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Birch Grove Capital LP

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13F filer, CIK 1652355, New York, NY

Birch Grove Capital LP reported $57,378,156 across 12 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-14. Its ten largest share positions make up 100% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000950142-23-002785

Period
2023-09-30
Reported value
$57.4M
Holdings
12
Top 10 weight
100%
New
0
Sold out
1

Largest buys vs the previous quarter

None.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
NOTVexited-296,097-$1.97M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0000950142-23-002785, largest first. % of portfolio is the value over $57,369,696, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 80,000 shares; 2023Q1: 80,000 shares; 2023Q2: 80,000 shares; 2023Q3: 80,000 shares 80,000$24.6K0.04%0
CHURCHILL CAPITAL CORP VCHURCHILL CAPITAL CORP VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 100,000 shares; 2023Q1: 100,000 shares; 2023Q2: 100,000 shares; 2023Q3: 100,000 shares 100,000$20K0.03%0
CHURCHILL CAPITAL CORP VICHURCHILL CAPITAL CORP VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 80,000 shares; 2023Q1: 80,000 shares; 2023Q2: 80,000 shares; 2023Q3: 80,000 shares 80,000$12.8K0.02%0
MULTIPLAN CORPORATIONMULTIPLAN CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 75,000 shares; 2023Q1: 75,000 shares; 2023Q2: 75,000 shares; 2023Q3: 75,000 shares 75,000$7.8K0.01%0
SKILLSOFT CORPSKILLSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 33,332 shares; 2023Q1: 33,332 shares; 2023Q2: 33,332 shares; 2023Q3: 33,332 shares 33,332$2.67K<0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput399,000$8.46K+397,850

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC NOTEprincipal25,576,000$25.1M0
MITEK SYS INCMITEK SYS INC NOTE 0.750% 2/0principal16,216,000$14.2M0
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 1.500% 8/1principal7,100,000$6.86M-9,000,000
KARYOPHARM THERAPEUTICS INCKARYOPHARM THERAPEUTICS INC BONDprincipal8,000,000$5.21M0
THE REALREAL INCTHE REALREAL INC CNVprincipal8,218,000$3.66M-10,000,000
8X8 INC NEW8X8 INC NEW BONDprincipal2,500,000$2.33M0

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
NOTVINOTIV INC296,097$1.97Mshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000950142-23-002785 base2023-11-14acceptance time not in the bulk data set