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Catalina Capital Group, LLC

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13F filer, CIK 2018090, Torrance, CA

Catalina Capital Group, LLC reported $163,877,138 across 163 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-10-24. Its ten largest share positions make up 42.95% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0002085853-25-000153

Period
2025-09-30
Reported value
$164M
Holdings
163
Top 10 weight
42.95%
New
8
Sold out
10

Largest buys vs the previous quarter

SecurityShares changeApprox. value
USFRadded+49,159$2.47M
PSEPnew+44,673$1.92M
JPSTadded+27,689$1.4M
IVVadded+753$504K
XLGadded+6,938$399K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PJANreduced-32,218-$1.48M
PDECexited-20,794-$832K
KAPRreduced-17,779-$608K
RSPreduced-2,420-$459K
DGRWreduced-4,917-$437K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0002085853-25-000153, largest first. % of portfolio is the value over $162,139,730, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
USFRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 247,823 shares; 2024Q3: 171,340 shares; 2024Q4: 171,861 shares; 2025Q1: 262,782 shares; 2025Q2: 263,929 shares; 2025Q3: 313,088 shares 313,088$15.7M9.71%+49,159Timeline
JPSTJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 70,061 shares; 2024Q3: 78,904 shares; 2024Q4: 69,713 shares; 2025Q1: 93,413 shares; 2025Q2: 134,766 shares; 2025Q3: 162,455 shares 162,455$8.24M5.08%+27,689Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 71,869 shares; 2024Q3: 77,681 shares; 2024Q4: 80,303 shares; 2025Q1: 34,695 shares; 2025Q2: 30,075 shares; 2025Q3: 30,206 shares 30,206$7.69M4.74%+131Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 11,984 shares; 2024Q3: 12,243 shares; 2024Q4: 12,332 shares; 2025Q1: 10,411 shares; 2025Q2: 10,704 shares; 2025Q3: 11,457 shares 11,457$7.67M4.73%+753Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 94,618 shares; 2024Q3: 107,446 shares; 2024Q4: 110,923 shares; 2025Q1: 47,235 shares; 2025Q2: 36,484 shares; 2025Q3: 37,337 shares 37,337$6.97M4.3%+853Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 32,505 shares; 2024Q3: 30,947 shares; 2024Q4: 32,047 shares; 2025Q1: 12,067 shares; 2025Q2: 10,039 shares; 2025Q3: 10,051 shares 10,051$5.21M3.21%+12Timeline
DGRWWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 76,359 shares; 2024Q3: 81,596 shares; 2024Q4: 68,614 shares; 2025Q1: 67,410 shares; 2025Q2: 61,777 shares; 2025Q3: 56,860 shares 56,860$5.06M3.12%-4,917Timeline
SPYMSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 71,878 shares; 2024Q3: 60,460 shares; 2024Q4: 61,313 shares; 2025Q1: 57,276 shares; 2025Q2: 60,828 shares; 2025Q3: 63,535 shares 63,535$4.98M3.07%+2,707Timeline
PJANINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 11,822 shares; 2024Q3: 11,822 shares; 2024Q4: 10,572 shares; 2025Q1: 10,572 shares; 2025Q2: 126,543 shares; 2025Q3: 94,325 shares 94,325$4.32M2.66%-32,218Timeline
RSPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 17,299 shares; 2024Q3: 19,056 shares; 2024Q4: 21,598 shares; 2025Q1: 22,566 shares; 2025Q2: 22,291 shares; 2025Q3: 19,871 shares 19,871$3.77M2.32%-2,420Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 37,213 shares; 2024Q3: 42,546 shares; 2024Q4: 44,456 shares; 2025Q1: 20,112 shares; 2025Q2: 16,629 shares; 2025Q3: 16,857 shares 16,857$3.7M2.28%+228Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 9,293 shares; 2024Q3: 10,438 shares; 2024Q4: 11,178 shares; 2025Q1: 4,821 shares; 2025Q2: 4,185 shares; 2025Q3: 4,086 shares 4,086$3M1.85%-99Timeline
GOVTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 144,562 shares; 2024Q3: 150,233 shares; 2024Q4: 115,666 shares; 2025Q1: 118,246 shares; 2025Q2: 115,937 shares; 2025Q3: 118,579 shares 118,579$2.74M1.69%+2,642Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 22,505 shares; 2024Q3: 23,853 shares; 2024Q4: 25,880 shares; 2025Q1: 12,635 shares; 2025Q2: 10,671 shares; 2025Q3: 10,817 shares 10,817$2.63M1.62%+146Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 5,292 shares; 2024Q3: 6,047 shares; 2024Q4: 6,067 shares; 2025Q1: 3,142 shares; 2025Q2: 3,542 shares; 2025Q3: 3,306 shares 3,306$2.2M1.36%-236Timeline
IYWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 9,937 shares; 2024Q3: 7,686 shares; 2024Q4: 10,357 shares; 2025Q1: 10,530 shares; 2025Q2: 11,120 shares; 2025Q3: 10,257 shares 10,257$2.01M1.24%-863Timeline
PSEPINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 44,673 shares 44,673$1.92M1.18%newTimeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 7,724 shares; 2024Q3: 8,336 shares; 2024Q4: 8,689 shares; 2025Q1: 4,393 shares; 2025Q2: 3,772 shares; 2025Q3: 3,646 shares 3,646$1.83M1.13%-126Timeline
KAPRINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 99,837 shares; 2024Q4: 46,821 shares; 2025Q1: 44,312 shares; 2025Q2: 69,797 shares; 2025Q3: 52,018 shares 52,018$1.78M1.1%-17,779Timeline
QUALISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 10,214 shares; 2024Q3: 9,893 shares; 2024Q4: 10,079 shares; 2025Q1: 8,086 shares; 2025Q2: 8,291 shares; 2025Q3: 8,776 shares 8,776$1.71M1.05%+485Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 2,871 shares; 2024Q3: 3,176 shares; 2024Q4: 3,057 shares; 2025Q1: 2,354 shares; 2025Q2: 2,412 shares; 2025Q3: 2,716 shares 2,716$1.63M1.01%+304Timeline
DYNFBLACKROCK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 21,938 shares; 2024Q3: 22,288 shares; 2024Q4: 21,915 shares; 2025Q1: 22,227 shares; 2025Q2: 22,464 shares; 2025Q3: 27,404 shares 27,404$1.62M1%+4,940Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 20,075 shares; 2024Q3: 21,171 shares; 2024Q4: 22,477 shares; 2025Q1: 8,433 shares; 2025Q2: 6,340 shares; 2025Q3: 6,356 shares 6,356$1.55M0.95%+16Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 10,307 shares; 2024Q3: 12,704 shares; 2024Q4: 13,032 shares; 2025Q1: 6,240 shares; 2025Q2: 5,422 shares; 2025Q3: 5,386 shares 5,386$1.51M0.93%-36Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 13,775 shares; 2024Q3: 15,072 shares; 2024Q4: 14,646 shares; 2025Q1: 13,107 shares; 2025Q2: 10,954 shares; 2025Q3: 12,351 shares 12,351$1.49M0.92%+1,397Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 5,849 shares; 2024Q3: 7,136 shares; 2024Q4: 6,873 shares; 2025Q1: 6,871 shares; 2025Q2: 6,870 shares; 2025Q3: 6,880 shares 6,880$1.48M0.92%+10Timeline
EFVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 14,882 shares; 2024Q3: 23,843 shares; 2024Q4: 24,679 shares; 2025Q1: 14,067 shares; 2025Q2: 21,259 shares; 2025Q3: 21,607 shares 21,607$1.47M0.9%+348Timeline
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1,824 shares; 2024Q3: 19,691 shares; 2024Q4: 19,989 shares; 2025Q1: 6,382 shares; 2025Q2: 4,286 shares; 2025Q3: 4,310 shares 4,310$1.42M0.88%+24Timeline
CELHCELSIUS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 29,551 shares; 2024Q3: 24,449 shares; 2024Q4: 24,415 shares; 2025Q1: 24,415 shares; 2025Q2: 24,415 shares; 2025Q3: 24,415 shares 24,415$1.4M0.87%0Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 23,616 shares; 2024Q3: 23,445 shares; 2024Q4: 18,861 shares; 2025Q1: 16,476 shares; 2025Q2: 16,927 shares; 2025Q3: 15,811 shares 15,811$1.34M0.82%-1,116Timeline
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 3,882 shares; 2024Q3: 3,508 shares; 2024Q4: 3,803 shares; 2025Q1: 4,711 shares; 2025Q2: 4,868 shares; 2025Q3: 5,771 shares 5,771$1.19M0.73%+903Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 2,201 shares; 2024Q3: 2,412 shares; 2024Q4: 2,454 shares; 2025Q1: 1,251 shares; 2025Q2: 995 shares; 2025Q3: 991 shares 991$1.19M0.73%-4Timeline
IUSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 33,680 shares; 2024Q3: 38,585 shares; 2024Q4: 30,821 shares; 2025Q1: 26,038 shares; 2025Q2: 21,278 shares; 2025Q3: 24,000 shares 24,000$1.12M0.69%+2,722Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 8,431 shares; 2024Q3: 4,770 shares; 2024Q4: 4,832 shares; 2025Q1: 7,118 shares; 2025Q2: 14,067 shares; 2025Q3: 14,951 shares 14,951$986K0.61%+884Timeline
XLGINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 6,859 shares; 2025Q2: 10,161 shares; 2025Q3: 17,099 shares 17,099$984K0.61%+6,938Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 6,065 shares; 2024Q3: 6,529 shares; 2024Q4: 6,538 shares; 2025Q1: 3,218 shares; 2025Q2: 2,513 shares; 2025Q3: 2,408 shares 2,408$976K0.6%-105Timeline
PJULINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 134,732 shares; 2024Q4: 71,598 shares; 2025Q1: 39,971 shares; 2025Q2: 20,430 shares; 2025Q3: 20,991 shares 20,991$957K0.59%+561Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 43,757 shares; 2024Q3: 46,854 shares; 2024Q4: 39,092 shares; 2025Q1: 25,036 shares; 2025Q2: 14,697 shares; 2025Q3: 14,170 shares 14,170$940K0.58%-527Timeline
FDECFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 19,657 shares; 2024Q3: 19,657 shares; 2024Q4: 18,861 shares; 2025Q1: 18,861 shares; 2025Q2: 18,861 shares; 2025Q3: 18,861 shares 18,861$929K0.57%0Timeline
KDECINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 93,515 shares; 2025Q2: 22,562 shares; 2025Q3: 35,942 shares 35,942$915K0.56%+13,380Timeline
SCHZSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 17,997 shares; 2024Q3: 16,847 shares; 2024Q4: 36,854 shares; 2025Q1: 38,113 shares; 2025Q2: 37,011 shares; 2025Q3: 38,845 shares 38,845$912K0.56%+1,834Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 3,928 shares; 2024Q3: 4,282 shares; 2024Q4: 4,325 shares; 2025Q1: 1,602 shares; 2025Q2: 1,183 shares; 2025Q3: 1,178 shares 1,178$899K0.55%-5Timeline
TJXTJX COS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 9,290 shares; 2024Q3: 9,616 shares; 2024Q4: 9,752 shares; 2025Q1: 6,710 shares; 2025Q2: 5,916 shares; 2025Q3: 5,870 shares 5,870$848K0.52%-46Timeline
FCALFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 26,450 shares; 2024Q3: 23,774 shares; 2024Q4: 23,530 shares; 2025Q1: 23,362 shares; 2025Q2: 19,944 shares; 2025Q3: 17,310 shares 17,310$844K0.52%-2,634Timeline
XTENBONDBLOXX ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 7,484 shares; 2025Q2: 16,664 shares; 2025Q3: 18,007 shares 18,007$840K0.52%+1,343Timeline
ISRGINTUITIVE SURGICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 2,502 shares; 2024Q3: 2,668 shares; 2024Q4: 2,714 shares; 2025Q1: 1,955 shares; 2025Q2: 1,809 shares; 2025Q3: 1,785 shares 1,785$798K0.49%-24Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 11,746 shares; 2024Q3: 13,423 shares; 2024Q4: 13,960 shares; 2025Q1: 3,396 shares; 2025Q2: 2,470 shares; 2025Q3: 2,493 shares 2,493$786K0.48%+23Timeline
GBTCGRAYSCALE BITCOIN TRUST ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 14,741 shares; 2024Q3: 11,595 shares; 2024Q4: 8,525 shares; 2025Q1: 8,500 shares; 2025Q2: 8,500 shares; 2025Q3: 8,500 shares 8,500$763K0.47%0Timeline
AJGGALLAGHER ARTHUR J & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 3,243 shares; 2024Q3: 3,345 shares; 2024Q4: 3,380 shares; 2025Q1: 2,611 shares; 2025Q2: 2,435 shares; 2025Q3: 2,435 shares 2,435$754K0.47%0Timeline
GAPRFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 18,756 shares; 2024Q3: 18,756 shares; 2024Q4: 18,088 shares; 2025Q1: 18,088 shares; 2025Q2: 18,088 shares; 2025Q3: 18,088 shares 18,088$710K0.44%0Timeline
RSGREPUBLIC SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 4,308 shares; 2024Q3: 4,484 shares; 2024Q4: 4,513 shares; 2025Q1: 3,396 shares; 2025Q2: 3,100 shares; 2025Q3: 3,046 shares 3,046$699K0.43%-54Timeline
THROBLACKROCK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,371 shares; 2025Q3: 16,971 shares 16,971$643K0.4%+2,600Timeline
FAPRFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,946 shares; 2025Q3: 13,946 shares 13,946$607K0.37%0Timeline
FTECFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 2,598 shares; 2024Q3: 2,601 shares; 2024Q4: 2,711 shares; 2025Q1: 2,754 shares; 2025Q2: 2,756 shares; 2025Q3: 2,723 shares 2,723$605K0.37%-33Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 2,640 shares; 2024Q3: 2,764 shares; 2024Q4: 2,885 shares; 2025Q1: 954 shares; 2025Q2: 732 shares; 2025Q3: 747 shares 747$595K0.37%+15Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 6,703 shares; 2024Q3: 7,369 shares; 2024Q4: 7,445 shares; 2025Q1: 2,718 shares; 2025Q2: 1,578 shares; 2025Q3: 1,329 shares 1,329$591K0.36%-249Timeline
GDECFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 17,542 shares; 2024Q3: 17,542 shares; 2024Q4: 16,647 shares; 2025Q1: 16,192 shares; 2025Q2: 16,192 shares; 2025Q3: 16,051 shares 16,051$589K0.36%-141Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 2,073 shares; 2024Q3: 2,378 shares; 2024Q4: 2,424 shares; 2025Q1: 742 shares; 2025Q2: 641 shares; 2025Q3: 635 shares 635$587K0.36%-6Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 9,210 shares; 2024Q3: 10,113 shares; 2024Q4: 10,670 shares; 2025Q1: 3,249 shares; 2025Q2: 2,482 shares; 2025Q3: 2,495 shares 2,495$578K0.36%+13Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 2,107 shares; 2024Q3: 1,279 shares; 2024Q4: 1,791 shares; 2025Q1: 1,736 shares; 2025Q2: 1,735 shares; 2025Q3: 1,738 shares 1,738$570K0.35%+3Timeline
PMAYINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,361 shares; 2025Q3: 14,361 shares 14,361$559K0.34%0Timeline
RBBRBB BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 30,127 shares; 2024Q3: 30,127 shares; 2024Q4: 30,169 shares; 2025Q1: 29,605 shares; 2025Q2: 29,605 shares; 2025Q3: 29,605 shares 29,605$555K0.34%0Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 5,850 shares; 2024Q3: 5,977 shares; 2024Q4: 5,831 shares; 2025Q1: 1,582 shares; 2025Q2: 1,430 shares; 2025Q3: 1,177 shares 1,177$551K0.34%-253Timeline
GJANFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 13,115 shares; 2024Q3: 13,115 shares; 2024Q4: 13,115 shares; 2025Q1: 13,115 shares; 2025Q2: 13,115 shares; 2025Q3: 13,115 shares 13,115$546K0.34%0Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 10,078 shares; 2024Q3: 9,926 shares; 2024Q4: 9,824 shares; 2025Q1: 2,204 shares; 2025Q2: 1,546 shares; 2025Q3: 1,541 shares 1,541$526K0.32%-5Timeline
BNYBANK OF NY MELLON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 6,650 shares; 2024Q3: 6,795 shares; 2024Q4: 7,006 shares; 2025Q1: 4,811 shares; 2025Q2: 4,720 shares; 2025Q3: 4,736 shares 4,736$516K0.32%+16Timeline
BINCBLACKROCK ETF TRUST IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 4,878 shares; 2024Q4: 5,394 shares; 2025Q1: 5,749 shares; 2025Q2: 6,182 shares; 2025Q3: 9,354 shares 9,354$498K0.31%+3,172Timeline
GLDMWORLD GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 5,947 shares; 2025Q2: 4,865 shares; 2025Q3: 6,491 shares 6,491$496K0.31%+1,626Timeline
MBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 5,546 shares; 2024Q3: 5,203 shares; 2024Q4: 5,792 shares; 2025Q1: 4,586 shares; 2025Q2: 4,887 shares; 2025Q3: 5,122 shares 5,122$487K0.3%+235Timeline
PLTRPALANTIR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 7,438 shares; 2024Q4: 7,254 shares; 2025Q1: 3,494 shares; 2025Q2: 2,617 shares; 2025Q3: 2,634 shares 2,634$480K0.3%+17Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 16,665 shares; 2024Q3: 19,106 shares; 2024Q4: 19,858 shares; 2025Q1: 6,707 shares; 2025Q2: 4,616 shares; 2025Q3: 4,591 shares 4,591$473K0.29%-25Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 2,445 shares; 2024Q3: 2,691 shares; 2024Q4: 2,702 shares; 2025Q1: 1,238 shares; 2025Q2: 990 shares; 2025Q3: 990 shares 990$472K0.29%0Timeline
NPFDNUVEEN VRIABL RAT PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 17,171 shares; 2024Q3: 22,608 shares; 2024Q4: 23,548 shares; 2025Q1: 23,548 shares; 2025Q2: 23,548 shares; 2025Q3: 23,534 shares 23,534$470K0.29%-14Timeline
BAIBLACKROCK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 7,512 shares; 2025Q3: 13,571 shares 13,571$464K0.29%+6,059Timeline
EFGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 9,848 shares; 2024Q3: 9,162 shares; 2024Q4: 10,487 shares; 2025Q1: 5,389 shares; 2025Q2: 5,322 shares; 2025Q3: 4,066 shares 4,066$463K0.29%-1,256Timeline
SPMOINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: 3,401 shares; 2025Q1: 3,400 shares; 2025Q2: 3,394 shares; 2025Q3: 3,775 shares 3,775$457K0.28%+381Timeline
FSCOFS CREDIT OPPORTUNITIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 57,594 shares; 2024Q3: 66,111 shares; 2024Q4: 66,111 shares; 2025Q1: 66,098 shares; 2025Q2: 66,098 shares; 2025Q3: 66,098 shares 66,098$457K0.28%0Timeline
BLKBLACKROCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 493 shares; 2025Q2: 402 shares; 2025Q3: 389 shares 389$454K0.28%-13Timeline
SABASABA CAPITAL INCOME & OPPORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 28,595 shares; 2024Q3: 46,320 shares; 2024Q4: 46,289 shares; 2025Q1: 46,927 shares; 2025Q2: 46,876 shares; 2025Q3: 46,911 shares 46,911$428K0.26%+35Timeline
SDHYPGIM SHORT DUR HIG YLD OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 26,537 shares; 2024Q3: 27,589 shares; 2024Q4: 27,569 shares; 2025Q1: 27,456 shares; 2025Q2: 25,306 shares; 2025Q3: 25,306 shares 25,306$423K0.26%0Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 3,171 shares; 2024Q3: 3,370 shares; 2024Q4: 3,546 shares; 2025Q1: 1,009 shares; 2025Q2: 786 shares; 2025Q3: 731 shares 731$416K0.26%-55Timeline
PECOPHILLIPS EDISON & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 12,493 shares; 2024Q3: 12,572 shares; 2024Q4: 12,745 shares; 2025Q1: 12,178 shares; 2025Q2: 11,891 shares; 2025Q3: 11,891 shares 11,891$408K0.25%0Timeline
KYNKAYNE ANDERSON ENERGY INFRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 32,534 shares; 2024Q3: 32,784 shares; 2024Q4: 32,784 shares; 2025Q1: 32,592 shares; 2025Q2: 32,592 shares; 2025Q3: 32,592 shares 32,592$403K0.25%0Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 3,380 shares; 2024Q3: 3,974 shares; 2024Q4: 4,034 shares; 2025Q1: 1,755 shares; 2025Q2: 1,042 shares; 2025Q3: 1,137 shares 1,137$393K0.24%+95Timeline
FSEPFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 7,766 shares; 2024Q3: 7,766 shares; 2024Q4: 7,766 shares; 2025Q1: 7,766 shares; 2025Q2: 7,766 shares; 2025Q3: 7,766 shares 7,766$392K0.24%0Timeline
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 30,632 shares; 2024Q3: 30,632 shares; 2024Q4: 31,191 shares; 2025Q1: 31,191 shares; 2025Q2: 31,191 shares; 2025Q3: 31,191 shares 31,191$392K0.24%0Timeline
IAGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 6,439 shares; 2025Q3: 7,532 shares 7,532$386K0.24%+1,093Timeline
MFMABERDEEN MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 39,845 shares; 2025Q3: 70,125 shares 70,125$378K0.23%+30,280Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 10,433 shares; 2024Q3: 11,457 shares; 2024Q4: 12,282 shares; 2025Q1: 3,514 shares; 2025Q2: 2,421 shares; 2025Q3: 2,436 shares 2,436$374K0.23%+15Timeline
FNOVFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 6,075 shares; 2024Q3: 6,075 shares; 2024Q4: 6,952 shares; 2025Q1: 6,952 shares; 2025Q2: 6,952 shares; 2025Q3: 6,952 shares 6,952$368K0.23%0Timeline
ETNEATON CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 2,764 shares; 2024Q3: 2,589 shares; 2024Q4: 2,632 shares; 2025Q1: 1,295 shares; 2025Q2: 973 shares; 2025Q3: 979 shares 979$366K0.23%+6Timeline
BANXARROWMARK FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 10,310 shares; 2024Q4: 10,324 shares; 2025Q1: 10,324 shares; 2025Q2: 15,678 shares; 2025Q3: 15,678 shares 15,678$344K0.21%0Timeline
SYKSTRYKER CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1,656 shares; 2024Q3: 2,005 shares; 2024Q4: 1,978 shares; 2025Q1: 885 shares; 2025Q2: 896 shares; 2025Q3: 901 shares 901$333K0.21%+5Timeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 3,027 shares; 2024Q3: 3,322 shares; 2024Q4: 3,356 shares; 2025Q1: 1,309 shares; 2025Q2: 1,063 shares; 2025Q3: 975 shares 975$324K0.2%-88Timeline
PFEBINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 7,600 shares; 2024Q3: 7,600 shares; 2024Q4: 7,600 shares; 2025Q1: 8,004 shares; 2025Q2: 8,004 shares; 2025Q3: 8,004 shares 8,004$318K0.2%0Timeline
GJUNFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 15,377 shares; 2024Q3: 15,377 shares; 2024Q4: 15,377 shares; 2025Q1: 15,377 shares; 2025Q2: 8,110 shares; 2025Q3: 8,110 shares 8,110$315K0.19%0Timeline
WSMWILLIAMS SONOMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 970 shares; 2024Q3: 2,011 shares; 2024Q4: 2,004 shares; 2025Q1: 1,620 shares; 2025Q2: 1,585 shares; 2025Q3: 1,585 shares 1,585$310K0.19%0Timeline
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1,315 shares; 2024Q3: 1,449 shares; 2024Q4: 2,990 shares; 2025Q1: 1,519 shares; 2025Q2: 1,579 shares; 2025Q3: 1,506 shares 1,506$307K0.19%-73Timeline
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 3,414 shares; 2024Q3: 3,375 shares; 2024Q4: 3,210 shares; 2025Q1: 1,969 shares; 2025Q2: 1,719 shares; 2025Q3: 1,585 shares 1,585$305K0.19%-134Timeline
DFPFLAHERTY & CRUMRINE DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,946 shares; 2025Q3: 13,946 shares 13,946$302K0.19%0Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 11,741 shares; 2024Q3: 14,424 shares; 2024Q4: 15,923 shares; 2025Q1: 5,989 shares; 2025Q2: 4,366 shares; 2025Q3: 4,350 shares 4,350$298K0.18%-16Timeline
CXEMFS HIGH INCOME MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 29,474 shares; 2025Q2: not reported; 2025Q3: 79,744 shares 79,744$297K0.18%newTimeline
UDECINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 7,532 shares; 2025Q3: 7,532 shares 7,532$289K0.18%0Timeline
IIMINVESCO VALUE MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 21,491 shares; 2024Q3: 20,784 shares; 2024Q4: 22,641 shares; 2025Q1: 22,641 shares; 2025Q2: 22,641 shares; 2025Q3: 22,641 shares 22,641$284K0.18%0Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 4,079 shares; 2024Q3: 4,899 shares; 2024Q4: 5,992 shares; 2025Q1: 2,326 shares; 2025Q2: 1,715 shares; 2025Q3: 1,717 shares 1,717$278K0.17%+2Timeline
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 20,316 shares; 2024Q4: 20,520 shares; 2025Q1: 20,520 shares; 2025Q2: 20,520 shares; 2025Q3: 20,520 shares 20,520$274K0.17%0Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 4,302 shares; 2024Q3: 4,501 shares; 2024Q4: 4,514 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,720 shares 1,720$273K0.17%newTimeline
TYGTORTOISE ENERGY INFRSTRCTR CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: 6,332 shares; 2025Q1: 6,332 shares; 2025Q2: 6,332 shares; 2025Q3: 6,332 shares 6,332$273K0.17%0Timeline
BUFRFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: 8,059 shares; 2025Q1: 8,059 shares; 2025Q2: 8,059 shares; 2025Q3: 8,015 shares 8,015$268K0.17%-44Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 7,151 shares; 2024Q3: 6,736 shares; 2024Q4: 9,641 shares; 2025Q1: 6,182 shares; 2025Q2: 2,763 shares; 2025Q3: 2,793 shares 2,793$264K0.16%+30Timeline
FFEBFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 4,772 shares; 2025Q2: 4,772 shares; 2025Q3: 4,772 shares 4,772$263K0.16%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 19,358 shares; 2024Q3: 21,889 shares; 2024Q4: 21,224 shares; 2025Q1: 4,300 shares; 2025Q2: 2,591 shares; 2025Q3: 2,320 shares 2,320$262K0.16%-271Timeline
XPCQXPIMCO CALIF MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 12,642 shares; 2025Q3: 29,825 shares 29,825$260K0.16%+17,183Timeline
CMICUMMINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1,070 shares; 2024Q3: 1,119 shares; 2024Q4: 1,159 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 584 shares 584$247K0.15%newTimeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 7,535 shares; 2024Q3: 8,441 shares; 2024Q4: 8,900 shares; 2025Q1: 4,137 shares; 2025Q2: 3,833 shares; 2025Q3: 3,854 shares 3,854$244K0.15%+21Timeline
TRGPTARGA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 3,043 shares; 2024Q3: 2,154 shares; 2024Q4: 2,239 shares; 2025Q1: 1,532 shares; 2025Q2: 1,440 shares; 2025Q3: 1,442 shares 1,442$242K0.15%+2Timeline
CCAPCRESCENT CAP BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 11,698 shares; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 12,336 shares; 2025Q3: 16,935 shares 16,935$241K0.15%+4,599Timeline
BCSFBAIN CAP SPECIALTY FIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 19,306 shares; 2025Q3: 16,828 shares 16,828$240K0.15%-2,478Timeline
KSEPINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 11,087 shares; 2024Q4: not reported; 2025Q1: 11,087 shares; 2025Q2: 10,609 shares; 2025Q3: 8,734 shares 8,734$239K0.15%-1,875Timeline
FMBFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 7,947 shares; 2024Q3: 6,618 shares; 2024Q4: 6,639 shares; 2025Q1: 4,661 shares; 2025Q2: 4,683 shares; 2025Q3: 4,707 shares 4,707$239K0.15%+24Timeline
MSIMOTOROLA SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1,197 shares; 2024Q3: 1,298 shares; 2024Q4: 1,316 shares; 2025Q1: 613 shares; 2025Q2: 518 shares; 2025Q3: 515 shares 515$236K0.15%-3Timeline
FJANFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 4,688 shares; 2024Q3: 4,688 shares; 2024Q4: 4,688 shares; 2025Q1: 4,688 shares; 2025Q2: 4,688 shares; 2025Q3: 4,688 shares 4,688$235K0.15%0Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 2,028 shares; 2024Q3: 2,888 shares; 2024Q4: 2,874 shares; 2025Q1: 1,981 shares; 2025Q2: 1,907 shares; 2025Q3: 1,965 shares 1,965$233K0.14%+58Timeline
ASGIABRDN GLOBAL INFRA INCOME FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 10,115 shares; 2024Q3: 10,027 shares; 2024Q4: 10,027 shares; 2025Q1: 10,027 shares; 2025Q2: 11,048 shares; 2025Q3: 11,016 shares 11,016$233K0.14%-32Timeline
CRWDCROWDSTRIKE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 761 shares; 2024Q4: 810 shares; 2025Q1: not reported; 2025Q2: 416 shares; 2025Q3: 471 shares 471$231K0.14%+55Timeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 3,097 shares; 2024Q3: 2,772 shares; 2024Q4: 2,805 shares; 2025Q1: 1,681 shares; 2025Q2: 1,858 shares; 2025Q3: 1,676 shares 1,676$228K0.14%-182Timeline
AFLAFLAC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 4,023 shares; 2024Q3: 4,283 shares; 2024Q4: 4,546 shares; 2025Q1: 2,105 shares; 2025Q2: 2,018 shares; 2025Q3: 2,033 shares 2,033$227K0.14%+15Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 4,205 shares; 2024Q3: 5,291 shares; 2024Q4: 5,811 shares; 2025Q1: 2,069 shares; 2025Q2: 1,667 shares; 2025Q3: 1,687 shares 1,687$226K0.14%+20Timeline
NVGNUVEEN AMT FREE MUN CR INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 18,290 shares; 2024Q3: 18,290 shares; 2024Q4: 18,290 shares; 2025Q1: 18,290 shares; 2025Q2: 18,290 shares; 2025Q3: 18,290 shares 18,290$225K0.14%0Timeline
SPGIS&P GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1,389 shares; 2024Q3: 1,495 shares; 2024Q4: 1,529 shares; 2025Q1: 616 shares; 2025Q2: 454 shares; 2025Q3: 461 shares 461$224K0.14%+7Timeline
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 2,949 shares; 2024Q3: 3,125 shares; 2024Q4: 3,233 shares; 2025Q1: 1,526 shares; 2025Q2: 880 shares; 2025Q3: 908 shares 908$223K0.14%+28Timeline
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 11,658 shares; 2024Q4: 11,658 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 17,923 shares 17,923$218K0.13%newTimeline
DSMBNY MELLON STRATEGIC MUN BDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 36,500 shares; 2025Q3: 36,500 shares 36,500$216K0.13%0Timeline
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 3,231 shares; 2024Q3: 3,507 shares; 2024Q4: 3,544 shares; 2025Q1: 1,541 shares; 2025Q2: 1,172 shares; 2025Q3: 1,172 shares 1,172$215K0.13%0Timeline
MMUWESTERN ASSET MANAGED MUNS FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 14,894 shares; 2024Q4: 15,820 shares; 2025Q1: not reported; 2025Q2: 20,665 shares; 2025Q3: 20,665 shares 20,665$214K0.13%0Timeline
AFBALLIANCEBERNSTEIN NATL MUN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 19,690 shares; 2025Q3: 19,690 shares 19,690$214K0.13%0Timeline
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 20,515 shares; 2025Q3: 20,515 shares 20,515$212K0.13%0Timeline
TRVTRAVELERS COMPANIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1,479 shares; 2024Q3: 1,589 shares; 2024Q4: 1,686 shares; 2025Q1: 787 shares; 2025Q2: 758 shares; 2025Q3: 754 shares 754$211K0.13%-4Timeline
FINSANGEL OAK FINL STRATEGIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: 16,052 shares; 2025Q1: 16,052 shares; 2025Q2: 16,052 shares; 2025Q3: 16,052 shares 16,052$210K0.13%0Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 7,082 shares; 2024Q3: 7,761 shares; 2024Q4: 7,070 shares; 2025Q1: 3,402 shares; 2025Q2: not reported; 2025Q3: 1,293 shares 1,293$209K0.13%newTimeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1,269 shares; 2024Q3: 1,269 shares; 2024Q4: 1,269 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 707 shares 707$208K0.13%newTimeline
DLYDOUBLELINE YIELD OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 13,563 shares; 2024Q3: 13,545 shares; 2024Q4: 13,545 shares; 2025Q1: 13,545 shares; 2025Q2: 13,518 shares; 2025Q3: 13,518 shares 13,518$204K0.13%0Timeline
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 39,429 shares; 2024Q3: 24,437 shares; 2024Q4: 24,437 shares; 2025Q1: 24,437 shares; 2025Q2: 24,437 shares; 2025Q3: 24,437 shares 24,437$200K0.12%0Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 5,132 shares; 2024Q3: 6,193 shares; 2024Q4: 6,530 shares; 2025Q1: not reported; 2025Q2: 1,730 shares; 2025Q3: 1,748 shares 1,748$200K0.12%+18Timeline
RLTYCOHEN & STEERS REAL ESTATE OQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 12,805 shares; 2024Q3: 12,825 shares; 2024Q4: 12,825 shares; 2025Q1: 12,825 shares; 2025Q2: 12,825 shares; 2025Q3: 12,825 shares 12,825$196K0.12%0Timeline
JRINUVEEN REAL ASSET INCOME & GQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 13,218 shares; 2024Q3: 13,218 shares; 2024Q4: 13,373 shares; 2025Q1: 13,576 shares; 2025Q2: 13,591 shares; 2025Q3: 13,575 shares 13,575$193K0.12%-16Timeline
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 17,885 shares; 2024Q3: 18,855 shares; 2024Q4: 18,855 shares; 2025Q1: 18,855 shares; 2025Q2: 18,855 shares; 2025Q3: 18,823 shares 18,823$184K0.11%-32Timeline
EOTEATON VANCE NATL MUN OPPORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 10,287 shares; 2025Q3: 10,287 shares 10,287$171K0.11%0Timeline
DPGDUFF & PHELPS UTLITY AND INFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 11,018 shares; 2025Q2: 12,935 shares; 2025Q3: 12,935 shares 12,935$167K0.1%0Timeline
CGBDCARLYLE SECURED LENDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 19,239 shares; 2025Q3: 12,698 shares 12,698$159K0.1%-6,541Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 13,995 shares; 2024Q3: 13,995 shares; 2024Q4: 13,995 shares; 2025Q1: 13,995 shares; 2025Q2: 13,971 shares; 2025Q3: 13,971 shares 13,971$127K0.08%0Timeline
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: 12,137 shares; 2025Q1: 25,830 shares; 2025Q2: 22,100 shares; 2025Q3: 22,100 shares 22,100$126K0.08%0Timeline
XFLTXAI OCTAGON FLOATING RATE & ALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 24,465 shares; 2024Q3: 15,455 shares; 2024Q4: 15,455 shares; 2025Q1: 15,659 shares; 2025Q2: 23,628 shares; 2025Q3: 23,628 shares 23,628$125K0.08%0Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 11,315 shares 11,315$124K0.08%new
ETJEATON VANCE RISK-MANAGED DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,172 shares; 2025Q3: 13,172 shares 13,172$118K0.07%0Timeline
VGMINVESCO TR INVT GRADE MUNSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 11,050 shares; 2024Q3: 11,050 shares; 2024Q4: 11,050 shares; 2025Q1: 11,050 shares; 2025Q2: 11,050 shares; 2025Q3: 11,050 shares 11,050$112K0.07%0Timeline
GSBDGOLDMAN SACHS BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 12,440 shares; 2025Q3: 10,640 shares 10,640$108K0.07%-1,800Timeline
NMFCNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 19,358 shares; 2025Q3: 11,220 shares 11,220$108K0.07%-8,138Timeline
ERCALLSPRING MULTI SECTOR INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 11,506 shares; 2024Q3: 10,892 shares; 2024Q4: 10,892 shares; 2025Q1: 10,892 shares; 2025Q2: 10,864 shares; 2025Q3: 10,864 shares 10,864$104K0.06%0Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 10,766 shares; 2024Q3: 10,766 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 11,418 shares; 2025Q3: 11,418 shares 11,418$67.7K0.04%0Timeline
ZVIAZEVIA PBCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 10,000 shares; 2024Q4: 10,000 shares; 2025Q1: 10,000 shares; 2025Q2: 10,000 shares; 2025Q3: 10,000 shares 10,000$27.2K0.02%0Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SBUXSTARBUCKS CORP COMput11,600$981K-4,400
KOCOCA COLA CO COMput11,400$756K-2,700

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PDECINNOVATOR ETFS TRUST20,794$832Kshares
MSDLMORGAN STANLEY DIRECT LENDIN16,098$301Kshares
PPTFRANKLIN PREMIER INCOME TR57,685$212Kshares
HONHONEYWELL INTL INC878$204Kshares
VFLABRDN NATL MUN INCOME FD19,838$192Kshares
NCDLNUVEEN CHURCHILL DIRECT LEND10,040$163Kshares
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC25,076$156Kshares
NBHNEUBERGER MUN FD INC15,703$154Kshares
EIMEATON VANCE MUN BD FD12,298$119Kshares
PNIPIMCO NEW YORK MUN FD II14,950$100Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0002085853-25-000153 base2025-10-24acceptance time not in the bulk data set