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Buska Wealth Management, LLC

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13F filer, CIK 1910503, WAUSAU, WI

Buska Wealth Management, LLC reported $333,179,588 across 75 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-12. Its ten largest share positions make up 72.69% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001910503-25-000012

Period
2025-09-30
Reported value
$333M
Holdings
75
Top 10 weight
72.69%
New
10
Sold out
2

Largest buys vs the previous quarter

SecurityShares changeApprox. value
PNRnew+3,722$412K
PDIadded+19,863$393K
NVTnew+3,796$374K
PDOnew+16,781$237K
XAWFXnew+20,958$235K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
IVVreduced-14,157-$9.48M
VIGreduced-35,693-$7.7M
SPYGreduced-73,275-$7.66M
VYMreduced-46,720-$6.59M
QQQreduced-5,733-$3.44M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001910503-25-000012, largest first. % of portfolio is the value over $333,179,588, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 93,661 shares; 2025Q1: 95,923 shares; 2025Q2: 97,093 shares; 2025Q3: 82,936 shares 82,936$55.5M16.66%-14,157Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 226,849 shares; 2025Q1: 231,757 shares; 2025Q2: 237,865 shares; 2025Q3: 202,172 shares 202,172$43.6M13.09%-35,693Timeline
SPYGSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 425,980 shares; 2025Q1: 441,402 shares; 2025Q2: 464,484 shares; 2025Q3: 391,209 shares 391,209$40.9M12.27%-73,275Timeline
VYMVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 251,399 shares; 2025Q1: 267,361 shares; 2025Q2: 296,671 shares; 2025Q3: 249,951 shares 249,951$35.2M10.57%-46,720Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 31,282 shares; 2025Q1: 33,887 shares; 2025Q2: 38,299 shares; 2025Q3: 32,566 shares 32,566$19.6M5.87%-5,733Timeline
BUFFINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 109,407 shares; 2025Q1: 108,318 shares; 2025Q2: 231,838 shares; 2025Q3: 202,698 shares 202,698$9.9M2.97%-29,140Timeline
FLRNSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 263,858 shares; 2025Q1: 296,776 shares; 2025Q2: 361,085 shares; 2025Q3: 320,645 shares 320,645$9.9M2.97%-40,440Timeline
FLOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 157,244 shares; 2025Q1: 177,101 shares; 2025Q2: 216,341 shares; 2025Q3: 191,772 shares 191,772$9.8M2.94%-24,569Timeline
VGITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 115,689 shares; 2025Q1: 134,945 shares; 2025Q2: 171,737 shares; 2025Q3: 151,942 shares 151,942$9.12M2.74%-19,795Timeline
VYMIVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 19,995 shares; 2025Q2: 117,492 shares; 2025Q3: 102,445 shares 102,445$8.68M2.6%-15,047Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 102,565 shares; 2025Q1: 106,632 shares; 2025Q2: 113,497 shares; 2025Q3: 92,412 shares 92,412$8.26M2.48%-21,085Timeline
XARSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 62,334 shares; 2025Q1: 58,268 shares; 2025Q2: 41,697 shares; 2025Q3: 34,528 shares 34,528$8.11M2.43%-7,169Timeline
VCITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 63,721 shares; 2025Q1: 74,091 shares; 2025Q2: 94,628 shares; 2025Q3: 83,717 shares 83,717$7.04M2.11%-10,911Timeline
HYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 64,527 shares; 2025Q1: 75,204 shares; 2025Q2: 96,856 shares; 2025Q3: 85,787 shares 85,787$6.97M2.09%-11,069Timeline
PNOVINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 300,886 shares; 2025Q1: 292,825 shares; 2025Q2: 210,385 shares; 2025Q3: 169,275 shares 169,275$6.95M2.09%-41,110Timeline
FIDUFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 130,988 shares; 2025Q1: 132,997 shares; 2025Q2: 97,427 shares; 2025Q3: 80,015 shares 80,015$6.56M1.97%-17,412Timeline
IEURISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 12,664 shares; 2025Q2: 83,159 shares; 2025Q3: 70,576 shares 70,576$4.81M1.44%-12,583Timeline
FNCLFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 13,607 shares; 2025Q1: 32,046 shares; 2025Q2: 68,815 shares; 2025Q3: 56,475 shares 56,475$4.31M1.29%-12,340Timeline
IGSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 38,419 shares; 2025Q1: 51,293 shares; 2025Q2: 79,152 shares; 2025Q3: 70,488 shares 70,488$3.74M1.12%-8,664Timeline
KBWPINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 18,280 shares; 2025Q1: 15,024 shares; 2025Q2: 35,390 shares; 2025Q3: 27,250 shares 27,250$3.37M1.01%-8,140Timeline
BNOVINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 142,312 shares; 2025Q1: 135,945 shares; 2025Q2: 97,474 shares; 2025Q3: 77,341 shares 77,341$3.36M1.01%-20,133Timeline
VAWVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 31,846 shares; 2025Q1: 27,140 shares; 2025Q2: 19,871 shares; 2025Q3: 16,376 shares 16,376$3.35M1.01%-3,495Timeline
PAUGINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 40,056 shares; 2025Q1: 37,854 shares; 2025Q2: 29,419 shares; 2025Q3: 25,799 shares 25,799$1.1M0.33%-3,620Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 7,779 shares; 2025Q1: 8,055 shares; 2025Q2: 8,166 shares; 2025Q3: 8,857 shares 8,857$1.07M0.32%+691Timeline
BAUGINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 34,505 shares; 2025Q1: 31,912 shares; 2025Q2: 24,820 shares; 2025Q3: 20,473 shares 20,473$1M0.3%-4,347Timeline
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 35,597 shares; 2025Q1: 36,856 shares; 2025Q2: 36,388 shares; 2025Q3: 36,289 shares 36,289$991K0.3%-99Timeline
FSTAFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 27,456 shares; 2025Q1: 26,516 shares; 2025Q2: 23,300 shares; 2025Q3: 19,405 shares 19,405$967K0.29%-3,895Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 4,697 shares; 2025Q1: 4,844 shares; 2025Q2: 4,872 shares; 2025Q3: 5,099 shares 5,099$951K0.29%+227Timeline
UNOVINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 43,316 shares; 2025Q1: 42,017 shares; 2025Q2: 31,577 shares; 2025Q3: 24,854 shares 24,854$931K0.28%-6,723Timeline
PDIPIMCO DYNAMIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 16,804 shares; 2025Q1: 23,305 shares; 2025Q2: 24,795 shares; 2025Q3: 44,658 shares 44,658$884K0.27%+19,863Timeline
FHLCFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 18,620 shares; 2025Q1: 17,476 shares; 2025Q2: 15,412 shares; 2025Q3: 13,041 shares 13,041$872K0.26%-2,371Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 32,958 shares; 2025Q1: 28,713 shares; 2025Q2: 3,107 shares; 2025Q3: 3,072 shares 3,072$866K0.26%-35Timeline
FDTXFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 37,130 shares; 2025Q1: 31,746 shares; 2025Q2: 19,262 shares; 2025Q3: 15,995 shares 15,995$649K0.19%-3,267Timeline
GOFGUGGENHEIM STRATEGIC OPPORTUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 24,147 shares; 2025Q1: 31,096 shares; 2025Q2: 32,589 shares; 2025Q3: 39,242 shares 39,242$588K0.18%+6,653Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,518 shares; 2025Q1: 1,596 shares; 2025Q2: 1,596 shares; 2025Q3: 1,641 shares 1,641$538K0.16%+45Timeline
WMWASTE MGMT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,604 shares; 2025Q1: 2,425 shares; 2025Q2: 2,450 shares; 2025Q3: 2,426 shares 2,426$536K0.16%-24Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,114 shares; 2025Q1: 1,110 shares; 2025Q2: 1,031 shares; 2025Q3: 853 shares 853$522K0.16%-178Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,471 shares; 2025Q1: 1,494 shares; 2025Q2: 1,838 shares; 2025Q3: 1,494 shares 1,494$516K0.15%-344Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,023 shares; 2025Q1: 2,077 shares; 2025Q2: 3,684 shares; 2025Q3: 2,716 shares 2,716$507K0.15%-968Timeline
PCEFINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 15,493 shares; 2025Q1: 19,235 shares; 2025Q2: 19,886 shares; 2025Q3: 24,401 shares 24,401$487K0.15%+4,515Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,680 shares; 2025Q1: 1,664 shares; 2025Q2: 1,647 shares; 2025Q3: 1,676 shares 1,676$427K0.13%+29Timeline
ZMARINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 15,419 shares; 2025Q2: 15,419 shares; 2025Q3: 15,416 shares 15,416$417K0.13%-3Timeline
PNRPENTAIR PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 3,722 shares 3,722$412K0.12%newTimeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 735 shares; 2025Q1: 706 shares; 2025Q2: 670 shares; 2025Q3: 771 shares 771$399K0.12%+101Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 13,391 shares; 2025Q1: 13,500 shares; 2025Q2: 13,533 shares; 2025Q3: 13,613 shares 13,613$384K0.12%+80Timeline
XELXCEL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 4,046 shares; 2025Q1: 4,079 shares; 2025Q2: 4,641 shares; 2025Q3: 4,676 shares 4,676$377K0.11%+35Timeline
CIBRFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 72,011 shares; 2025Q1: 83,693 shares; 2025Q2: 5,665 shares; 2025Q3: 4,954 shares 4,954$377K0.11%-711Timeline
NVTNVENT ELEC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 3,796 shares 3,796$374K0.11%newTimeline
UAUGINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 17,489 shares; 2025Q1: 16,081 shares; 2025Q2: 11,603 shares; 2025Q3: 9,301 shares 9,301$366K0.11%-2,302Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 3,218 shares; 2025Q1: 3,211 shares; 2025Q2: 3,205 shares; 2025Q3: 3,191 shares 3,191$360K0.11%-14Timeline
WECWEC ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,868 shares; 2025Q1: 2,868 shares; 2025Q2: 2,868 shares; 2025Q3: 2,868 shares 2,868$329K0.1%0Timeline
TTTRANE TECHNOLOGIES PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 761 shares; 2025Q2: 761 shares; 2025Q3: 764 shares 764$322K0.1%+3Timeline
PMARINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 10,019 shares; 2025Q1: 9,603 shares; 2025Q2: 8,484 shares; 2025Q3: 7,213 shares 7,213$317K0.1%-1,271Timeline
SPYMSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 3,426 shares; 2025Q3: 4,041 shares 4,041$317K0.1%+615Timeline
PJULINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 9,875 shares; 2025Q1: 9,341 shares; 2025Q2: 7,621 shares; 2025Q3: 6,872 shares 6,872$313K0.09%-749Timeline
BMARINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 7,954 shares; 2025Q1: 7,583 shares; 2025Q2: 6,921 shares; 2025Q3: 5,695 shares 5,695$294K0.09%-1,226Timeline
BJULINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 8,176 shares; 2025Q1: 7,553 shares; 2025Q2: 6,039 shares; 2025Q3: 5,349 shares 5,349$266K0.08%-690Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 12,432 shares; 2025Q3: 15,422 shares 15,422$265K0.08%+2,990Timeline
SPTMSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 3,292 shares; 2025Q3: 3,278 shares 3,278$264K0.08%-14Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 4,267 shares; 2025Q1: 4,267 shares; 2025Q2: 4,240 shares; 2025Q3: 3,924 shares 3,924$260K0.08%-316Timeline
UJULINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 11,335 shares; 2025Q1: 10,380 shares; 2025Q2: 8,223 shares; 2025Q3: 6,698 shares 6,698$255K0.08%-1,525Timeline
PPHVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 5,476 shares; 2025Q1: 4,026 shares; 2025Q2: 3,297 shares; 2025Q3: 2,645 shares 2,645$239K0.07%-652Timeline
PDOPIMCO DYNAMIC INCOME OPRNTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 16,781 shares 16,781$237K0.07%newTimeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 20,958 shares 20,958$235K0.07%newTimeline
CLMCORNERSTONE STRATEGIC INVESTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 11,280 shares; 2025Q1: 16,519 shares; 2025Q2: 18,017 shares; 2025Q3: 28,317 shares 28,317$234K0.07%+10,300Timeline
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 3,548 shares; 2025Q1: 3,502 shares; 2025Q2: 2,959 shares; 2025Q3: 2,648 shares 2,648$231K0.07%-311Timeline
BITBLACKROCK MULTI SECTOR INC TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 16,755 shares 16,755$224K0.07%newTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 336 shares; 2025Q3: 336 shares 336$224K0.07%0Timeline
JCIJOHNSON CONTROLS INTERNATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,990 shares; 2025Q3: 1,990 shares 1,990$219K0.07%0Timeline
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 661 shares 661$218K0.07%newTimeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 890 shares 890$216K0.06%newTimeline
MGKVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 530 shares 530$213K0.06%newTimeline
GSSTGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 5,265 shares; 2025Q1: 4,930 shares; 2025Q2: 4,292 shares; 2025Q3: 4,155 shares 4,155$211K0.06%-137Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 263 shares 263$201K0.06%newTimeline
CRFCORNERSTONE TOTAL RETURN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 23,153 shares 23,153$186K0.06%newTimeline

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
OXFORD LANE CAP CORPOXFORD LANE CAP CORP136,450$573Kshares
EVFEATON VANCE SR INCOME TR18,850$107Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001910503-25-000012 base2025-11-12acceptance time not in the bulk data set