q2: 10,755 shares; 2023Q3: 10,380 shares 10,380$86.2K<0.01%-375Timeline
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 148,000 shares; 2023Q1: 148,000 shares; 2023Q2: 148,000 shares; 2023Q3: 101,000 shares 101,000$85.2K<0.01%-47,000
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 28,069 shares; 2023Q3: 27,169 shares 27,169$84.5K<0.01%-900
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,350 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 12,550 shares; 2023Q2: 13,317 shares; 2023Q3: 13,317 shares 13,317$84.3K<0.01%0Timeline
ONLORION PROPERTIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 20,960 shares; 2022Q3: 18,381 shares; 2022Q4: 16,576 shares; 2023Q1: 16,305 shares; 2023Q2: 16,359 shares; 2023Q3: 16,081 shares 16,081$83.8K<0.01%-278Timeline
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,320 shares; 2022Q3: 18,320 shares; 2022Q4: 18,474 shares; 2023Q1: 16,374 shares; 2023Q2: 12,574 shares; 2023Q3: 11,422 shares 11,422$81.4K<0.01%-1,152Timeline
PFNPIMCO INCOME STRATEGY FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,307 shares 12,307$81.1K<0.01%newTimeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,169 shares; 2022Q3: 16,672 shares; 2022Q4: 15,071 shares; 2023Q1: 23,206 shares; 2023Q2: 16,282 shares; 2023Q3: 17,845 shares 17,845$80.7K<0.01%+1,563
LUCID GROUP INCLUCID GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,178 shares; 2022Q3: 22,538 shares; 2022Q4: 24,551 shares; 2023Q1: 24,507 shares; 2023Q2: 14,515 shares; 2023Q3: 14,355 shares 14,355$80.2K<0.01%-160
LCI INDSLCI INDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 35,000 shares; 2023Q2: 105,000 shares; 2023Q3: 86,000 shares 86,000$79.9K<0.01%-19,000
CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 51,387 shares; 2022Q3: 64,968 shares; 2022Q4: 78,519 shares; 2023Q1: 85,865 shares; 2023Q2: not reported; 2023Q3: 15,722 shares 15,722$78.1K<0.01%new
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,730 shares; 2022Q3: 19,396 shares; 2022Q4: 28,356 shares; 2023Q1: 26,386 shares; 2023Q2: 19,602 shares; 2023Q3: 10,578 shares 10,578$78K<0.01%-9,024Timeline
PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 122,000 shares; 2023Q1: 122,000 shares; 2023Q2: 122,000 shares; 2023Q3: 86,000 shares 86,000$77.3K<0.01%-36,000
ITRON INCITRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 28,000 shares; 2023Q2: 123,000 shares; 2023Q3: 88,000 shares 88,000$75.7K<0.01%-35,000
CLNECLEAN ENERGY FUELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 19,100 shares; 2022Q4: 18,150 shares; 2023Q1: 20,550 shares; 2023Q2: 19,550 shares; 2023Q3: 19,560 shares 19,560$74.9K<0.01%+10Timeline
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 19,238 shares; 2023Q3: 18,428 shares 18,428$72.1K<0.01%-810Timeline
POWWOUTDOOR HOLDING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 47,702 shares; 2022Q3: 49,102 shares; 2022Q4: 48,702 shares; 2023Q1: 51,252 shares; 2023Q2: 35,852 shares; 2023Q3: 34,852 shares 34,852$70.4K<0.01%-1,000Timeline
PROSPECT CAP CORPPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 70,000 shares; 2022Q3: 35,000 shares; 2022Q4: 70,000 shares; 2023Q1: 70,000 shares; 2023Q2: 70,000 shares; 2023Q3: 70,000 shares 70,000$69.4K<0.01%0
CRPTFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,121 shares; 2023Q1: 14,219 shares; 2023Q2: 14,434 shares; 2023Q3: 13,847 shares 13,847$68.4K<0.01%-587Timeline
SOLAREDGE TECHNOLOGIES INCSOLAREDGE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 75,000 shares 75,000$68.4K<0.01%new
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 17,580 shares; 2022Q3: 16,771 shares; 2022Q4: 17,261 shares; 2023Q1: 18,747 shares; 2023Q2: 21,730 shares; 2023Q3: 17,410 shares 17,410$65.5K<0.01%-4,320Timeline
GUTGABELLI UTIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,239 shares 12,239$64.9K<0.01%newTimeline
FIGSFIGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,749 shares 10,749$63.4K<0.01%newTimeline
IMAX CORPIMAX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 29,000 shares; 2023Q1: 46,000 shares; 2023Q2: 46,000 shares; 2023Q3: 68,000 shares 68,000$63.4K<0.01%+22,000
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 98,000 shares; 2023Q1: 98,000 shares; 2023Q2: 98,000 shares; 2023Q3: 61,000 shares 61,000$60.4K<0.01%-37,000
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 14,974 shares 14,974$60.3K<0.01%newTimeline
BBBLACKBERRY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,410 shares 12,410$58.5K<0.01%newTimeline
EMEREN GROUP LTDEMEREN GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,940 shares; 2022Q3: 24,490 shares; 2022Q4: 18,315 shares; 2023Q1: 18,758 shares; 2023Q2: 18,758 shares; 2023Q3: 18,758 shares 18,758$57.8K<0.01%0
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 11,502 shares 11,502$57.4K<0.01%newTimeline
KAMAN CORPKAMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 40,000 shares; 2023Q1: 65,000 shares; 2023Q2: 65,000 shares; 2023Q3: 59,000 shares 59,000$57.3K<0.01%-6,000
ERICTELEFONAKTIEBOLAGET LM ERICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 11,716 shares 11,716$56.9K<0.01%newTimeline
CXEMFS HIGH INCOME MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,600 shares; 2022Q3: 16,600 shares; 2022Q4: 16,600 shares; 2023Q1: 15,500 shares; 2023Q2: 16,000 shares; 2023Q3: 18,042 shares 18,042$56.3K<0.01%+2,042Timeline
FUBOFUBOTV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,367 shares; 2022Q3: 20,887 shares; 2022Q4: 21,795 shares; 2023Q1: 20,125 shares; 2023Q2: 19,055 shares; 2023Q3: 20,838 shares 20,838$55.6K<0.01%+1,783Timeline
AMLIFAMERICAN LITHIUM CORP COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 36,289 shares; 2023Q3: 36,289 shares 36,289$53.1K<0.01%0Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,424 shares 10,424$51.1K<0.01%newTimeline
PETIQ INCPETIQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 102,000 shares; 2023Q1: 102,000 shares; 2023Q2: 102,000 shares; 2023Q3: 48,000 shares 48,000$46.5K<0.01%-54,000
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 19,808 shares; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 11,832 shares; 2023Q3: 17,827 shares 17,827$43.7K<0.01%+5,995
MNKDMANNKIND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,400 shares; 2022Q3: 10,400 shares; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 10,434 shares; 2023Q3: 10,488 shares 10,488$43.3K<0.01%+54Timeline
APTOSE BIOSCIENCES INCAPTOSE BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 14,996 shares 14,996$42K<0.01%new
HANESBRANDS INCHANESBRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 24,906 shares; 2022Q3: 22,341 shares; 2022Q4: 18,548 shares; 2023Q1: not reported; 2023Q2: 10,584 shares; 2023Q3: 10,171 shares 10,171$40.3K<0.01%-413
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 43,000 shares 43,000$40.1K<0.01%new
LUMENTUM HLDGS INCLUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,000 shares; 2023Q1: 47,000 shares; 2023Q2: 47,000 shares; 2023Q3: 47,000 shares 47,000$39.4K<0.01%0
EURONET WORLDWIDE INCEURONET WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 54,000 shares; 2023Q3: 42,000 shares 42,000$38.6K<0.01%-12,000
GUESS INCGUESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 97,000 shares; 2023Q1: 97,000 shares; 2023Q2: 97,000 shares; 2023Q3: 37,000 shares 37,000$37.6K<0.01%-60,000
ENPHASE ENERGY INCENPHASE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 45,000 shares; 2023Q3: 42,000 shares 42,000$36.9K<0.01%-3,000
AIRBNB INC CLASS AAIRBNB INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 41,000 shares 41,000$36.1K<0.01%new
ILPTINDUSTRIAL LOGISTICS PPTYS TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 29,342 shares; 2022Q3: 18,005 shares; 2022Q4: 18,120 shares; 2023Q1: 17,115 shares; 2023Q2: 13,525 shares; 2023Q3: 12,356 shares 12,356$35.7K<0.01%-1,169Timeline
INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,000 shares; 2022Q3: 16,000 shares; 2022Q4: 16,000 shares; 2023Q1: 16,000 shares; 2023Q2: 16,000 shares; 2023Q3: 16,000 shares 16,000$34K<0.01%0
OXSQOXFORD SQUARE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,901 shares; 2023Q1: 10,930 shares; 2023Q2: 10,930 shares; 2023Q3: 10,930 shares 10,930$32.9K<0.01%0Timeline
AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,698 shares; 2022Q3: 11,406 shares; 2022Q4: 10,787 shares; 2023Q1: 10,572 shares; 2023Q2: 29,152 shares; 2023Q3: 55,050 shares 55,050$32.2K<0.01%+25,898
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 32,000 shares; 2023Q2: 32,000 shares; 2023Q3: 32,000 shares 32,000$31.1K<0.01%0
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 11,172 shares; 2023Q2: 11,172 shares; 2023Q3: 11,172 shares 11,172$29.9K<0.01%0Timeline
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 18,000 shares; 2022Q3: 18,000 shares; 2022Q4: 162,000 shares; 2023Q1: 162,000 shares; 2023Q2: 162,000 shares; 2023Q3: 29,000 shares 29,000$29.1K<0.01%-133,000
CRACKER BARREL OLD CTRY STORCRACKER BARREL OLD CTRY STORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 35,000 shares; 2023Q2: 35,000 shares; 2023Q3: 35,000 shares 35,000$28.9K<0.01%0
FPAYQFLEXSHOPPER INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 27,400 shares; 2022Q4: 27,400 shares; 2023Q1: 27,400 shares; 2023Q2: 27,400 shares; 2023Q3: 27,400 shares 27,400$28.6K<0.01%0Timeline
WESTERN DIGITAL CORP.WESTERN DIGITAL CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 28,000 shares; 2023Q1: 28,000 shares; 2023Q2: 28,000 shares; 2023Q3: 28,000 shares 28,000$27.5K<0.01%0
CRONCRONOS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 23,669 shares; 2022Q3: 23,726 shares; 2022Q4: 21,252 shares; 2023Q1: 20,152 shares; 2023Q2: 14,752 shares; 2023Q3: 13,082 shares 13,082$26.2K<0.01%-1,670Timeline
CHEESECAKE FACTORY INCCHEESECAKE FACTORY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,000 shares; 2022Q3: 13,000 shares; 2022Q4: 65,000 shares; 2023Q1: 65,000 shares; 2023Q2: 65,000 shares; 2023Q3: 31,000 shares 31,000$25.6K<0.01%-34,000
REIRING ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,270 shares 12,270$23.9K<0.01%newTimeline
LUMNLUMEN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,927 shares; 2022Q3: 22,610 shares; 2022Q4: 19,941 shares; 2023Q1: 22,372 shares; 2023Q2: 21,583 shares; 2023Q3: 16,503 shares 16,503$23.4K<0.01%-5,080Timeline
LFTLUMENT FINANCE TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,695 shares; 2022Q3: 10,695 shares; 2022Q4: 10,695 shares; 2023Q1: 10,695 shares; 2023Q2: 10,695 shares; 2023Q3: 10,695 shares 10,695$22.2K<0.01%0Timeline
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 17,600 shares; 2022Q3: 14,600 shares; 2022Q4: 14,600 shares; 2023Q1: 20,500 shares; 2023Q2: 15,707 shares; 2023Q3: 13,707 shares 13,707$21.9K<0.01%-2,000Timeline
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 21,000 shares; 2023Q1: 21,000 shares; 2023Q2: 21,000 shares; 2023Q3: 21,000 shares 21,000$20.6K<0.01%0
PRAXIS PRECISION MEDICINES IPRAXIS PRECISION MEDICINES IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,194 shares; 2022Q3: 11,194 shares; 2022Q4: 11,194 shares; 2023Q1: 11,194 shares; 2023Q2: 11,194 shares; 2023Q3: 11,194 shares 11,194$19.1K<0.01%0
KOPNKOPIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,027 shares; 2022Q3: 15,027 shares; 2022Q4: 15,027 shares; 2023Q1: 15,027 shares; 2023Q2: 15,027 shares; 2023Q3: 15,027 shares 15,027$18.3K<0.01%0Timeline
HOPE BANCORP INCHOPE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,000 shares; 2022Q3: 13,000 shares; 2022Q4: 34,000 shares; 2023Q1: 34,000 shares; 2023Q2: 18,000 shares; 2023Q3: 18,000 shares 18,000$17.8K<0.01%0
ARECAMERICAN RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 10,500 shares; 2022Q4: 10,500 shares; 2023Q1: 10,500 shares; 2023Q2: 10,500 shares; 2023Q3: 10,500 shares 10,500$17.5K<0.01%0Timeline
HCI GROUP INCHCI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,000 shares; 2022Q3: 16,000 shares; 2022Q4: 16,000 shares; 2023Q1: 16,000 shares; 2023Q2: 16,000 shares; 2023Q3: 16,000 shares 16,000$15.2K<0.01%0
VXRTVAXART INC COM NEW (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 97,725 shares; 2022Q3: 56,050 shares; 2022Q4: 43,050 shares; 2023Q1: 36,400 shares; 2023Q2: 25,200 shares; 2023Q3: 18,500 shares 18,500$13.9K<0.01%-6,700Timeline
VIRIOS THERAPEUTICS INCVIRIOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 43,944 shares; 2022Q3: 43,944 shares; 2022Q4: 20,524 shares; 2023Q1: 20,524 shares; 2023Q2: 13,560 shares; 2023Q3: 13,560 shares 13,560$12.5K<0.01%0
GEVOGEVO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,001 shares 10,001$11.9K<0.01%newTimeline
INTERDIGITAL INCINTERDIGITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares; 2023Q2: 10,000 shares; 2023Q3: 10,000 shares 10,000$10.6K<0.01%0
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 18,255 shares; 2022Q3: 18,255 shares; 2022Q4: 17,955 shares; 2023Q1: 17,355 shares; 2023Q2: 17,280 shares; 2023Q3: 12,700 shares 12,700$7.56K<0.01%-4,580
SENSEONICS HLDGS INCSENSEONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,300 shares; 2022Q3: 11,300 shares; 2022Q4: 11,300 shares; 2023Q1: 12,400 shares; 2023Q2: 11,900 shares; 2023Q3: 11,900 shares 11,900$7.19K<0.01%0
INVITAE CORPINVITAE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 11,377 shares 11,377$6.88K<0.01%new
AGEAGLE AERIAL SYS INC NEWAGEAGLE AERIAL SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 15,000 shares 15,000$2.52K<0.01%new
INPIXONINPIXONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,067 shares 10,067$1.13K<0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput20,600$121K+1,200
QQQINVESCO QQQ TR COMput21,200$86.3K+1,100
CBRECBRE GROUP INC Stockput8,500$54.4Knew
CCJCAMECO CORP Stockput17,200$53.7K-8,200
AAPLAPPLE INC COMput3,400$30.9Knew
URAGLOBAL X FDS GLOBAL X URANIUMput22,100$25.4Knew
FIGSFIGS INC COMMON STOCKcall900$108new
GDXVANECK ETF TRUST GOLD MINERS ETFcall800$54new
SPYSTATE STR SPDR S&P 500 ETF T SHScall500$200
GDXJVANECK ETF TRUST JUNIOR GOLD MINEcall100$1new

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 125. All 125

SecurityShares beforeValue beforeType
BGSB & G FOODS INC188,536$2.62Mshares
GDMAEA SERIES TRUST64,943$1.91Mshares
PIZINVESCO EXCH TRADED FD TR II62,082$1.89Mshares
CBRLCRACKER BARREL OLD CTRY STOR15,561$1.45Mshares
FIXCOMFORT SYS USA INC8,706$1.43Mshares
DRSKETF SER SOLUTIONS52,557$1.31Mshares
ARTYISHARES TR38,717$1.28Mshares
IETCISHARES U S ETF TR17,456$962Kshares
TEVATEVA PHARMACEUTICAL INDS LTD120,677$909Kshares
TAPMOLSON COORS BEVERAGE CO13,299$876Kshares
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L13,216$824Kshares
SPHBINVESCO EXCH TRADED FD TR II10,487$801Kshares
ACWXISHARES TR16,187$797Kshares
AEHRAEHR TEST SYS15,905$656Kshares
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T62,080$653Kshares
PENPENUMBRA INC1,887$649Kshares
PODDINSULET CORP2,224$641Kshares
JPUSJ P MORGAN EXCHANGE TRADED F6,290$615Kshares
AAONAAON INC6,327$600Kshares
ESSESSEX PPTY TR INC2,538$595Kshares
TGLSTECNOGLASS INC11,074$572Kshares
GFIGOLD FIELDS LTD37,562$519Kshares
ETF SER SOLUTIONSETF SER SOLUTIONS24,099$519Kshares
ITUBITAU UNIBANCO HLDG S A87,169$515Kshares
FMXFOMENTO ECONOMICO MEXICANO S4,540$503Kshares
OMEROMEROS CORP88,365$481Kshares
ULSTSSGA ACTIVE ETF TR11,857$477Kshares
PERIPERION NETWORK LTD15,426$473Kshares
ETSYETSY INC5,517$467Kshares
UPSTUPSTART HLDGS INC12,533$449Kshares
RMDRESMED INC1,908$417Kshares
LIFE STORAGE INCLIFE STORAGE INC3,110$414Kshares
BKHYBNY MELLON ETF TRUST8,480$394Kshares
AQNALGONQUIN POWER & UTILITIES47,254$391Kshares
SPEUSPDR INDEX SHS FDS9,652$372Kshares
DECWAIM ETF PRODUCTS TRUST13,810$371Kshares
COHERENT CORPCOHERENT CORP1,626$369Kshares
PFFVGLOBAL X FDS15,518$347Kshares
BBVABANCO BILBAO VIZCAYA ARGENTA44,706$343Kshares
EXTREXTREME NETWORKS INC13,169$343Kshares
BMEABIOMEA FUSION INC15,430$339Kshares
DYDYCOM INDS INC2,779$316Kshares
MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT10,831$305Kshares
URBNURBAN OUTFITTERS INC9,168$304Kshares
BNSBANK NOVA SCOTIA B C5,983$299Kshares
PLNTPLANET FITNESS MASTER ISSUER4,428$299Kshares
XIFRXPLR INFRASTRUCTURE LP5,023$295Kshares
GRBKGREEN BRICK PARTNERS INC4,910$279Kshares
PDXPIMCO DYNAMIC INCOME STRATEG17,500$276Kshares
MOMOHELLO GROUP INC27,978$269Kshares
SCMSTELLUS CAP INVT CORP19,004$267Kshares
MLMMARTIN MARIETTA MATLS INC573$265Kshares
FSTAFIDELITY COVINGTON TRUST5,792$263Kshares
BGRBLACKROCK ENERGY & RES TR21,695$261Kshares
MILLER HOWARD HIGH INC EQTYMILLER HOWARD HIGH INC EQTY25,425$258Kshares
UTWORBB FD INC5,305$256Kshares
AAXJISHARES TR3,849$256Kshares
NTSXWISDOMTREE TR6,884$255Kshares
ASOACADEMY SPORTS & OUTDOORS IN4,600$249Kshares
BNDWVANGUARD SCOTTSDALE FDS3,595$246Kshares
JDJD.COM INC7,122$243Kshares
LIVENT CORPLIVENT CORP8,846$243Kshares
GSGISHARES S&P GSCI COMMODITY-12,240$239Kshares
HDBHDFC BANK LTD3,415$238Kshares
SWKSTANLEY BLACK & DECKER INC2,539$238Kshares
DARDARLING INGREDIENTS INC3,697$236Kshares
IFFINTERNATIONAL FLAVORS&FRAGRA2,944$234Kshares
SDGISHARES TR2,954$234Kshares
ORGNORIGIN MATLS INC (DE)54,636$233Kshares
HUBSHUBSPOT INC431$229Kshares
RCUSARCUS BIOSCIENCES INC11,212$228Kshares
PNWPINNACLE WEST CAP CORP2,765$225Kshares
SARSARATOGA INVT CORP8,325$225Kshares
CAKECHEESECAKE FACTORY INC6,455$223Kshares
ISHARES TRISHARES TR9,560$221Kshares
LQDHISHARES U S ETF TR2,359$219Kshares
PATHUIPATH INC13,212$219Kshares
SSYSSTRATASYS LTD12,257$218Kshares
KRNTKORNIT DIGITAL LTD7,397$217Kshares
AVDEAMERICAN CENTY ETF TR3,748$215Kshares
NXSTNEXSTAR MEDIA GROUP INC1,283$214Kshares
AAALCOA CORP6,236$212Kshares
YDECFIRST TR EXCHNG TRADED FD VI9,617$211Kshares
ZGZILLOW GROUP INC4,280$211Kshares
RYROYAL BK CDA2,191$209Kshares
GNEGENIE ENERGY LTD14,774$209Kshares
TRPTC ENERGY CORP5,149$208Kshares
LVSLAS VEGAS SANDS CORP3,580$208Kshares
PVHPVH CORPORATION2,442$208Kshares
RSPMINVESCO EXCHANGE TRADED FD T1,274$207Kshares
AMRCAMERESCO INC4,250$207Kshares
IBUYAMPLIFY ETF TR4,455$206Kshares
ROUSLATTICE STRATEGIES TR4,967$206Kshares
AGZISHARES TR1,922$206Kshares
LEGLEGGETT & PLATT INC6,916$205Kshares
HSTHOST HOTELS & RESORTS INC12,138$204Kshares
HEI-AHEICO CORP NEW1,445$203Kshares
CRLCHARLES RIV LABS INTL INC966$203Kshares
NUBDNUSHARES ETF TR9,191$202Kshares
STTSTATE STR CORP2,760$202Kshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-23-004412 base2023-11-14acceptance time not in the bulk data set