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Disclosery

CALDWELL & ORKIN INC

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13F filer, CIK 862853, NORCROSS, GA

CALDWELL & ORKIN INC reported $157,538,000 across 72 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-10. Its ten largest share positions make up 25.28% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001683168-17-000280

Period
2016-12-31
Reported value
$158M
Holdings
72
Top 10 weight
25.28%
New
31
Sold out
20

Largest buys vs the previous quarter

SecurityShares changeApprox. value
UNHnew+18,800$3.01M
CBS CORP NEWnew+42,600$2.71M
TIPadded+21,747$2.46M
TXNnew+29,900$2.18M
Apollo Global Managementnew+101,600$1.97M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
METAexited-36,175-$4.64M
HONexited-33,775-$3.94M
SLVexited-215,275-$3.92M
GLDexited-30,965-$3.89M
ARMKexited-100,130-$3.81M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0001683168-17-000280, largest first. % of portfolio is the value over $106,590,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,538 shares; 2016Q1: 53,453 shares; 2016Q2: 31,153 shares; 2016Q3: 9,153 shares; 2016Q4: 30,900 shares 30,900$3.5M3.28%+21,747Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 18,800 shares 18,800$3.01M2.82%newTimeline
TJXTJX COS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 14,900 shares; 2016Q2: 31,800 shares; 2016Q3: 38,200 shares; 2016Q4: 38,200 shares 38,200$2.87M2.69%0Timeline
TMUST-MOBILE US INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 50,600 shares; 2016Q4: 49,700 shares 49,700$2.86M2.68%-900Timeline
CBS CORP NEWCBS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 42,600 shares 42,600$2.71M2.54%new
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,900 shares; 2016Q1: 26,600 shares; 2016Q2: 25,100 shares; 2016Q3: 14,100 shares; 2016Q4: 11,500 shares 11,500$2.67M2.51%-2,600Timeline
CTASCINTAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,000 shares; 2016Q4: 22,000 shares 22,000$2.54M2.38%+2,000Timeline
TIME WARNER INCTIME WARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 24,400 shares; 2016Q4: 24,400 shares 24,400$2.35M2.21%0
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 146,405 shares; 2016Q1: 121,505 shares; 2016Q2: 76,205 shares; 2016Q3: 83,505 shares; 2016Q4: 35,800 shares 35,800$2.23M2.09%-47,705Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 49,200 shares; 2016Q3: 16,800 shares; 2016Q4: 21,100 shares 21,100$2.21M2.07%+4,300Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 274,315 shares; 2016Q1: 226,985 shares; 2016Q2: 206,785 shares; 2016Q3: 123,585 shares; 2016Q4: 69,100 shares 69,100$2.18M2.05%-54,485
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 29,900 shares 29,900$2.18M2.05%newTimeline
RAYTHEON CORAYTHEON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 43,015 shares; 2016Q1: 43,015 shares; 2016Q2: 34,415 shares; 2016Q3: 29,715 shares; 2016Q4: 15,200 shares 15,200$2.16M2.02%-14,515
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 36,900 shares; 2016Q2: 16,910 shares; 2016Q3: 61,110 shares; 2016Q4: 29,700 shares 29,700$2.15M2.02%-31,410Timeline
TERRAFORM POWER INCTERRAFORM POWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 157,400 shares; 2016Q4: 157,400 shares 157,400$2.02M1.89%0
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 232,700 shares; 2016Q3: 84,700 shares; 2016Q4: 61,400 shares 61,400$1.98M1.86%-23,300Timeline
Apollo Global ManagementApollo Global ManagementQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 101,600 shares 101,600$1.97M1.85%new
ECLECOLAB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 16,600 shares 16,600$1.95M1.83%newTimeline
ALBALBEMARLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 31,200 shares; 2016Q3: 29,400 shares; 2016Q4: 22,300 shares 22,300$1.92M1.8%-7,100Timeline
RSGREPUBLIC SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 59,200 shares; 2016Q1: 52,500 shares; 2016Q2: 52,500 shares; 2016Q3: 14,700 shares; 2016Q4: 33,400 shares 33,400$1.91M1.79%+18,700Timeline
XYLXYLEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 53,500 shares; 2016Q4: 38,100 shares 38,100$1.89M1.77%-15,400Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 27,200 shares 27,200$1.88M1.76%newTimeline
TROWPRICE T ROWE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 24,300 shares 24,300$1.83M1.72%newTimeline
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 43,935 shares; 2016Q1: 50,635 shares; 2016Q2: 47,405 shares; 2016Q3: 21,705 shares; 2016Q4: 20,700 shares 20,700$1.81M1.7%-1,005Timeline
EAELECTRONIC ARTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 30,100 shares; 2016Q4: 22,800 shares 22,800$1.8M1.68%-7,300Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 81,100 shares 81,100$1.79M1.68%newTimeline
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 63,500 shares 63,500$1.78M1.67%new
SYFSYNCHRONY FINANCIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 49,000 shares 49,000$1.78M1.67%newTimeline
PTENPATTERSON-UTI ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 142,900 shares; 2016Q3: 47,500 shares; 2016Q4: 65,600 shares 65,600$1.77M1.66%+18,100Timeline
ITWILLINOIS TOOL WKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 9,100 shares; 2016Q4: 14,400 shares 14,400$1.76M1.65%+5,300Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 24,639 shares; 2016Q1: 24,639 shares; 2016Q2: 19,739 shares; 2016Q3: not reported; 2016Q4: 6,900 shares 6,900$1.73M1.62%newTimeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 63,700 shares 63,700$1.72M1.62%new
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 43,100 shares; 2016Q1: 7,300 shares; 2016Q2: 24,700 shares; 2016Q3: 200 shares; 2016Q4: 13,600 shares 13,600$1.7M1.6%+13,400Timeline
FISFIDELITY NATL INFORMATION SVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 22,400 shares 22,400$1.69M1.59%newTimeline
DLRDIGITAL RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 17,200 shares 17,200$1.69M1.59%newTimeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 8,600 shares; 2016Q4: 15,700 shares 15,700$1.68M1.57%+7,100Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 105,330 shares; 2016Q1: 58,230 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 30,100 shares 30,100$1.67M1.57%newTimeline
OLLIOLLIES BARGAIN OUTLET HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 98,300 shares; 2016Q3: 82,800 shares; 2016Q4: 57,700 shares 57,700$1.64M1.54%-25,100Timeline
LULULULULEMON ATHLETICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 11,000 shares; 2016Q4: 25,000 shares 25,000$1.62M1.52%+14,000Timeline
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 20,900 shares; 2016Q2: 133,515 shares; 2016Q3: 11,734 shares; 2016Q4: 29,900 shares 29,900$1.62M1.52%+18,166Timeline
WHITING PETE CORP NEWWHITING PETE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 148,700 shares; 2016Q4: 129,800 shares 129,800$1.56M1.46%-18,900
RSP PERMIAN INCRSP PERMIAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 34,800 shares 34,800$1.55M1.46%new
MHKMOHAWK INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,400 shares; 2016Q1: 18,400 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,400 shares 7,400$1.48M1.39%newTimeline
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 38,100 shares 38,100$1.42M1.34%new
FBINFORTUNE BRANDS INNOVATIONS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,300 shares; 2016Q3: 3,700 shares; 2016Q4: 26,600 shares 26,600$1.42M1.33%+22,900Timeline
BROADCOM LTDBROADCOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 14,900 shares; 2016Q4: 8,000 shares 8,000$1.41M1.33%-6,900
SLMSLM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 113,300 shares 113,300$1.25M1.17%newTimeline
RLRALPH LAUREN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 12,800 shares 12,800$1.16M1.08%newTimeline
LAM RESEARCH CORPLAM RESEARCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 35,000 shares; 2016Q3: 4,800 shares; 2016Q4: 10,300 shares 10,300$1.09M1.02%+5,500
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,900 shares; 2016Q1: 200 shares; 2016Q2: 18,200 shares; 2016Q3: 14,890 shares; 2016Q4: 5,700 shares 5,700$1.03M0.96%-9,190
FANGDIAMONDBACK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 5,600 shares; 2016Q4: 10,100 shares 10,100$1.02M0.96%+4,500Timeline
PANERA BREAD COPANERA BREAD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,900 shares 4,900$1M0.94%new
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 13,500 shares 13,500$917K0.86%newTimeline
HDBHDFC BANK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 42,300 shares; 2016Q1: 41,300 shares; 2016Q2: 41,300 shares; 2016Q3: 15,400 shares; 2016Q4: 14,900 shares 14,900$904K0.85%-500Timeline
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 15,500 shares 15,500$887K0.83%new
KEYKEYCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 48,200 shares 48,200$881K0.83%newTimeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 24,600 shares 24,600$857K0.8%newTimeline
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,600 shares 11,600$828K0.78%new
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 158,800 shares; 2016Q3: 35,100 shares; 2016Q4: 35,100 shares 35,100$812K0.76%0Timeline
Concho Resources Inc.Concho Resources Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,800 shares; 2016Q1: not reported; 2016Q2: 23,800 shares; 2016Q3: 5,200 shares; 2016Q4: 5,200 shares 5,200$690K0.65%0
DKSDICKS SPORTING GOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,400 shares 10,400$552K0.52%newTimeline
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 89,800 shares; 2016Q4: 34,900 shares 34,900$528K0.5%-54,900
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 21,400 shares; 2016Q2: 28,490 shares; 2016Q3: not reported; 2016Q4: 3,200 shares 3,200$512K0.48%newTimeline
QEP RESOURCES INCQEP RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 39,500 shares; 2016Q4: 17,200 shares 17,200$317K0.3%-22,300
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,300 shares 1,300$311K0.29%newTimeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput84,000$18.8Mnew
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COMput104,500$12.4Mnew
HOGHARLEY DAVIDSON INC Stockput196,900$11.5M-53,400
CONNQCONNS INC COMput333,800$4.22M-82,400
TERRAFORM POWER INCTERRAFORM POWER INC Common Stockcall244,300$3.13M0
TSLATESLA INC COMput4,400$940K-13,000
ESINQITT EDUCATIONAL SERVICES INC COMput381,900$11K-542,000

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
VMCVULCAN MATLS CO76,500$8.7Mcall
BFHBREAD FINANCIAL HOLDINGS INC28,100$6.03Mput
METAMETA PLATFORMS INC36,175$4.64Mshares
HONHONEYWELL INTL INC33,775$3.94Mshares
SLVISHARES SILVER TR215,275$3.92Mshares
GLDSPDR GOLD TR30,965$3.89Mshares
ARMKARAMARK100,130$3.81Mshares
AAPLAPPLE INC29,600$3.35Mshares
JNJJOHNSON & JOHNSON25,304$2.99Mshares
NWLNEWELL BRANDS INC56,000$2.95Mshares
SURGICAL CARE AFFILIATES IN…SURGICAL CARE AFFILIATES INC COM51,900$2.53Mshares
AMZNAMAZON COM INC2,920$2.44Mshares
ARCTIC CAT INCARCTIC CAT INC85,500$1.32Mput
DDOMINION ENERGY INC15,645$1.16Mshares
BRK-BBERKSHIRE HATHAWAY INC DEL7,900$1.14Mshares
STZCONSTELLATION BRANDS INC4,200$699Kshares
DISDISNEY WALT CO5,800$539Kshares
NEENEXTERA ENERGY INC2,663$326Kshares
WECWEC ENERGY GROUP INC5,035$301Kshares
NFGNATIONAL FUEL GAS CO4,700$254Kshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001683168-17-000280 base2017-02-10acceptance time not in the bulk data set