Assured Investment Management LLC

13F filer, CIK 1427430, New York, NY

Assured Investment Management LLC reported $3,527,775,000 across 1,104 holdings for the quarter ended 2018-12-31, in a 13F-HR filed 2019-02-13. Its ten largest share positions make up 16.93% of the portfolio.

Filed 2019-02-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:02:51 UTC13F-HR 0000950123-19-001675

Period: 2018-12-31
Reported value: $3.53B
Holdings: 1,104
Top 10 weight: 16.93%
New: 308
Sold out: 347

Largest buys vs the previous quarter

Security	Shares change	Approx. value
PCGadded	+3,722,715	$88.4M
RIGnew	+4,771,460	$33.1M
BKNGadded	+11,765	$20.3M
CONTURA ENERGY INCnew	+292,077	$19.2M
SEIadded	+1,578,570	$19.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
OCEAN RIG UDW INCexited	-9,846,060	-$341M
FANGexited	-395,020	-$53.4M
PTENexited	-2,780,213	-$47.6M
NOBLE ENERGY INCexited	-1,519,247	-$47.4M
NEWFIELD EXPL COexited	-1,532,627	-$44.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2018

Share positions as resolved from 13F-HR 0000950123-19-001675, largest first. % of portfolio is the value over $2,794,411,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
QRVOQORVO INC	1,096	$67K	<0.01%	-13,471		Timeline
RFREGIONS FINANCIAL CORP NEW	5,036	$67K	<0.01%	new		Timeline
SCHLSCHOLASTIC CORP	1,649	$66K	<0.01%	new		Timeline
PATKPATRICK INDS INC	2,220	$66K	<0.01%	new		Timeline
RNRRENAISSANCERE HLDGS LTD	487	$65K	<0.01%	-2,793		Timeline
MAINMAIN STR CAP CORP	1,912	$65K	<0.01%	-4,529		Timeline
MSMORGAN STANLEY	1,615	$64K	<0.01%	-141,636		Timeline
OMCOMNICOM GROUP INC	874	$64K	<0.01%	new		Timeline
BBDCBARINGS BDC INC	7,115	$64K	<0.01%	new		Timeline
VENATOR MATERIALS PLCVENATOR MATERIALS PLC	14,947	$63K	<0.01%	-4,099
NEXEO SOLUTIONS INCNEXEO SOLUTIONS INC	7,291	$63K	<0.01%	new
AIRCASTLE LTDAIRCASTLE LTD	3,539	$61K	<0.01%	-15,551
ABCBAMERIS BANCORP	1,880	$60K	<0.01%	-359		Timeline
PJTPJT PARTNERS INC	1,518	$59K	<0.01%	-1,365		Timeline
INGNINOGEN INC	456	$57K	<0.01%	-5,310		Timeline
ARENA PHARMACEUTICALS INCARENA PHARMACEUTICALS INC	1,463	$57K	<0.01%	new
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP	1,059	$57K	<0.01%	-734
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC	14,262	$57K	<0.01%	+8,917
DESPEGAR COM CORPDESPEGAR COM CORP	4,370	$54K	<0.01%	new
Adverum Biotechnologies, In…Adverum Biotechnologies, Inc.	17,228	$54K	<0.01%	new
REATA PHARMACEUTICALS INCREATA PHARMACEUTICALS INC	942	$53K	<0.01%	new
PBYIPUMA BIOTECHNOLOGY INC	2,442	$50K	<0.01%	new		Timeline
PTCPTC INC	597	$49K	<0.01%	new		Timeline
CISION LTDCISION LTD	4,176	$49K	<0.01%	new
RGNXREGENXBIO INC	1,107	$46K	<0.01%	+195		Timeline
CIMPRESS N VCIMPRESS N V	439	$45K	<0.01%	+319
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	4,134	$44K	<0.01%	-52,132
Attunity LtdAttunity Ltd	2,226	$44K	<0.01%	new
APLSAPELLIS PHARMACEUTICALS INC	3,266	$43K	<0.01%	new		Timeline
CAI INTERNATIONAL INCCAI INTERNATIONAL INC	1,819	$42K	<0.01%	new
HURNHURON CONSULTING GROUP INC	799	$41K	<0.01%	-2,383		Timeline
EMEEMCOR GROUP INC	668	$40K	<0.01%	-12,075		Timeline
FHIFEDERATED HERMES INC	1,497	$40K	<0.01%	new		Timeline
CASHPATHWARD FINANCIAL INC	2,051	$40K	<0.01%	-6,904		Timeline
MYOKARDIA INCMYOKARDIA INC	797	$39K	<0.01%	+461
UGIUGI CORP NEW	710	$38K	<0.01%	-745		Timeline
UPLDUPLAND SOFTWARE INC	1,369	$37K	<0.01%	-1,463		Timeline
SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INC	1,192	$35K	<0.01%	new
EGBNEAGLE BANCORPORATION INC	692	$34K	<0.01%	-17,152		Timeline
USA TECHNOLOGIES INCUSA TECHNOLOGIES INC	8,783	$34K	<0.01%	new
CHCOCITY HLDG CO	489	$33K	<0.01%	-736		Timeline
FIRST MIDWEST BANCORP INC/ILFIRST MIDWEST BANCORP INC/IL	1,662	$33K	<0.01%	new
EROS INTL PLCEROS INTL PLC	3,850	$32K	<0.01%	new
HOSHORNBECK OFFSHORE SERVICES I	5,384	$29K	<0.01%	new		Timeline
OPKOPKO HEALTH INC	9,457	$28K	<0.01%	-44,587		Timeline
ICFIICF INTL INC	439	$28K	<0.01%	-2,680		Timeline
NGDNEW GOLD INC	31,918	$25K	<0.01%	-3,792,641		Timeline
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A)	423	$25K	<0.01%	new
RMBSRAMBUS INC DEL	3,142	$24K	<0.01%	new		Timeline
THCTENET HEALTHCARE CORP	1,408	$24K	<0.01%	-76,919		Timeline
TMHCTAYLOR MORRISON HOME CORP	1,458	$23K	<0.01%	-17,882		Timeline
USPHU S PHYSICAL THERAPY	221	$23K	<0.01%	-3,406		Timeline
CMCCOMMERCIAL METALS CO	1,330	$21K	<0.01%	-28,107		Timeline
MLIMUELLER INDS INC	857	$20K	<0.01%	-4,589		Timeline
OSURORASURE TECHNOLOGIES INC	1,657	$19K	<0.01%	-22,499		Timeline
TTEKTETRA TECH INC NEW	334	$17K	<0.01%	new		Timeline
EAGLE PHARMACEUTICALS INCEAGLE PHARMACEUTICALS INC	388	$16K	<0.01%	-1,231
CURO GROUP HOLDINGS CORPCURO GROUP HOLDINGS CORP	1,648	$16K	<0.01%	new
INPHI CORPINPHI CORP	420	$14K	<0.01%	new
MRSHMARSH & MCLENNAN COS INC	162	$13K	<0.01%	new		Timeline
FFWMFIRST FNDTN INC	983	$13K	<0.01%	new		Timeline
THGHANOVER INS GROUP INC	101	$12K	<0.01%	-3,141		Timeline
ACHACCENDRA HEALTH INC	1,827	$12K	<0.01%	new		Timeline
CHRSCOHERUS ONCOLOGY INC	1,219	$11K	<0.01%	-31,038		Timeline
CMPCOMPASS MINERALS INTL INC	208	$9K	<0.01%	new		Timeline
O-I GLASS, INC.O-I GLASS, INC.	543	$9K	<0.01%	new
ARQULE INCARQULE INC	3,250	$9K	<0.01%	-103,860
AMKRAMKOR TECHNOLOGY INC	1,153	$8K	<0.01%	-26,729		Timeline
TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC	131	$8K	<0.01%	new
EPIZYME INCEPIZYME INC	1,357	$8K	<0.01%	new
ARWARROW ELECTRS INC	108	$7K	<0.01%	-1,211		Timeline
SHENSHENANDOAH TELECOMMUNICATION	167	$7K	<0.01%	-22,162		Timeline
CLCOLGATE PALMOLIVE CO	109	$6K	<0.01%	new		Timeline
KAMAN CORP-CLASS AKAMAN CORP-CLASS A	109	$6K	<0.01%	-20,161
SRSPIRE INC	84	$6K	<0.01%	-6,951		Timeline
CLNECLEAN ENERGY FUELS CORP	3,642	$6K	<0.01%	new		Timeline
TCMDTACTILE SYS TECHNOLOGY INC	136	$6K	<0.01%	new		Timeline
ALGALAMO GROUP INC	60	$5K	<0.01%	-4,201		Timeline
EMREMERSON ELEC CO	74	$4K	<0.01%	new		Timeline
ENSCO PLCENSCO PLC	1,190	$4K	<0.01%	-4,489,230
OMFONEMAIN HLDGS INC	121	$3K	<0.01%	-10,519		Timeline
ANTERO MIDSTREAM GP LPANTERO MIDSTREAM GP LP	236	$3K	<0.01%	-7,140
NPOENPRO INC	38	$2K	<0.01%	new		Timeline
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	860	$2K	<0.01%	-1,520,861
PRTAPROTHENA CORP PLC	38	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
EMERALD EXPOSITIONS EVENTS IEMERALD EXPOSITIONS EVENTS I	5	$0	0%	-25,855	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
HYGISHARES TR IBOXX HI YD ETF	put	6,132,200	$497M	+50,700
EWJISHARES INC SHS	call	655,000	$33.2M	0
SPDR SERIES TRUSTSPDR SERIES TRUST S&P OILGAS EXP	put	1,090,000	$28.9M	+750,000
XLFSELECT SECTOR SPDR TR SHS	call	1,150,000	$27.4M	-1,300,000
SLBSLB LIMITED COM	put	750,000	$27.1M	new
VLOVALERO ENERGY CORP Stock	put	292,400	$21.9M	-139,800
FEZSPDR INDEX SHS FDS EURO STOXX 50	call	600,000	$20M	0
EOGEOG RES INC Stock	call	204,000	$17.8M	0
BKRBAKER HUGHES COMPANY Stock	put	681,500	$14.7M	new
VANECK VECTORS ETF TRVANECK VECTORS ETF TR OIL SVCS ETF	put	1,000,000	$14M	+803,000
EEMISHARES TR MSCI EMG MKT ETF	put	237,800	$9.29M	0
SPDR SERIES TRUSTSPDR SERIES TRUST S&P OILGAS EXP	call	300,000	$7.96M	0
EEMISHARES TR MSCI EMG MKT ETF	call	131,600	$5.14M	0
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO COM	call	31,000	$4.08M	0
VANECK VECTORS ETF TRVANECK VECTORS ETF TR OIL SVCS ETF	call	197,000	$2.76M	0
VALEVALE S A SPONSORED ADS	put	143,000	$1.89M	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0	principal	19,500,000	$12.8M	new
REDWOOD TRUST INCREDWOOD TRUST INC BOND	principal	5,000,000	$4.95M	-500,000

Sold out in Q4 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 347. All 347

Security	Shares before	Value before	Type
OCEAN RIG UDW INCOCEAN RIG UDW INC	9,846,060	$341M	shares
XLESELECT SECTOR SPDR TR	2,102,400	$159M	put
XLFSELECT SECTOR SPDR TR	3,318,400	$91.5M	put
FEZSPDR INDEX SHS FDS	2,034,200	$77.8M	put
FANGDIAMONDBACK ENERGY INC	395,020	$53.4M	shares
PTENPATTERSON-UTI ENERGY INC	2,780,213	$47.6M	shares
NOBLE ENERGY INCNOBLE ENERGY INC	1,519,247	$47.4M	shares
NEWFIELD EXPL CONEWFIELD EXPL CO	1,532,627	$44.2M	shares
HALCON RES CORPHALCON RES CORP	5,858,056	$26.2M	shares
EOGEOG RES INC	204,000	$26M	put
NXSTNEXSTAR MEDIA GROUP INC	290,183	$23.6M	shares
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	1,561,562	$22.1M	shares
GDXVANECK ETF TRUST	1,100,000	$20.4M	put
XLYSELECT SECTOR SPDR TR	170,000	$19.9M	put
XLYSELECT SECTOR SPDR TR	170,000	$19.9M	call
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COM	275,908	$19.7M	shares
CNPCENTERPOINT ENERGY INC	634,383	$17.5M	shares
VLOVALERO ENERGY CORP	145,000	$16.5M	call
NORDSTROM INCNORDSTROM INC	262,206	$15.7M	shares
XPOXPO INC	127,382	$14.5M	shares
APDAIR PRODUCTS AND CHEMICALS I	86,068	$14.4M	shares
LULULULULEMON ATHLETICA INC	83,479	$13.6M	shares
CONSTELLIUM SECONSTELLIUM SE	1,062,350	$13.1M	shares
BBYBEST BUY INC	155,926	$12.4M	shares
APTIV IRISH HOLDINGS LTDAPTIV IRISH HOLDINGS LTD	146,348	$12.3M	shares
KBRKBR INC	553,720	$11.7M	shares
SITESITEONE LANDSCAPE SUPPLY INC	154,974	$11.7M	shares
GMGENERAL MTRS CO	345,100	$11.6M	call
MHKMOHAWK INDS INC	62,732	$11M	shares
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	110,905	$10.8M	shares
CCKCROWN HLDGS INC	220,599	$10.6M	shares
ICUIICU MED INC	35,163	$9.94M	shares
LOWLOWES COS INC	85,745	$9.85M	shares
GDXVANECK ETF TRUST	500,000	$9.26M	call
FSLRFIRST SOLAR INC	185,774	$8.99M	shares
L BRANDS INCL BRANDS INC	282,694	$8.57M	shares
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	169,533	$8.16M	shares
GTGOODYEAR TIRE & RUBR CO	347,992	$8.14M	shares
CALLON PETE CO DELCALLON PETE CO DEL	659,301	$7.91M	shares
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGS	388,398	$7.78M	shares
HIGHARTFORD INSURANCE GROUP INC	154,075	$7.7M	shares
CWCURTISS WRIGHT CORP	55,405	$7.61M	shares
WIXWIX COM LTD	62,664	$7.5M	shares
DHRDANAHER CORP DEL	67,868	$7.38M	shares
CPACOPA HOLDINGS SA	90,418	$7.22M	shares
NYTNEW YORK TIMES CO MTN BE	295,824	$6.85M	shares
VACMARRIOTT VACATIONS WORLDWIDE	58,617	$6.55M	shares
GLDSPDR GOLD TR	56,687	$6.39M	shares
OXYOCCIDENTAL PETE CORP	75,000	$6.16M	put
OXYOCCIDENTAL PETE CORP	75,000	$6.16M	call
ENRENERGIZER HLDGS INC	104,532	$6.13M	shares
HIIHUNTINGTON INGALLS INDS INC	23,685	$6.07M	shares
EVO PMTS INCEVO PMTS INC	250,000	$5.97M	shares
GDXVANECK ETF TRUST	320,490	$5.93M	shares
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.	72,143	$5.92M	shares
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	5,802,014	$5.73M	shares
ATHENE HOLDING LTDATHENE HOLDING LTD	109,206	$5.64M	shares
FOX CORP CLASS BFOX CORP CLASS B	121,307	$5.56M	shares
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	31,000	$5.4M	put
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INC	110,968	$5.22M	shares
DVADAVITA INC	71,047	$5.09M	shares
AVANGRID INCAVANGRID INC	105,103	$5.04M	shares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC	22,228	$4.73M	shares
FICOFAIR ISAAC CORP	20,625	$4.71M	shares
TOTAL SYS SVCS INCTOTAL SYS SVCS INC	45,914	$4.53M	shares
SEDGSOLAREDGE TECHNOLOGIES INC	119,651	$4.5M	shares
GMGENERAL MTRS CO	133,425	$4.49M	shares
BACBANK OF AMER CORP	151,393	$4.46M	shares
CORCENCORA INC	45,214	$4.17M	shares
CELGENE CORPCELGENE CORP	46,137	$4.13M	shares
LOPEGRAND CANYON ED INC	36,504	$4.12M	shares
FEFIRSTENERGY CORP	104,907	$3.9M	shares
AJGGALLAGHER ARTHUR J & CO	51,792	$3.85M	shares
TRNTRINITY INDS INC	104,058	$3.81M	shares
VRSNVERISIGN INC	23,574	$3.77M	shares
SINA CORPSINA CORP	53,860	$3.74M	shares
NEMNEWMONT CORP	123,170	$3.72M	shares
ACNACCENTURE PLC IRELAND	21,228	$3.61M	shares
EPCEDGEWELL PERSONAL CARE CO	77,803	$3.6M	shares
PEPPEPSICO INC	31,992	$3.58M	shares
ACGLARCH CAP GROUP LTD	116,822	$3.48M	shares
DPZDOMINOS PIZZA INC	11,005	$3.24M	shares
IBKRINTERACTIVE BROKERS GROUP IN	57,802	$3.2M	shares
VISNVISTANCE NETWORKS INC	102,461	$3.15M	shares
ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC	27,609	$3.15M	shares
BRSLBRIGHTSTAR LOTTERY PLC	156,541	$3.09M	shares
FTS INTERNATIONAL INCFTS INTERNATIONAL INC	259,702	$3.06M	shares
NAVINAVIENT CORPORATION	226,625	$3.06M	shares
CAGCONAGRA BRANDS INC	86,559	$2.94M	shares
STAMPS COM INCSTAMPS COM INC	12,934	$2.93M	shares
Whiting Petroleum CorporaWhiting Petroleum Corpora	54,789	$2.91M	shares
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	48,965	$2.76M	shares
MURMURPHY OIL CORP	78,027	$2.6M	shares
SABRSABRE CORP	98,340	$2.56M	shares
CTRACOTERRA ENERGY INC	111,372	$2.51M	shares
HXLHEXCEL CORP NEW	36,851	$2.47M	shares
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	500,000	$2.45M	call
ADMARCHER DANIELS MIDLAND CO	47,412	$2.38M	shares
PHPARKER-HANNIFIN CORP	12,752	$2.35M	shares
ADBEADOBE INC	8,383	$2.26M	shares

How Q4 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-19-001675	base		2019-02-13	acceptance time not in the bulk data set	2026-10-07 19:02:51 UTC