CAPITAL GUARDIAN TRUST CO

13F filer, CIK 314965, LOS ANGELES, CA

CAPITAL GUARDIAN TRUST CO reported $5,748,134,000 across 281 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-14. Its ten largest share positions make up 22.03% of the portfolio.

Filed 2017-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC13F-HR 0000732812-17-000049

Period: 2017-09-30
Reported value: $5.75B
Holdings: 281
Top 10 weight: 22.03%
New: 98
Sold out: 19

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VALEadded	+13,560,612	$137M
HLTnew	+640,015	$44.4M
JUNO THERAPEUTICS INCnew	+833,695	$37.4M
CSXnew	+668,330	$36.3M
EFXnew	+318,524	$33.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
Vale Saexited	-15,000,055	-$122M
KITE PHARMA INCreduced	-458,100	-$82.5M
MDTreduced	-816,531	-$63.5M
JBLexited	-1,938,638	-$56.6M
CNIreduced	-524,692	-$43.5M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0000732812-17-000049, largest first. % of portfolio is the value over $5,748,134,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
BABAALIBABA GROUP HLDG LTD	1,007,635	$174M	3.03%	-20,866		Timeline
VALEVALE S A	16,879,445	$170M	2.96%	+13,560,612		Timeline
ENBENBRIDGE INC	3,110,658	$130M	2.26%	+399,758		Timeline
ASMLASML HLDG NV	722,793	$124M	2.15%	-16,577		Timeline
ONON SEMICONDUCTOR CORP	6,684,256	$123M	2.15%	-6,700		Timeline
INCYINCYTE CORP	1,031,198	$120M	2.09%	-7,317		Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	3,132,366	$118M	2.05%	-78,434		Timeline
RYAAYRYANAIR HOLDINGS PLC	991,185	$104M	1.82%	-38,985		Timeline
AMTAMERICAN TOWER CORP	744,637	$102M	1.77%	-3,951		Timeline
CTRIP COM INTL LTDCTRIP COM INTL LTD	1,915,532	$101M	1.76%	-38,900
VVISA INC	891,510	$93.8M	1.63%	-9,846		Timeline
CHTRCHARTER COMMUNICATIONS INC	255,336	$92.8M	1.61%	-1,111		Timeline
TDGTRANSDIGM GROUP INC	323,173	$82.6M	1.44%	-1,357		Timeline
MSFTMICROSOFT CORP	1,052,324	$78.4M	1.36%	-9,561		Timeline
ENSCO PLCENSCO PLC	13,074,290	$78.1M	1.36%	+2,437,145
CMECME GROUP INC	552,414	$75M	1.3%	+18,019		Timeline
PMPHILIP MORRIS INTL INC	663,482	$73.7M	1.28%	-41,643		Timeline
SBUXSTARBUCKS CORP	1,319,571	$70.9M	1.23%	-5,391		Timeline
AAPLAPPLE INC	459,111	$70.8M	1.23%	-25,703		Timeline
JPMJPMORGAN CHASE & CO	728,302	$69.6M	1.21%	+75,021		Timeline
UBSUBS GROUP AG	4,033,135	$68.9M	1.2%	-31,185		Timeline
BROADCOM LTDBROADCOM LTD	277,330	$67.3M	1.17%	+7,847
CERNER CORPCERNER CORP	919,155	$65.6M	1.14%	-352
MONSANTO CO NEWMONSANTO CO NEW	544,724	$65.3M	1.14%	-5,209
GOOGALPHABET INC	67,009	$64.3M	1.12%	+8,812		Timeline
AON PLCAON PLC	439,809	$64.3M	1.12%	-1,273
CCICROWN CASTLE INC	639,316	$63.9M	1.11%	+11,016		Timeline
NCLHNORWEGIAN CRUISE LINE HLDGS	1,126,945	$60.9M	1.06%	+26,495		Timeline
MRSHMARSH & MCLENNAN COS INC	703,717	$59M	1.03%	-2,018		Timeline
SEATTLE GENETICS INCSEATTLE GENETICS INC	1,064,300	$57.9M	1.01%	+480,044
ETNEATON CORP PLC	744,868	$57.2M	1%	-70,668		Timeline
CMCSACOMCAST CORP NEW	1,478,277	$56.9M	0.99%	+279,557		Timeline
CVXCHEVRON CORPORATION	473,078	$55.6M	0.97%	-2,037		Timeline
WCNWASTE CONNECTIONS INC	787,101	$55.1M	0.96%	+988		Timeline
BNYBANK OF NY MELLON CORP	1,020,025	$54.1M	0.94%	+595,275		Timeline
CBCHUBB LIMITED	374,278	$53.4M	0.93%	+124		Timeline
HBANHUNTINGTON BANCSHARES INC	3,757,315	$52.5M	0.91%	+13,715		Timeline
GPNGLOBAL PMTS INC	551,530	$52.4M	0.91%	+230		Timeline
DHRDANAHER CORP DEL	601,583	$51.6M	0.9%	-11,183		Timeline
ICEINTERCONTINENTAL EXCHANGE IN	721,865	$49.6M	0.86%	+2,375		Timeline
EOGEOG RES INC	508,088	$49.2M	0.86%	-18,362		Timeline
HXLHEXCEL CORP NEW	855,947	$49.1M	0.86%	-11,016		Timeline
AMZNAMAZON COM INC	50,738	$48.8M	0.85%	-101		Timeline
AGIOAGIOS PHARMACEUTICALS INC	729,714	$48.7M	0.85%	-51,086		Timeline
DEDEERE & CO	383,902	$48.2M	0.84%	+59,202		Timeline
CHRWC H ROBINSON WORLDWIDE IN	632,888	$48.2M	0.84%	+8,710		Timeline
PGPROCTER & GAMBLE CO	528,010	$48M	0.84%	-4,198		Timeline
PRICELINE GRP INCPRICELINE GRP INC	25,989	$47.6M	0.83%	-665
NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLC	1,139,989	$47.3M	0.82%	+229,675
ACNACCENTURE PLC IRELAND	344,642	$46.6M	0.81%	+32,073		Timeline
TRMBTRIMBLE INC	1,184,465	$46.5M	0.81%	-13,535		Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	2,584,900	$45.9M	0.8%	-108,900
WHRWHIRLPOOL CORP	248,482	$45.8M	0.8%	-500		Timeline
JDJD.COM INC	1,188,106	$45.4M	0.79%	-340,200		Timeline
HLTHILTON WORLDWIDE HLDGS INC	640,015	$44.4M	0.77%	new		Timeline
IBNICICI BK LTD	5,050,490	$43.2M	0.75%	-68,700		Timeline
HPQHP INC	2,023,119	$40.4M	0.7%	-49,481		Timeline
GLNGGOLAR LNG LTD	1,728,000	$39.1M	0.68%	-230,600		Timeline
HUMHUMANA INC	160,065	$39M	0.68%	-835		Timeline
MCOMOODYS CORP	278,642	$38.8M	0.67%	-1,108		Timeline
NKENIKE INC	742,684	$38.5M	0.67%	-12,430		Timeline
DGDOLLAR GEN CORP	471,102	$38.2M	0.66%	+3,092		Timeline
JUNO THERAPEUTICS INCJUNO THERAPEUTICS INC	833,695	$37.4M	0.65%	new
MELIMERCADOLIBRE INC	144,406	$37.4M	0.65%	-1,693		Timeline
WFCWELLS FARGO & CO	669,667	$36.9M	0.64%	-41,660		Timeline
SLBSLB LIMITED	525,004	$36.6M	0.64%	-2,871		Timeline
CSXCSX CORP	668,330	$36.3M	0.63%	new		Timeline
STTSTATE STR CORP	368,650	$35.2M	0.61%	+249,035		Timeline
YUMYUM BRANDS INC	463,556	$34.1M	0.59%	+193,261		Timeline
EFXEQUIFAX INC	318,524	$33.8M	0.59%	new		Timeline
WYNNWYNN RESORTS LTD	224,500	$33.4M	0.58%	-3,437		Timeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	1,726,530	$33.2M	0.58%	+321,380
JKHYHENRY JACK & ASSOC INC	309,188	$31.8M	0.55%	+25,948		Timeline
SRESEMPRA	276,328	$31.5M	0.55%	+26,798		Timeline
LLYELI LILLY & CO	355,182	$30.4M	0.53%	-30,276		Timeline
AESAES CORP	2,645,605	$29.2M	0.51%	-41,195		Timeline
OXYOCCIDENTAL PETE CORP	442,695	$28.4M	0.49%	+16,045		Timeline
NBISNEBIUS GROUP N.V.	860,922	$28.4M	0.49%	+205,438		Timeline
BAPCREDICORP LTD	136,400	$28M	0.49%	+4,700		Timeline
RAREULTRAGENYX PHARMACEUTICAL IN	521,035	$27.8M	0.48%	+8,605		Timeline
IEXIDEX CORP	221,077	$26.9M	0.47%	-49,302		Timeline
HALHALLIBURTON CO	570,439	$26.3M	0.46%	+115		Timeline
CXCEMEX SAB DE CV	2,824,822	$25.6M	0.45%	-30,056		Timeline
AAPADVANCE AUTO PARTS INC	257,015	$25.5M	0.44%	+125,665		Timeline
GOOGLALPHABET INC	25,564	$24.9M	0.43%	-481		Timeline
WMBWILLIAMS COS INC	828,876	$24.9M	0.43%	+143,076		Timeline
MDLZMONDELEZ INTL INC	597,210	$24.3M	0.42%	+3,788		Timeline
IRMIRON MTN INC DEL	614,397	$23.9M	0.42%	-12,044		Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	702,288	$23.8M	0.41%	-525,290
ADIANALOG DEVICES INC	271,915	$23.4M	0.41%	+1,115		Timeline
PBRPETROLEO BRASILEIRO S A	2,133,908	$21.4M	0.37%	-219,500		Timeline
PRAXAIR INCPRAXAIR INC	148,428	$20.7M	0.36%	+828
NWLNEWELL BRANDS INC	482,416	$20.6M	0.36%	-14,710		Timeline
HRLHORMEL FOODS CORP	636,600	$20.5M	0.36%	+232,700		Timeline
YUMCYUM CHINA HLDGS INC	496,706	$19.9M	0.35%	+5,756		Timeline
UNPUNION PAC CORP	169,742	$19.7M	0.34%	-19,833		Timeline
DLRDIGITAL RLTY TR INC	166,338	$19.7M	0.34%	+1,838		Timeline
LENLENNAR CORP	371,200	$19.6M	0.34%	0		Timeline
NTAPNETAPP INC	415,200	$18.2M	0.32%	-2,500		Timeline
CNICANADIAN NATL RY CO	218,239	$18.1M	0.31%	-524,692		Timeline
GDDYGODADDY INC	413,100	$18M	0.31%	+17,200		Timeline
MICRO FOCUS INTL PLC NPV ADRMICRO FOCUS INTL PLC NPV ADR	547,026	$17.4M	0.3%	new
IVZINVESCO LTD	497,965	$17.4M	0.3%	+1,565		Timeline
KMIKINDER MORGAN INC DEL	908,900	$17.4M	0.3%	+3,800		Timeline
VRSNVERISIGN INC	162,309	$17.3M	0.3%	-2,901		Timeline
NDAQNASDAQ INC	217,700	$16.9M	0.29%	0		Timeline
NTESNETEASE COM INC	63,300	$16.7M	0.29%	+62,400		Timeline
NEW ORIENTAL EDUCATION & TE…NEW ORIENTAL EDUCATION & TECHN	184,294	$16.3M	0.28%	0
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS	3,469,200	$15.9M	0.28%	0
RCLROYAL CARIBBEAN GROUP	118,437	$14M	0.24%	-56,148		Timeline
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	551,816	$13.9M	0.24%	0
LVSLAS VEGAS SANDS CORP	212,976	$13.7M	0.24%	+13,726		Timeline
COPCONOCOPHILLIPS	270,057	$13.5M	0.24%	-243		Timeline
HDBHDFC BANK LTD	134,599	$13M	0.23%	+9,699		Timeline
NOBLE ENERGY INCNOBLE ENERGY INC	446,312	$12.7M	0.22%	-55,500
KHCKRAFT HEINZ CO	162,092	$12.6M	0.22%	+692		Timeline
GANNETT SPINCO INCGANNETT SPINCO INC	1,324,137	$11.9M	0.21%	-11,200
ITUBITAU UNIBANCO HLDG S A	864,539	$11.8M	0.21%	-148,000		Timeline
JNJJOHNSON & JOHNSON	81,753	$10.6M	0.18%	-5,247		Timeline
PBR-APETROLEO BRASILEIRO S A	1,053,800	$10.2M	0.18%	-131,100		Timeline
VZVERIZON COMMUNICATIONS INC	200,016	$9.9M	0.17%	-76,760		Timeline
ENEL AMERICAS S.A. (ADR)ENEL AMERICAS S.A. (ADR)	871,573	$8.91M	0.15%	+50,600
XOMEXXON MOBIL CORP	95,877	$7.86M	0.14%	-30,903		Timeline
KOCOCA COLA CO	170,874	$7.69M	0.13%	-66,226		Timeline
QCOMQUALCOMM INC	141,615	$7.34M	0.13%	+48,145		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	114,955	$7.19M	0.13%	-3,945
LMTLOCKHEED MARTIN CORP	22,897	$7.11M	0.12%	-73		Timeline
DISDISNEY WALT CO	71,100	$7.01M	0.12%	-1,000		Timeline
CORE LABORATORIES N VCORE LABORATORIES N V	69,000	$6.81M	0.12%	-1,011
HPEHEWLETT PACKARD ENTERPRISE C	446,600	$6.57M	0.11%	0		Timeline
UNHUNITEDHEALTH GROUP INC	33,144	$6.49M	0.11%	+974		Timeline
MDTMEDTRONIC PLC	82,589	$6.42M	0.11%	-816,531		Timeline
GILDGILEAD SCIENCES INC	74,502	$6.04M	0.11%	+32,752		Timeline
AMERICAN TOWER CORP NEWAMERICAN TOWER CORP NEW	47,405	$5.79M	0.1%	+13,505
CBS CORP NEWCBS CORP NEW	95,171	$5.52M	0.1%	-729
TXNTEXAS INSTRS INC	58,608	$5.25M	0.09%	+43		Timeline
NOCNORTHROP GRUMMAN CORP	17,786	$5.12M	0.09%	-74		Timeline
TSTENARIS S A	150,728	$4.27M	0.07%	-11,600		Timeline
GSGOLDMAN SACHS GROUP INC	16,655	$3.95M	0.07%	-25,163		Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	243,700	$3.92M	0.07%	-6,800
HPHELMERICH & PAYNE INC	74,875	$3.9M	0.07%	+45,125		Timeline
AZNASTRAZENECA PLC-SPONS ADR	107,520	$3.64M	0.06%	-71,880		Timeline
CNQCANADIAN NAT RES LTD MED TER	107,600	$3.6M	0.06%	-4,200		Timeline
DOWDUPONT INCDOWDUPONT INC	49,784	$3.45M	0.06%	new
BABOEING CO	13,534	$3.44M	0.06%	-666		Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	91,586	$3M	0.05%	-155,609
GDGENERAL DYNAMICS CORP	13,600	$2.8M	0.05%	new		Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	17,775	$2.54M	0.04%	0		Timeline
NGGNATIONAL GRID PLC	38,700	$2.43M	0.04%	new		Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	45,400	$2.22M	0.04%	-400
TDTORONTO DOMINION BK ONT	38,685	$2.18M	0.04%	+1,185		Timeline
PEPPEPSICO INC	14,700	$1.64M	0.03%	-500		Timeline
ABBVABBVIE INC	16,100	$1.43M	0.02%	new		Timeline
BMOBANK OF MONTREAL	18,410	$1.39M	0.02%	-1,800		Timeline
MFCMANULIFE FINL CORP	67,800	$1.38M	0.02%	0		Timeline
SLFSUN LIFE FINANCIAL INC.	31,950	$1.27M	0.02%	+250		Timeline
CROWN CASTLE INTL CORP NEWCROWN CASTLE INTL CORP NEW	1,100	$1.18M	0.02%	new
SUSUNCOR ENERGY INC NEW	33,230	$1.17M	0.02%	-1,470		Timeline
PFEPFIZER INC	31,125	$1.11M	0.02%	-147,089		Timeline
GGENPACT LIMITED	36,100	$1.04M	0.02%	0		Timeline
AETNA INC NEWAETNA INC NEW	6,150	$978K	0.02%	-300
INTCINTEL CORP	22,100	$842K	0.01%	new		Timeline
RYROYAL BK CDA	9,790	$757K	0.01%	0		Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	11,796	$747K	0.01%	+2,396
XILINX INCXILINX INC	9,493	$672K	0.01%	-20,357
NUENUCOR CORP	11,785	$660K	0.01%	-30,615		Timeline
ILMNILLUMINA INC	3,255	$648K	0.01%	0		Timeline
LAMRLAMAR ADVERTISING CO	6,000	$411K	0.01%	0		Timeline
IBMINTERNATIONAL BUSINESS MACHS	2,420	$351K	0.01%	-900		Timeline
MOALTRIA GROUP INC	3,700	$235K	<0.01%	-35,650		Timeline
MEOHMETHANEX CORP	4,500	$226K	<0.01%	0		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	880	$221K	<0.01%	new		Timeline
TUTELUS CORPORATION	6,100	$219K	<0.01%	0		Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	3,384	$218K	<0.01%	new
UNILEVER N VUNILEVER N V	3,400	$201K	<0.01%	-600
TRVTRAVELERS COMPANIES INC	1,606	$197K	<0.01%	new		Timeline
WMWASTE MGMT INC DEL	2,471	$193K	<0.01%	new		Timeline
TRANSCANADA CORPTRANSCANADA CORP	3,650	$180K	<0.01%	0
CATCATERPILLAR INC	1,400	$175K	<0.01%	-5,800		Timeline
VIACOM INCVIACOM INC	6,171	$172K	<0.01%	-289
IMAXIMAX CORP	7,200	$163K	<0.01%	0		Timeline
MGAMAGNA INTL INC	3,000	$160K	<0.01%	0		Timeline
ORLYOREILLY AUTOMOTIVE INC	731	$157K	<0.01%	new		Timeline
PNCPNC FINL SVCS GROUP INC	1,142	$154K	<0.01%	new		Timeline
SGISOMNIGROUP INTERNATIONAL INC	2,053	$132K	<0.01%	new		Timeline
CIEIQCOBALT INTL ENERGY	81,724	$117K	<0.01%	-1,242		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	622	$114K	<0.01%	new		Timeline
IWDISHARES TR	935	$105K	<0.01%	new		Timeline
MRKMERCK & CO INC	1,531	$98K	<0.01%	+531		Timeline
TDCTERADATA CORP DEL	2,900	$98K	<0.01%	0		Timeline
ALLALLSTATE CORP	948	$87K	<0.01%	new		Timeline
ITWILLINOIS TOOL WKS INC	580	$86K	<0.01%	new		Timeline
NSCNORFOLK SOUTHN CORP	622	$82K	<0.01%	-78		Timeline
WELLS FARGO & COWELLS FARGO & CO	56	$74K	<0.01%	new
KITE PHARMA INCKITE PHARMA INC	400	$72K	<0.01%	-458,100
VFHVANGUARD WORLD FD	998	$65K	<0.01%	new		Timeline
KTKT CORP	4,300	$60K	<0.01%	new		Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	400	$58K	<0.01%	new
VUGVANGUARD INDEX FDS	427	$57K	<0.01%	new		Timeline
BMYBRISTOL-MYERS SQUIBB CO	800	$51K	<0.01%	new		Timeline
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORP	5,900	$47K	<0.01%	-31,100
IWSISHARES TR	512	$43K	<0.01%	new		Timeline
HDHOME DEPOT INC	250	$41K	<0.01%	new		Timeline
DEODIAGEO PLC	310	$41K	<0.01%	new		Timeline
XLFSELECT SECTOR SPDR TR	1,663	$39K	<0.01%	new		Timeline
MSMORGAN STANLEY	796	$38K	<0.01%	new		Timeline
GENERAL ELEC COGENERAL ELEC CO	1,566	$38K	<0.01%	-11,167
DVYISHARES TR	400	$37K	<0.01%	new		Timeline
NII HLDGS INC COM PAR $0.001NII HLDGS INC COM PAR $0.001	75,275	$35K	<0.01%	0
CAGCONAGRA BRANDS INC	1,000	$34K	<0.01%	new		Timeline
IWFISHARES TR	334	$34K	<0.01%	new		Timeline
TAT&T INC	850	$33K	<0.01%	-950		Timeline
BPBP PLC	866	$33K	<0.01%	new		Timeline
BTIBRITISH AMERN TOB PLC	495	$31K	<0.01%	new		Timeline
IWPISHARES TR	292	$29K	<0.01%	new		Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCS	398	$26K	<0.01%	new
IEMGISHARES INC	455	$25K	<0.01%	new		Timeline
IJRISHARES TR	340	$25K	<0.01%	new		Timeline
SLVISHARES SILVER TR	1,400	$22K	<0.01%	new		Timeline
DXJWISDOMTREE TR	400	$22K	<0.01%	new		Timeline
SARSARATOGA INVT CORP	1,000	$22K	<0.01%	new		Timeline
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP	360	$22K	<0.01%	new
ISHARES GOLD TRUSTISHARES GOLD TRUST	1,800	$22K	<0.01%	new
TOLTOLL BROTHERS INC	500	$21K	<0.01%	new		Timeline
CSCOCISCO SYS INC	600	$20K	<0.01%	new		Timeline
IJSISHARES TR	177	$20K	<0.01%	new		Timeline
AVYAVERY DENNISON CORP	200	$20K	<0.01%	new		Timeline
CPBTHE CAMPBELLS COMPANY	300	$17K	<0.01%	new		Timeline
TIME WARNER INCTIME WARNER INC	166	$17K	<0.01%	new
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	500	$17K	<0.01%	new
LWLAMB WESTON HLDGS INC	333	$16K	<0.01%	new		Timeline
KRKROGER CO	800	$16K	<0.01%	new		Timeline
PPLPPL CORP	400	$15K	<0.01%	new		Timeline
CCLCARNIVAL CORP	224	$14K	<0.01%	-676		Timeline
EGHT8X8 INC NEW	1,000	$14K	<0.01%	new		Timeline
CCITIGROUP INC	167	$12K	<0.01%	new		Timeline
METAMETA PLATFORMS INC	73	$12K	<0.01%	new		Timeline
ABTABBOTT LABORATORIES	200	$11K	<0.01%	new		Timeline
DTEDTE ENERGY CO	100	$11K	<0.01%	new		Timeline
SOSOUTHERN CO	210	$10K	<0.01%	new		Timeline
GMGENERAL MTRS CO	250	$10K	<0.01%	new		Timeline
DUKDUKE ENERGY CORP NEW	105	$9K	<0.01%	-7,395		Timeline
ZBHZIMMER BIOMET HOLDINGS INC	80	$9K	<0.01%	new		Timeline
BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% P	333	$9K	<0.01%	new
SHWSHERWIN WILLIAMS CO	22	$8K	<0.01%	new		Timeline
ARCCARES CAPITAL CORP	500	$8K	<0.01%	new		Timeline
UNILEVER PLCUNILEVER PLC	145	$8K	<0.01%	new
GREAT PLAINS ENERGY INCGREAT PLAINS ENERGY INC	253	$8K	<0.01%	new
VTVANGUARD INTL EQUITY INDEX F	100	$7K	<0.01%	new		Timeline
AEEAMEREN CORP	126	$7K	<0.01%	new		Timeline
HPFHANCOCK JOHN PFD INCOME FD I	334	$7K	<0.01%	new		Timeline
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS	200	$7K	<0.01%	new
WPMWHEATON PRECIOUS METALS CORP	334	$6K	<0.01%	new		Timeline
HANESBRANDS INCHANESBRANDS INC	248	$6K	<0.01%	new
SANBANCO SANTANDER SA	667	$5K	<0.01%	new		Timeline
NUVEENNUVEEN	500	$5K	<0.01%	new
BACBANK OF AMER CORP	167	$4K	<0.01%	new		Timeline
FFORD MTR CO	333	$4K	<0.01%	new		Timeline
FCXFREEPORT MCMORAN INC	267	$4K	<0.01%	new		Timeline
DALDELTA AIR LINES INC	65	$3K	<0.01%	0		Timeline
CDECOEUR MNG INC	333	$3K	<0.01%	new		Timeline
BBVABANCO BILBAO VIZCAYA ARGENTA	333	$3K	<0.01%	new		Timeline
ORANYORANGE-SPON ADR	200	$3K	<0.01%	new		Timeline
ABBNYABB LTD-SPON ADR	150	$3K	<0.01%	new		Timeline
ARCONIC INCARCONIC INC	111	$3K	<0.01%	new
GENERAL CABLE CORP DEL NEWGENERAL CABLE CORP DEL NEW	168	$3K	<0.01%	new
HORIZON PHARMA PLCHORIZON PHARMA PLC	200	$3K	<0.01%	new
AAALCOA CORP	37	$2K	<0.01%	new		Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	334	$2K	<0.01%	new
YAMANA GOLD INCYAMANA GOLD INC	834	$2K	<0.01%	new
VEREIT INCVEREIT INC	168	$1K	<0.01%	new
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	166	$1K	<0.01%	new
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	167	$1K	<0.01%	new
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	15	$1K	<0.01%	-385,000
PRECISION DRILLING CORPPRECISION DRILLING CORP	300	$1K	<0.01%	new
IWOISHARES TR	110	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	300	$0	0%	new	Value filed as zero, left out of ratios.
TIME INC NEWTIME INC NEW	20	$0	0%	new	Value filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0	principal	16,579,000	$18.1M	-954,000
CIE 3.125 05/24CIE 3.125 05/24 Bond 30/360P2 U	principal	7,355,000	$1.43M	-261,000
COBALT INTL ENERGY INCCOBALT INTL ENERGY INC NOTE 2.625%12/0	principal	981,000	$250K	-34,000

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
Vale SaVale Sa	15,000,055	$122M	shares
JBLJABIL INC	1,938,638	$56.6M	shares
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…	187,600	$11.8M	shares
Dow Chemical CompanyDow Chemical Company	51,310	$3.24M	shares
ADPAUTOMATIC DATA PROCESSING IN	26,130	$2.68M	shares
CMSCMS ENERGY CORP	33,900	$1.57M	shares
BB & T CORPBB & T CORP	32,600	$1.48M	shares
SEADRILL ORDSEADRILL ORD	3,834,182	$1.41M	shares
ENICENEL CHILE SA	181,000	$996K	shares
PAYXPAYCHEX INC	15,000	$854K	shares
PCGPG&E CORP	12,050	$800K	shares
GRANA Y MONTERO S A AGRANA Y MONTERO S A A	135,279	$441K	shares
TIFFANY & CO NEWTIFFANY & CO NEW	1,500	$141K	shares
EXCEXELON CORP	3,100	$112K	shares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC	900	$55K	shares
JHGJANUS HENDERSON GROUP PLC	1,070	$35K	shares
Anglogold Ashanti PlcAnglogold Ashanti Plc	3,400	$33K	shares
COTYCOTY INC	409	$8K	shares
PRGOPERRIGO CO PLC	11	$1K	shares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000732812-17-000049	base		2017-11-14	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC