Skip to content
Disclosery

Cetera Advisors LLC

Follow

13F filer, CIK 1534400, DENVER, CO

Cetera Advisors LLC reported $6,342,951,137 across 1,652 holdings for the quarter ended 2023-06-30, in a 13F-HR filed 2023-08-10. Its ten largest share positions make up 18.07% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-23-003193

Period
2023-06-30
Reported value
$6.34B
Holdings
1,652
Top 10 weight
18.07%
New
157
Sold out
155

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SPYadded+71,322$31.6M
CWBadded+369,460$25.8M
FTSMadded+364,947$21.7M
XMARnew+593,952$18.7M
SMHadded+118,334$18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
RSPreduced-295,523-$44.2M
BILreduced-288,635-$26.5M
VXUSreduced-393,941-$22.1M
BNDreduced-248,492-$18.1M
DFACreduced-620,968-$16.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2023

Share positions as resolved from 13F-HR 0001085146-23-003193, largest first. % of portfolio is the value over $6,342,656,713, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
DFSDDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 327,816 shares; 2022Q3: 330,307 shares; 2022Q4: 336,609 shares; 2023Q1: 348,452 shares; 2023Q2: 4,394 shares 4,394$204K<0.01%-344,058Timeline
HEI-AHEICO CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 1,445 shares 1,445$203K<0.01%newTimeline
CRLCHARLES RIV LABS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,055 shares; 2023Q1: not reported; 2023Q2: 966 shares 966$203K<0.01%newTimeline
INTFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,106 shares; 2022Q3: not reported; 2022Q4: 8,276 shares; 2023Q1: 8,293 shares; 2023Q2: 7,560 shares 7,560$203K<0.01%-733Timeline
NUBDNUSHARES ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 9,191 shares; 2023Q2: 9,191 shares 9,191$202K<0.01%0Timeline
STTSTATE STR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 4,050 shares; 2022Q3: 4,059 shares; 2022Q4: 4,528 shares; 2023Q1: 3,463 shares; 2023Q2: 2,760 shares 2,760$202K<0.01%-703Timeline
ALCALCON AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 7,186 shares; 2023Q1: 7,269 shares; 2023Q2: 2,429 shares 2,429$201K<0.01%-4,840Timeline
PMLPIMCO MUN INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 33,608 shares; 2022Q3: 30,948 shares; 2022Q4: 28,363 shares; 2023Q1: 28,689 shares; 2023Q2: 22,161 shares 22,161$200K<0.01%-6,528Timeline
NUVEEN CALIFORNIA SELECT TA…NUVEEN CALIFORNIA SELECT TAX-FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,000 shares; 2022Q3: 15,000 shares; 2022Q4: 15,000 shares; 2023Q1: 15,000 shares; 2023Q2: 15,000 shares 15,000$195K<0.01%0
XAGDXABRDN GLOBAL DYNAMIC DIVIDENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 21,035 shares; 2023Q2: 20,314 shares 20,314$194K<0.01%-721Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,867 shares; 2022Q3: 13,873 shares; 2022Q4: 14,030 shares; 2023Q1: 14,216 shares; 2023Q2: 14,395 shares 14,395$192K<0.01%+179Timeline
STLASTELLANTIS N.VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 10,861 shares 10,861$191K<0.01%newTimeline
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,944 shares; 2022Q3: 48,369 shares; 2022Q4: 30,719 shares; 2023Q1: 27,306 shares; 2023Q2: 27,056 shares 27,056$190K<0.01%-250Timeline
PMTPENNYMAC MTG INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,280 shares; 2022Q3: 22,480 shares; 2022Q4: 16,746 shares; 2023Q1: 14,196 shares; 2023Q2: 13,696 shares 13,696$185K<0.01%-500Timeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,534 shares; 2022Q3: 14,534 shares; 2022Q4: 12,004 shares; 2023Q1: 13,627 shares; 2023Q2: 14,357 shares 14,357$183K<0.01%+730Timeline
PRTHPRIORITY TECHNOLOGY HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 50,300 shares; 2023Q2: 50,300 shares 50,300$182K<0.01%0Timeline
AMANTERO MIDSTREAM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 14,983 shares; 2023Q2: 15,294 shares 15,294$177K<0.01%+311Timeline
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 18,000 shares; 2022Q3: 18,000 shares; 2022Q4: 162,000 shares; 2023Q1: 162,000 shares; 2023Q2: 162,000 shares 162,000$177K<0.01%0
AMCOR PLCAMCOR PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 43,718 shares; 2022Q3: 49,484 shares; 2022Q4: 56,206 shares; 2023Q1: 34,415 shares; 2023Q2: 17,441 shares 17,441$174K<0.01%-16,974
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 30,588 shares; 2022Q3: 30,755 shares; 2022Q4: 32,681 shares; 2023Q1: 32,793 shares; 2023Q2: 19,905 shares 19,905$173K<0.01%-12,888Timeline
FMNBFARMERS NATIONAL BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,187 shares; 2022Q3: 13,200 shares; 2022Q4: 13,212 shares; 2023Q1: 13,733 shares; 2023Q2: 13,755 shares 13,755$170K<0.01%+22Timeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 34,011 shares; 2022Q3: 34,705 shares; 2022Q4: 45,877 shares; 2023Q1: 57,658 shares; 2023Q2: 55,944 shares 55,944$170K<0.01%-1,714Timeline
MQYBLACKROCK MUNIYILD QULT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,220 shares; 2022Q3: 14,336 shares; 2022Q4: 14,443 shares; 2023Q1: 14,511 shares; 2023Q2: 14,642 shares 14,642$169K<0.01%+131Timeline
FHNFIRST HORIZON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,989 shares; 2023Q1: 12,070 shares; 2023Q2: 14,949 shares 14,949$168K<0.01%+2,879Timeline
SKYTSKYWATER TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 21,757 shares; 2023Q2: 17,809 shares 17,809$168K<0.01%-3,948Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,038 shares; 2022Q3: 19,257 shares; 2022Q4: 19,442 shares; 2023Q1: 19,548 shares; 2023Q2: 14,323 shares 14,323$167K<0.01%-5,225Timeline
GNLGLOBAL NET LEASE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,496 shares; 2022Q3: 19,908 shares; 2022Q4: 15,576 shares; 2023Q1: 15,709 shares; 2023Q2: 15,738 shares 15,738$162K<0.01%+29Timeline
PBRPETROLEO BRASILEIRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 71,475 shares; 2022Q3: 74,798 shares; 2022Q4: 11,203 shares; 2023Q1: 11,346 shares; 2023Q2: 11,684 shares 11,684$162K<0.01%+338Timeline
VIAVVIAVI SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,358 shares; 2022Q3: 21,824 shares; 2022Q4: 18,266 shares; 2023Q1: 16,284 shares; 2023Q2: 14,024 shares 14,024$159K<0.01%-2,260Timeline
PGXINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 58,602 shares; 2022Q3: 58,254 shares; 2022Q4: 101,658 shares; 2023Q1: 41,540 shares; 2023Q2: 13,892 shares 13,892$158K<0.01%-27,648Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,730 shares; 2022Q3: 19,396 shares; 2022Q4: 28,356 shares; 2023Q1: 26,386 shares; 2023Q2: 19,602 shares 19,602$155K<0.01%-6,784Timeline
GREENBRIER COS INCGREENBRIER COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 144,000 shares; 2023Q1: 157,000 shares; 2023Q2: 157,000 shares 157,000$155K<0.01%0
FORD MOTOR COMPANYFORD MOTOR COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 131,000 shares; 2023Q1: 141,000 shares; 2023Q2: 141,000 shares 141,000$154K<0.01%0
AHRTAH RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,296 shares; 2022Q3: 13,326 shares; 2022Q4: 13,926 shares; 2023Q1: 13,963 shares; 2023Q2: 13,147 shares 13,147$154K<0.01%-816Timeline
RESRPC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21,180 shares; 2022Q3: 21,180 shares; 2022Q4: 21,413 shares; 2023Q1: 21,413 shares; 2023Q2: 21,413 shares 21,413$153K<0.01%0Timeline
UECURANIUM ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 42,396 shares; 2022Q3: 43,711 shares; 2022Q4: 45,355 shares; 2023Q1: 44,911 shares; 2023Q2: 44,338 shares 44,338$151K<0.01%-573Timeline
GOODGLADSTONE COMMERCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,361 shares; 2022Q3: 13,813 shares; 2022Q4: 11,840 shares; 2023Q1: 11,612 shares; 2023Q2: 12,059 shares 12,059$149K<0.01%+447Timeline
DRDDRDGOLD LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 13,827 shares 13,827$147K<0.01%newTimeline
GGNGAMCO GLOBAL GOLD NAT RES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 20,940 shares; 2022Q3: 26,282 shares; 2022Q4: 29,972 shares; 2023Q1: 37,073 shares; 2023Q2: 38,782 shares 38,782$145K<0.01%+1,709Timeline
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,940 shares; 2022Q3: 15,940 shares; 2022Q4: 13,294 shares; 2023Q1: 13,207 shares; 2023Q2: 13,519 shares 13,519$143K<0.01%+312
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 42,077 shares; 2022Q3: 41,488 shares; 2022Q4: 29,361 shares; 2023Q1: 34,337 shares; 2023Q2: 34,189 shares 34,189$142K<0.01%-148Timeline
QSQUANTUMSCAPE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 17,179 shares; 2023Q1: 16,617 shares; 2023Q2: 16,994 shares 16,994$136K<0.01%+377Timeline
HLNHALEON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 81,032 shares; 2022Q4: 24,242 shares; 2023Q1: 23,021 shares; 2023Q2: 15,617 shares 15,617$131K<0.01%-7,404Timeline
ARIAPOLLO COML REAL ESTATE FINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,914 shares; 2023Q2: 11,561 shares 11,561$131K<0.01%+647Timeline
AMERICAN FINANCE TRUST INCAMERICAN FINANCE TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 25,588 shares; 2022Q3: 22,588 shares; 2022Q4: 22,815 shares; 2023Q1: 18,073 shares; 2023Q2: 19,108 shares 19,108$129K<0.01%+1,035
SNAPSNAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,912 shares; 2022Q3: 14,382 shares; 2022Q4: 22,766 shares; 2023Q1: 16,896 shares; 2023Q2: 10,846 shares 10,846$128K<0.01%-6,050Timeline
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 57,000 shares; 2023Q1: 74,000 shares; 2023Q2: 156,000 shares 156,000$128K<0.01%+82,000
FIRST TRUSTFIRST TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 38,287 shares; 2022Q3: 38,287 shares; 2022Q4: 38,287 shares; 2023Q1: 39,287 shares; 2023Q2: 39,287 shares 39,287$128K<0.01%0
NIMNUVEEN SELECT MAT MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,160 shares; 2022Q3: 14,160 shares; 2022Q4: 14,160 shares; 2023Q1: 14,160 shares; 2023Q2: 14,160 shares 14,160$127K<0.01%0Timeline
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 116,000 shares; 2023Q1: 128,000 shares; 2023Q2: 130,000 shares 130,000$126K<0.01%+2,000
NMFCNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 10,072 shares 10,072$125K<0.01%newTimeline
EFTEATON VANCE FLOATING RATE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,725 shares; 2022Q3: 13,725 shares; 2022Q4: 11,725 shares; 2023Q1: 11,725 shares; 2023Q2: 10,725 shares 10,725$125K<0.01%-1,000Timeline
HGLBHIGHLAND GLOBAL ALLOCATION FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 14,320 shares 14,320$124K<0.01%newTimeline
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 148,000 shares; 2023Q1: 148,000 shares; 2023Q2: 148,000 shares 148,000$123K<0.01%0
BSBKBOGOTA FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 15,000 shares; 2023Q2: 15,000 shares 15,000$122K<0.01%0Timeline
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 15,000 shares; 2022Q4: 20,750 shares; 2023Q1: 20,750 shares; 2023Q2: 23,750 shares 23,750$122K<0.01%+3,000Timeline
NPKINPK INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 27,580 shares; 2022Q4: 24,480 shares; 2023Q1: 23,150 shares; 2023Q2: 23,150 shares 23,150$121K<0.01%0Timeline
DBDEUTSCHE BK AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,590 shares; 2022Q3: 11,615 shares; 2022Q4: 10,992 shares; 2023Q1: 11,460 shares; 2023Q2: 11,460 shares 11,460$121K<0.01%0Timeline
ROIVROIVANT SCIENCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 12,200 shares; 2023Q2: 11,608 shares 11,608$117K<0.01%-592Timeline
STRIDE INCSTRIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 115,000 shares; 2023Q1: 122,000 shares; 2023Q2: 122,000 shares 122,000$117K<0.01%0
PFLPIMCO INCOME STRATEGY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 64,723 shares; 2022Q3: 39,723 shares; 2022Q4: 27,723 shares; 2023Q1: 18,403 shares; 2023Q2: 13,883 shares 13,883$114K<0.01%-4,520Timeline
PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 122,000 shares; 2023Q1: 122,000 shares; 2023Q2: 122,000 shares 122,000$113K<0.01%0
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,973 shares; 2022Q3: 14,088 shares; 2022Q4: 14,205 shares; 2023Q1: 14,337 shares; 2023Q2: 14,482 shares 14,482$112K<0.01%+145
WTIW & T OFFSHORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 40,366 shares; 2023Q1: 44,668 shares; 2023Q2: 28,790 shares 28,790$111K<0.01%-15,878Timeline
ZYXIQZYNEX, INC. COMMON STOCK (NV)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 11,542 shares 11,542$111K<0.01%newTimeline
ITRON INCITRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 28,000 shares; 2023Q2: 123,000 shares 123,000$109K<0.01%+95,000
ONLORION PROPERTIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 20,960 shares; 2022Q3: 18,381 shares; 2022Q4: 16,576 shares; 2023Q1: 16,305 shares; 2023Q2: 16,359 shares 16,359$108K<0.01%+54Timeline
ABCLABCELLERA BIOLOGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 13,648 shares; 2023Q1: 10,859 shares; 2023Q2: 16,277 shares 16,277$105K<0.01%+5,418Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,584 shares; 2022Q3: 11,041 shares; 2022Q4: 12,261 shares; 2023Q1: 12,261 shares; 2023Q2: 12,606 shares 12,606$105K<0.01%+345Timeline
LCI INDSLCI INDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 35,000 shares; 2023Q2: 105,000 shares 105,000$101K<0.01%+70,000
LUCID GROUP INCLUCID GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,178 shares; 2022Q3: 22,538 shares; 2022Q4: 24,551 shares; 2023Q1: 24,507 shares; 2023Q2: 14,515 shares 14,515$100K<0.01%-9,992
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 19,238 shares 19,238$99.1K<0.01%newTimeline
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 98,000 shares; 2023Q1: 98,000 shares; 2023Q2: 98,000 shares 98,000$98.5K<0.01%0
UAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,219 shares; 2022Q3: 13,949 shares; 2022Q4: 15,351 shares; 2023Q1: 15,856 shares; 2023Q2: 14,588 shares 14,588$97.9K<0.01%-1,268Timeline
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 28,069 shares 28,069$97.7K<0.01%new
GUESS INCGUESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 97,000 shares; 2023Q1: 97,000 shares; 2023Q2: 97,000 shares 97,000$97.3K<0.01%0
CLNECLEAN ENERGY FUELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 19,100 shares; 2022Q4: 18,150 shares; 2023Q1: 20,550 shares; 2023Q2: 19,550 shares 19,550$97K<0.01%-1,000Timeline
ETFMGETFMGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 37,478 shares; 2022Q3: 34,280 shares; 2022Q4: 28,887 shares; 2023Q1: 33,710 shares; 2023Q2: 32,056 shares 32,056$95.8K<0.01%-1,654
KGCKINROSS GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 19,869 shares 19,869$94.8K<0.01%newTimeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,993 shares; 2022Q3: 15,453 shares; 2022Q4: 15,453 shares; 2023Q1: 11,523 shares; 2023Q2: 11,523 shares 11,523$94.7K<0.01%0Timeline
PETIQ INCPETIQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 102,000 shares; 2023Q1: 102,000 shares; 2023Q2: 102,000 shares 102,000$93.5K<0.01%0
PACWEST BANCORP DELPACWEST BANCORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 11,425 shares 11,425$93.1K<0.01%new
XEMDXWESTERN ASSET EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,651 shares; 2022Q3: 12,151 shares; 2022Q4: 12,151 shares; 2023Q1: 11,936 shares; 2023Q2: 10,755 shares 10,755$92.7K<0.01%-1,181Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 152,667 shares; 2022Q4: 161,569 shares; 2023Q1: not reported; 2023Q2: 23,025 shares 23,025$88.6K<0.01%newTimeline
CRPTFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,121 shares; 2023Q1: 14,219 shares; 2023Q2: 14,434 shares 14,434$88.1K<0.01%+215Timeline
SHIPSEANERGY MARITIME HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 18,201 shares 18,201$87.7K<0.01%newTimeline
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,350 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 12,550 shares; 2023Q2: 13,317 shares 13,317$86.3K<0.01%+767Timeline
EOLSEVOLUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 27,768 shares; 2023Q1: 10,802 shares; 2023Q2: 11,292 shares 11,292$82.1K<0.01%+490Timeline
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 17,580 shares; 2022Q3: 16,771 shares; 2022Q4: 17,261 shares; 2023Q1: 18,747 shares; 2023Q2: 21,730 shares 21,730$80.6K<0.01%+2,983Timeline
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,320 shares; 2022Q3: 18,320 shares; 2022Q4: 18,474 shares; 2023Q1: 16,374 shares; 2023Q2: 12,574 shares 12,574$80.1K<0.01%-3,800Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,500 shares; 2022Q3: 14,500 shares; 2022Q4: 14,500 shares; 2023Q1: 14,500 shares; 2023Q2: 14,500 shares 14,500$79.2K<0.01%0Timeline
POWWOUTDOOR HOLDING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 47,702 shares; 2022Q3: 49,102 shares; 2022Q4: 48,702 shares; 2023Q1: 51,252 shares; 2023Q2: 35,852 shares 35,852$76.4K<0.01%-15,400Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,169 shares; 2022Q3: 16,672 shares; 2022Q4: 15,071 shares; 2023Q1: 23,206 shares; 2023Q2: 16,282 shares 16,282$73.8K<0.01%-6,924
AMLIFAMERICAN LITHIUM CORP COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 36,289 shares 36,289$73K<0.01%newTimeline
EMEREN GROUP LTDEMEREN GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,940 shares; 2022Q3: 24,490 shares; 2022Q4: 18,315 shares; 2023Q1: 18,758 shares; 2023Q2: 18,758 shares 18,758$71.1K<0.01%0
PROSPECT CAP CORPPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 70,000 shares; 2022Q3: 35,000 shares; 2022Q4: 70,000 shares; 2023Q1: 70,000 shares; 2023Q2: 70,000 shares 70,000$68.9K<0.01%0
ASSERTIO HOLDINGS INCASSERTIO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 11,910 shares 11,910$64.6K<0.01%new
KAMAN CORPKAMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 40,000 shares; 2023Q1: 65,000 shares; 2023Q2: 65,000 shares 65,000$62.6K<0.01%0
CXEMFS HIGH INCOME MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,600 shares; 2022Q3: 16,600 shares; 2022Q4: 16,600 shares; 2023Q1: 15,500 shares; 2023Q2: 16,000 shares 16,000$55.7K<0.01%+500Timeline
CHEESECAKE FACTORY INCCHEESECAKE FACTORY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,000 shares; 2022Q3: 13,000 shares; 2022Q4: 65,000 shares; 2023Q1: 65,000 shares; 2023Q2: 65,000 shares 65,000$54.5K<0.01%0
EURONET WORLDWIDE INCEURONET WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 54,000 shares 54,000$52.4K<0.01%new
LUMNLUMEN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,927 shares; 2022Q3: 22,610 shares; 2022Q4: 19,941 shares; 2023Q1: 22,372 shares; 2023Q2: 21,583 shares 21,583$48.8K<0.01%-789Timeline
HANESBRANDS INCHANESBRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 24,906 shares; 2022Q3: 22,341 shares; 2022Q4: 18,548 shares; 2023Q1: not reported; 2023Q2: 10,584 shares 10,584$48.1K<0.01%new
BVSBIOVENTUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 19,636 shares; 2023Q1: 21,468 shares; 2023Q2: 16,391 shares 16,391$47.4K<0.01%-5,077Timeline
ILPTINDUSTRIAL LOGISTICS PPTYS TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 29,342 shares; 2022Q3: 18,005 shares; 2022Q4: 18,120 shares; 2023Q1: 17,115 shares; 2023Q2: 13,525 shares 13,525$44.6K<0.01%-3,590Timeline
ALPINE 4 HLDGS INC CLASS AALPINE 4 HLDGS INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 21,441 shares 21,441$43.3K<0.01%new
MNKDMANNKIND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,400 shares; 2022Q3: 10,400 shares; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 10,434 shares 10,434$42.5K<0.01%newTimeline
ENPHASE ENERGY INCENPHASE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 45,000 shares 45,000$42.3K<0.01%new
IMAX CORPIMAX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 29,000 shares; 2023Q1: 46,000 shares; 2023Q2: 46,000 shares 46,000$42K<0.01%0
LUMENTUM HLDGS INCLUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,000 shares; 2023Q1: 47,000 shares; 2023Q2: 47,000 shares 47,000$41.5K<0.01%0
FUBOFUBOTV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,367 shares; 2022Q3: 20,887 shares; 2022Q4: 21,795 shares; 2023Q1: 20,125 shares; 2023Q2: 19,055 shares 19,055$39.6K<0.01%-1,070Timeline
COMPCOMPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 25,391 shares; 2023Q1: 10,471 shares; 2023Q2: 11,221 shares 11,221$39.3K<0.01%+750Timeline
TILRAY INCTILRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 26,845 shares; 2022Q3: 28,885 shares; 2022Q4: 28,604 shares; 2023Q1: 25,302 shares; 2023Q2: 25,115 shares 25,115$39.2K<0.01%-187
TDUPTHREDUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 15,150 shares 15,150$37K<0.01%newTimeline
FPAYQFLEXSHOPPER INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 27,400 shares; 2022Q4: 27,400 shares; 2023Q1: 27,400 shares; 2023Q2: 27,400 shares 27,400$35.1K<0.01%0Timeline
INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,000 shares; 2022Q3: 16,000 shares; 2022Q4: 16,000 shares; 2023Q1: 16,000 shares; 2023Q2: 16,000 shares 16,000$34.2K<0.01%0
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 17,600 shares; 2022Q3: 14,600 shares; 2022Q4: 14,600 shares; 2023Q1: 20,500 shares; 2023Q2: 15,707 shares 15,707$34.1K<0.01%-4,793Timeline
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 36,000 shares 36,000$34K<0.01%new
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 32,000 shares; 2023Q2: 32,000 shares 32,000$32.7K<0.01%0
KOPNKOPIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,027 shares; 2022Q3: 15,027 shares; 2022Q4: 15,027 shares; 2023Q1: 15,027 shares; 2023Q2: 15,027 shares 15,027$32.3K<0.01%0Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 19,808 shares; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 11,832 shares 11,832$31.9K<0.01%new
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 11,172 shares; 2023Q2: 11,172 shares 11,172$30.6K<0.01%0Timeline
CRACKER BARREL OLD CTRY STORCRACKER BARREL OLD CTRY STORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 35,000 shares; 2023Q2: 35,000 shares 35,000$29.7K<0.01%0
CRONCRONOS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 23,669 shares; 2022Q3: 23,726 shares; 2022Q4: 21,252 shares; 2023Q1: 20,152 shares; 2023Q2: 14,752 shares 14,752$29.1K<0.01%-5,400Timeline
OXSQOXFORD SQUARE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,901 shares; 2023Q1: 10,930 shares; 2023Q2: 10,930 shares 10,930$29K<0.01%0Timeline
WESTERN DIGITAL CORP.WESTERN DIGITAL CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 28,000 shares; 2023Q1: 28,000 shares; 2023Q2: 28,000 shares 28,000$27.1K<0.01%0
NICE LTDNICE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 25,000 shares 25,000$24.2K<0.01%new
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 21,000 shares; 2023Q1: 21,000 shares; 2023Q2: 21,000 shares 21,000$21K<0.01%0
ARECAMERICAN RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 10,500 shares; 2022Q4: 10,500 shares; 2023Q1: 10,500 shares; 2023Q2: 10,500 shares 10,500$20.6K<0.01%0Timeline
LFTLUMENT FINANCE TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,695 shares; 2022Q3: 10,695 shares; 2022Q4: 10,695 shares; 2023Q1: 10,695 shares; 2023Q2: 10,695 shares 10,695$20.3K<0.01%0Timeline
VIRIOS THERAPEUTICS INCVIRIOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 43,944 shares; 2022Q3: 43,944 shares; 2022Q4: 20,524 shares; 2023Q1: 20,524 shares; 2023Q2: 13,560 shares 13,560$18.7K<0.01%-6,964
VXRTVAXART INC COM NEW (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 97,725 shares; 2022Q3: 56,050 shares; 2022Q4: 43,050 shares; 2023Q1: 36,400 shares; 2023Q2: 25,200 shares 25,200$18.4K<0.01%-11,200Timeline
HOPE BANCORP INCHOPE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,000 shares; 2022Q3: 13,000 shares; 2022Q4: 34,000 shares; 2023Q1: 34,000 shares; 2023Q2: 18,000 shares 18,000$17.8K<0.01%-16,000
HCI GROUP INCHCI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,000 shares; 2022Q3: 16,000 shares; 2022Q4: 16,000 shares; 2023Q1: 16,000 shares; 2023Q2: 16,000 shares 16,000$17.3K<0.01%0
AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,698 shares; 2022Q3: 11,406 shares; 2022Q4: 10,787 shares; 2023Q1: 10,572 shares; 2023Q2: 29,152 shares 29,152$15.4K<0.01%+18,580
NEW MTN FIN CORPNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,000 shares; 2022Q3: 15,000 shares; 2022Q4: 15,000 shares; 2023Q1: 15,000 shares; 2023Q2: 15,000 shares 15,000$14.9K<0.01%0
TOP SHIPS INCTOP SHIPS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 16,222 shares; 2023Q2: 24,222 shares 24,222$13.8K<0.01%+8,000
PRAXIS PRECISION MEDICINES IPRAXIS PRECISION MEDICINES IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,194 shares; 2022Q3: 11,194 shares; 2022Q4: 11,194 shares; 2023Q1: 11,194 shares; 2023Q2: 11,194 shares 11,194$12.9K<0.01%0
INTERDIGITAL INCINTERDIGITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares; 2023Q2: 10,000 shares 10,000$12.1K<0.01%0
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,000 shares; 2023Q1: 12,000 shares; 2023Q2: 12,000 shares 12,000$11.9K<0.01%0
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 18,255 shares; 2022Q3: 18,255 shares; 2022Q4: 17,955 shares; 2023Q1: 17,355 shares; 2023Q2: 17,280 shares 17,280$9.94K<0.01%-75
SENSEONICS HLDGS INCSENSEONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,300 shares; 2022Q3: 11,300 shares; 2022Q4: 11,300 shares; 2023Q1: 12,400 shares; 2023Q2: 11,900 shares 11,900$9.08K<0.01%-500
BIONANO GENOMICS INCBIONANO GENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 11,850 shares 11,850$7.23K<0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput19,400$112Knew
QQQINVESCO QQQ TR COMput20,100$89.8Knew
NVDANVIDIA CORPORATION COMput4,900$27.6Knew
SLVISHARES SILVER TR COMput34,500$23.8Knew
CCJCAMECO CORP Stockput25,400$16.7Knew
ISRGINTUITIVE SURGICAL INC COMput1,300$9.66Knew
PODDINSULET CORP Stockput1,000$7.8Knew
GLDSPDR GOLD TR GOLD SHSput2,600$6.86Knew
SPYSTATE STR SPDR S&P 500 ETF T SHScall500$355new

Sold out in Q2 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 155. All 155

SecurityShares beforeValue beforeType
UUPINVESCO DB US DLR INDEX TR278,617$7.77Mshares
RGLDROYAL GOLD INC29,034$3.77Mshares
COLUMBIA ETF TR ICOLUMBIA ETF TR I91,925$3.46Mshares
STATE STREETSTATE STREET36,181$3.04Mshares
TRITON INTL LTDTRITON INTL LTD28,768$1.82Mshares
BARCLAYS BK PLCBARCLAYS BK PLC34,699$1.56Mshares
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS16,167$1.24Mshares
RPARTIDAL TRUST I55,230$1.08Mshares
SESEA LTD11,358$983Kshares
RPVINVESCO EXCHANGE TRADED FD T12,318$935Kshares
PIIMPINJ INC6,724$911Kshares
CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INC85,865$899Kshares
XOPSPDR SERIES TRUST6,902$881Kshares
BBWBUILD-A-BEAR WORKSHOP INC36,145$840Kshares
BSMBLACK STONE MINERALS L P45,055$707Kshares
KRPKIMBELL RTY PARTNERS LP44,599$679Kshares
CWENCLEARWAY ENERGY INC21,284$667Kshares
PDDPDD HOLDINGS INC8,479$644Kshares
GBDCGOLUB CAP BDC INC46,866$636Kshares
STNGSCORPIO TANKERS INC10,415$586Kshares
TFSLTFS FINL CORP46,232$584Kshares
BARCLAYS BK PLCBARCLAYS BK PLC8,440$550Kshares
DBPINVESCO DB MULTI-SECTOR COMM10,695$546Kshares
FDMFIRST TR EXCHANGE-TRADED FD9,760$524Kshares
XPEVXPENG INC46,198$513Kshares
VRDNVIRIDIAN THERAPEUTICS INC19,945$507Kshares
ALGMALLEGRO MICROSYSTEMS INC10,155$487Kshares
EQRRPROSHARES TR9,773$482Kshares
TRINTRINITY CAP INC36,902$470Kshares
CANETEUCRIUM COMMODITY TR40,050$456Kshares
CPERUNITED STS COMMODITY INDEX F18,090$451Kshares
RPGINVESCO EXCHANGE TRADED FD T2,985$451Kshares
THOMPSON REUTERS CORPTHOMPSON REUTERS CORP3,456$450Kshares
BARCLAYS BK PLCBARCLAYS BK PLC5,445$447Kshares
IPATH DJ-UBS COCOA SUBINDEXIPATH DJ-UBS COCOA SUBINDEX13,625$438Kshares
DBBINVESCO DB MULTI-SECTOR COMM21,365$432Kshares
FROFRONTLINE PLC25,992$430Kshares
SBRSABINE RTY TR5,993$430Kshares
EPAMEPAM SYS INC1,425$426Kshares
CXTCRANE NXT CO3,590$407Kshares
GAMGENERAL AMERN INVS CO INC9,978$388Kshares
CNCCENTENE CORP DEL5,854$370Kshares
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORP51,981$366Kshares
VRPINVESCO EXCH TRADED FD TR II16,304$361Kshares
IWLISHARES TR3,666$357Kshares
SPDNDIREXION SHARES ETF TRUST21,900$339Kshares
GSLGLOBAL SHIP LEASE INC17,942$336Kshares
ADCAGREE RLTY CORP4,868$334Kshares
AVID TECHNOLOGY INCAVID TECHNOLOGY INC10,000$320Kshares
SBSWSIBANYE STILLWATER LTD38,077$317Kshares
GNRSPDR INDEX SHS FDS5,542$316Kshares
LQDIISHARES U S ETF TR12,048$316Kshares
SPHSUBURBAN PROPANE PARTNERS L20,277$311Kshares
DHTDHT HOLDINGS INC28,591$309Kshares
ANDEANDERSONS INC7,439$307Kshares
WSBCWESBANCO INC9,973$306Kshares
BBYBEST BUY INC3,890$304Kshares
PSKSPDR SERIES TRUST8,718$296Kshares
MASIMASIMO CORP1,591$294Kshares
HDSNHUDSON TECHNOLOGIES INC33,547$293Kshares
ASHRDBX ETF TR9,815$289Kshares
XHSSPDR SERIES TRUST3,313$286Kshares
FPFFIRST TR INTER DURATN PFD &18,131$286Kshares
PIEINVESCO EXCH TRADED FD TR II15,231$282Kshares
AVYAVERY DENNISON CORP1,532$274Kshares
KIMKIMCO REALTY CORP13,724$268Kshares
RITCHIE BROS AUCTIONEERSRITCHIE BROS AUCTIONEERS4,675$263Kshares
FYLDCAMBRIA ETF TR10,410$260Kshares
FLJPFRANKLIN TEMPLETON ETF TR10,071$260Kshares
MKTXMARKETAXESS HLDGS INC654$256Kshares
COMDIREXION SHARES ETF TRUST8,133$249Kshares
RSPUINVESCO EXCHANGE TRADED FD T2,190$248Kshares
PORPORTLAND GEN ELEC CO5,059$247Kshares
RMBSRAMBUS INC DEL4,820$247Kshares
RCMTRCM TECHNOLOGIES INC21,017$243Kshares
RGENREPLIGEN CORP1,435$242Kshares
BMRNBIOMARIN PHARMACEUTICAL INC2,469$240Kshares
EMNEASTMAN CHEM CO2,843$240Kshares
TYLTYLER TECHNOLOGIES INC676$240Kshares
AAPADVANCE AUTO PARTS INC1,965$239Kshares
USEPINNOVATOR ETFS TRUST8,679$239Kshares
UDNINVESCO DB US DLR INDEX TR12,475$234Kshares
UBSIUNITED BANKSHARES INC WEST V6,642$234Kshares
RANGER OIL CORPORATION CLAS…RANGER OIL CORPORATION CLASS A COM5,683$232Kshares
CLEARBRIDGE ENERGY MLP TOTA…CLEARBRIDGE ENERGY MLP TOTAL R8,020$232Kshares
PSIINVESCO EXCHANGE TRADED FD T1,875$232Kshares
PKGPACKAGING CORP AMER1,661$231Kshares
APTIV PLCAPTIV PLC2,042$229Kshares
BCDABRDN ETFS6,856$227Kshares
HRBBLOCK H & R INC6,317$223Kshares
REMXVANECK ETF TRUST2,712$221Kshares
CIENCIENA CORP4,208$221Kshares
CONSOL ENERGY INC NEWCONSOL ENERGY INC NEW3,765$219Kshares
OIHVANECK ETF TRUST778$216Kshares
YAMANA GOLD INCYAMANA GOLD INC36,800$215Kshares
SCHHSCHWAB STRATEGIC TR11,023$215Kshares
IDUISHARES TR2,526$211Kshares
GFSGLOBALFOUNDRIES INC2,912$210Kshares
FNFFIDELITY NATL FINL INC6,005$210Kshares
SONYSONY GROUP CORP2,310$209Kshares

How Q2 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-23-003193 base2023-08-10acceptance time not in the bulk data set