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Capital Investment Advisory Services, LLC

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13F filer, CIK 1659203, RALEIGH, NC

Capital Investment Advisory Services, LLC reported $1,260,648,127 across 1,084 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-05. Its ten largest share positions make up 19.53% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001398344-25-020350

Period
2025-09-30
Reported value
$1.26B
Holdings
1,084
Top 10 weight
19.53%
New
97
Sold out
67

Largest buys vs the previous quarter

SecurityShares changeApprox. value
JAAAadded+67,288$3.42M
IHIadded+51,137$3.07M
IJRadded+23,579$2.8M
QQQIadded+51,228$2.78M
MINTadded+17,268$1.74M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BILexited-636,619-$58.4M
RSPreduced-48,824-$9.26M
CSHIexited-117,845-$5.86M
HEFAexited-109,865-$4.17M
SGOVexited-18,024-$1.81M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001398344-25-020350, largest first. % of portfolio is the value over $1,260,648,127, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5 shares; 2024Q4: 5 shares; 2025Q1: 13 shares; 2025Q2: 13 shares; 2025Q3: 13 shares 13$4.16K<0.01%0Timeline
YYYAMPLIFY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 137,925 shares; 2024Q4: 1,980 shares; 2025Q1: 588 shares; 2025Q2: 359 shares; 2025Q3: 330 shares 330$3.9K<0.01%-29Timeline
VPLVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 43 shares; 2024Q4: 53 shares; 2025Q1: 43 shares; 2025Q2: 43 shares; 2025Q3: 43 shares 43$3.78K<0.01%0Timeline
EXPEEXPEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 17 shares; 2025Q3: 17 shares 17$3.63K<0.01%0Timeline
NJANINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 68 shares; 2025Q3: 68 shares 68$3.62K<0.01%0Timeline
VIOVVANGUARD ADMIRAL FDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 38 shares 38$3.61K<0.01%newTimeline
ESGEISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 82 shares; 2024Q4: 82 shares; 2025Q1: 82 shares; 2025Q2: 82 shares; 2025Q3: 82 shares 82$3.56K<0.01%0Timeline
ITMVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 75 shares 75$3.5K<0.01%newTimeline
AVEMAMERICAN CENTY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 46 shares 46$3.46K<0.01%newTimeline
APRZELEVATION SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 90 shares 90$3.42K<0.01%newTimeline
JMEEJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 33 shares; 2025Q1: 33 shares; 2025Q2: 53 shares; 2025Q3: 53 shares 53$3.36K<0.01%0Timeline
FXNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 352 shares; 2024Q4: 202 shares; 2025Q1: 203 shares; 2025Q2: 204 shares; 2025Q3: 204 shares 204$3.33K<0.01%0Timeline
XYLDGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,398 shares; 2024Q4: 7 shares; 2025Q1: 173 shares; 2025Q2: 83 shares; 2025Q3: 83 shares 83$3.26K<0.01%0Timeline
EPPISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 63 shares; 2024Q4: 63 shares; 2025Q1: 63 shares; 2025Q2: 63 shares; 2025Q3: 63 shares 63$3.25K<0.01%0Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,340 shares; 2024Q4: 4,353 shares; 2025Q1: 22 shares; 2025Q2: 22 shares; 2025Q3: 22 shares 22$3.18K<0.01%0Timeline
NJULINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 44 shares; 2025Q3: 44 shares 44$3.13K<0.01%0Timeline
JHMMJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 47 shares 47$3.04K<0.01%newTimeline
LGLVSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25 shares; 2024Q4: 17 shares; 2025Q1: 17 shares; 2025Q2: 17 shares; 2025Q3: 17 shares 17$3.03K<0.01%0Timeline
RWOSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 66 shares; 2024Q4: 66 shares; 2025Q1: 66 shares; 2025Q2: 66 shares; 2025Q3: 66 shares 66$3.02K<0.01%0Timeline
TECLDIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 62,215 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 24 shares 24$2.98K<0.01%newTimeline
OXY/WSOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 114 shares; 2024Q4: 114 shares; 2025Q1: 112 shares; 2025Q2: 112 shares; 2025Q3: 112 shares 112$2.86K<0.01%0Timeline
GXDWGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 100 shares; 2024Q4: 100 shares; 2025Q1: 100 shares; 2025Q2: 100 shares; 2025Q3: 100 shares 100$2.75K<0.01%0Timeline
SMMVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 61 shares; 2024Q4: 61 shares; 2025Q1: 61 shares; 2025Q2: 61 shares; 2025Q3: 61 shares 61$2.63K<0.01%0Timeline
DIVIFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 70 shares; 2025Q2: 70 shares; 2025Q3: 70 shares 70$2.61K<0.01%0Timeline
NAUGINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 40 shares; 2024Q4: 40 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 90 shares 90$2.61K<0.01%newTimeline
IYZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 80 shares; 2024Q4: 80 shares; 2025Q1: 80 shares; 2025Q2: 80 shares; 2025Q3: 80 shares 80$2.58K<0.01%0Timeline
SMHXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 65 shares 65$2.49K<0.01%newTimeline
ICFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 40 shares; 2024Q4: 40 shares; 2025Q1: 40 shares; 2025Q2: 40 shares; 2025Q3: 40 shares 40$2.46K<0.01%0Timeline
AFKVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 100 shares; 2024Q4: 100 shares; 2025Q1: 100 shares; 2025Q2: 100 shares; 2025Q3: 100 shares 100$2.44K<0.01%0Timeline
HYGHISHARES U S ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 28 shares 28$2.43K<0.01%newTimeline
SPHBINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,462 shares; 2024Q4: 31,102 shares; 2025Q1: 33,778 shares; 2025Q2: 22 shares; 2025Q3: 22 shares 22$2.42K<0.01%0Timeline
PIEINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 351 shares; 2025Q1: 351 shares; 2025Q2: 98 shares; 2025Q3: 98 shares 98$2.39K<0.01%0Timeline
EMHYISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 60 shares; 2025Q2: 60 shares; 2025Q3: 60 shares 60$2.38K<0.01%0Timeline
FLBLFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 99 shares 99$2.38K<0.01%newTimeline
BWZSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 81 shares; 2025Q2: 329 shares; 2025Q3: 81 shares 81$2.25K<0.01%-248Timeline
DFNMDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 48 shares; 2025Q2: 48 shares; 2025Q3: 46 shares 46$2.21K<0.01%-2Timeline
AOAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,321 shares; 2024Q4: 27 shares; 2025Q1: 27 shares; 2025Q2: 27 shares; 2025Q3: 25 shares 25$2.2K<0.01%-2Timeline
ARKXARK ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 75 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 75 shares 75$2.14K<0.01%newTimeline
IYRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 171 shares; 2024Q4: 171 shares; 2025Q1: 21 shares; 2025Q2: 21 shares; 2025Q3: 21 shares 21$2.04K<0.01%0Timeline
EWZSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 142 shares; 2024Q4: 145 shares; 2025Q1: 145 shares; 2025Q2: 147 shares; 2025Q3: 147 shares 147$2.04K<0.01%0Timeline
EWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29 shares; 2024Q4: 29 shares; 2025Q1: 29 shares; 2025Q2: 29 shares; 2025Q3: 29 shares 29$1.95K<0.01%0Timeline
COHEN & STEERS INFRASTRUCTURCOHEN & STEERS INFRASTRUCTURQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 23,257 shares 23,257$1.81K<0.01%new
TANINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 40 shares; 2024Q4: 40 shares; 2025Q1: 40 shares; 2025Q2: 40 shares; 2025Q3: 40 shares 40$1.75K<0.01%0Timeline
FENYFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 50 shares; 2024Q4: 50 shares; 2025Q1: 50 shares; 2025Q2: 50 shares; 2025Q3: 50 shares 50$1.24K<0.01%0Timeline
QQXTFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12 shares; 2024Q4: 12 shares; 2025Q1: 12 shares; 2025Q2: 12 shares; 2025Q3: 12 shares 12$1.19K<0.01%0Timeline
DRLLEA SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,163 shares; 2024Q4: 2,153 shares; 2025Q1: 2,153 shares; 2025Q2: 2,153 shares; 2025Q3: 40 shares 40$1.15K<0.01%-2,113Timeline
IAIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6 shares; 2024Q4: 6 shares; 2025Q1: 53 shares; 2025Q2: 6 shares; 2025Q3: 6 shares 6$1.06K<0.01%0Timeline
IDGTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 12 shares; 2025Q1: 12 shares; 2025Q2: 12 shares; 2025Q3: 12 shares 12$1.04K<0.01%0Timeline
EMXCISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18 shares; 2024Q4: 18 shares; 2025Q1: 15 shares; 2025Q2: 15 shares; 2025Q3: 15 shares 15$1.01K<0.01%0Timeline
JBTMJBT MAREL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 7 shares 7$983<0.01%newTimeline
EEMAISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10 shares; 2024Q4: 10 shares; 2025Q1: 10 shares; 2025Q2: 10 shares; 2025Q3: 10 shares 10$918<0.01%0Timeline
BKFISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20 shares; 2024Q4: 20 shares; 2025Q1: 20 shares; 2025Q2: 20 shares; 2025Q3: 20 shares 20$905<0.01%0Timeline
FALNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 0 shares; 2024Q4: not reported; 2025Q1: 31 shares; 2025Q2: 31 shares; 2025Q3: 31 shares 31$861<0.01%0Timeline
DNLWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20 shares; 2024Q4: 20 shares; 2025Q1: 21 shares; 2025Q2: 21 shares; 2025Q3: 21 shares 21$843<0.01%0Timeline
FTGSFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 14 shares 14$503<0.01%newTimeline
DXIVDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 6 shares 6$369<0.01%newTimeline
EWJISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 704 shares; 2024Q4: 704 shares; 2025Q1: 704 shares; 2025Q2: 704 shares; 2025Q3: 4 shares 4$321<0.01%-700Timeline
DXUVDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 5 shares 5$292<0.01%newTimeline
XNTKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1 shares; 2024Q4: 1 shares; 2025Q1: 1 shares; 2025Q2: 1 shares; 2025Q3: 1 shares 1$272<0.01%0Timeline
SPLBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9 shares; 2024Q4: 9 shares; 2025Q1: 9 shares; 2025Q2: 10 shares; 2025Q3: 8 shares 8$176<0.01%-2Timeline
IGPRINCIPAL EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,455 shares; 2024Q4: 183 shares; 2025Q1: not reported; 2025Q2: 312 shares; 2025Q3: 8 shares 8$169<0.01%-304Timeline
SCHCSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 2 shares; 2025Q2: 2 shares; 2025Q3: 2 shares 2$91<0.01%0Timeline
FNDCSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 2 shares; 2025Q2: 2 shares; 2025Q3: 2 shares 2$89<0.01%0Timeline
JSMLJANUS DETROIT STR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 636 shares; 2024Q4: 682 shares; 2025Q1: 682 shares; 2025Q2: 424 shares; 2025Q3: 0 shares 0$33<0.01%-424Amount filed as zero, left out of ratios.Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 0.250% 3/0principal59,000$67.5K0
SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1principal46,000$62.9K0
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1principal50,000$60.9K0
ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1principal51,000$54.9K0
LCI INDSLCI INDS NOTE 1.125% 5/1principal55,000$52.6K0
PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1principal46,000$52.5K0
PARSONS CORP DELPARSONS CORP DEL NOTE 2.625% 3/0principal46,000$52.4K0
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1principal55,000$49.9K0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0principal52,000$48K0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0principal49,000$46.9K0
ITRON INCITRON INC NOTE 3/1principal41,000$43.3K0
AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1principal41,000$41.1K0
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1principal43,000$40.8K0
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1principal38,000$40.7K0
JBT MAREL CORPORATIONJBT MAREL CORPORATION NOTE 0.250% 5/1principal40,000$40.3K0
FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1principal34,000$34.5K0
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1principal37,000$32.5K0
PG&E CORPPG&E CORP NOTE 4.250%12/0principal31,000$31.4K0
AMPHASTAR PHARMACEUTICALS INAMPHASTAR PHARMACEUTICALS IN NOTE 2.000% 3/1principal16,000$14.5K0
EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1principal12,000$12.1K0

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
BILSPDR SERIES TRUST636,619$58.4Mshares
CSHINEOS ETF TRUST117,845$5.86Mshares
HEFAISHARES TR109,865$4.17Mshares
SGOVISHARES TR18,024$1.81Mshares
LISTED FD TRLISTED FD TR29,875$1.21Mshares
EFTEATON VANCE FLOATING RATE IN77,885$972Kshares
BGLDFIRST TR EXCHANGE-TRADED FD32,325$694Kshares
DKNGDRAFTKINGS INC NEW12,860$552Kshares
DEAEASTERLY GOVT PPTYS INC15,487$344Kshares
LISTED FD TRLISTED FD TR7,459$297Kshares
LISTED FD TRLISTED FD TR6,259$272Kshares
SHVISHARES TR2,423$268Kshares
WHRWHIRLPOOL CORP2,460$249Kshares
USBUS BANCORP5,510$249Kshares
BSTBLACKROCK SCIENCE & TECHNOLO6,447$246Kshares
LISTED FD TRLISTED FD TR6,052$233Kshares
CWSTCASELLA WASTE SYS INC2,005$231Kshares
HUBSHUBSPOT INC410$228Kshares
PINSPINTEREST INC6,152$221Kshares
PDXPIMCO DYNAMIC INCOME STRATEG8,500$210Kshares
KKRKKR & CO INC1,517$202Kshares
BBNBLACKROCK TAX MUNICPAL BD TR12,162$196Kshares
LISTED FD TRLISTED FD TR5,739$181Kshares
BLWBLACKROCK LTD DURATION INCOM11,138$158Kshares
LISTED FD TRLISTED FD TR3,491$125Kshares
RPCRIDGEPOST CAP INC11,959$122Kshares
LISTED FDS TRLISTED FDS TR2,445$99.9Kshares
CLMCORNERSTONE STRATEGIC INVEST12,137$98.6Kshares
XBGYXBLACKROCK ENHANCED INTL DIV16,344$94.6Kshares
HISFFIRST TR EXCHANGE-TRADED FD1,995$89.2Kshares
EXKENDEAVOUR SILVER CORP17,924$88.2Kshares
GOCTFIRST TR EXCHNG TRADED FD VI1,680$61.4Kshares
PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INC50,000$49.6Kprincipal
LISTED FDS TRLISTED FDS TR1,324$47.6Kshares
BTCINEOS ETF TRUST793$47.4Kshares
INVESCO BULLETSHARES 2025 CBINVESCO BULLETSHARES 2025 CB2,200$45.5Kshares
LISTED FD TRLISTED FD TR1,381$45.2Kshares
SPRXLISTED FDS TR1,435$42.5Kshares
HEZUISHARES TR733$30.1Kshares
TECBISHARES TR509$29.2Kshares
POCTINNOVATOR ETFS TRUST704$29.1Kshares
NOCTINNOVATOR ETFS TRUST500$27.2Kshares
KBWDINVESCO EXCH TRADED FD TR II1,812$25.1Kshares
PXFINVESCO EXCH TRADED FD TR II368$21.1Kshares
STXFEA SERIES TRUST400$16Kshares
FSIGFIRST TR EXCHANGE-TRADED FD750$14.3Kshares
FTDSFIRST TR EXCHANGE-TRADED FD250$13.1Kshares
SHOCEA SERIES TRUST230$12.2Kshares
SEPMFIRST TR EXCHNG TRADED FD VI340$10.5Kshares
FFTYINNOVATOR ETFS TRUST314$10.2Kshares
SCHISCHWAB STRATEGIC TR373$8.48Kshares
WOLFSPEED INCWOLFSPEED INC16,893$6.74Kshares
BETZLISTED FDS TR266$6.32Kshares
CGSDCAPITAL GRP FIXED INCM ETF T190$4.93Kshares
DFICDIMENSIONAL ETF TRUST124$3.86Kshares
GMAYFIRST TR EXCHNG TRADED FD VI96$3.76Kshares
KJANINNOVATOR ETFS TRUST100$3.75Kshares
FCTRFIRST TR EXCHANGE-TRADED FD100$3.4Kshares
LISTED FD TRLISTED FD TR90$3.21Kshares
IAGGISHARES TR44$2.25Kshares
GLOBAL X FDSGLOBAL X FDS200$1.96Kshares
QCLNFIRST TR EXCHANGE-TRADED FD50$1.64Kshares
BFEBINNOVATOR ETFS TRUST25$1.12Kshares
BUFQFIRST TR EXCHNG TRADED FD VI33$1.1Kshares
KFEBINNOVATOR ETFS TRUST40$996shares
AOKISHARES TR13$508shares
FMAGFIDELITY COVINGTON TRUST12$412shares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001398344-25-020350 base2025-11-05acceptance time not in the bulk data set