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Bartlett & Co. LLC

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13F filer, CIK 1550075, CINCINNATI, OH

Bartlett & Co. LLC reported $5,570,221,000 across 1,201 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-10-10. Its ten largest share positions make up 30.38% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001550075-23-000004

Period
2023-09-30
Reported value
$5.57B
Holdings
1,201
Top 10 weight
30.38%
New
73
Sold out
48

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CVXadded+71,609$12.1M
IWBadded+30,928$7.3M
NVOadded+51,637$4.7M
UNHadded+8,873$4.47M
ZTSadded+22,881$3.98M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BMYreduced-210,231-$12.2M
MDYreduced-16,550-$7.58M
PGreduced-47,088-$6.87M
BAHreduced-44,572-$4.87M
AAPLreduced-19,412-$3.32M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001550075-23-000004, largest first. % of portfolio is the value over $5,570,221,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
POSTPOST HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 59 shares; 2022Q2: 59 shares; 2022Q3: 59 shares; 2022Q4: 59 shares; 2023Q1: 59 shares; 2023Q2: 59 shares; 2023Q3: 59 shares 59$5K<0.01%0Timeline
SLVMSYLVAMO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 115 shares; 2022Q2: 115 shares; 2022Q3: 115 shares; 2022Q4: 115 shares; 2023Q1: 115 shares; 2023Q2: 115 shares; 2023Q3: 115 shares 115$5K<0.01%0Timeline
SDOGALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 100 shares; 2022Q2: 100 shares; 2022Q3: 100 shares; 2022Q4: 100 shares; 2023Q1: 100 shares; 2023Q2: 100 shares; 2023Q3: 100 shares 100$5K<0.01%0Timeline
AZEK CO INCAZEK CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 170 shares; 2022Q3: 170 shares; 2022Q4: 170 shares; 2023Q1: 170 shares; 2023Q2: 170 shares; 2023Q3: 170 shares 170$5K<0.01%0
VREXVAREX IMAGING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 240 shares; 2022Q2: 240 shares; 2022Q3: 240 shares; 2022Q4: 240 shares; 2023Q1: 240 shares; 2023Q2: 240 shares; 2023Q3: 240 shares 240$5K<0.01%0Timeline
RYCEYROLLS-ROYCE HOLDINGS-SP ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,000 shares 2,000$5K<0.01%newTimeline
Inland Real Estate Income T…Inland Real Estate Income Trust I…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 245 shares; 2022Q2: 245 shares; 2022Q3: 245 shares; 2022Q4: 245 shares; 2023Q1: 245 shares; 2023Q2: 245 shares; 2023Q3: 245 shares 245$5K<0.01%0
ETFMGETFMGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 668 shares; 2022Q2: 1,368 shares; 2022Q3: 1,368 shares; 2022Q4: 1,368 shares; 2023Q1: 1,368 shares; 2023Q2: 1,368 shares; 2023Q3: 1,368 shares 1,368$5K<0.01%0
FMCXFFORAN MNG CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 2,000 shares; 2022Q2: 2,000 shares; 2022Q3: 2,000 shares; 2022Q4: 2,000 shares; 2023Q1: 2,000 shares; 2023Q2: 2,000 shares; 2023Q3: 2,000 shares 2,000$5K<0.01%0Timeline
VMware Inc XXX Su…VMware Inc XXX Submitte…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 30 shares 30$5K<0.01%new
FTECFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 30 shares; 2023Q3: 30 shares 30$4K<0.01%0Timeline
EWJISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 125 shares; 2022Q2: 125 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 62 shares 62$4K<0.01%newTimeline
RKTROCKET COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 500 shares; 2022Q2: 500 shares; 2022Q3: 500 shares; 2022Q4: 500 shares; 2023Q1: 500 shares; 2023Q2: 900 shares; 2023Q3: 500 shares 500$4K<0.01%-400Timeline
NULGNUSHARES ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 59 shares; 2023Q3: 59 shares 59$4K<0.01%0Timeline
CFGCITIZENS FINL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 44 shares; 2022Q3: not reported; 2022Q4: 148 shares; 2023Q1: 148 shares; 2023Q2: 148 shares; 2023Q3: 148 shares 148$4K<0.01%0Timeline
IRMIRON MTN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 70 shares; 2022Q2: 70 shares; 2022Q3: 70 shares; 2022Q4: 70 shares; 2023Q1: 70 shares; 2023Q2: 70 shares; 2023Q3: 70 shares 70$4K<0.01%0Timeline
NBTBNBT BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 138 shares; 2022Q2: 138 shares; 2022Q3: 138 shares; 2022Q4: 138 shares; 2023Q1: 138 shares; 2023Q2: 138 shares; 2023Q3: 138 shares 138$4K<0.01%0Timeline
CRUSCIRRUS LOGIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 100 shares; 2023Q3: 50 shares 50$4K<0.01%-50Timeline
UTHRUNITED THERAPEUTICS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 16 shares; 2022Q2: 16 shares; 2022Q3: 16 shares; 2022Q4: 16 shares; 2023Q1: 16 shares; 2023Q2: 16 shares; 2023Q3: 16 shares 16$4K<0.01%0Timeline
USFDUS FOODS HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 97 shares; 2022Q2: 97 shares; 2022Q3: 97 shares; 2022Q4: 97 shares; 2023Q1: 97 shares; 2023Q2: 97 shares; 2023Q3: 97 shares 97$4K<0.01%0Timeline
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 44 shares; 2022Q4: 28 shares; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 45 shares 45$4K<0.01%newTimeline
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 270 shares; 2022Q2: 270 shares; 2022Q3: 270 shares; 2022Q4: 270 shares; 2023Q1: 270 shares; 2023Q2: 270 shares; 2023Q3: 270 shares 270$4K<0.01%0Timeline
QYLDGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 250 shares; 2022Q2: 250 shares; 2022Q3: 250 shares; 2022Q4: 250 shares; 2023Q1: 250 shares; 2023Q2: 250 shares; 2023Q3: 250 shares 250$4K<0.01%0Timeline
HPSHANCOCK JOHN PFD INCOME FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 300 shares; 2022Q4: 300 shares; 2023Q1: 300 shares; 2023Q2: 300 shares; 2023Q3: 300 shares 300$4K<0.01%0Timeline
CARAVIS BUDGET GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 25 shares; 2022Q2: 25 shares; 2022Q3: 25 shares; 2022Q4: 25 shares; 2023Q1: 25 shares; 2023Q2: 25 shares; 2023Q3: 25 shares 25$4K<0.01%0Timeline
BHFBRIGHTHOUSE FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 8 shares; 2022Q2: 8 shares; 2022Q3: 8 shares; 2022Q4: 8 shares; 2023Q1: 8 shares; 2023Q2: 80 shares; 2023Q3: 72 shares 72$4K<0.01%-8Timeline
FTSFORTIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 94 shares; 2022Q2: 94 shares; 2022Q3: 94 shares; 2022Q4: 94 shares; 2023Q1: 94 shares; 2023Q2: 94 shares; 2023Q3: 94 shares 94$4K<0.01%0Timeline
PXHINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 226 shares; 2022Q4: 226 shares; 2023Q1: 226 shares; 2023Q2: 226 shares; 2023Q3: 245 shares 245$4K<0.01%+19Timeline
AVNSAVANOS MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 822 shares; 2022Q2: 823 shares; 2022Q3: 727 shares; 2022Q4: 535 shares; 2023Q1: 371 shares; 2023Q2: 252 shares; 2023Q3: 212 shares 212$4K<0.01%-40Timeline
Cyber Security ETFCyber Security ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 80 shares; 2022Q2: 80 shares; 2022Q3: 80 shares; 2022Q4: 80 shares; 2023Q1: 80 shares; 2023Q2: 80 shares; 2023Q3: 80 shares 80$4K<0.01%0
AXAHYAXA -SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 129 shares; 2022Q2: 129 shares; 2022Q3: 129 shares; 2022Q4: 129 shares; 2023Q1: 129 shares; 2023Q2: 129 shares; 2023Q3: 129 shares 129$4K<0.01%0Timeline
LOGILITY SUPPLY CHAIN SOLUT…LOGILITY SUPPLY CHAIN SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 364 shares; 2022Q3: 364 shares; 2022Q4: 364 shares; 2023Q1: 364 shares; 2023Q2: 364 shares; 2023Q3: 364 shares 364$4K<0.01%0
NWBONORTHWEST BIOTHERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 4,292 shares; 2022Q2: 4,292 shares; 2022Q3: 4,292 shares; 2022Q4: 4,292 shares; 2023Q1: 4,292 shares; 2023Q2: 4,292 shares; 2023Q3: 4,292 shares 4,292$4K<0.01%0Timeline
VERITIV CORPVERITIV CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 24 shares; 2022Q2: 24 shares; 2022Q3: 24 shares; 2022Q4: 24 shares; 2023Q1: 24 shares; 2023Q2: 24 shares; 2023Q3: 24 shares 24$4K<0.01%0
STATE STR CORP DEP SHS REPS…STATE STR CORP DEP SHS REPSTGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 175 shares; 2022Q2: 175 shares; 2022Q3: 175 shares; 2022Q4: 175 shares; 2023Q1: 175 shares; 2023Q2: 175 shares; 2023Q3: 175 shares 175$4K<0.01%0
COFCAPITAL ONE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 17 shares; 2022Q3: 7 shares; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 30 shares 30$3K<0.01%newTimeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 30 shares; 2022Q2: 30 shares; 2022Q3: 30 shares; 2022Q4: 30 shares; 2023Q1: 30 shares; 2023Q2: 30 shares; 2023Q3: 30 shares 30$3K<0.01%0Timeline
CBLCBL & ASSOC PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 146 shares; 2023Q3: 133 shares 133$3K<0.01%-13Timeline
BRBRBELLRING BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 74 shares; 2022Q2: 74 shares; 2022Q3: 74 shares; 2022Q4: 74 shares; 2023Q1: 74 shares; 2023Q2: 74 shares; 2023Q3: 74 shares 74$3K<0.01%0Timeline
LIILENNOX INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 9 shares; 2022Q3: 9 shares; 2022Q4: 9 shares; 2023Q1: 9 shares; 2023Q2: 9 shares; 2023Q3: 9 shares 9$3K<0.01%0Timeline
REZIRESIDEO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 16 shares; 2022Q2: 216 shares; 2022Q3: 716 shares; 2022Q4: 2,000 shares; 2023Q1: 400 shares; 2023Q2: 400 shares; 2023Q3: 200 shares 200$3K<0.01%-200Timeline
HOGHARLEY DAVIDSON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 80 shares; 2022Q2: 80 shares; 2022Q3: 80 shares; 2022Q4: 80 shares; 2023Q1: 80 shares; 2023Q2: 80 shares; 2023Q3: 80 shares 80$3K<0.01%0Timeline
FOXAFOX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 112 shares; 2022Q2: 112 shares; 2022Q3: 112 shares; 2022Q4: 112 shares; 2023Q1: 112 shares; 2023Q2: 112 shares; 2023Q3: 112 shares 112$3K<0.01%0Timeline
FVRRFIVERR INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 125 shares; 2022Q2: 125 shares; 2022Q3: 125 shares; 2022Q4: 125 shares; 2023Q1: 125 shares; 2023Q2: 125 shares; 2023Q3: 125 shares 125$3K<0.01%0Timeline
PCGPG&E CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 200 shares; 2022Q2: 200 shares; 2022Q3: 200 shares; 2022Q4: 200 shares; 2023Q1: 200 shares; 2023Q2: 200 shares; 2023Q3: 200 shares 200$3K<0.01%0Timeline
NWSANEWS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 159 shares; 2022Q2: 159 shares; 2022Q3: 159 shares; 2022Q4: 159 shares; 2023Q1: 159 shares; 2023Q2: 159 shares; 2023Q3: 159 shares 159$3K<0.01%0Timeline
GLPIGAMING & LEISURE PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 70 shares; 2022Q2: 70 shares; 2022Q3: 70 shares; 2022Q4: 70 shares; 2023Q1: 70 shares; 2023Q2: 70 shares; 2023Q3: 70 shares 70$3K<0.01%0Timeline
BBYBEST BUY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 60 shares; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 50 shares 50$3K<0.01%newTimeline
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 100 shares; 2022Q2: 100 shares; 2022Q3: 100 shares; 2022Q4: 200 shares; 2023Q1: 200 shares; 2023Q2: 200 shares; 2023Q3: 200 shares 200$3K<0.01%0Timeline
HYLBDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1,376 shares; 2022Q2: 1,376 shares; 2022Q3: 1,482 shares; 2022Q4: 1,461 shares; 2023Q1: 1,461 shares; 2023Q2: 85 shares; 2023Q3: 85 shares 85$3K<0.01%0Timeline
LUCID GROUP INCLUCID GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 500 shares; 2022Q3: 500 shares; 2022Q4: 500 shares; 2023Q1: 500 shares; 2023Q2: 500 shares; 2023Q3: 500 shares 500$3K<0.01%0
BUFDFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 128 shares 128$3K<0.01%newTimeline
CPERUNITED STS COMMODITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 120 shares; 2022Q2: 120 shares; 2022Q3: 120 shares; 2022Q4: 120 shares; 2023Q1: 120 shares; 2023Q2: 120 shares; 2023Q3: 120 shares 120$3K<0.01%0Timeline
JOBYJOBY AVIATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 1,000 shares; 2022Q4: 1,000 shares; 2023Q1: 1,000 shares; 2023Q2: not reported; 2023Q3: 475 shares 475$3K<0.01%newTimeline
JUSTGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 75 shares; 2023Q3: 52 shares 52$3K<0.01%-23Timeline
TILRAY INCTILRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1,122 shares; 2022Q2: 1,122 shares; 2022Q3: 1,122 shares; 2022Q4: 1,122 shares; 2023Q1: 1,122 shares; 2023Q2: 1,122 shares; 2023Q3: 1,122 shares 1,122$3K<0.01%0
SSPSCRIPPS E W CO OHIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 523 shares; 2022Q2: 523 shares; 2022Q3: 523 shares; 2022Q4: 523 shares; 2023Q1: 523 shares; 2023Q2: 523 shares; 2023Q3: 523 shares 523$3K<0.01%0Timeline
CRLBFCRESCO LABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1,605 shares; 2022Q2: 1,605 shares; 2022Q3: 1,605 shares; 2022Q4: 1,605 shares; 2023Q1: 1,605 shares; 2023Q2: 1,605 shares; 2023Q3: 1,605 shares 1,605$3K<0.01%0Timeline
WEBSTER FINL CORP DEPOSITAR…WEBSTER FINL CORP DEPOSITARY SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 150 shares; 2022Q2: 150 shares; 2022Q3: 150 shares; 2022Q4: 150 shares; 2023Q1: 150 shares; 2023Q2: 150 shares; 2023Q3: 150 shares 150$3K<0.01%0
LEARNING TREE INTERNATIONALLEARNING TREE INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 15,340 shares; 2022Q2: 15,340 shares; 2022Q3: 15,340 shares; 2022Q4: 15,340 shares; 2023Q1: 15,340 shares; 2023Q2: 15,340 shares; 2023Q3: 15,340 shares 15,340$3K<0.01%0
BILSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 40 shares; 2022Q2: 40 shares; 2022Q3: 40 shares; 2022Q4: 1,147 shares; 2023Q1: 40 shares; 2023Q2: 21 shares; 2023Q3: 21 shares 21$2K<0.01%0Timeline
VGLTVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 32 shares; 2023Q3: 32 shares 32$2K<0.01%0Timeline
HMCHONDA MOTOR CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 50 shares; 2022Q2: 50 shares; 2022Q3: 50 shares; 2022Q4: 50 shares; 2023Q1: 50 shares; 2023Q2: 50 shares; 2023Q3: 50 shares 50$2K<0.01%0Timeline
NCLHNORWEGIAN CRUISE LINE HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 100 shares; 2022Q3: 100 shares; 2022Q4: 600 shares; 2023Q1: 1,100 shares; 2023Q2: 1,100 shares; 2023Q3: 100 shares 100$2K<0.01%-1,000Timeline
CDECOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,050 shares 1,050$2K<0.01%newTimeline
IFFINTERNATIONAL FLAVORS&FRAGRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 323 shares; 2022Q2: 323 shares; 2022Q3: 323 shares; 2022Q4: 323 shares; 2023Q1: 23 shares; 2023Q2: 23 shares; 2023Q3: 23 shares 23$2K<0.01%0Timeline
LDOSLEIDOS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 22 shares; 2022Q2: 22 shares; 2022Q3: 22 shares; 2022Q4: 22 shares; 2023Q1: 22 shares; 2023Q2: 22 shares; 2023Q3: 22 shares 22$2K<0.01%0Timeline
HIIHUNTINGTON INGALLS INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 12 shares; 2022Q2: 18 shares; 2022Q3: 12 shares; 2022Q4: 12 shares; 2023Q1: 12 shares; 2023Q2: 12 shares; 2023Q3: 12 shares 12$2K<0.01%0Timeline
COINCOINBASE GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 27 shares; 2022Q2: 27 shares; 2022Q3: 27 shares; 2022Q4: 20 shares; 2023Q1: 20 shares; 2023Q2: 20 shares; 2023Q3: 20 shares 20$2K<0.01%0Timeline
SAPSAP SEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 14 shares; 2022Q2: 129 shares; 2022Q3: 14 shares; 2022Q4: 14 shares; 2023Q1: 14 shares; 2023Q2: 14 shares; 2023Q3: 14 shares 14$2K<0.01%0Timeline
SNNSMITH & NEPHEW PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 63 shares; 2022Q2: 63 shares; 2022Q3: 63 shares; 2022Q4: 63 shares; 2023Q1: 63 shares; 2023Q2: 63 shares; 2023Q3: 63 shares 63$2K<0.01%0Timeline
SSNCSS&C TECH HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 43 shares; 2022Q2: 43 shares; 2022Q3: 43 shares; 2022Q4: 43 shares; 2023Q1: 43 shares; 2023Q2: 43 shares; 2023Q3: 43 shares 43$2K<0.01%0Timeline
DOCUDOCUSIGN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 410 shares; 2022Q2: 589 shares; 2022Q3: 490 shares; 2022Q4: 80 shares; 2023Q1: not reported; 2023Q2: 52 shares; 2023Q3: 52 shares 52$2K<0.01%0Timeline
IXORIX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 23 shares; 2022Q2: 23 shares; 2022Q3: 23 shares; 2022Q4: 23 shares; 2023Q1: 23 shares; 2023Q2: 23 shares; 2023Q3: 23 shares 23$2K<0.01%0Timeline
JBGSJBG SMITH PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 115 shares; 2022Q2: 115 shares; 2022Q3: 115 shares; 2022Q4: 115 shares; 2023Q1: 115 shares; 2023Q2: 115 shares; 2023Q3: 115 shares 115$2K<0.01%0Timeline
IWYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 13 shares; 2022Q2: 18 shares; 2022Q3: 13 shares; 2022Q4: 13 shares; 2023Q1: 13 shares; 2023Q2: 13 shares; 2023Q3: 13 shares 13$2K<0.01%0Timeline
BSTBLACKROCK SCIENCE & TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 75 shares; 2022Q2: 75 shares; 2022Q3: 75 shares; 2022Q4: 75 shares; 2023Q1: 75 shares; 2023Q2: 75 shares; 2023Q3: 75 shares 75$2K<0.01%0Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 255 shares; 2022Q2: 255 shares; 2022Q3: 255 shares; 2022Q4: 255 shares; 2023Q1: 255 shares; 2023Q2: 255 shares; 2023Q3: 255 shares 255$2K<0.01%0Timeline
FDISFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 26 shares; 2023Q3: 26 shares 26$2K<0.01%0Timeline
PBWINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 74 shares; 2023Q2: 74 shares; 2023Q3: 74 shares 74$2K<0.01%0Timeline
FHLCFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 34 shares; 2023Q3: 34 shares 34$2K<0.01%0Timeline
BUNGE LTDBUNGE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 76 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 20 shares 20$2K<0.01%new
HANESBRANDS INCHANESBRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 2,434 shares; 2022Q2: 2,434 shares; 2022Q3: 2,434 shares; 2022Q4: 1,767 shares; 2023Q1: 1,100 shares; 2023Q2: 1,100 shares; 2023Q3: 434 shares 434$2K<0.01%-666
EMLCVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 75 shares; 2023Q2: 75 shares; 2023Q3: 75 shares 75$2K<0.01%0Timeline
ODPTHE ODP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 44 shares; 2022Q2: 44 shares; 2022Q3: 44 shares; 2022Q4: 44 shares; 2023Q1: 44 shares; 2023Q2: 44 shares; 2023Q3: 44 shares 44$2K<0.01%0Timeline
CLNECLEAN ENERGY FUELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1,000 shares; 2022Q2: 1,000 shares; 2022Q3: 1,000 shares; 2022Q4: 1,000 shares; 2023Q1: 1,000 shares; 2023Q2: 500 shares; 2023Q3: 500 shares 500$2K<0.01%0Timeline
RHHBYROCHE HOLDINGS LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 321 shares; 2022Q2: 486 shares; 2022Q3: 321 shares; 2022Q4: 321 shares; 2023Q1: 321 shares; 2023Q2: 321 shares; 2023Q3: 71 shares 71$2K<0.01%-250Timeline
LVMUYLVMH MOET HENNESSY-UNSP ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 12 shares; 2022Q2: 12 shares; 2022Q3: 12 shares; 2022Q4: 12 shares; 2023Q1: 12 shares; 2023Q2: 12 shares; 2023Q3: 12 shares 12$2K<0.01%0Timeline
TOELYTokyo Electron Ltd UnsponsoredQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 17 shares; 2022Q2: 17 shares; 2022Q3: 17 shares; 2022Q4: 17 shares; 2023Q1: 17 shares; 2023Q2: 25 shares; 2023Q3: 25 shares 25$2K<0.01%0Timeline
VCISYVINCI S.A.-UNSPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 77 shares; 2022Q2: 77 shares; 2022Q3: 77 shares; 2022Q4: 77 shares; 2023Q1: 77 shares; 2023Q2: 77 shares; 2023Q3: 77 shares 77$2K<0.01%0Timeline
DHLGYDHL AG - ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 56 shares; 2022Q2: 250 shares; 2022Q3: 56 shares; 2022Q4: 56 shares; 2023Q1: 56 shares; 2023Q2: 56 shares; 2023Q3: 56 shares 56$2K<0.01%0Timeline
Galaxy Digital Holdings Ltd.Galaxy Digital Holdings Ltd.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 430 shares; 2022Q2: 430 shares; 2022Q3: 430 shares; 2022Q4: 430 shares; 2023Q1: 430 shares; 2023Q2: 430 shares; 2023Q3: 430 shares 430$2K<0.01%0
ETF MANAGERS TRETF MANAGERS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 200 shares 200$2K<0.01%new
PIDINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 55 shares 55$1K<0.01%newTimeline
VWOBVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 15 shares; 2023Q2: 15 shares; 2023Q3: 15 shares 15$1K<0.01%0Timeline
FNMAFEDERAL NATL MTG ASS 000000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1,000 shares; 2022Q2: 1,000 shares; 2022Q3: 1,000 shares; 2022Q4: 1,000 shares; 2023Q1: 1,000 shares; 2023Q2: 1,000 shares; 2023Q3: 1,000 shares 1,000$1K<0.01%0Timeline
KVUEKENVUE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 25 shares 25$1K<0.01%newTimeline
PTONPELOTON INTERACTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 430 shares; 2022Q2: 430 shares; 2022Q3: 515 shares; 2022Q4: 430 shares; 2023Q1: 210 shares; 2023Q2: 180 shares; 2023Q3: 180 shares 180$1K<0.01%0Timeline
PHMPULTE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 9 shares 9$1K<0.01%newTimeline
UNFIUNITED NAT FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 77 shares; 2022Q2: 77 shares; 2022Q3: 77 shares; 2022Q4: 77 shares; 2023Q1: 77 shares; 2023Q2: 77 shares; 2023Q3: 77 shares 77$1K<0.01%0Timeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 48 shares; 2023Q2: 48 shares; 2023Q3: 48 shares 48$1K<0.01%0Timeline
TWLOTWILIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 65 shares; 2022Q2: 115 shares; 2022Q3: 115 shares; 2022Q4: 115 shares; 2023Q1: 115 shares; 2023Q2: 15 shares; 2023Q3: 15 shares 15$1K<0.01%0Timeline
ACCOACCO BRANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 188 shares; 2022Q2: 188 shares; 2022Q3: 188 shares; 2022Q4: 188 shares; 2023Q1: 188 shares; 2023Q2: 188 shares; 2023Q3: 188 shares 188$1K<0.01%0Timeline
LYVLIVE NATION ENTERTAINMENT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 109 shares; 2022Q3: 40 shares; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10 shares 10$1K<0.01%newTimeline
SAICSCIENCE APPLICATIONS INTL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 11 shares; 2022Q2: 11 shares; 2022Q3: 11 shares; 2022Q4: 11 shares; 2023Q1: 11 shares; 2023Q2: 11 shares; 2023Q3: 11 shares 11$1K<0.01%0Timeline
TDYTELEDYNE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 2 shares; 2022Q2: 19 shares; 2022Q3: 2 shares; 2022Q4: 2 shares; 2023Q1: 2 shares; 2023Q2: 2 shares; 2023Q3: 2 shares 2$1K<0.01%0Timeline
TSNTYSON FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 14 shares; 2022Q2: 14 shares; 2022Q3: 14 shares; 2022Q4: 66 shares; 2023Q1: 66 shares; 2023Q2: 66 shares; 2023Q3: 14 shares 14$1K<0.01%-52Timeline
ARKKARK ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 210 shares; 2022Q2: 30 shares; 2022Q3: 30 shares; 2022Q4: 30 shares; 2023Q1: 30 shares; 2023Q2: 30 shares; 2023Q3: 30 shares 30$1K<0.01%0Timeline
PARAMOUNT GLOBALPARAMOUNT GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1,114 shares; 2022Q2: 1,114 shares; 2022Q3: 1,114 shares; 2022Q4: 780 shares; 2023Q1: 780 shares; 2023Q2: 447 shares; 2023Q3: 114 shares 114$1K<0.01%-333
SNAPSNAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 100 shares; 2022Q2: 285 shares; 2022Q3: 270 shares; 2022Q4: 100 shares; 2023Q1: 100 shares; 2023Q2: 100 shares; 2023Q3: 100 shares 100$1K<0.01%0Timeline
DESWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 44 shares; 2022Q2: 44 shares; 2022Q3: 44 shares; 2022Q4: 44 shares; 2023Q1: 44 shares; 2023Q2: 44 shares; 2023Q3: 44 shares 44$1K<0.01%0Timeline
HAUZDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 52 shares; 2022Q4: 52 shares; 2023Q1: 52 shares; 2023Q2: 52 shares; 2023Q3: 52 shares 52$1K<0.01%0Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1,456 shares; 2022Q2: 1,456 shares; 2022Q3: 1,456 shares; 2022Q4: 1,456 shares; 2023Q1: 1,456 shares; 2023Q2: 5,356 shares; 2023Q3: 105 shares 105$1K<0.01%-5,251Timeline
LEGLEGGETT & PLATT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 25 shares; 2022Q2: 25 shares; 2022Q3: 25 shares; 2022Q4: 191 shares; 2023Q1: 25 shares; 2023Q2: 25 shares; 2023Q3: 25 shares 25$1K<0.01%0Timeline
ASIXADVANSIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 4 shares; 2022Q2: 4 shares; 2022Q3: 4 shares; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 47 shares; 2023Q3: 47 shares 47$1K<0.01%0Timeline
PHINPHINIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 40 shares 40$1K<0.01%newTimeline
PJTPJT PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 18 shares; 2023Q3: 18 shares 18$1K<0.01%0Timeline
FCOMFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 34 shares; 2023Q3: 34 shares 34$1K<0.01%0Timeline
GSIEGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 31 shares 31$1K<0.01%newTimeline
NORDSTROM INCNORDSTROM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 650 shares; 2022Q2: 1,950 shares; 2022Q3: 1,850 shares; 2022Q4: 650 shares; 2023Q1: 650 shares; 2023Q2: 100 shares; 2023Q3: 100 shares 100$1K<0.01%0
SEESEALED AIR CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 145 shares; 2022Q2: 45 shares; 2022Q3: 45 shares; 2022Q4: 45 shares; 2023Q1: 45 shares; 2023Q2: 45 shares; 2023Q3: 45 shares 45$1K<0.01%0Timeline
GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 500 shares; 2023Q2: 500 shares; 2023Q3: 800 shares 800$1K<0.01%+300
DISH NETWORK CORPORATIONDISH NETWORK CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1,201 shares; 2022Q2: 1,201 shares; 2022Q3: 701 shares; 2022Q4: 701 shares; 2023Q1: 701 shares; 2023Q2: 701 shares; 2023Q3: 101 shares 101$1K<0.01%-600
GRNBVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 65 shares; 2023Q3: 65 shares 65$1K<0.01%0Timeline
GTBIFGREEN THUMB INDS INC SUB VTG SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 100 shares; 2022Q2: 100 shares; 2022Q3: 100 shares; 2022Q4: 100 shares; 2023Q1: 100 shares; 2023Q2: 100 shares; 2023Q3: 100 shares 100$1K<0.01%0Timeline
KIESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 26 shares; 2023Q3: 26 shares 26$1K<0.01%0Timeline
NNDMNANO DIMENSION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 250 shares; 2022Q2: 250 shares; 2022Q3: 250 shares; 2022Q4: 250 shares; 2023Q1: 250 shares; 2023Q2: 250 shares; 2023Q3: 250 shares 250$1K<0.01%0Timeline
WRAPWRAP TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 900 shares; 2023Q3: 900 shares 900$1K<0.01%0Timeline
THNPYTECHNIP ENERGIES NV ADR(NETHERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 24 shares; 2023Q3: 24 shares 24$1K<0.01%0Timeline
SCE TRUST II 5.10% TR PFD S…SCE TRUST II 5.10% TR PFD SECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 69 shares; 2023Q3: 69 shares 69$1K<0.01%0
AXDXQACCELERATE DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 200 shares 200$1K<0.01%newTimeline
CROWN ELECTROKINETICS CORPCROWN ELECTROKINETICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,009 shares 2,009$1K<0.01%new
THREE SIXTY SOLAR LTDTHREE SIXTY SOLAR LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 200 shares; 2022Q4: 200 shares; 2023Q1: 1,200 shares; 2023Q2: 200 shares; 2023Q3: 3,200 shares 3,200$1K<0.01%+3,000
Zivo Bioscience IncZivo Bioscience IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1,000 shares; 2022Q2: 1,000 shares; 2022Q3: 1,000 shares; 2022Q4: 1,000 shares; 2023Q1: 1,000 shares; 2023Q2: 1,000 shares; 2023Q3: 1,000 shares 1,000$1K<0.01%0
VGSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 354 shares; 2022Q3: 355 shares; 2022Q4: 357 shares; 2023Q1: not reported; 2023Q2: 5 shares; 2023Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 119 shares; 2022Q2: 119 shares; 2022Q3: 119 shares; 2022Q4: 119 shares; 2023Q1: not reported; 2023Q2: 6 shares; 2023Q3: 6 shares 6$00%0Value filed as zero, left out of ratios.Timeline
DRDDRDGOLD LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 24 shares; 2022Q2: 24 shares; 2022Q3: 24 shares; 2022Q4: 24 shares; 2023Q1: 24 shares; 2023Q2: 24 shares; 2023Q3: 24 shares 24$00%0Value filed as zero, left out of ratios.Timeline
FRMEFIRST MERCHANTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 427 shares; 2022Q3: 411 shares; 2022Q4: 411 shares; 2023Q1: 411 shares; 2023Q2: 411 shares; 2023Q3: 8 shares 8$00%-403Value filed as zero, left out of ratios.Timeline
RCIROGERS COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 11 shares; 2022Q2: 11 shares; 2022Q3: 11 shares; 2022Q4: 11 shares; 2023Q1: 11 shares; 2023Q2: 11 shares; 2023Q3: 11 shares 11$00%0Value filed as zero, left out of ratios.Timeline
NIONIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 50 shares; 2022Q2: 50 shares; 2022Q3: 50 shares; 2022Q4: 50 shares; 2023Q1: 50 shares; 2023Q2: 50 shares; 2023Q3: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
BENFRANKLIN TEMPLETON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 11 shares; 2022Q2: 11 shares; 2022Q3: 11 shares; 2022Q4: 11 shares; 2023Q1: 11 shares; 2023Q2: 11 shares; 2023Q3: 11 shares 11$00%0Value filed as zero, left out of ratios.Timeline
JPMEJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2 shares 2$00%newValue filed as zero, left out of ratios.Timeline
CALFPACER FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
FUBOFUBOTV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 60 shares; 2022Q2: 60 shares; 2022Q3: 60 shares; 2022Q4: 60 shares; 2023Q1: 60 shares; 2023Q2: 60 shares; 2023Q3: 60 shares 60$00%0Value filed as zero, left out of ratios.Timeline
GMEGAMESTOP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1 shares; 2022Q2: 1 shares; 2022Q3: 4 shares; 2022Q4: 4 shares; 2023Q1: 4 shares; 2023Q2: 4 shares; 2023Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
SANASANA BIOTECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 100 shares; 2022Q2: 100 shares; 2022Q3: 100 shares; 2022Q4: 100 shares; 2023Q1: 100 shares; 2023Q2: 100 shares; 2023Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.Timeline
QUBTQUANTUM COMPUTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 225 shares; 2022Q2: 225 shares; 2022Q3: 225 shares; 2022Q4: 225 shares; 2023Q1: 225 shares; 2023Q2: 225 shares; 2023Q3: 225 shares 225$00%0Value filed as zero, left out of ratios.Timeline
UAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 56 shares; 2022Q2: 56 shares; 2022Q3: 56 shares; 2022Q4: 56 shares; 2023Q1: 56 shares; 2023Q2: 56 shares; 2023Q3: 56 shares 56$00%0Value filed as zero, left out of ratios.Timeline
UAAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 56 shares; 2022Q2: 56 shares; 2022Q3: 56 shares; 2022Q4: 56 shares; 2023Q1: 56 shares; 2023Q2: 56 shares; 2023Q3: 56 shares 56$00%0Value filed as zero, left out of ratios.Timeline
JPIBJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 100 shares; 2023Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
FRCBFIRST REP BK SAN FRANCISCO CALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 142 shares; 2022Q2: 166 shares; 2022Q3: 100 shares; 2022Q4: 91 shares; 2023Q1: 91 shares; 2023Q2: 91 shares; 2023Q3: 91 shares 91$00%0Value filed as zero, left out of ratios.Timeline
PROTERRA INCPROTERRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 1,000 shares; 2022Q3: 1,000 shares; 2022Q4: 1,000 shares; 2023Q1: 1,000 shares; 2023Q2: 1,000 shares; 2023Q3: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
SVB FINANCIAL GROUPSVB FINANCIAL GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 885 shares; 2022Q2: 885 shares; 2022Q3: 885 shares; 2022Q4: 885 shares; 2023Q1: 885 shares; 2023Q2: 185 shares; 2023Q3: 185 shares 185$00%0Value filed as zero, left out of ratios.
SDSANDRIDGE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 2 shares; 2022Q2: 2 shares; 2022Q3: 2 shares; 2022Q4: 2 shares; 2023Q1: 2 shares; 2023Q2: 2 shares; 2023Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
RWJINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 6 shares 6$00%newValue filed as zero, left out of ratios.Timeline
ZIMVIE INCZIMVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 259 shares; 2022Q2: 151 shares; 2022Q3: 148 shares; 2022Q4: 111 shares; 2023Q1: 111 shares; 2023Q2: 44 shares; 2023Q3: 10 shares 10$00%-34Value filed as zero, left out of ratios.
JEMAJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10 shares 10$00%newValue filed as zero, left out of ratios.Timeline
RFVINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2 shares 2$00%newValue filed as zero, left out of ratios.Timeline
OXY/WSOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 17 shares; 2022Q2: 22 shares; 2022Q3: 22 shares; 2022Q4: 17 shares; 2023Q1: 6 shares; 2023Q2: 6 shares; 2023Q3: 6 shares 6$00%0Value filed as zero, left out of ratios.Timeline
VALARIS PLC XXX SH…VALARIS PLC XXX SHS CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 245 shares; 2023Q3: 245 shares 245$00%0Value filed as zero, left out of ratios.
VXRTVAXART INC COM NEW (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 200 shares; 2022Q2: 200 shares; 2022Q3: 200 shares; 2022Q4: 200 shares; 2023Q1: 200 shares; 2023Q2: 200 shares; 2023Q3: 200 shares 200$00%0Value filed as zero, left out of ratios.Timeline
ABIOMED INC - CVRABIOMED INC - CVRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 37 shares; 2023Q1: 37 shares; 2023Q2: 37 shares; 2023Q3: 37 shares 37$00%0Value filed as zero, left out of ratios.
VALWSVALARIS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 4 shares; 2023Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
MANUMANCHESTER UTD PLC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 1 shares; 2023Q2: 1 shares; 2023Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
HIGHLANDS REIT INCHIGHLANDS REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 1,250 shares; 2023Q3: 1,250 shares 1,250$00%0Value filed as zero, left out of ratios.
PERSHING SQUARE TONTINEPERSHING SQUARE TONTINEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 10,000 shares; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares; 2023Q2: 10,000 shares; 2023Q3: 10,000 shares 10,000$00%0Value filed as zero, left out of ratios.
REGENICIN INCREGENICIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 7,600 shares; 2022Q2: 7,600 shares; 2022Q3: 7,600 shares; 2022Q4: 7,600 shares; 2023Q1: 7,600 shares; 2023Q2: 7,600 shares; 2023Q3: 7,600 shares 7,600$00%0Value filed as zero, left out of ratios.
2SEVENTY BIO INC COMMON STO…2SEVENTY BIO INC COMMON STOCKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 33 shares; 2022Q2: 33 shares; 2022Q3: 33 shares; 2022Q4: 33 shares; 2023Q1: 33 shares; 2023Q2: 33 shares; 2023Q3: 33 shares 33$00%0Value filed as zero, left out of ratios.
WAVE SYS CORP CL A NEWWAVE SYS CORP CL A NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 43 shares; 2022Q2: 43 shares; 2022Q3: 43 shares; 2022Q4: 43 shares; 2023Q1: 43 shares; 2023Q2: 43 shares; 2023Q3: 43 shares 43$00%0Value filed as zero, left out of ratios.
ESC GCI LIBERTY INC SHSESC GCI LIBERTY INC SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 36 shares; 2023Q3: 36 shares 36$00%0Value filed as zero, left out of ratios.
REBUS HLDGS INCREBUS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 2 shares; 2023Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.
TITAN MED INCTITAN MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 33 shares; 2022Q2: 33 shares; 2022Q3: 33 shares; 2022Q4: 33 shares; 2023Q1: 33 shares; 2023Q2: 33 shares; 2023Q3: 33 shares 33$00%0Value filed as zero, left out of ratios.
L+L ENERGY INCL+L ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 179 shares; 2022Q2: 179 shares; 2022Q3: 179 shares; 2022Q4: 179 shares; 2023Q1: 179 shares; 2023Q2: 179 shares; 2023Q3: 179 shares 179$00%0Value filed as zero, left out of ratios.
QUEST RARE MINERALS LTDQUEST RARE MINERALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 449 shares; 2022Q2: 449 shares; 2022Q3: 449 shares; 2022Q4: 449 shares; 2023Q1: 449 shares; 2023Q2: 449 shares; 2023Q3: 449 shares 449$00%0Value filed as zero, left out of ratios.
YUHE INTERNATIONAL, INC.YUHE INTERNATIONAL, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 1,000 shares; 2023Q3: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
Encorium Group IncEncorium Group IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 52 shares; 2022Q2: 52 shares; 2022Q3: 52 shares; 2022Q4: 52 shares; 2023Q1: 52 shares; 2023Q2: 52 shares; 2023Q3: 52 shares 52$00%0Value filed as zero, left out of ratios.
WICHITA DEVELOPMENT CORPWICHITA DEVELOPMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 333 shares; 2022Q2: 333 shares; 2022Q3: 333 shares; 2022Q4: 333 shares; 2023Q1: 333 shares; 2023Q2: 333 shares; 2023Q3: 333 shares 333$00%0Value filed as zero, left out of ratios.
RINO INTERNATIONAL CORPORRINO INTERNATIONAL CORPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 100 shares; 2022Q2: 100 shares; 2022Q3: 100 shares; 2022Q4: 100 shares; 2023Q1: 100 shares; 2023Q2: 100 shares; 2023Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
AMERICAN POWER ORDAMERICAN POWER ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 150 shares; 2023Q3: 150 shares 150$00%0Value filed as zero, left out of ratios.
SEELOS THERAPEUTICS INCSEELOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1,000 shares; 2022Q2: 1,000 shares; 2022Q3: 1,000 shares; 2022Q4: 1,000 shares; 2023Q1: 1,000 shares; 2023Q2: 1,000 shares; 2023Q3: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
PERSHING SQUARE TONTINE HOL…PERSHING SQUARE TONTINE HOLDINGS …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 1,111 shares; 2022Q4: 1,111 shares; 2023Q1: 1,111 shares; 2023Q2: 1,111 shares; 2023Q3: 1,111 shares 1,111$00%0Value filed as zero, left out of ratios.
RHEPREGIONAL HEALTH PPTYS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 161 shares; 2022Q2: 161 shares; 2022Q3: 161 shares; 2022Q4: 161 shares; 2023Q1: 137 shares; 2023Q2: 137 shares; 2023Q3: 137 shares 137$00%0Value filed as zero, left out of ratios.Timeline
AETHLON MED INCAETHLON MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 267 shares; 2022Q2: 267 shares; 2022Q3: 267 shares; 2022Q4: 267 shares; 2023Q1: 267 shares; 2023Q2: 267 shares; 2023Q3: 267 shares 267$00%0Value filed as zero, left out of ratios.
Fuqi Intl Inc NewFuqi Intl Inc NewQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 750 shares; 2023Q3: 750 shares 750$00%0Value filed as zero, left out of ratios.
GFASYGAFISA S A ADR NEW (BRA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 12 shares; 2023Q3: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
Prairie Shores Incratxxx Es…Prairie Shores Incratxxx Escrow P…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 19 shares; 2022Q2: 19 shares; 2022Q3: 19 shares; 2022Q4: 19 shares; 2023Q1: 19 shares; 2023Q2: 19 shares; 2023Q3: 19 shares 19$00%0Value filed as zero, left out of ratios.
Soligor Intl ComSoligor Intl ComQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 105 shares; 2022Q4: 105 shares; 2023Q1: 105 shares; 2023Q2: 105 shares; 2023Q3: 105 shares 105$00%0Value filed as zero, left out of ratios.
BETRFBETTERLIFE PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 4,000 shares; 2022Q2: 4,000 shares; 2022Q3: 4,000 shares; 2022Q4: 4,000 shares; 2023Q1: 4,000 shares; 2023Q2: 4,000 shares; 2023Q3: 4,000 shares 4,000$00%0Value filed as zero, left out of ratios.Timeline
Cardia IncCardia IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 5,702 shares; 2022Q2: 5,702 shares; 2022Q3: 5,702 shares; 2022Q4: 5,702 shares; 2023Q1: 5,702 shares; 2023Q2: 5,702 shares; 2023Q3: 5,702 shares 5,702$00%0Value filed as zero, left out of ratios.
Reneuron Group PLC OrdfReneuron Group PLC OrdfQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 1,000 shares; 2023Q3: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
Sefe Inc XXX Registration R…Sefe Inc XXX Registration Revoked…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 3,000 shares; 2022Q2: 3,000 shares; 2022Q3: 3,000 shares; 2022Q4: 3,000 shares; 2023Q1: 3,000 shares; 2023Q2: 3,000 shares; 2023Q3: 3,000 shares 3,000$00%0Value filed as zero, left out of ratios.
Silver Mountain Resour FSilver Mountain Resour FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 2,100 shares; 2022Q4: 2,100 shares; 2023Q1: 2,100 shares; 2023Q2: 2,100 shares; 2023Q3: 2,100 shares 2,100$00%0Value filed as zero, left out of ratios.
Therma-Med Inc NewTherma-Med Inc NewQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 5 shares; 2022Q2: 5 shares; 2022Q3: 5 shares; 2022Q4: 5 shares; 2023Q1: 5 shares; 2023Q2: 5 shares; 2023Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
Total Apparel Group NXXX Re…Total Apparel Group NXXX Registra…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1 shares; 2022Q2: 1 shares; 2022Q3: 1 shares; 2022Q4: 1 shares; 2023Q1: 1 shares; 2023Q2: 1 shares; 2023Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
Unrivaled Brands IncUnrivaled Brands IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 134 shares; 2022Q2: 134 shares; 2022Q3: 134 shares; 2022Q4: 134 shares; 2023Q1: 134 shares; 2023Q2: 134 shares; 2023Q3: 134 shares 134$00%0Value filed as zero, left out of ratios.
Vasamed IncVasamed IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 24,613 shares; 2022Q2: 24,613 shares; 2022Q3: 24,613 shares; 2022Q4: 24,613 shares; 2023Q1: 24,613 shares; 2023Q2: 24,613 shares; 2023Q3: 24,613 shares 24,613$00%0Value filed as zero, left out of ratios.
Icecure Medical LT OrdfIcecure Medical LT OrdfQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 250 shares 250$00%newValue filed as zero, left out of ratios.
Icoa IncIcoa IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 58 shares; 2022Q3: 58 shares; 2022Q4: 58 shares; 2023Q1: 58 shares; 2023Q2: 58 shares; 2023Q3: 58 shares 58$00%0Value filed as zero, left out of ratios.
Islet Sciences IncIslet Sciences IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 46,723 shares 46,723$00%newValue filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
BANK OF AMER CORPBANK OF AMER CORP 7.25%CNV PFD Lprincipal2$2K0

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL29,454$964Kshares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL12,867$422Kshares
Vale SA - Sponsored ADRVale SA - Sponsored ADR21,050$282Kshares
LIFE STORAGE INCLIFE STORAGE INC1,650$219Kshares
SKTTANGER INC8,300$183Kshares
LIBERTYLIBERTY4,451$176Kshares
FOCUS FINANCIAL PARTNERS IN…FOCUS FINANCIAL PARTNERS INC.2,625$138Kshares
Wells Fargo & 5.85 PFD PFD…Wells Fargo & 5.85 PFD PFD Ser Q3,700$93Kshares
SPHQINVESCO EXCHANGE TRADED FD T1,102$56Kshares
VVVVALVOLINE INC1,479$55Kshares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL1,225$50Kshares
WEXWEX INC250$46Kshares
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC1,375$35Kshares
IJKISHARES TR362$27Kshares
LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-C306$23Kshares
REPARE THERAPEUTICS INCREPARE THERAPEUTICS INC2,000$21Kshares
Citigroup Inc 6.875 PFDCitigroup Inc 6.875 PFD835$21Kshares
BWABORGWARNER INC400$20Kshares
ALNYALNYLAM PHARMACEUTICALS INC100$19Kshares
AALAMERICAN AIRLINES GROUP INC1,000$18Kshares
EBSEMERGENT BIOSOLUTIONS INC2,000$15Kshares
DBEFDBX ETF TR329$12Kshares
SPRSPIRIT AEROSYSTEMS HLDGS INC400$12Kshares
MGMMGM RESORTS INTERNATIONAL231$10Kshares
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE153$10Kshares
BABINVESCO EXCH TRADED FD TR II333$9Kshares
HLIOHELIOS TECHNOLOGIES INC100$7Kshares
DXCMDEXCOM INC44$6Kshares
FOOT LOCKER INCFOOT LOCKER INC200$5Kshares
UNITI GROUP INCUNITI GROUP INC1,000$5Kshares
IQVIQVIA HLDGS INC19$4Kshares
TRUTRANSUNION45$4Kshares
FTCSFIRST TR EXCHANGE-TRADED FD59$4Kshares
MDRXVERADIGM INC. COMMON STOCK(DE)350$4Kshares
WPCWP CAREY INC48$3Kshares
OKTAOKTA INC25$2Kshares
WCNWASTE CONNECTIONS INC12$2Kshares
WTWWILLIS TOWERS WATSON PLC LTD9$2Kshares
AAPADVANCE AUTO PARTS INC34$2Kshares
Accelerate DiagnosticsAccelerate Diagnostics2,000$2Kshares
Integrys Holding, 6PFD Due…Integrys Holding, 6PFD Due 08/01…93$2Kshares
EPREPR PPTYS14$1Kshares
AVYAVERY DENNISON CORP8$1Kshares
CECELANESE CORP DEL12$1Kshares
LYFTLYFT INC100$1Kshares
GRWGGROWGENERATION CORP200$1Kshares
IJSISHARES TR4$0shares
ICCMICECURE MEDICAL LTD CAESAREA250$0shares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001550075-23-000004 base2023-10-10acceptance time not in the bulk data set