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Basepoint Wealth LLC

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13F filer, CIK 2088236, CEDAR RAPIDS, IA

Basepoint Wealth LLC reported $141,161,220 across 104 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-13. Its ten largest share positions make up 60.68% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0002088236-25-000016

Period
2025-09-30
Reported value
$141M
Holdings
104
Top 10 weight
60.68%
New
4
Sold out
4

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SKYDnew+30,784$582K
ROKnew+719$251K
JNJnew+1,333$247K
RDVYnew+3,043$205K
AAPLadded+611$156K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PHYSreduced-38,305-$1.13M
PARAMOUNT GLOBALexited-73,971-$954K
PSLVreduced-44,641-$701K
MMMreduced-2,958-$459K
IVWexited-3,143-$346K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0002088236-25-000016, largest first. % of portfolio is the value over $141,161,220, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,205,942 shares; 2024Q4: 1,173,931 shares; 2025Q1: 1,156,894 shares; 2025Q2: 1,098,542 shares; 2025Q3: 1,060,237 shares 1,060,237$31.4M22.25%-38,305Timeline
PSLVSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,720,795 shares; 2024Q4: 1,694,912 shares; 2025Q1: 1,688,705 shares; 2025Q2: 1,665,063 shares; 2025Q3: 1,620,422 shares 1,620,422$25.4M18.02%-44,641Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,078 shares; 2024Q4: 11,957 shares; 2025Q1: 11,740 shares; 2025Q2: 11,672 shares; 2025Q3: 11,685 shares 11,685$5.34M3.79%+13Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,474 shares; 2024Q4: 11,195 shares; 2025Q1: 10,804 shares; 2025Q2: 10,483 shares; 2025Q3: 10,325 shares 10,325$5.19M3.68%-158Timeline
PEOADAM NAT RES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 214,832 shares; 2024Q4: 200,484 shares; 2025Q1: 188,671 shares; 2025Q2: 175,340 shares; 2025Q3: 168,880 shares 168,880$3.63M2.57%-6,460Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,984 shares; 2024Q4: 12,586 shares; 2025Q1: 12,667 shares; 2025Q2: 12,212 shares; 2025Q3: 12,823 shares 12,823$3.27M2.31%+611Timeline
TPRTAPESTRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 34,029 shares; 2024Q4: 32,774 shares; 2025Q1: 30,567 shares; 2025Q2: 29,057 shares; 2025Q3: 28,036 shares 28,036$3.17M2.25%-1,021Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,333 shares; 2024Q4: 14,333 shares; 2025Q1: 15,062 shares; 2025Q2: 15,253 shares; 2025Q3: 15,292 shares 15,292$2.85M2.02%+39Timeline
INGRINGREDION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,461 shares; 2024Q4: 23,503 shares; 2025Q1: 22,866 shares; 2025Q2: 22,489 shares; 2025Q3: 22,395 shares 22,395$2.73M1.94%-94Timeline
GDGENERAL DYNAMICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,926 shares; 2024Q4: 7,814 shares; 2025Q1: 7,756 shares; 2025Q2: 7,725 shares; 2025Q3: 7,666 shares 7,666$2.61M1.85%-59Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,191 shares; 2024Q4: 3,252 shares; 2025Q1: 3,599 shares; 2025Q2: 3,748 shares; 2025Q3: 3,872 shares 3,872$2.01M1.42%+124Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,298 shares; 2024Q4: 7,299 shares; 2025Q1: 7,407 shares; 2025Q2: 7,388 shares; 2025Q3: 7,412 shares 7,412$1.72M1.22%+24Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,427 shares; 2024Q4: 17,423 shares; 2025Q1: 11,980 shares; 2025Q2: 12,049 shares; 2025Q3: 12,164 shares 12,164$1.71M1.21%+115Timeline
JLLJONES LANG LASALLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,023 shares; 2024Q4: 7,127 shares; 2025Q1: 6,444 shares; 2025Q2: 5,828 shares; 2025Q3: 5,361 shares 5,361$1.6M1.13%-467Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 23,117 shares; 2024Q4: 22,405 shares; 2025Q1: 17,458 shares; 2025Q2: 12,774 shares; 2025Q3: 9,816 shares 9,816$1.52M1.08%-2,958Timeline
SPHQINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,249 shares; 2024Q4: 20,276 shares; 2025Q1: 20,306 shares; 2025Q2: 20,329 shares; 2025Q3: 18,818 shares 18,818$1.38M0.98%-1,511Timeline
RTXRTX CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,559 shares; 2024Q4: 9,106 shares; 2025Q1: 8,112 shares; 2025Q2: 7,463 shares; 2025Q3: 7,845 shares 7,845$1.31M0.93%+382Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,618 shares; 2024Q4: 28,536 shares; 2025Q1: 28,735 shares; 2025Q2: 29,570 shares; 2025Q3: 29,778 shares 29,778$1.31M0.93%+208Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,939 shares; 2024Q4: 3,754 shares; 2025Q1: 3,859 shares; 2025Q2: 4,872 shares; 2025Q3: 5,306 shares 5,306$1.29M0.92%+434Timeline
LNTALLIANT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,493 shares; 2024Q4: 16,552 shares; 2025Q1: 16,477 shares; 2025Q2: 17,504 shares; 2025Q3: 17,631 shares 17,631$1.19M0.84%+127Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,002 shares; 2024Q4: 18,042 shares; 2025Q1: 18,068 shares; 2025Q2: 18,115 shares; 2025Q3: 18,163 shares 18,163$1.19M0.84%+48Timeline
AMPAMERIPRISE FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,067 shares; 2024Q4: 2,068 shares; 2025Q1: 2,073 shares; 2025Q2: 2,240 shares; 2025Q3: 2,247 shares 2,247$1.1M0.78%+7Timeline
ZMZOOM COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,528 shares; 2024Q4: 16,010 shares; 2025Q1: 15,145 shares; 2025Q2: 13,535 shares; 2025Q3: 12,047 shares 12,047$994K0.7%-1,488Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,433 shares; 2024Q4: 12,498 shares; 2025Q1: 12,590 shares; 2025Q2: 12,564 shares; 2025Q3: 12,616 shares 12,616$952K0.67%+52Timeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,367 shares; 2024Q4: 3,064 shares; 2025Q1: 2,870 shares; 2025Q2: 2,831 shares; 2025Q3: 2,807 shares 2,807$932K0.66%-24Timeline
MCKMCKESSON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,216 shares; 2024Q4: 1,208 shares; 2025Q1: 1,108 shares; 2025Q2: 1,108 shares; 2025Q3: 1,109 shares 1,109$856K0.61%+1Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,700 shares; 2024Q4: 4,210 shares; 2025Q1: 4,230 shares; 2025Q2: 5,852 shares; 2025Q3: 5,539 shares 5,539$851K0.6%-313Timeline
SMGSCOTTS MIRACLE-GRO COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,731 shares; 2024Q4: 18,253 shares; 2025Q1: 17,317 shares; 2025Q2: 15,542 shares; 2025Q3: 14,620 shares 14,620$833K0.59%-922Timeline
BNYBANK OF NY MELLON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,405 shares; 2024Q4: 8,601 shares; 2025Q1: 7,693 shares; 2025Q2: 8,080 shares; 2025Q3: 7,490 shares 7,490$816K0.58%-590Timeline
PFGPRINCIPAL FINANCIAL GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,413 shares; 2024Q4: 9,476 shares; 2025Q1: 9,537 shares; 2025Q2: 9,450 shares; 2025Q3: 9,516 shares 9,516$789K0.56%+66Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,564 shares; 2024Q4: 1,460 shares; 2025Q1: 1,162 shares; 2025Q2: 1,131 shares; 2025Q3: 1,062 shares 1,062$780K0.55%-69Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,916 shares; 2024Q4: 1,775 shares; 2025Q1: 1,292 shares; 2025Q2: 1,129 shares; 2025Q3: 975 shares 975$776K0.55%-154Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,936 shares; 2024Q4: 2,759 shares; 2025Q1: 2,771 shares; 2025Q2: 2,609 shares; 2025Q3: 2,426 shares 2,426$765K0.54%-183Timeline
FDLFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,497 shares; 2024Q4: 15,646 shares; 2025Q1: 15,748 shares; 2025Q2: 16,186 shares; 2025Q3: 17,550 shares 17,550$762K0.54%+1,364Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,954 shares; 2024Q4: 11,555 shares; 2025Q1: 11,125 shares; 2025Q2: 11,210 shares; 2025Q3: 11,113 shares 11,113$760K0.54%-97Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,442 shares; 2024Q4: 9,658 shares; 2025Q1: 8,413 shares; 2025Q2: 7,892 shares; 2025Q3: 7,788 shares 7,788$737K0.52%-104Timeline
HANESBRANDS INCHANESBRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 120,604 shares; 2024Q4: 118,464 shares; 2025Q1: 115,808 shares; 2025Q2: 112,202 shares; 2025Q3: 111,115 shares 111,115$732K0.52%-1,087
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,740 shares; 2024Q4: 30,974 shares; 2025Q1: 30,974 shares; 2025Q2: 31,161 shares; 2025Q3: 31,161 shares 31,161$725K0.51%0Timeline
WTBAWEST BANCORPORATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 34,216 shares; 2024Q4: 34,216 shares; 2025Q1: 34,601 shares; 2025Q2: 35,030 shares; 2025Q3: 35,497 shares 35,497$721K0.51%+467Timeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,449 shares; 2024Q4: 6,019 shares; 2025Q1: 5,439 shares; 2025Q2: 5,328 shares; 2025Q3: 5,303 shares 5,303$721K0.51%-25Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,881 shares; 2024Q4: 5,910 shares; 2025Q1: 5,943 shares; 2025Q2: 5,886 shares; 2025Q3: 5,901 shares 5,901$665K0.47%+15Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,637 shares; 2024Q4: 1,644 shares; 2025Q1: 1,613 shares; 2025Q2: 1,633 shares; 2025Q3: 1,618 shares 1,618$655K0.46%-15Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 794 shares; 2024Q4: 996 shares; 2025Q1: 1,360 shares; 2025Q2: 1,359 shares; 2025Q3: 1,372 shares 1,372$655K0.46%+13Timeline
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25,073 shares; 2024Q4: 26,439 shares; 2025Q1: 25,690 shares; 2025Q2: 23,862 shares; 2025Q3: 23,008 shares 23,008$642K0.45%-854
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25,288 shares; 2024Q4: 20,610 shares; 2025Q1: 21,952 shares; 2025Q2: 20,079 shares; 2025Q3: 19,101 shares 19,101$641K0.45%-978Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,114 shares; 2024Q4: 9,400 shares; 2025Q1: 8,961 shares; 2025Q2: 8,116 shares; 2025Q3: 7,574 shares 7,574$635K0.45%-542Timeline
GEGE AEROSPACEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,961 shares; 2024Q4: 1,955 shares; 2025Q1: 2,000 shares; 2025Q2: 2,040 shares; 2025Q3: 2,043 shares 2,043$615K0.44%+3Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,073 shares; 2024Q4: 1,964 shares; 2025Q1: 2,031 shares; 2025Q2: 2,628 shares; 2025Q3: 2,725 shares 2,725$598K0.42%+97Timeline
SKYDPARAMOUNT SKYDANCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 30,784 shares 30,784$582K0.41%newTimeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,928 shares; 2024Q4: 9,775 shares; 2025Q1: 4,991 shares; 2025Q2: 4,998 shares; 2025Q3: 5,628 shares 5,628$580K0.41%+630Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,261 shares; 2024Q4: 3,415 shares; 2025Q1: 2,918 shares; 2025Q2: 3,370 shares; 2025Q3: 3,324 shares 3,324$553K0.39%-46Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,795 shares; 2024Q4: 3,798 shares; 2025Q1: 3,802 shares; 2025Q2: 3,935 shares; 2025Q3: 3,885 shares 3,885$520K0.37%-50Timeline
NTRNUTRIEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,389 shares; 2024Q4: 14,059 shares; 2025Q1: 13,325 shares; 2025Q2: 10,953 shares; 2025Q3: 8,712 shares 8,712$512K0.36%-2,241Timeline
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,680 shares; 2024Q4: 19,212 shares; 2025Q1: 19,385 shares; 2025Q2: 19,136 shares; 2025Q3: 18,727 shares 18,727$511K0.36%-409Timeline
SCHXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,092 shares; 2024Q4: 18,336 shares; 2025Q1: 18,336 shares; 2025Q2: 18,390 shares; 2025Q3: 18,442 shares 18,442$486K0.34%+52Timeline
WSMWILLIAMS SONOMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,019 shares; 2024Q4: 8,479 shares; 2025Q1: 5,579 shares; 2025Q2: 3,461 shares; 2025Q3: 2,449 shares 2,449$479K0.34%-1,012Timeline
EMNEASTMAN CHEM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,866 shares; 2024Q4: 9,218 shares; 2025Q1: 8,699 shares; 2025Q2: 7,995 shares; 2025Q3: 7,480 shares 7,480$472K0.33%-515Timeline
SWKSSKYWORKS SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,864 shares; 2024Q4: 7,613 shares; 2025Q1: 6,891 shares; 2025Q2: 6,084 shares; 2025Q3: 6,014 shares 6,014$463K0.33%-70Timeline
SCHVSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,957 shares; 2024Q4: 16,583 shares; 2025Q1: 16,266 shares; 2025Q2: 15,681 shares; 2025Q3: 15,761 shares 15,761$459K0.33%+80Timeline
ATIATI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,723 shares; 2024Q4: 5,664 shares; 2025Q1: 5,664 shares; 2025Q2: 5,613 shares; 2025Q3: 5,613 shares 5,613$457K0.32%0Timeline
ISCGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,310 shares; 2024Q4: 8,329 shares; 2025Q1: 8,336 shares; 2025Q2: 8,343 shares; 2025Q3: 8,350 shares 8,350$454K0.32%+7Timeline
SCHGSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,364 shares; 2024Q4: 17,054 shares; 2025Q1: 14,685 shares; 2025Q2: 13,752 shares; 2025Q3: 13,765 shares 13,765$439K0.31%+13Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,883 shares; 2024Q4: 5,947 shares; 2025Q1: 5,668 shares; 2025Q2: 5,506 shares; 2025Q3: 5,323 shares 5,323$401K0.28%-183Timeline
CARRCARRIER GLOBAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,802 shares; 2024Q4: 6,421 shares; 2025Q1: 5,958 shares; 2025Q2: 6,093 shares; 2025Q3: 6,598 shares 6,598$394K0.28%+505Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,311 shares; 2024Q4: 2,411 shares; 2025Q1: 2,436 shares; 2025Q2: 2,513 shares; 2025Q3: 2,533 shares 2,533$393K0.28%+20Timeline
VXUSVANGUARD STAR FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,061 shares; 2024Q4: 5,147 shares; 2025Q1: 5,163 shares; 2025Q2: 5,200 shares; 2025Q3: 5,226 shares 5,226$384K0.27%+26Timeline
WPCWP CAREY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,494 shares; 2024Q4: 5,382 shares; 2025Q1: 5,470 shares; 2025Q2: 5,554 shares; 2025Q3: 5,634 shares 5,634$381K0.27%+80Timeline
CMICUMMINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,700 shares; 2024Q4: 2,314 shares; 2025Q1: 1,592 shares; 2025Q2: 1,069 shares; 2025Q3: 895 shares 895$378K0.27%-174Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,270 shares; 2024Q4: 1,280 shares; 2025Q1: 1,315 shares; 2025Q2: 1,369 shares; 2025Q3: 1,433 shares 1,433$348K0.25%+64Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,342 shares; 2024Q4: 2,097 shares; 2025Q1: 2,052 shares; 2025Q2: 2,052 shares; 2025Q3: 2,050 shares 2,050$333K0.24%-2Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 858 shares; 2024Q4: 747 shares; 2025Q1: 484 shares; 2025Q2: 484 shares; 2025Q3: 489 shares 489$327K0.23%+5Timeline
VEUVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,437 shares; 2024Q4: 4,480 shares; 2025Q1: 4,488 shares; 2025Q2: 4,508 shares; 2025Q3: 4,521 shares 4,521$323K0.23%+13Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 496 shares; 2025Q1: not reported; 2025Q2: 745 shares; 2025Q3: 721 shares 721$321K0.23%-24Timeline
KRKROGER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,433 shares; 2024Q4: 6,850 shares; 2025Q1: 5,286 shares; 2025Q2: 5,103 shares; 2025Q3: 4,728 shares 4,728$319K0.23%-375Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,007 shares; 2024Q4: 3,040 shares; 2025Q1: 3,059 shares; 2025Q2: 3,091 shares; 2025Q3: 3,120 shares 3,120$313K0.22%+29Timeline
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,600 shares; 2024Q4: 1,536 shares; 2025Q1: 1,515 shares; 2025Q2: 1,519 shares; 2025Q3: 1,524 shares 1,524$312K0.22%+5Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 618 shares; 2025Q3: 613 shares 613$306K0.22%-5Timeline
GEVGE VERNOVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 497 shares; 2025Q3: 497 shares 497$306K0.22%0Timeline
SHOPSHOPIFY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 2,000 shares; 2025Q1: not reported; 2025Q2: 2,000 shares; 2025Q3: 2,000 shares 2,000$297K0.21%0Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 911 shares; 2024Q4: 1,251 shares; 2025Q1: 1,257 shares; 2025Q2: 1,253 shares; 2025Q3: 1,260 shares 1,260$297K0.21%+7Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 479 shares; 2024Q4: 479 shares; 2025Q1: 483 shares; 2025Q2: 287 shares; 2025Q3: 246 shares 246$295K0.21%-41Timeline
ALBALBEMARLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,943 shares; 2024Q4: 3,940 shares; 2025Q1: 3,898 shares; 2025Q2: 3,779 shares; 2025Q3: 3,630 shares 3,630$294K0.21%-149Timeline
HYDVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,585 shares; 2024Q4: 5,640 shares; 2025Q1: 5,640 shares; 2025Q2: 5,661 shares; 2025Q3: 5,726 shares 5,726$291K0.21%+65Timeline
MELIMERCADOLIBRE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 174 shares; 2024Q4: 174 shares; 2025Q1: 124 shares; 2025Q2: 124 shares; 2025Q3: 124 shares 124$290K0.21%0Timeline
ROKROCKWELL AUTOMATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,477 shares; 2024Q4: 1,462 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 719 shares 719$251K0.18%newTimeline
ELVELEVANCE HEALTH INC FORMERLYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 992 shares; 2024Q4: 948 shares; 2025Q1: 915 shares; 2025Q2: 902 shares; 2025Q3: 770 shares 770$249K0.18%-132Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,333 shares 1,333$247K0.18%newTimeline
SEESEALED AIR CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,058 shares; 2024Q4: 8,095 shares; 2025Q1: 8,233 shares; 2025Q2: 6,977 shares; 2025Q3: 6,726 shares 6,726$238K0.17%-251Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 12,730 shares; 2025Q1: 12,849 shares; 2025Q2: 12,965 shares; 2025Q3: 13,079 shares 13,079$238K0.17%+114Timeline
MDYGSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,568 shares; 2024Q4: 2,568 shares; 2025Q1: 2,568 shares; 2025Q2: 2,574 shares; 2025Q3: 2,578 shares 2,578$236K0.17%+4Timeline
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 508 shares; 2024Q4: 508 shares; 2025Q1: 508 shares; 2025Q2: 508 shares; 2025Q3: 508 shares 508$236K0.17%0Timeline
SPLVINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,139 shares; 2024Q4: 3,148 shares; 2025Q1: 3,151 shares; 2025Q2: 3,162 shares; 2025Q3: 3,179 shares 3,179$234K0.17%+17Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,803 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 8,946 shares; 2025Q3: 9,154 shares 9,154$233K0.17%+208Timeline
SBIWESTERN ASSET INTER MUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 36,363 shares; 2024Q4: 32,978 shares; 2025Q1: 29,401 shares; 2025Q2: 29,388 shares; 2025Q3: 28,541 shares 28,541$226K0.16%-847Timeline
DTFDTF TAX-FREE INCOME 2028 TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,896 shares; 2024Q4: 18,973 shares; 2025Q1: 19,137 shares; 2025Q2: 19,304 shares; 2025Q3: 19,471 shares 19,471$223K0.16%+167Timeline
DSIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,761 shares; 2025Q3: 1,762 shares 1,762$222K0.16%+1Timeline
CSXCSX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 6,217 shares; 2025Q3: 6,228 shares 6,228$221K0.16%+11Timeline
KKELLANOVAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,923 shares; 2024Q4: 3,399 shares; 2025Q1: 2,881 shares; 2025Q2: 2,850 shares; 2025Q3: 2,657 shares 2,657$218K0.15%-193Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,851 shares; 2024Q4: not reported; 2025Q1: 2,880 shares; 2025Q2: 3,214 shares; 2025Q3: 3,235 shares 3,235$215K0.15%+21Timeline
RDVYFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 3,043 shares 3,043$205K0.14%newTimeline
KTFDWS MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 26,910 shares; 2024Q4: 23,724 shares; 2025Q1: 20,834 shares; 2025Q2: 20,834 shares; 2025Q3: 20,927 shares 20,927$192K0.14%+93Timeline
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,240 shares; 2024Q4: 26,893 shares; 2025Q1: 20,068 shares; 2025Q2: 20,354 shares; 2025Q3: 17,624 shares 17,624$172K0.12%-2,730Timeline
DNPDNP SELECT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,341 shares; 2024Q4: 12,418 shares; 2025Q1: 12,689 shares; 2025Q2: 12,959 shares; 2025Q3: 13,228 shares 13,228$132K0.09%+269Timeline
VFLABRDN NATL MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,009 shares; 2024Q4: 11,009 shares; 2025Q1: 11,223 shares; 2025Q2: 11,397 shares; 2025Q3: 11,572 shares 11,572$119K0.08%+175Timeline

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PARAMOUNT GLOBALPARAMOUNT GLOBAL73,971$954Kshares
IVWISHARES TR3,143$346Kshares
CITHE CIGNA GROUP670$221Kshares
OXFORD LANE CAP CORPOXFORD LANE CAP CORP14,546$61.1Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0002088236-25-000016 base2025-11-13acceptance time not in the bulk data set