CAPSTONE ASSET MANAGEMENT CO

13F filer, CIK 825204, HOUSTON, TX

CAPSTONE ASSET MANAGEMENT CO reported $3,229,904,000 across 1,598 holdings for the quarter ended 2015-09-30, in a 13F-HR filed 2015-10-20. Its ten largest share positions make up 9.91% of the portfolio.

Filed 2015-10-20 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:40 UTC13F-HR 0001140361-15-038053

Period: 2015-09-30
Reported value: $3.23B
Holdings: 1,598
Top 10 weight: 9.91%
New: 58
Sold out: 74

Largest buys vs the previous quarter

Security	Shares change	Approx. value
KRadded	+277,624	$10M
PYPLnew	+316,969	$9.84M
RELXnew	+551,741	$9.6M
Vadded	+133,264	$9.28M
XOMadded	+124,344	$9.24M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
MARKET VECTORS ETF TRexited	-526,230	-$18.4M
DALreduced	-231,220	-$10.4M
FOOT LOCKER INCreduced	-140,240	-$10.1M
USBreduced	-220,890	-$9.06M
REED ELSEVIER PLC-SPONS ADRexited	-133,784	-$8.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2015

Share positions as resolved from 13F-HR 0001140361-15-038053, largest first. % of portfolio is the value over $3,229,904,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
NPKINPK INTERNATIONAL INC	36,713	$188K	0.01%	+380		Timeline
CTSCTS CORP	10,023	$186K	0.01%	0		Timeline
DEAN FOODS CO NEWDEAN FOODS CO NEW	11,235	$186K	0.01%	+650
HLITHARMONIC INC	31,690	$184K	0.01%	0		Timeline
MDRXVERADIGM INC. COMMON STOCK(DE)	14,757	$183K	0.01%	+1,120		Timeline
STAGE STORES INCSTAGE STORES INC	18,559	$183K	0.01%	+300
COMMUNICATIONS SALES&LEAS INCOMMUNICATIONS SALES&LEAS IN	10,200	$183K	0.01%	+228
CINCINNATI BELL INC NEWCINCINNATI BELL INC NEW	58,810	$183K	0.01%	0
TECKTECK RESOURCES LTD	37,894	$182K	0.01%	+5,404		Timeline
AEOAMERICAN EAGLE OUTFITTERS IN	11,452	$179K	0.01%	+640		Timeline
VSHVISHAY INTERTECHNOLOGY INC	18,438	$179K	0.01%	+350		Timeline
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	21,021	$179K	0.01%	+1,280
OFGOFG BANCORP	20,553	$179K	0.01%	+100		Timeline
FULTFULTON FINL CORP PA	14,504	$175K	0.01%	+60		Timeline
SUNEDISON INCSUNEDISON INC	24,329	$175K	0.01%	+2,530
CALAMP CORPCALAMP CORP	10,840	$174K	0.01%	+110
QUALITY SYS INCQUALITY SYS INC	13,776	$172K	0.01%	+500
SPOKSPOK HLDGS INC	10,400	$171K	0.01%	+320		Timeline
NEWPORT CORPNEWPORT CORP	12,360	$170K	0.01%	+630
MRCYMERCURY SYS INC	10,510	$167K	0.01%	+70		Timeline
CTRECARETRUST REIT INC	14,703	$167K	0.01%	+3,040		Timeline
PERFICIENT INCPERFICIENT INC	10,730	$166K	0.01%	+100
ALERIAN MLP ETFALERIAN MLP ETF	13,312	$166K	0.01%	+1,122
VLYVALLEY NATL BANCORP	16,557	$163K	0.01%	+330		Timeline
BASIC ENERGY SERVICES INCBASIC ENERGY SERVICES INC	49,303	$163K	0.01%	+750
JOY GLOBAL INCJOY GLOBAL INC	10,818	$162K	0.01%	+100
ATIATI INC	11,270	$160K	<0.01%	-3,780		Timeline
FBPFIRST BANCORP CORPORATION	44,690	$159K	<0.01%	0		Timeline
KGCKINROSS GOLD CORP	91,398	$157K	<0.01%	+1,170		Timeline
GIFIGULF ISLAND FABRICATION INC	14,940	$157K	<0.01%	+1,170		Timeline
SXCSUNCOKE ENERGY INC	19,439	$151K	<0.01%	+140		Timeline
AVDAMERICAN VANGUARD CORP	12,830	$148K	<0.01%	+370		Timeline
PIONEER ENERGY SVCS CORPPIONEER ENERGY SVCS CORP	70,503	$148K	<0.01%	0
VOXX INTERNATIONAL CORPVOXX INTERNATIONAL CORP	19,670	$146K	<0.01%	+400
BARNES & NOBLE ED INCBARNES & NOBLE ED INC	11,217	$143K	<0.01%	new
STEIN MART INCSTEIN MART INC	14,760	$143K	<0.01%	0
AVON PRODS INCAVON PRODS INC	43,647	$142K	<0.01%	+1,490
CDI CORPCDI CORP	16,490	$141K	<0.01%	+190
INVESTMENT TECHNOLOGY GROUPINVESTMENT TECHNOLOGY GROUP	10,509	$140K	<0.01%	+130
TRUSTCO BK CORP N YTRUSTCO BK CORP N Y	23,840	$139K	<0.01%	0
WP GLIMCHER INWP GLIMCHER IN	11,932	$139K	<0.01%	+550
JANUS CAPITAL GROUP INCJANUS CAPITAL GROUP INC	10,087	$137K	<0.01%	new
CONSOL ENERGY INCCONSOL ENERGY INC	13,522	$133K	<0.01%	-80
YAMANA GOLD INCYAMANA GOLD INC	77,979	$133K	<0.01%	+1,290
RITEAID CORPRITEAID CORP	21,679	$132K	<0.01%	+2,380
TESCO CORPTESCO CORP	18,510	$132K	<0.01%	+40
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC	10,580	$132K	<0.01%	+50
VEREIT INCVEREIT INC	16,912	$131K	<0.01%	new
UTI WORLDWIDE INCUTI WORLDWIDE INC	28,252	$130K	<0.01%	+210
CALAMOS ASSET MANAGEMENT ACALAMOS ASSET MANAGEMENT A	13,673	$130K	<0.01%	+160
IRDMIRIDIUM COMMUNICATIONS INC	20,870	$128K	<0.01%	+40		Timeline
MTUSMETALLUS INC	12,672	$128K	<0.01%	new		Timeline
HEALTHWAYS INCHEALTHWAYS INC	11,513	$128K	<0.01%	+330
CEDAR REALTY TRUST INCCEDAR REALTY TRUST INC	20,450	$127K	<0.01%	0
COHUCOHU INC	12,440	$123K	<0.01%	+180		Timeline
STONE ENERGY CORPSTONE ENERGY CORP	24,713	$123K	<0.01%	+40
GGBGERDAU SA	88,793	$122K	<0.01%	+4,970		Timeline
ENVAENOVA INTL INC	11,875	$121K	<0.01%	+10		Timeline
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	49,648	$120K	<0.01%	0
FFFUTUREFUEL CORP	11,850	$117K	<0.01%	+140		Timeline
AMDADVANCED MICRO DEVICES INC	67,286	$116K	<0.01%	+1,220		Timeline
HARTE-HANKS INCHARTE-HANKS INC	32,800	$116K	<0.01%	+250
LIVEPERSON, INC.LIVEPERSON, INC.	15,020	$114K	<0.01%	+150
DENBURY RES INCDENBURY RES INC	46,328	$113K	<0.01%	+340
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	18,710	$112K	<0.01%	+1,410
WPX ENERGY INCWPX ENERGY INC	16,710	$111K	<0.01%	+690
CLOUD PEAK ENERGY INCCLOUD PEAK ENERGY INC	42,193	$111K	<0.01%	0
DAKTDAKTRONICS INC	12,280	$106K	<0.01%	+110		Timeline
WAUSAU PAPER CORPWAUSAU PAPER CORP	15,890	$102K	<0.01%	+210
INTREPID POTASH INCINTREPID POTASH INC	16,869	$93K	<0.01%	+220
Check Point Software Techno…Check Point Software Technologies…	12,773	$93K	<0.01%	0
RUBY TUESDAY INCRUBY TUESDAY INC	14,893	$92K	<0.01%	+150
SUPERVALU INCSUPERVALU INC	12,883	$92K	<0.01%	+893
GULFMARK OFFSHORE INCGULFMARK OFFSHORE INC	14,936	$91K	<0.01%	+90
CENXCENTURY ALUM CO	18,875	$87K	<0.01%	0		Timeline
CCCHEMOURS CO	12,612	$82K	<0.01%	new		Timeline
RYAMRAYONIER ADVANCED MATLS INC	13,177	$81K	<0.01%	+230		Timeline
REPUBLIC AWYS HLDGS INCREPUBLIC AWYS HLDGS INC	13,976	$81K	<0.01%	0
EXAR CORPEXAR CORP	13,500	$80K	<0.01%	0
TANGOE INC/CTTANGOE INC/CT	10,500	$76K	<0.01%	0
REX ENERGY CORPORATIONREX ENERGY CORPORATION	35,550	$74K	<0.01%	0
CAREER EDUCATION CORPCAREER EDUCATION CORP	19,445	$73K	<0.01%	+300
TUESDAY MORNING CORPTUESDAY MORNING CORP	12,370	$67K	<0.01%	+50
KOPNKOPIN CORP	21,010	$66K	<0.01%	+1,590		Timeline
SPRINT CORPSPRINT CORP	16,900	$65K	<0.01%	0
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COM	23,250	$60K	<0.01%	+740
SIDCOMPANHIA SIDERURGICA NACION	55,773	$53K	<0.01%	+340		Timeline
HOSHORNBECK OFFSHORE SERVICES I	10,161	$49K	<0.01%	0		Timeline
BILL BARRETT CORPBILL BARRETT CORP	14,463	$48K	<0.01%	0
BONANZA CREEK ENERGY INCBONANZA CREEK ENERGY INC	11,353	$46K	<0.01%	+330
ION GEOPHYSICAL CORPION GEOPHYSICAL CORP	74,308	$29K	<0.01%	0
ZYNGA INC.ZYNGA INC.	11,610	$26K	<0.01%	0
PENN VIRGINIA CORPPENN VIRGINIA CORP	47,995	$25K	<0.01%	0
APPROACH RESOURCES INCAPPROACH RESOURCES INC	10,610	$20K	<0.01%	0
MARAUDER RES EAST COAST INC…MARAUDER RES EAST COAST INC CO	12,500	$0	0%	0	Value filed as zero, left out of ratios.
Safeway PDC, LLC Contingent…Safeway PDC, LLC Contingent Va	38,118	$0	0%	-123	Value filed as zero, left out of ratios.
SAFEWAY RTS CASA LEY CVRSAFEWAY RTS CASA LEY CVR	38,118	$0	0%	-123	Value filed as zero, left out of ratios.
FONAR CORP CL A PFD NON VTGFONAR CORP CL A PFD NON VTG	60,000	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q3 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	526,230	$18.4M	shares
REED ELSEVIER PLC-SPONS ADRREED ELSEVIER PLC-SPONS ADR	133,784	$8.7M	shares
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	46,563	$3.96M	shares
DIRECTVDIRECTV	41,998	$3.9M	shares
REED ELSEVIER N VREED ELSEVIER N V	65,797	$3.08M	shares
CATAMARAN CORPCATAMARAN CORP	45,017	$2.75M	shares
XLBSELECT SECTOR SPDR TR	50,536	$2.44M	shares
PALL CORPPALL CORP	19,601	$2.44M	shares
WELLTOWER INCWELLTOWER INC	32,084	$2.11M	shares
HOSPIRA INCHOSPIRA INC	20,759	$1.84M	shares
NIELSEN HOLDINGS N VNIELSEN HOLDINGS N V	26,704	$1.2M	shares
SUSQUEHANNA BANCSHARES INC PSUSQUEHANNA BANCSHARES INC P	62,381	$881K	shares
OMNICARE INCOMNICARE INC	8,805	$830K	shares
ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A	12,654	$762K	shares
FAMILY DLR STORES INCFAMILY DLR STORES INC	8,859	$698K	shares
ENERGIZER HLDGS INCENERGIZER HLDGS INC	5,282	$695K	shares
ASSOCIATED ESTATES RLTY CORPASSOCIATED ESTATES RLTY CORP	22,170	$635K	shares
IGATE CORPIGATE CORP	13,190	$629K	shares
TACTRANSALTA CORP	79,486	$616K	shares
DRESSER-RAND GROUP INCDRESSER-RAND GROUP INC	7,223	$615K	shares
HUANENG PWR INTL INCHUANENG PWR INTL INC	11,260	$594K	shares
MEADWESTVACO CORPMEADWESTVACO CORP	12,573	$593K	shares
MBTMOBILE TELESYSTEMS PJSC	49,180	$481K	shares
RTI INTL METALS INCRTI INTL METALS INC	14,659	$462K	shares
MEADOWBROOK INS GROUP INCMEADOWBROOK INS GROUP INC	53,550	$461K	shares
MONTPELIER RE HLDGS LTD SHMONTPELIER RE HLDGS LTD SH	11,289	$446K	shares
INFORMATICA CORPINFORMATICA CORP	8,278	$401K	shares
CARBO CERAMICS INCCARBO CERAMICS INC	9,441	$393K	shares
SOUHYSOUTH32 - ADR	47,126	$316K	shares
BIO REFERENCE LABS INCBIO REFERENCE LABS INC	7,593	$313K	shares
SPX CORPSPX CORP	4,243	$307K	shares
LXULSB INDS INC	7,340	$300K	shares
DXPEDXP ENTERPRISES INC	5,646	$263K	shares
WYNNWYNN RESORTS LTD	2,576	$254K	shares
ZUMZZUMIEZ INC	9,520	$254K	shares
ATWOOD OCEANICS INCATWOOD OCEANICS INC	9,389	$248K	shares
CLARCOR INCCLARCOR INC	3,886	$242K	shares
ARCTIC CAT INCARCTIC CAT INC	7,216	$240K	shares
TKRTIMKEN CO	6,525	$239K	shares
SFSTIFEL FINL CORP	4,100	$237K	shares
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC	5,080	$237K	shares
INTERACTIVE INTELLIGENCE GR…INTERACTIVE INTELLIGENCE GROUP	5,130	$228K	shares
DRIL-QUIP INCDRIL-QUIP INC	3,016	$227K	shares
MTXMINERALS TECHNOLOGIES INC	3,276	$223K	shares
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC	6,840	$223K	shares
PIPRPIPER SANDLER COS	5,070	$221K	shares
BDCBELDEN INC	2,709	$220K	shares
KOPKOPPERS HOLDINGS INC	8,726	$216K	shares
HSIIHEIDRICK & STRUGGLES INTL IN	8,256	$215K	shares
ANN INCANN INC	4,396	$212K	shares
ROSETTA RESOURCES INCROSETTA RESOURCES INC	9,139	$211K	shares
ALNYALNYLAM PHARMACEUTICALS INC	1,749	$210K	shares
POLYONE CORPPOLYONE CORP	5,328	$209K	shares
FNFFIDELITY NATL FINL INC	5,503	$204K	shares
OLNOLIN CORP	7,575	$204K	shares
HSTMHEALTHSTREAM INC	6,673	$203K	shares
TXTTEXTRON INC	4,524	$202K	shares
HCIHCI GROUP INC	4,556	$201K	shares
MOVMOVADO GROUP INC	7,346	$200K	shares
JDS UNIPHASE CORPJDS UNIPHASE CORP	16,674	$193K	shares
MICREL INCMICREL INC	13,420	$187K	shares
AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INC	16,912	$137K	shares
SWIFT ENERGY COSWIFT ENERGY CO	61,210	$124K	shares
CASTLE AM & COCASTLE AM & CO	16,520	$102K	shares
PETROQUEST ENERGY INCPETROQUEST ENERGY INC	44,950	$89K	shares
COMSTOCK RESOURCES INCCOMSTOCK RESOURCES INC	26,390	$88K	shares
PEABODY ENERGY CORPPEABODY ENERGY CORP	24,853	$54K	shares
CHRISTOPHER + BANKS CORPCHRISTOPHER + BANKS CORP	11,875	$48K	shares
AEROPOSTALE INCAEROPOSTALE INC	28,290	$46K	shares
PARAGON OFFSHORE PLC XXXPARAGON OFFSHORE PLC XXX	35,950	$39K	shares
ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS…	85,730	$29K	shares
QUIKSILVER INCQUIKSILVER INC	38,120	$25K	shares
FXCM INCFXCM INC	12,170	$18K	shares
L BRANDS, INC. AUG 73L BRANDS, INC. AUG 73	500	$18K	put

How Q3 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001140361-15-038053	base		2015-10-20	acceptance time not in the bulk data set	2026-10-07 19:14:40 UTC