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Cetera Advisor Networks LLC

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13F filer, CIK 1534468, EL SEGUNDO, CA

Cetera Advisor Networks LLC reported $13,564,911,065 across 2,595 holdings for the quarter ended 2023-03-31, in a 13F-HR filed 2023-05-15. Its ten largest share positions make up 14.7% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-23-002332

Period
2023-03-31
Reported value
$13.6B
Holdings
2,595
Top 10 weight
14.7%
New
175
Sold out
126

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SGOVadded+417,737$42M
QUALadded+301,768$37.4M
VTIadded+165,561$33.8M
IEFadded+323,796$32.1M
JEPIadded+530,499$29M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ESGUreduced-366,502-$33.2M
HYGreduced-432,307-$32.7M
XLEreduced-222,314-$18.4M
EEMVreduced-320,849-$17.5M
SHYGreduced-401,655-$16.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2023

Share positions as resolved from 13F-HR 0001085146-23-002332, largest first. % of portfolio is the value over $13,564,837,599, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
TELLURIAN INC NEWTELLURIAN INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,204 shares; 2022Q3: 23,554 shares; 2022Q4: 29,354 shares; 2023Q1: 34,466 shares 34,466$42.4K<0.01%+5,112
SVMSILVERCORP METALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 16,563 shares; 2022Q4: 11,063 shares; 2023Q1: 11,063 shares 11,063$42.3K<0.01%0Timeline
AMYRIS INCAMYRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 25,708 shares; 2023Q1: 30,538 shares 30,538$41.5K<0.01%+4,830
AGENUS INCAGENUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,000 shares; 2022Q3: 26,960 shares; 2022Q4: 26,960 shares; 2023Q1: 26,960 shares 26,960$41K<0.01%0
NYMXFNYMOX PHARMACEUTICAL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 17,125 shares; 2022Q4: 67,125 shares; 2023Q1: 118,900 shares 118,900$40.4K<0.01%+51,775Timeline
HOPE BANCORP INCHOPE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 40,000 shares; 2023Q1: 40,000 shares 40,000$38.7K<0.01%0
VRAYQVIEWRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,100 shares; 2022Q3: 11,100 shares; 2022Q4: 11,100 shares; 2023Q1: 11,100 shares 11,100$38.4K<0.01%0Timeline
CHEGG INCCHEGG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 43,000 shares; 2023Q1: 43,000 shares 43,000$37.6K<0.01%0
GUESS INCGUESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 36,000 shares; 2023Q1: 36,000 shares 36,000$37.3K<0.01%0
MULLEN AUTOMOTIVE INCMULLEN AUTOMOTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 269,600 shares; 2022Q3: 272,100 shares; 2022Q4: 266,100 shares; 2023Q1: 274,720 shares 274,720$36.1K<0.01%+8,620
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 89,253 shares; 2022Q4: 69,253 shares; 2023Q1: 39,253 shares 39,253$34.5K<0.01%-30,000
NNDMNANO DIMENSION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,004 shares; 2022Q3: not reported; 2022Q4: 11,342 shares; 2023Q1: 11,802 shares 11,802$34.1K<0.01%+460Timeline
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 42,000 shares; 2023Q1: 42,000 shares 42,000$32.2K<0.01%0
FUELCELL ENERGY INCFUELCELL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 17,383 shares; 2022Q3: 13,583 shares; 2022Q4: 10,618 shares; 2023Q1: 10,918 shares 10,918$31.1K<0.01%+300
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,039 shares; 2022Q3: 12,039 shares; 2022Q4: 11,982 shares; 2023Q1: 11,782 shares 11,782$30.4K<0.01%-200
SKILLZ INCSKILLZ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 46,447 shares; 2022Q3: 53,947 shares; 2022Q4: 40,300 shares; 2023Q1: 50,825 shares 50,825$30.1K<0.01%+10,525
DHFBNY MELLON HIGH YIELD STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,535 shares; 2022Q3: 13,535 shares; 2022Q4: 13,901 shares; 2023Q1: 13,866 shares 13,866$30.1K<0.01%-35Timeline
INVITAE CORPINVITAE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,820 shares; 2023Q1: 21,974 shares 21,974$29.7K<0.01%+10,154
WRAPWRAP TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 45,030 shares; 2022Q3: 45,030 shares; 2022Q4: 17,731 shares; 2023Q1: 17,201 shares 17,201$29.6K<0.01%-530Timeline
PETVPETVIVO HLDGS INC COM PAR $.00Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares 10,000$27.5K<0.01%0Timeline
ASTRA SPACE INCASTRA SPACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 26,500 shares; 2023Q1: 61,625 shares 61,625$26.2K<0.01%+35,125
WHEELS UP EXPERIENCE I FWHEELS UP EXPERIENCE I FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 66,236 shares; 2023Q1: 38,815 shares 38,815$24.6K<0.01%-27,421
APTINYX INCAPTINYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 40,000 shares; 2022Q3: 40,000 shares; 2022Q4: 51,000 shares; 2023Q1: 190,000 shares 190,000$23.7K<0.01%+139,000
INVESTMENT MANAGERS SER TR IINVESTMENT MANAGERS SER TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,450 shares 10,450$22.5K<0.01%new
WESTERN DIGITAL CORP.WESTERN DIGITAL CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 23,000 shares; 2023Q1: 23,000 shares 23,000$22.2K<0.01%0
FG GROUP HOLDINGS INCFG GROUP HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,866 shares; 2023Q1: 10,866 shares 10,866$21.8K<0.01%0
PROTERRA INCPROTERRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 15,438 shares; 2022Q4: 14,232 shares; 2023Q1: 14,364 shares 14,364$21.8K<0.01%+132
MBOTMICROBOT MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,548 shares; 2022Q3: 12,649 shares; 2022Q4: 11,001 shares; 2023Q1: 10,101 shares 10,101$21K<0.01%-900Timeline
GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 32,412 shares; 2023Q1: 15,649 shares 15,649$20.8K<0.01%-16,763
SENSEONICS HLDGS INCSENSEONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 30,500 shares; 2022Q3: 30,500 shares; 2022Q4: 30,000 shares; 2023Q1: 29,300 shares 29,300$20.8K<0.01%-700
DNNDENISON MINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,125 shares; 2022Q3: 14,458 shares; 2022Q4: 17,426 shares; 2023Q1: 18,875 shares 18,875$20.6K<0.01%+1,449Timeline
ESPRESPERION THERAPEUTICS INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,925 shares; 2022Q3: 12,925 shares; 2022Q4: 12,925 shares; 2023Q1: 12,925 shares 12,925$20.6K<0.01%0Timeline
CRONCRONOS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,681 shares; 2022Q3: 12,063 shares; 2022Q4: 10,660 shares; 2023Q1: 10,200 shares 10,200$19.8K<0.01%-460Timeline
ZOMDFZOMEDICA CORP COM (CANADA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 94,050 shares; 2022Q3: 91,050 shares; 2022Q4: 91,050 shares; 2023Q1: 91,000 shares 91,000$19.3K<0.01%-50Timeline
LCI INDSLCI INDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 21,000 shares; 2023Q1: 21,000 shares 21,000$19.1K<0.01%0
APPHARVEST INCAPPHARVEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,330 shares; 2022Q3: 27,280 shares; 2022Q4: 31,080 shares; 2023Q1: 30,880 shares 30,880$18.9K<0.01%-200
MOMENTUS INCMOMENTUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 31,239 shares; 2023Q1: 30,539 shares 30,539$17.9K<0.01%-700
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 11,555 shares 11,555$17.3K<0.01%new
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 17,000 shares; 2023Q1: 17,000 shares 17,000$17K<0.01%0
ESS TECH INCESS TECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,910 shares; 2022Q3: 11,110 shares; 2022Q4: 11,585 shares; 2023Q1: 12,085 shares 12,085$16.8K<0.01%+500
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 17,000 shares; 2023Q1: 17,000 shares 17,000$16.1K<0.01%0
VXRTVAXART INC COM NEW (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,000 shares; 2022Q3: 10,300 shares; 2022Q4: 14,175 shares; 2023Q1: 19,490 shares 19,490$14.7K<0.01%+5,315Timeline
GLDGGOLDMINING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,000 shares; 2023Q1: 12,000 shares 12,000$14.5K<0.01%+1,000Timeline
HELLO GROUP INCHELLO GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 14,000 shares 14,000$13.8K<0.01%new
NUVASIVE INCNUVASIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 15,000 shares; 2023Q1: 15,000 shares 15,000$13.2K<0.01%0
SPIRIT AIRLS INCSPIRIT AIRLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 16,000 shares; 2023Q1: 16,000 shares 16,000$12.9K<0.01%0
PETIQ INCPETIQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 13,000 shares; 2023Q1: 13,000 shares 13,000$11.3K<0.01%0
IMAX CORPIMAX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,000 shares; 2023Q1: 12,000 shares 12,000$11.2K<0.01%0
CANOO INCCANOO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 16,875 shares; 2023Q1: 16,913 shares 16,913$11K<0.01%+38
ZYNERBA PHARMACEUTICALS INCZYNERBA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 24,405 shares; 2022Q3: 24,286 shares; 2022Q4: 24,260 shares; 2023Q1: 24,260 shares 24,260$10.4K<0.01%0
Ouster IncOuster IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 12,430 shares 12,430$10.4K<0.01%new
AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,977 shares; 2022Q3: 12,673 shares; 2022Q4: 14,078 shares; 2023Q1: 14,357 shares 14,357$9.97K<0.01%+279
LORDSTOWN MOTORS CORPLORDSTOWN MOTORS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 15,004 shares 15,004$9.95K<0.01%new
REWALK ROBOTICS LTDREWALK ROBOTICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,800 shares; 2022Q3: 13,800 shares; 2022Q4: 13,800 shares; 2023Q1: 13,800 shares 13,800$9.94K<0.01%0
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,727 shares; 2023Q1: 11,727 shares 11,727$9.62K<0.01%0
BRIGHT HEALTH GROUP INCBRIGHT HEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 38,800 shares; 2022Q3: 38,800 shares; 2022Q4: 40,690 shares; 2023Q1: 39,190 shares 39,190$8.63K<0.01%-1,500
PHUNWARE INCPHUNWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,220 shares; 2022Q3: 11,220 shares; 2022Q4: 11,220 shares; 2023Q1: 11,220 shares 11,220$7.97K<0.01%0
SDCCQSMILEDIRECTCLUB INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 53,655 shares; 2022Q3: 38,045 shares; 2022Q4: 18,625 shares; 2023Q1: 18,125 shares 18,125$7.79K<0.01%-500Timeline
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,418 shares; 2022Q3: 13,418 shares; 2022Q4: 13,418 shares; 2023Q1: 12,360 shares 12,360$7.79K<0.01%-1,058
Atossa Therapeutics IncAtossa Therapeutics IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,432 shares; 2023Q1: 10,432 shares 10,432$7.56K<0.01%0
CONTEXTLOGIC INCCONTEXTLOGIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,372 shares; 2022Q3: 19,972 shares; 2022Q4: 15,572 shares; 2023Q1: 15,572 shares 15,572$6.94K<0.01%0
HYCROFT MINING HOLDING CORPHYCROFT MINING HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 15,200 shares; 2023Q1: 15,200 shares 15,200$6.57K<0.01%0
MUSTANG BIO INCMUSTANG BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 52,251 shares; 2022Q3: 52,251 shares; 2022Q4: 52,251 shares; 2023Q1: 17,821 shares 17,821$6.53K<0.01%-34,430
AUTHID INCAUTHID INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,000 shares; 2022Q3: 12,302 shares; 2022Q4: 12,102 shares; 2023Q1: 12,102 shares 12,102$5.45K<0.01%0
MEI PHARMA INCMEI PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,000 shares; 2022Q3: 19,000 shares; 2022Q4: 19,000 shares; 2023Q1: 19,000 shares 19,000$4.35K<0.01%0
DOMA HOLDINGS INCDOMA HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 85,191 shares; 2022Q3: 81,906 shares; 2022Q4: 80,624 shares; 2023Q1: 10,211 shares 10,211$4.16K<0.01%-70,413
VIRIOS THERAPEUTICS INCVIRIOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 14,966 shares; 2023Q1: 10,752 shares 10,752$3.95K<0.01%-4,214
CBRE GLOBAL REAL ESTATE INC…CBRE GLOBAL REAL ESTATE INCOME FD…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 116,990 shares 116,990$3.62K<0.01%new
NAKNORTHERN DYNASTY MINERALS LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 13,800 shares; 2022Q4: 13,800 shares; 2023Q1: 13,800 shares 13,800$3.29K<0.01%0Timeline
VBI VACCINES INCVBI VACCINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,815 shares; 2022Q3: 10,815 shares; 2022Q4: 10,815 shares; 2023Q1: 10,815 shares 10,815$3.28K<0.01%0
Benitec Biopharma, Inc.Benitec Biopharma, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 16,633 shares; 2023Q1: 12,351 shares 12,351$2.59K<0.01%-4,282
METEN HOLDING GROUP LTDMETEN HOLDING GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,208 shares; 2023Q1: 11,805 shares 11,805$2.58K<0.01%+597
EVOLVE TRANSITION INFRASTRUEVOLVE TRANSITION INFRASTRUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,777 shares; 2023Q1: 11,777 shares 11,777$2.37K<0.01%0
MOBIQUITY TECHNOLOGIES INCMOBIQUITY TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,642 shares 10,642$1.91K<0.01%new
UNIQUE FABRICATING INCUNIQUE FABRICATING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,050 shares 10,050$1.84K<0.01%new
AMERICAN REBEL HOLDINGS INCAMERICAN REBEL HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,263 shares; 2023Q1: 12,263 shares 12,263$1.74K<0.01%0
NXT-ID INCNXT-ID INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 11,430 shares 11,430$1.73K<0.01%new
DUNXIN FINL HLDGS LTDDUNXIN FINL HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 11,991 shares 11,991$1.72K<0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
AGFIRST MAJESTIC SILVER CORP COMcall21,000$23.9K+17,000
FDXFEDEX CORP Stockcall1,500$10.9Knew
QQQINVESCO QQQ TR COMcall100$8.21K0
SPYSTATE STR SPDR S&P 500 ETF T SHSput200$5.02Knew
ARKKARK ETF TR INNOVATION ETFcall1,000$4.25Knew
YAMANA GOLD INCYAMANA GOLD INC COMcall5,200$3.94K-23,800
TLTISHARES TR 20 YR TR BD ETFput1,000$3.8Knew
MRKMERCK & CO INC COMcall1,200$3.5K+300
ARKKARK ETF TR INNOVATION ETFput1,000$2.82Knew
TLTISHARES TR 20 YR TR BD ETFcall1,000$2.1Knew
FDXFEDEX CORP Stockput1,500$1.78Knew
NVDANVIDIA CORPORATION COMput200$1.06K0
SMHVANECK ETF TRUST COMput1,500$1.03Knew
XLFSELECT SECTOR SPDR TR SHScall2,500$825new
ARKFARK ETF TR BLOC FIN INN ETFcall1,000$110new
KWEBKRANESHARES TRUST CSI CHI INTERNETcall100$106new
SCHWCHARLES SCHWAB CORP (THE) COMcall1,000$90new

Sold out in Q1 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 126. All 126

SecurityShares beforeValue beforeType
LINDE PLC/OLDLINDE PLC/OLD15,593$5.09Mshares
STORE CAP CORPSTORE CAP CORP53,066$1.7Mshares
GFSGLOBALFOUNDRIES INC22,483$1.21Mshares
SNPEDBX ETF TR32,353$1.12Mshares
FLJPFRANKLIN TEMPLETON ETF TR39,794$957Kshares
ISHARES TRISHARES TR34,498$837Kshares
DSEPFIRST TR EXCHNG TRADED FD VI26,823$822Kshares
SOUTH JERSEY INDUSTRIES INCSOUTH JERSEY INDUSTRIES INC22,996$817Kshares
XCEMCOLUMBIA ETF TR II31,631$808Kshares
STARBOARD INVT TRSTARBOARD INVT TR95,260$794Kshares
WLKWESTLAKE CORPORATION7,638$783Kshares
HAPVANECK ETF TRUST14,420$710Kshares
FDUSFIDUS INVT CORP36,588$696Kshares
OAK STR HEALTH INCOAK STR HEALTH INC31,539$678Kshares
GIISPDR INDEX SHS FDS11,328$594Kshares
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L32,358$589Kshares
SRPTSAREPTA THERAPEUTICS INC4,075$528Kshares
SVB FINANCIAL GROUPSVB FINANCIAL GROUP2,227$513Kshares
STARBOARD INVT TRSTARBOARD INVT TR41,731$507Kshares
GMABGENMAB A/S11,671$495Kshares
IBMPISHARES TR19,442$488Kshares
FLTBFIDELITY MERRIMACK STR TR10,036$481Kshares
CAJPYCANON INC-SPONS ADR20,305$440Kshares
SJTSAN JUAN BASIN RTY TR38,393$438Kshares
IBHFISHARES TR19,544$437Kshares
GMEDGLOBUS MED INC5,871$436Kshares
AGYSAGILYSYS INC5,488$434Kshares
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION612,000$383Kshares
TATA MTRS LTDTATA MTRS LTD16,075$371Kshares
UITBVICTORY PORTFOLIOS II8,096$368Kshares
BAPCREDICORP LTD2,684$364Kshares
BBIOBRIDGEBIO PHARMA INC47,528$362Kshares
FLSAFRANKLIN TEMPLETON ETF TR10,708$355Kshares
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES CO8,744$346Kshares
KSSKOHLS CORP11,768$297Kshares
GIBCGI INC3,443$297Kshares
BHMBLUEROCK HOMES TRUST INC13,852$295Kshares
TWITITAN INTL INC ILL19,076$292Kshares
ASBASSOCIATED BANC-CORP12,236$283Kshares
QABAFIRST TR EXCHANGE-TRADED FD5,244$276Kshares
PPCPILGRIMS PRIDE CORP11,375$270Kshares
REVSCOLUMBIA ETF TR I13,659$267Kshares
MMYTMAKEMYTRIP LIMITED MAURITIUS9,580$264Kshares
TYGTORTOISE ENERGY INFRSTRCTR C8,279$263Kshares
IXGISHARES TR3,740$263Kshares
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS A8,814$250Kshares
MEDMEDIFAST INC2,163$250Kshares
EWBCEAST WEST BANCORP INC3,771$249Kshares
DEEDFIRST TR EXCHNG TRADED FD VI11,772$248Kshares
COMPANHIA PARANAENSE DE ENE…COMPANHIA PARANAENSE DE ENERGI34,035$245Kshares
GILTGILAT SATELLITE NETWORKS LTD42,125$244Kshares
SLDPSOLID POWER INC96,173$244Kshares
CGNXCOGNEX CORP5,158$243Kshares
AXIAYAXIA ENERGIA SA30,557$242Kshares
DJUNFIRST TR EXCHNG TRADED FD VI7,467$241Kshares
ONTONTERRIS INC5,343$237Kshares
DWLDDAVIS FUNDAMENTAL ETF TR9,474$236Kshares
SBNYSIGNATURE BANK2,013$232Kshares
INVESCO ACTIVELY MANAGED ETFINVESCO ACTIVELY MANAGED ETF17,222$231Kshares
BBWIBATH & BODY WORKS INC5,457$230Kshares
MFGMIZUHO FINANCIAL GROUP INC80,605$229Kshares
PPLTABRDN PLATINUM ETF TRUST2,304$229Kshares
XBOCINNOVATOR ETFS TRUST9,734$226Kshares
WSBCWESBANCO INC6,097$225Kshares
AERAERCAP HOLDINGS NV3,861$225Kshares
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II9,285$223Kshares
TFXTELEFLEX INCORPORATED882$220Kshares
PNFPPINNACLE FINANCIAL PARTNERS2,984$219Kshares
PEOADAM NAT RES FD INC10,026$219Kshares
BURLBURLINGTON STORES INC1,066$216Kshares
ACESALPS ETF TR4,735$215Kshares
IONSIONIS PHARMACEUTICALS INC5,672$214Kshares
GENGEN DIGITAL INC9,968$214Kshares
UPBDUPBOUND GROUP INC9,359$211Kshares
UNFIUNITED NAT FOODS INC5,411$209Kshares
SPARTANNASH COSPARTANNASH CO6,824$206Kshares
DIMWISDOMTREE TR3,708$206Kshares
RZGINVESCO EXCHANGE TRADED FD T1,765$206Kshares
XPHSPDR SERIES TRUST4,968$203Kshares
YETIYETI HLDGS INC4,871$201Kshares
FCPIFIDELITY COVINGTON TRUST6,465$200Kshares
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M14,559$191Kshares
NPFDNUVEEN VRIABL RAT PFD & INM10,827$190Kshares
FPIFARMLAND PARTNERS INC15,230$190Kshares
PIEINVESCO EXCH TRADED FD TR II10,506$187Kshares
VREVERIS RESIDENTIAL INC11,488$183Kshares
EXELEXELIXIS INC10,750$172Kshares
JLSNUVEEN MORTGAGE AND INCOME F10,192$165Kshares
NORDSTROM INCNORDSTROM INC10,150$164Kshares
DSXDIANA SHIPPING INC41,465$162Kshares
INVESCO ACTIVELY MANAGED EX…INVESCO ACTIVELY MANAGED EXCHA LI…13,000$155Kshares
RRGBRED ROBIN GOURMET BURGERS IN26,061$145Kshares
BGHBARINGS GLOBAL SHORT DURATIO11,054$140Kshares
OAKTREE SPECIALTY LENDING C…OAKTREE SPECIALTY LENDING CORP16,812$116Kshares
DELAWARE INVTS DIV & INCOMEDELAWARE INVTS DIV & INCOME11,331$92.1Kshares
PARSONS CORP DELPARSONS CORP DEL80,000$90.9Kshares
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC31,056$79.5Kshares
ALTOALTO INGREDIENTS INC24,510$70.6Kshares
SILVERCREST METALS INCSILVERCREST METALS INC10,750$64.3Kshares
BURLINGTON STORES INCBURLINGTON STORES INC51,000$58.6Kshares

How Q1 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-23-002332 base2023-05-15acceptance time not in the bulk data set