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Disclosery

BLACKTHORN INVESTMENT GROUP LLC

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13F filer, CIK 1169738, OVERLAND PARK, KS

BLACKTHORN INVESTMENT GROUP LLC reported $28,497,000 across 66 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-10. Its ten largest share positions make up 41.9% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001169738-14-000006

Period
2014-09-30
Reported value
$28.5M
Holdings
66
Top 10 weight
41.9%
New
33
Sold out
51

Largest buys vs the previous quarter

SecurityShares changeApprox. value
PBR-Anew+191,700$2.85M
ENERGEN CORPnew+18,331$1.32M
Vale Sanew+131,363$1.28M
ELLINGTON FINANCIAL LLCnew+53,200$1.18M
KREnew+30,100$1.14M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
APOLLO RESIDENTIAL MORTGAGEexited-67,500-$1.13M
APOLLO INVT CORPexited-112,080-$965K
AMERICAN CAP MTG INVT CORPreduced-46,000-$865K
WESTERN ASSET MTG CAP CORPexited-60,000-$850K
NMFCexited-56,169-$835K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001169738-14-000006, largest first. % of portfolio is the value over $28,497,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PBR-APETROLEO BRASILEIRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 191,700 shares 191,700$2.85M10.02%newTimeline
ENERGEN CORPENERGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 61,955 shares; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 18,331 shares 18,331$1.32M4.65%new
FIVE OAKS INVESTMENT CORPFIVE OAKS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 89,710 shares; 2014Q3: 123,831 shares 123,831$1.3M4.56%+34,121
Vale SaVale SaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 131,363 shares 131,363$1.28M4.48%new
ELLINGTON FINANCIAL LLCELLINGTON FINANCIAL LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 53,200 shares 53,200$1.18M4.15%new
KRESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 30,100 shares 30,100$1.14M4%newTimeline
NORTHSTAR REITNORTHSTAR REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 57,000 shares 57,000$1.01M3.53%new
ARMOUR RESIDENTIAL REIT INARMOUR RESIDENTIAL REIT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 253,385 shares; 2014Q1: 329,969 shares; 2014Q2: not reported; 2014Q3: 185,000 shares 185,000$712K2.5%new
UMBFUMB FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 20,000 shares; 2014Q3: 12,000 shares 12,000$655K2.3%-8,000Timeline
Standard Financial Corp.Standard Financial Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 34,642 shares; 2014Q1: 23,885 shares; 2014Q2: 23,885 shares; 2014Q3: 23,885 shares 23,885$491K1.72%0
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 53,653 shares; 2014Q1: 32,128 shares; 2014Q2: 47,128 shares; 2014Q3: 30,000 shares 30,000$485K1.7%-17,128Timeline
CFGCITIZENS FINL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares 20,000$468K1.64%newTimeline
TRIANGLE CAP CORPTRIANGLE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 27,500 shares; 2014Q3: 17,000 shares 17,000$430K1.51%-10,500
NORTH VALLEY BANCORPNORTH VALLEY BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 45,929 shares; 2014Q1: 31,629 shares; 2014Q2: 24,129 shares; 2014Q3: 19,029 shares 19,029$411K1.44%-5,100
KEYKEYCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 58,682 shares; 2014Q2: not reported; 2014Q3: 30,510 shares 30,510$407K1.43%newTimeline
BRIDGE BANCORP INCBRIDGE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 27,225 shares; 2014Q1: 22,448 shares; 2014Q2: 21,092 shares; 2014Q3: 17,000 shares 17,000$402K1.41%-4,092
FITBFIFTH THIRD BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares 20,000$400K1.4%newTimeline
CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 30,088 shares; 2014Q1: not reported; 2014Q2: 31,524 shares; 2014Q3: 16,931 shares 16,931$394K1.38%-14,593
FOX CHASE BANCORP INCFOX CHASE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 39,837 shares; 2014Q1: 27,433 shares; 2014Q2: 27,433 shares; 2014Q3: 24,083 shares 24,083$393K1.38%-3,350
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 27,341 shares; 2014Q3: 25,262 shares 25,262$389K1.37%-2,079
LIONSGATE STUDIOS CORP FLIONSGATE STUDIOS CORP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 39,078 shares; 2014Q1: 20,000 shares; 2014Q2: not reported; 2014Q3: 27,400 shares 27,400$375K1.32%new
BMRCBANK OF MARIN BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 12,275 shares; 2014Q1: 12,088 shares; 2014Q2: 9,088 shares; 2014Q3: 8,143 shares 8,143$374K1.31%-945Timeline
ABCBAMERIS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 50,032 shares; 2014Q1: 22,827 shares; 2014Q2: 22,827 shares; 2014Q3: 17,000 shares 17,000$373K1.31%-5,827Timeline
ORITANI FINANCIAL CORPORITANI FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 25,000 shares 25,000$352K1.24%new
ASBASSOCIATED BANC-CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares 20,000$348K1.22%newTimeline
HERITAGE OAKS BANCORPHERITAGE OAKS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 62,440 shares; 2014Q1: 49,771 shares; 2014Q2: 49,771 shares; 2014Q3: 49,771 shares 49,771$348K1.22%0
HFWAHERITAGE FINL CORP WASHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 26,524 shares; 2014Q3: 21,400 shares 21,400$339K1.19%-5,124Timeline
SVB FINANCIAL GROUPSVB FINANCIAL GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 2,818 shares; 2014Q3: 3,000 shares 3,000$336K1.18%+182
CYS INVTS INCCYS INVTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 60,000 shares; 2014Q1: not reported; 2014Q2: 50,000 shares; 2014Q3: 40,000 shares 40,000$330K1.16%-10,000
ACCESS NATIONAL CORPACCESS NATIONAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 17,671 shares; 2014Q1: 20,170 shares; 2014Q2: 25,870 shares; 2014Q3: 20,000 shares 20,000$325K1.14%-5,870
CMACOMERICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 6,500 shares 6,500$324K1.14%newTimeline
BSB BANCORP INC MDBSB BANCORP INC MDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 26,442 shares; 2014Q1: 18,209 shares; 2014Q2: 18,209 shares; 2014Q3: 17,500 shares 17,500$322K1.13%-709
STERLING BANCORP DELSTERLING BANCORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 25,000 shares 25,000$320K1.12%new
BRIDGE CAP HLDGSBRIDGE CAP HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 28,889 shares; 2014Q1: 23,595 shares; 2014Q2: 20,683 shares; 2014Q3: 14,000 shares 14,000$318K1.12%-6,683
FFICFLUSHING FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 27,608 shares; 2014Q1: 14,655 shares; 2014Q2: 18,000 shares; 2014Q3: 17,300 shares 17,300$316K1.11%-700Timeline
CCBGCAPITAL CITY BANKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 43,385 shares; 2014Q1: 29,876 shares; 2014Q2: 23,038 shares; 2014Q3: 23,038 shares 23,038$312K1.09%0Timeline
MEDLEY CAP CORPMEDLEY CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 47,127 shares; 2014Q1: 49,303 shares; 2014Q2: 64,303 shares; 2014Q3: 26,300 shares 26,300$311K1.09%-38,003
METRO BANCORP INCMETRO BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 40,819 shares; 2014Q1: 28,108 shares; 2014Q2: 28,108 shares; 2014Q3: 12,600 shares 12,600$306K1.07%-15,508
FIFTH STR SR FLOATNG RATE C…FIFTH STR SR FLOATNG RATE CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 25,000 shares 25,000$296K1.04%new
ACREARES COML REAL ESTATE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 25,000 shares 25,000$292K1.02%newTimeline
WSBFWATERSTONE FINL INC MDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 25,000 shares 25,000$289K1.01%newTimeline
CASCADE BANCORPCASCADE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 56,814 shares 56,814$287K1.01%new
GUARANTY BANCORPGUARANTY BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 18,855 shares; 2014Q1: 12,983 shares; 2014Q2: 22,983 shares; 2014Q3: 21,092 shares 21,092$285K1%-1,891
AMERICAN CAP MTG INVT CORPAMERICAN CAP MTG INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 49,457 shares; 2014Q1: 16,000 shares; 2014Q2: 61,000 shares; 2014Q3: 15,000 shares 15,000$282K0.99%-46,000
MIDDLEBURG FINL CORP COMMIDDLEBURG FINL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 15,657 shares 15,657$278K0.98%new
EFSCENTERPRISE FINL SVCS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 16,546 shares; 2014Q2: 16,546 shares; 2014Q3: 16,546 shares 16,546$277K0.97%0Timeline
FMNBFARMERS NATIONAL BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 22,676 shares; 2014Q1: 30,167 shares; 2014Q2: not reported; 2014Q3: 33,700 shares 33,700$269K0.94%newTimeline
PRIVATEBANCORP INCPRIVATEBANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 9,000 shares 9,000$269K0.94%new
MAINSOURCE FINANCIAL GP INCMAINSOURCE FINANCIAL GP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 18,100 shares; 2014Q3: 15,062 shares 15,062$260K0.91%-3,038
DIME CMNTY BANCSHARES INC C…DIME CMNTY BANCSHARES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 18,985 shares; 2014Q1: 24,292 shares; 2014Q2: 24,292 shares; 2014Q3: 17,999 shares 17,999$259K0.91%-6,293
FLAGSTAR BANCORP INCFLAGSTAR BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 15,000 shares 15,000$252K0.88%new
Chicopee Bancorp, Inc.Chicopee Bancorp, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 33,233 shares; 2014Q1: 22,841 shares; 2014Q2: 22,841 shares; 2014Q3: 16,653 shares 16,653$249K0.87%-6,188
Wellesley Bancorp.Wellesley Bancorp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 12,900 shares 12,900$245K0.86%new
CENTRAL VY CMNTY BANCORPCENTRAL VY CMNTY BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 25,000 shares; 2014Q3: 20,000 shares 20,000$230K0.81%-5,000
Malvern Bancorp, Inc.Malvern Bancorp, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares 20,000$228K0.8%new
MUTUALFIRST FINANCIAL INCMUTUALFIRST FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 26,302 shares; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,000 shares 10,000$225K0.79%new
RIVER VY BANCORPRIVER VY BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,000 shares 10,000$215K0.75%new
PFSPROVIDENT FINL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 12,200 shares 12,200$200K0.7%newTimeline
RVSBRIVERVIEW BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 36,132 shares; 2014Q2: 36,132 shares; 2014Q3: 48,644 shares 48,644$194K0.68%+12,512Timeline
ASTORIA FINANCIAL CORPASTORIA FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 57,537 shares; 2014Q1: 26,857 shares; 2014Q2: 27,916 shares; 2014Q3: 15,000 shares 15,000$186K0.65%-12,916
TRISTATE CAP HLDGS INC COMTRISTATE CAP HLDGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares 20,000$181K0.64%new
SBCFSEACOAST BKG CORP FLAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 15,000 shares 15,000$164K0.58%newTimeline
HTGCHERCULES CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 51,229 shares; 2014Q2: 46,229 shares; 2014Q3: 10,200 shares 10,200$147K0.52%-36,029Timeline
AMERICAN RIVER BANKSHRS (CA)AMERICAN RIVER BANKSHRS (CA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 16,637 shares; 2014Q2: not reported; 2014Q3: 15,200 shares 15,200$139K0.49%new
WESTFIELD FINANCIAL INCWESTFIELD FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 16,014 shares 16,014$113K0.4%new
FIRST SECURITY GROUP INC/TNFIRST SECURITY GROUP INC/TNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 85,997 shares; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 18,900 shares 18,900$37K0.13%new

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGE67,500$1.13Mshares
APOLLO INVT CORPAPOLLO INVT CORP112,080$965Kshares
WESTERN ASSET MTG CAP CORPWESTERN ASSET MTG CAP CORP60,000$850Kshares
NMFCNEW MTN FIN CORP56,169$835Kshares
RFREGIONS FINANCIAL CORP NEW62,238$661Kshares
SFNCSIMMONS FIRST NATL CORP13,890$547Kshares
SUFFOLK BANCORPSUFFOLK BANCORP23,756$530Kshares
HERITAGE FINANCIAL GROUP INCHERITAGE FINANCIAL GROUP INC25,000$496Kshares
OCEAN SHORE HLDG CO NEWOCEAN SHORE HLDG CO NEW32,954$483Kshares
WALWESTERN ALLIANCE BANCORP20,000$476Kshares
AG MTG INVT TR INCAG MTG INVT TR INC24,899$471Kshares
OPUS BK IRVINE CALIFOPUS BK IRVINE CALIF15,000$436Kshares
CENTERSTATE BK CORPCENTERSTATE BK CORP37,495$420Kshares
BNC BancorpBNC Bancorp24,555$419Kshares
TCP CAP CORPTCP CAP CORP22,511$410Kshares
SOUTHWEST BANCORP INC/OKLASOUTHWEST BANCORP INC/OKLA23,765$405Kshares
PFBCPREFERRED BK LOS ANGELES CA17,000$402Kshares
PEOPLES FED BANCSHARES INCPEOPLES FED BANCSHARES INC20,783$384Kshares
AMERICAN CAP SR FLOATING LTDAMERICAN CAP SR FLOATING LTD27,202$381Kshares
YADKIN FINANCIAL CORPYADKIN FINANCIAL CORP20,000$377Kshares
MIDSOUTH BANCORP INCMIDSOUTH BANCORP INC18,840$375Kshares
MTGMGIC INVT CORP WIS40,000$370Kshares
UCBUNITED CMNTY BKS BLAIRSVLE G22,171$363Kshares
CENTER BANCORP INCCENTER BANCORP INC18,849$362Kshares
PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORP53,091$354Kshares
HTBKHERITAGE COMM CORP40,722$333Kshares
HOMBHOME BANCSHARES INC10,000$328Kshares
COBIZ FINANCIAL INCCOBIZ FINANCIAL INC30,409$328Kshares
BANK OF COMMERCE HOLDINGSBANK OF COMMERCE HOLDINGS51,563$326Kshares
NEWSTAR FINANCIAL INCNEWSTAR FINANCIAL INC21,660$305Kshares
EGBNEAGLE BANCORPORATION INC9,000$304Kshares
KEARNY FINANCIAL CORPKEARNY FINANCIAL CORP20,000$303Kshares
SUNTRUST BANKS INCSUNTRUST BANKS INC7,500$300Kshares
OLD LINE BANCSHARES INCOLD LINE BANCSHARES INC18,980$299Kshares
BOFI HOLDING INCBOFI HOLDING INC4,000$294Kshares
FCCOFIRST CMNTY CORP S C26,898$286Kshares
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC20,000$282Kshares
CAPE BANCORP INCCAPE BANCORP INC23,844$256Kshares
SBNYSIGNATURE BANK2,000$252Kshares
SIMPLICITY BANCORP INCSIMPLICITY BANCORP INC14,256$249Kshares
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP75,000$239Kshares
MACKINAC FINL CORPMACKINAC FINL CORP18,546$239Kshares
MEADOWBROOK INS GROUP INCMEADOWBROOK INS GROUP INC31,605$227Kshares
IBCPINDEPENDENT BK CORP MICH17,475$225Kshares
State Investors Bancorp, In…State Investors Bancorp, Inc.14,080$225Kshares
HOPFED BANCORP INCHOPFED BANCORP INC18,654$217Kshares
E TRADE FINANCIAL CORPE TRADE FINANCIAL CORP10,008$213Kshares
FS KKR CAPITAL CORPFS KKR CAPITAL CORP20,000$213Kshares
BSRRSIERRA BANCORP11,165$176Kshares
UNITED COMMUNITY FINANCIALUNITED COMMUNITY FINANCIAL40,218$166Kshares
SUN BANCORP INCSUN BANCORP INC17,475$70Kshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001169738-14-000006 base2014-11-10acceptance time not in the bulk data set