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Cetera Advisors LLC

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13F filer, CIK 1534400, DENVER, CO

Cetera Advisors LLC reported $6,003,883,975 across 1,650 holdings for the quarter ended 2023-03-31, in a 13F-HR filed 2023-05-15. Its ten largest share positions make up 17.15% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-23-002331

Period
2023-03-31
Reported value
$6B
Holdings
1,650
Top 10 weight
17.15%
New
146
Sold out
99

Largest buys vs the previous quarter

SecurityShares changeApprox. value
RSPadded+224,915$32.5M
TLHadded+216,154$24.8M
QUALadded+186,055$23.1M
IWDadded+132,386$20.2M
IUSBadded+320,150$14.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYreduced-69,049-$28.3M
ESGUreduced-232,395-$21M
NVDAreduced-45,373-$12.6M
XDECreduced-387,006-$12.1M
EEMVreduced-176,344-$9.62M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2023

Share positions as resolved from 13F-HR 0001085146-23-002331, largest first. % of portfolio is the value over $6,003,701,342, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PRPERMIAN RESOURCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 44,178 shares; 2023Q1: 17,273 shares 17,273$181K<0.01%-26,905Timeline
PRTHPRIORITY TECHNOLOGY HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 50,300 shares 50,300$181K<0.01%newTimeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 34,011 shares; 2022Q3: 34,705 shares; 2022Q4: 45,877 shares; 2023Q1: 57,658 shares 57,658$178K<0.01%+11,781Timeline
BETZLISTED FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,921 shares; 2022Q3: 10,829 shares; 2022Q4: 10,690 shares; 2023Q1: 10,888 shares 10,888$177K<0.01%+198Timeline
DNOWDNOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 15,857 shares 15,857$177K<0.01%newTimeline
IVRINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 15,941 shares 15,941$177K<0.01%newTimeline
VIAVVIAVI SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,358 shares; 2022Q3: 21,824 shares; 2022Q4: 18,266 shares; 2023Q1: 16,284 shares 16,284$176K<0.01%-1,982Timeline
PMTPENNYMAC MTG INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,280 shares; 2022Q3: 22,480 shares; 2022Q4: 16,746 shares; 2023Q1: 14,196 shares 14,196$175K<0.01%-2,550Timeline
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,944 shares; 2022Q3: 48,369 shares; 2022Q4: 30,719 shares; 2023Q1: 27,306 shares 27,306$174K<0.01%-3,413Timeline
FMNBFARMERS NATIONAL BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,187 shares; 2022Q3: 13,200 shares; 2022Q4: 13,212 shares; 2023Q1: 13,733 shares 13,733$174K<0.01%+521Timeline
HHSHARTE HANKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 17,570 shares; 2023Q1: 18,429 shares 18,429$173K<0.01%+859Timeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,534 shares; 2022Q3: 14,534 shares; 2022Q4: 12,004 shares; 2023Q1: 13,627 shares 13,627$172K<0.01%+1,623Timeline
MQYBLACKROCK MUNIYILD QULT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,220 shares; 2022Q3: 14,336 shares; 2022Q4: 14,443 shares; 2023Q1: 14,511 shares 14,511$172K<0.01%+68Timeline
PHKPIMCO HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 27,240 shares; 2022Q3: 27,240 shares; 2022Q4: 23,690 shares; 2023Q1: 35,512 shares 35,512$169K<0.01%+11,822Timeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 42,077 shares; 2022Q3: 41,488 shares; 2022Q4: 29,361 shares; 2023Q1: 34,337 shares 34,337$169K<0.01%+4,976Timeline
AHRTAH RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,296 shares; 2022Q3: 13,326 shares; 2022Q4: 13,926 shares; 2023Q1: 13,963 shares 13,963$165K<0.01%+37Timeline
RESRPC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21,180 shares; 2022Q3: 21,180 shares; 2022Q4: 21,413 shares; 2023Q1: 21,413 shares 21,413$165K<0.01%0Timeline
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 18,000 shares; 2022Q3: 18,000 shares; 2022Q4: 162,000 shares; 2023Q1: 162,000 shares 162,000$161K<0.01%0
AMANTERO MIDSTREAM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 14,983 shares 14,983$157K<0.01%newTimeline
PACTIV EVERGREEN INCPACTIV EVERGREEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 17,720 shares; 2022Q4: 17,720 shares; 2023Q1: 19,532 shares 19,532$156K<0.01%+1,812
EGYVAALCO ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 27,662 shares; 2022Q3: 24,421 shares; 2022Q4: 25,662 shares; 2023Q1: 33,972 shares 33,972$154K<0.01%+8,310Timeline
BSBKBOGOTA FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 15,000 shares 15,000$150K<0.01%newTimeline
PFLPIMCO INCOME STRATEGY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 64,723 shares; 2022Q3: 39,723 shares; 2022Q4: 27,723 shares; 2023Q1: 18,403 shares 18,403$150K<0.01%-9,320Timeline
GOODGLADSTONE COMMERCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,361 shares; 2022Q3: 13,813 shares; 2022Q4: 11,840 shares; 2023Q1: 11,612 shares 11,612$147K<0.01%-228Timeline
TMETENCENT MUSIC ENTMT GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 17,659 shares 17,659$146K<0.01%newTimeline
NWLNEWELL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,124 shares; 2022Q3: 19,373 shares; 2022Q4: 15,301 shares; 2023Q1: 11,550 shares 11,550$144K<0.01%-3,751Timeline
SMFGSUMITOMO MITSUI FIN GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 17,955 shares 17,955$144K<0.01%newTimeline
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,940 shares; 2022Q3: 15,940 shares; 2022Q4: 13,294 shares; 2023Q1: 13,207 shares 13,207$143K<0.01%-87
ORGNORIGIN MATLS INC (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 29,381 shares; 2022Q4: 29,381 shares; 2023Q1: 33,210 shares 33,210$142K<0.01%+3,829Timeline
FORD MOTOR COMPANYFORD MOTOR COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 131,000 shares; 2023Q1: 141,000 shares 141,000$141K<0.01%+10,000
NXDRNEXTDOOR HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 48,757 shares; 2023Q1: 64,228 shares 64,228$138K<0.01%+15,471Timeline
LAZYDAYS HLDGS INCLAZYDAYS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,737 shares; 2023Q1: 11,794 shares 11,794$138K<0.01%+57
QSQUANTUMSCAPE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 17,179 shares; 2023Q1: 16,617 shares 16,617$136K<0.01%-562Timeline
GGNGAMCO GLOBAL GOLD NAT RES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 20,940 shares; 2022Q3: 26,282 shares; 2022Q4: 29,972 shares; 2023Q1: 37,073 shares 37,073$136K<0.01%+7,101Timeline
LXULSB INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,954 shares; 2022Q3: 11,789 shares; 2022Q4: 11,789 shares; 2023Q1: 13,109 shares 13,109$135K<0.01%+1,320Timeline
UAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,219 shares; 2022Q3: 13,949 shares; 2022Q4: 15,351 shares; 2023Q1: 15,856 shares 15,856$135K<0.01%+505Timeline
EFTEATON VANCE FLOATING RATE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,725 shares; 2022Q3: 13,725 shares; 2022Q4: 11,725 shares; 2023Q1: 11,725 shares 11,725$135K<0.01%0Timeline
GREENBRIER COS INCGREENBRIER COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 144,000 shares; 2023Q1: 157,000 shares 157,000$133K<0.01%+13,000
NIMNUVEEN SELECT MAT MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,160 shares; 2022Q3: 14,160 shares; 2022Q4: 14,160 shares; 2023Q1: 14,160 shares 14,160$131K<0.01%0Timeline
UECURANIUM ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 42,396 shares; 2022Q3: 43,711 shares; 2022Q4: 45,355 shares; 2023Q1: 44,911 shares 44,911$129K<0.01%-444Timeline
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 148,000 shares; 2023Q1: 148,000 shares 148,000$125K<0.01%0
INGING GROEP N.V.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,504 shares 10,504$125K<0.01%newTimeline
FIRST TRUSTFIRST TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 38,287 shares; 2022Q3: 38,287 shares; 2022Q4: 38,287 shares; 2023Q1: 39,287 shares 39,287$123K<0.01%+1,000
LASRNLIGHT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,715 shares; 2023Q1: 12,000 shares 12,000$122K<0.01%-715Timeline
STRIDE INCSTRIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 115,000 shares; 2023Q1: 122,000 shares 122,000$121K<0.01%+7,000
ETFMGETFMGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 37,478 shares; 2022Q3: 34,280 shares; 2022Q4: 28,887 shares; 2023Q1: 33,710 shares 33,710$119K<0.01%+4,823
PBRPETROLEO BRASILEIRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 71,475 shares; 2022Q3: 74,798 shares; 2022Q4: 11,203 shares; 2023Q1: 11,346 shares 11,346$118K<0.01%+143Timeline
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 116,000 shares; 2023Q1: 128,000 shares 128,000$118K<0.01%+12,000
DBDEUTSCHE BK AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,590 shares; 2022Q3: 11,615 shares; 2022Q4: 10,992 shares; 2023Q1: 11,460 shares 11,460$117K<0.01%+468Timeline
AMERICAN FINANCE TRUST INCAMERICAN FINANCE TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 25,588 shares; 2022Q3: 22,588 shares; 2022Q4: 22,815 shares; 2023Q1: 18,073 shares 18,073$113K<0.01%-4,742
EBSEMERGENT BIOSOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,881 shares 10,881$113K<0.01%newTimeline
MILLER HOWARD HIGH INC EQTYMILLER HOWARD HIGH INC EQTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 22,810 shares; 2023Q1: 11,190 shares 11,190$112K<0.01%-11,620
PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 122,000 shares; 2023Q1: 122,000 shares 122,000$112K<0.01%0
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,320 shares; 2022Q3: 18,320 shares; 2022Q4: 18,474 shares; 2023Q1: 16,374 shares 16,374$110K<0.01%-2,100Timeline
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,973 shares; 2022Q3: 14,088 shares; 2022Q4: 14,205 shares; 2023Q1: 14,337 shares 14,337$110K<0.01%+132
ONLORION PROPERTIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 20,960 shares; 2022Q3: 18,381 shares; 2022Q4: 16,576 shares; 2023Q1: 16,305 shares 16,305$109K<0.01%-271Timeline
BLNKBLINK CHARGING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,098 shares; 2022Q3: 11,748 shares; 2022Q4: 12,167 shares; 2023Q1: 12,407 shares 12,407$107K<0.01%+240Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,584 shares; 2022Q3: 11,041 shares; 2022Q4: 12,261 shares; 2023Q1: 12,261 shares 12,261$105K<0.01%0Timeline
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 15,000 shares; 2022Q4: 20,750 shares; 2023Q1: 20,750 shares 20,750$105K<0.01%0Timeline
GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 41,398 shares; 2023Q1: 78,577 shares 78,577$105K<0.01%+37,179
XEMDXWESTERN ASSET EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,651 shares; 2022Q3: 12,151 shares; 2022Q4: 12,151 shares; 2023Q1: 11,936 shares 11,936$103K<0.01%-215Timeline
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 98,000 shares; 2023Q1: 98,000 shares 98,000$102K<0.01%0
ARIAPOLLO COML REAL ESTATE FINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,914 shares 10,914$102K<0.01%newTimeline
POWWOUTDOOR HOLDING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 47,702 shares; 2022Q3: 49,102 shares; 2022Q4: 48,702 shares; 2023Q1: 51,252 shares 51,252$101K<0.01%+2,550Timeline
ALPINE 4 HOLDINGS INCALPINE 4 HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 381,212 shares; 2022Q3: 733,164 shares; 2022Q4: 275,215 shares; 2023Q1: 197,187 shares 197,187$101K<0.01%-78,028
GUESS INCGUESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 97,000 shares; 2023Q1: 97,000 shares 97,000$100K<0.01%0
MARAMARA HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,606 shares; 2023Q1: 10,736 shares 10,736$93.6K<0.01%+130Timeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,993 shares; 2022Q3: 15,453 shares; 2022Q4: 15,453 shares; 2023Q1: 11,523 shares 11,523$93.1K<0.01%-3,930Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,169 shares; 2022Q3: 16,672 shares; 2022Q4: 15,071 shares; 2023Q1: 23,206 shares 23,206$92.1K<0.01%+8,135
EOLSEVOLUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 27,768 shares; 2023Q1: 10,802 shares 10,802$91.4K<0.01%-16,966Timeline
ROIVROIVANT SCIENCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 12,200 shares 12,200$90K<0.01%newTimeline
CLNECLEAN ENERGY FUELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 19,100 shares; 2022Q4: 18,150 shares; 2023Q1: 20,550 shares 20,550$89.6K<0.01%+2,400Timeline
NPKINPK INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 27,580 shares; 2022Q4: 24,480 shares; 2023Q1: 23,150 shares 23,150$89.1K<0.01%-1,330Timeline
PETIQ INCPETIQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 102,000 shares; 2023Q1: 102,000 shares 102,000$88.4K<0.01%0
EMEREN GROUP LTDEMEREN GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,940 shares; 2022Q3: 24,490 shares; 2022Q4: 18,315 shares; 2023Q1: 18,758 shares 18,758$83.5K<0.01%+443
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,350 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 12,550 shares 12,550$82.6K<0.01%newTimeline
ABCLABCELLERA BIOLOGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 13,648 shares; 2023Q1: 10,859 shares 10,859$81.9K<0.01%-2,789Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,500 shares; 2022Q3: 14,500 shares; 2022Q4: 14,500 shares; 2023Q1: 14,500 shares 14,500$77.6K<0.01%0Timeline
USALIBERTY ALL STAR EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,684 shares; 2022Q3: 13,633 shares; 2022Q4: not reported; 2023Q1: 11,670 shares 11,670$72.4K<0.01%newTimeline
STEM INCSTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,392 shares; 2023Q1: 12,685 shares 12,685$71.9K<0.01%+293
22ND CENTY GROUP INC22ND CENTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 74,660 shares; 2022Q3: 83,660 shares; 2022Q4: 93,260 shares; 2023Q1: 92,760 shares 92,760$71.3K<0.01%-500
CRPTFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,121 shares; 2023Q1: 14,219 shares 14,219$70.2K<0.01%+2,098Timeline
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 17,580 shares; 2022Q3: 16,771 shares; 2022Q4: 17,261 shares; 2023Q1: 18,747 shares 18,747$69.2K<0.01%+1,486Timeline
PROSPECT CAP CORPPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 70,000 shares; 2022Q3: 35,000 shares; 2022Q4: 70,000 shares; 2023Q1: 70,000 shares 70,000$68.3K<0.01%0
TILRAY INCTILRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 26,845 shares; 2022Q3: 28,885 shares; 2022Q4: 28,604 shares; 2023Q1: 25,302 shares 25,302$64K<0.01%-3,302
KAMAN CORPKAMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 40,000 shares; 2023Q1: 65,000 shares 65,000$61.3K<0.01%+25,000
LUMNLUMEN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,927 shares; 2022Q3: 22,610 shares; 2022Q4: 19,941 shares; 2023Q1: 22,372 shares 22,372$59.3K<0.01%+2,431Timeline
SRTSSENSUS HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 11,236 shares 11,236$58.5K<0.01%newTimeline
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 57,000 shares; 2023Q1: 74,000 shares 74,000$56.8K<0.01%+17,000
CXEMFS HIGH INCOME MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,600 shares; 2022Q3: 16,600 shares; 2022Q4: 16,600 shares; 2023Q1: 15,500 shares 15,500$56.6K<0.01%-1,100Timeline
APTOSE BIOSCIENCES INC COMAPTOSE BIOSCIENCES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 61,980 shares; 2022Q3: 61,980 shares; 2022Q4: 86,827 shares; 2023Q1: 86,827 shares 86,827$55.8K<0.01%0
CHEESECAKE FACTORY INCCHEESECAKE FACTORY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,000 shares; 2022Q3: 13,000 shares; 2022Q4: 65,000 shares; 2023Q1: 65,000 shares 65,000$53.8K<0.01%0
CHEGG INCCHEGG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 61,000 shares; 2023Q1: 61,000 shares 61,000$53.4K<0.01%0
ILPTINDUSTRIAL LOGISTICS PPTYS TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 29,342 shares; 2022Q3: 18,005 shares; 2022Q4: 18,120 shares; 2023Q1: 17,115 shares 17,115$52.5K<0.01%-1,005Timeline
UPLDUPLAND SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,576 shares 10,576$45.5K<0.01%newTimeline
ABERDEENABERDEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 18,278 shares; 2022Q4: not reported; 2023Q1: 10,160 shares 10,160$44.6K<0.01%new
IMAX CORPIMAX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 29,000 shares; 2023Q1: 46,000 shares 46,000$43K<0.01%+17,000
SKILLZ INCSKILLZ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 55,250 shares; 2022Q3: 64,167 shares; 2022Q4: 69,425 shares; 2023Q1: 69,500 shares 69,500$41.2K<0.01%+75
LUMENTUM HLDGS INCLUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,000 shares; 2023Q1: 47,000 shares 47,000$40.7K<0.01%+35,000
CRONCRONOS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 23,669 shares; 2022Q3: 23,726 shares; 2022Q4: 21,252 shares; 2023Q1: 20,152 shares 20,152$39.1K<0.01%-1,100Timeline
AMYRIS INCAMYRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 13,233 shares; 2023Q1: 27,811 shares 27,811$37.8K<0.01%+14,578
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 33,346 shares; 2023Q1: 40,346 shares 40,346$35.5K<0.01%+7,000
OXSQOXFORD SQUARE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,901 shares; 2023Q1: 10,930 shares 10,930$34.5K<0.01%+29Timeline
COMPCOMPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 25,391 shares; 2023Q1: 10,471 shares 10,471$33.8K<0.01%-14,920Timeline
INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,000 shares; 2022Q3: 16,000 shares; 2022Q4: 16,000 shares; 2023Q1: 16,000 shares 16,000$33.5K<0.01%0
HOPE BANCORP INCHOPE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,000 shares; 2022Q3: 13,000 shares; 2022Q4: 34,000 shares; 2023Q1: 34,000 shares 34,000$32.9K<0.01%0
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 32,000 shares 32,000$32.1K<0.01%new
LCI INDSLCI INDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 35,000 shares 35,000$31.8K<0.01%new
CRACKER BARREL OLD CTRY STORCRACKER BARREL OLD CTRY STORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 35,000 shares 35,000$31.4K<0.01%new
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 11,172 shares 11,172$30.9K<0.01%newTimeline
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 17,600 shares; 2022Q3: 14,600 shares; 2022Q4: 14,600 shares; 2023Q1: 20,500 shares 20,500$29.9K<0.01%+5,900Timeline
VXRTVAXART INC COM NEW (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 97,725 shares; 2022Q3: 56,050 shares; 2022Q4: 43,050 shares; 2023Q1: 36,400 shares 36,400$27.5K<0.01%-6,650Timeline
WESTERN DIGITAL CORP.WESTERN DIGITAL CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 28,000 shares; 2023Q1: 28,000 shares 28,000$27K<0.01%0
WHEELS UP EXPERIENCE I FWHEELS UP EXPERIENCE I FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 28,601 shares; 2023Q1: 39,809 shares 39,809$25.2K<0.01%+11,208
FUBOFUBOTV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,367 shares; 2022Q3: 20,887 shares; 2022Q4: 21,795 shares; 2023Q1: 20,125 shares 20,125$24.4K<0.01%-1,670Timeline
DIEBOLD NXDF INCDIEBOLD NXDF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 20,156 shares; 2023Q1: 20,156 shares 20,156$24.2K<0.01%0
FPAYQFLEXSHOPPER INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 27,400 shares; 2022Q4: 27,400 shares; 2023Q1: 27,400 shares 27,400$23.3K<0.01%0Timeline
ITRON INCITRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 28,000 shares 28,000$23.2K<0.01%new
BVSBIOVENTUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 19,636 shares; 2023Q1: 21,468 shares 21,468$23K<0.01%+1,832Timeline
CANOPY GROWTH CORPCANOPY GROWTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,909 shares; 2022Q3: 17,077 shares; 2022Q4: 15,508 shares; 2023Q1: 12,889 shares 12,889$22.6K<0.01%-2,619
LFTLUMENT FINANCE TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,695 shares; 2022Q3: 10,695 shares; 2022Q4: 10,695 shares; 2023Q1: 10,695 shares 10,695$21.6K<0.01%0Timeline
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 21,000 shares; 2023Q1: 21,000 shares 21,000$21K<0.01%0
DHCDIVERSIFIED HEALTHCARE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,131 shares; 2022Q3: 12,956 shares; 2022Q4: 13,256 shares; 2023Q1: 13,255 shares 13,255$17.9K<0.01%-1Timeline
KOPNKOPIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,027 shares; 2022Q3: 15,027 shares; 2022Q4: 15,027 shares; 2023Q1: 15,027 shares 15,027$16.4K<0.01%0Timeline
GENETIC TECHNOLOGIES LIMITE…GENETIC TECHNOLOGIES LIMITED NEW …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,961 shares; 2022Q3: 13,961 shares; 2022Q4: 13,961 shares; 2023Q1: 13,961 shares 13,961$16.2K<0.01%0
ARECAMERICAN RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 10,500 shares; 2022Q4: 10,500 shares; 2023Q1: 10,500 shares 10,500$15.8K<0.01%0Timeline
NEW MTN FIN CORPNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,000 shares; 2022Q3: 15,000 shares; 2022Q4: 15,000 shares; 2023Q1: 15,000 shares 15,000$14.9K<0.01%0
TOP SHIPS INCTOP SHIPS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 16,222 shares 16,222$14.3K<0.01%new
HCI GROUP INCHCI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,000 shares; 2022Q3: 16,000 shares; 2022Q4: 16,000 shares; 2023Q1: 16,000 shares 16,000$13.4K<0.01%0
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 18,255 shares; 2022Q3: 18,255 shares; 2022Q4: 17,955 shares; 2023Q1: 17,355 shares 17,355$12.2K<0.01%-600
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,000 shares; 2023Q1: 12,000 shares 12,000$11.6K<0.01%0
INTERDIGITAL INCINTERDIGITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares 10,000$10.3K<0.01%0
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares 10,000$10K<0.01%0
PRAXIS PRECISION MEDICINES IPRAXIS PRECISION MEDICINES IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,194 shares; 2022Q3: 11,194 shares; 2022Q4: 11,194 shares; 2023Q1: 11,194 shares 11,194$9.06K<0.01%0
SENSEONICS HLDGS INCSENSEONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,300 shares; 2022Q3: 11,300 shares; 2022Q4: 11,300 shares; 2023Q1: 12,400 shares 12,400$8.8K<0.01%+1,100
VIRIOS THERAPEUTICS INCVIRIOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 43,944 shares; 2022Q3: 43,944 shares; 2022Q4: 20,524 shares; 2023Q1: 20,524 shares 20,524$7.54K<0.01%0
AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,698 shares; 2022Q3: 11,406 shares; 2022Q4: 10,787 shares; 2023Q1: 10,572 shares 10,572$7.34K<0.01%-215
SAFETY SHOT INCSAFETY SHOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares 10,000$4.45K<0.01%0
VERASTEM INCVERASTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,177 shares 10,177$4.22K<0.01%new
ALKALINE WTR CO INCALKALINE WTR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,389 shares; 2022Q3: 15,389 shares; 2022Q4: 15,389 shares; 2023Q1: 15,389 shares 15,389$2.46K<0.01%0
TROIKA MEDIA GROUP INCTROIKA MEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares 10,000$2.43K<0.01%0
LGL GROUP INCLGL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares 10,000$1.6K<0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
PDDPDD HOLDINGS INC ADRput5,300$127Knew
CBRECBRE GROUP INC Stockput4,200$17.6K-4,300
XPEVXPENG INC ADRput42,900$15Knew
SESEA LTD SPONSORD ADSput8,000$12.3Knew
CRWDCROWDSTRIKE HLDGS INC COMput2,500$6.8Knew
WMTWALMART INC COMput6,100$3.35Knew
BMYBRISTOL-MYERS SQUIBB CO COMput2,600$5460
LLYELI LILLY & CO COMput100$297new

Sold out in Q1 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
FNVFRANCO NEV CORP19,654$2.68Mshares
LINDE PLC/OLDLINDE PLC/OLD6,796$2.22Mshares
VIPERVIPER65,729$2.09Mshares
MOHMOLINA HEALTHCARE INC5,498$1.82Mshares
IJULINNOVATOR ETFS TRUST45,066$1.07Mshares
QAINYLIM ETF TR35,389$1.01Mshares
LPXLOUISIANA PAC CORP13,815$818Kshares
PROSHARES TRPROSHARES TR43,125$635Kshares
BKLNINVESCO EXCH TRADED FD TR II30,636$629Kshares
VVRINVESCO SR INCOME TR161,569$619Kshares
STARBOARD INVT TRSTARBOARD INVT TR50,201$610Kshares
NHINATIONAL HEALTH INVS INC11,571$604Kshares
DBMFIM GLOBAL PARTNER FUNDS20,093$585Kshares
INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTY17,750$578Kshares
KMLMKRANESHARES TRUST18,560$567Kshares
FTXGFIRST TR EXCHANGE TRADED FD20,827$563Kshares
BTALAGF INVTS TR26,256$557Kshares
FTXHFIRST TR EXCHANGE TRADED FD20,053$550Kshares
STARBOARD INVT TRSTARBOARD INVT TR63,190$527Kshares
UOCTINNOVATOR ETFS TRUST18,290$499Kshares
VISTVISTA ENERGY S.A.B. DE C.V.29,448$461Kshares
SJNKSPDR SERIES TRUST18,502$448Kshares
REKPROSHARES TR21,809$444Kshares
ERTHINVESCO EXCHANGE TRADED FD T9,073$434Kshares
UGAUNITED STS GASOLINE FD LP7,136$428Kshares
WPMWHEATON PRECIOUS METALS CORP10,743$420Kshares
WRBBERKLEY W R CORP5,645$410Kshares
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS1,671$393Kshares
CORNTEUCRIUM COMMODITY TR14,119$380Kshares
TEUCRIUM COMMODITY TRTEUCRIUM COMMODITY TR47,135$376Kshares
DOXAMDOCS LTD3,946$359Kshares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD15,207$354Kshares
LPLALPL FINL HLDGS INC1,623$351Kshares
JBHTHUNT J B TRANS SVCS INC2,012$351Kshares
WAFDWAFD INC10,249$344Kshares
DSEPFIRST TR EXCHNG TRADED FD VI10,863$333Kshares
HYBBISHARES TR7,164$318Kshares
SNPEDBX ETF TR9,155$316Kshares
RYROYAL BK CDA3,318$312Kshares
CTSHCOGNIZANT TECHNOLOGY SOLUTIO5,339$305Kshares
PAAPLAINS ALL AMERN PIPELINE L24,878$293Kshares
STORE CAP CORPSTORE CAP CORP9,051$290Kshares
IIIINFORMATION SVCS GROUP INC61,300$282Kshares
INDAISHARES TR6,572$274Kshares
VECTOR GROUP LTDVECTOR GROUP LTD22,954$272Kshares
VTWOVANGUARD SCOTTSDALE FDS3,767$265Kshares
FDVFEDERATED HERMES ETF TRUST10,085$257Kshares
WHRWHIRLPOOL CORP1,767$250Kshares
XITKSPDR SERIES TRUST2,467$247Kshares
EWQISHARES INC7,443$247Kshares
SFSTIFEL FINL CORP4,176$244Kshares
DELAWARE INVTS DIV & INCOMEDELAWARE INVTS DIV & INCOME29,100$237Kshares
SBACSBA COMMUNICATIONS CORP839$235Kshares
IBTHISHARES TR10,569$235Kshares
PJPINVESCO EXCHANGE TRADED FD T2,966$233Kshares
CRLCHARLES RIV LABS INTL INC1,055$230Kshares
RAAXVANECK ETF TRUST9,172$227Kshares
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLC1,956$223Kshares
ARANTERO RESOURCES CORP7,158$222Kshares
AMPLIFY BLUESTAR ISRAEL TEC…AMPLIFY BLUESTAR ISRAEL TECHNOLOG…4,994$220Kshares
FXUFIRST TR EXCHANGE-TRADED FD6,595$219Kshares
PNFPPINNACLE FINANCIAL PARTNERS2,941$216Kshares
BILLBILL HOLDINGS INC1,973$215Kshares
TRPTC ENERGY CORP5,212$208Kshares
WBILABSOLUTE SHS TR7,449$206Kshares
WTRGESSENTIAL UTILS INC4,288$205Kshares
QQQXNUVEEN NASDAQ 100 DYNAMIC OV10,013$205Kshares
OHIOMEGA HEALTHCARE INVS INC7,260$203Kshares
AESAES CORP7,043$203Kshares
FDRRFIDELITY COVINGTON TRUST5,075$202Kshares
HSTHOST HOTELS & RESORTS INC12,172$195Kshares
PARSONS CORP DELPARSONS CORP DEL166,000$189Kshares
GCCWISDOMTREE TR10,039$183Kshares
ALTALTIMMUNE INC10,100$166Kshares
BURLINGTON STORES INCBURLINGTON STORES INC124,000$143Kshares
VIPSVIPSHOP HLDGS LTD10,327$141Kshares
RQICOHEN & STEERS QUALITY INCOM10,821$124Kshares
HANESBRANDS INCHANESBRANDS INC18,548$118Kshares
NRDSNERDWALLET INC10,945$105Kshares
OAKTREE SPECIALTY LENDING C…OAKTREE SPECIALTY LENDING CORP10,272$70.6Kshares
BMRNBIOMARIN PHARMACEUTICAL INC13,300$63.8Kput
ASXASE TECHNOLOGY HLDG CO LTD10,139$63.6Kshares
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP10,595$58.3Kshares
CCJCAMECO CORP31,700$55.5Kput
CNCCENTENE CORP DEL9,300$52.1Kput
MOHMOLINA HEALTHCARE INC4,200$48.5Kput
EDFVIRTUS STONE HBR EMRG MKTS I10,000$41.6Kshares
KEYKEYCORP46,700$39.2Kput
SEANERGY MARITIME HLDGS CORPSEANERGY MARITIME HLDGS CORP63,912$31.7Kshares
MTBM & T BK CORP2,600$26.8Kput
MOMENTUS INCMOMENTUS INC15,361$12Kshares
BRIGHT HEALTH GROUP INCBRIGHT HEALTH GROUP INC17,051$11.1Kshares
CLOVCLOVER HEALTH INVESTMENTS CO11,685$10.9Kshares
IRONNET INCIRONNET INC21,250$4.89Kshares
TAT&T INC3,200$3.65Kput
WINDTREE THERAPEUTICS INCWINDTREE THERAPEUTICS INC10,299$1.75Kshares
DALDELTA AIR LINES INC2,000$1.02Kcall
SPYSTATE STR SPDR S&P 500 ETF T500$665put
VZVERIZON COMMUNICATIONS INC500$185call

How Q1 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-23-002331 base2023-05-15acceptance time not in the bulk data set