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Bartlett & Co. LLC

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13F filer, CIK 1550075, CINCINNATI, OH

Bartlett & Co. LLC reported $5,177,574,000 across 1,080 holdings for the quarter ended 2023-03-31, in a 13F-HR filed 2023-04-06. Its ten largest share positions make up 29.67% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001550075-23-000002

Period
2023-03-31
Reported value
$5.18B
Holdings
1,080
Top 10 weight
29.67%
New
27
Sold out
65

Largest buys vs the previous quarter

SecurityShares changeApprox. value
LINnew+222,676$79.1M
CFRadded+125,308$13.2M
INTUadded+24,752$11M
ZTSadded+34,331$5.71M
AMZNadded+38,824$4.01M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
LINDE PLC/OLDreduced-224,149-$79.3M
BAXreduced-239,680-$9.82M
CMCSAreduced-235,532-$8.93M
FISreduced-109,834-$5.96M
NUVEEN OHIO QUALITY INC MUNIreduced-254,657-$4.24M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2023

Share positions as resolved from 13F-HR 0001550075-23-000002, largest first. % of portfolio is the value over $5,177,574,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
EPREPR PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 14 shares; 2022Q2: 14 shares; 2022Q3: 14 shares; 2022Q4: 14 shares; 2023Q1: 14 shares 14$1K<0.01%0Timeline
HMCHONDA MOTOR CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 50 shares; 2022Q2: 50 shares; 2022Q3: 50 shares; 2022Q4: 50 shares; 2023Q1: 50 shares 50$1K<0.01%0Timeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 48 shares 48$1K<0.01%newTimeline
RCIROGERS COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 11 shares; 2022Q2: 11 shares; 2022Q3: 11 shares; 2022Q4: 11 shares; 2023Q1: 11 shares 11$1K<0.01%0Timeline
COINCOINBASE GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 27 shares; 2022Q2: 27 shares; 2022Q3: 27 shares; 2022Q4: 20 shares; 2023Q1: 20 shares 20$1K<0.01%0Timeline
ACCOACCO BRANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 188 shares; 2022Q2: 188 shares; 2022Q3: 188 shares; 2022Q4: 188 shares; 2023Q1: 188 shares 188$1K<0.01%0Timeline
AVYAVERY DENNISON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 2,900 shares; 2022Q2: 2,928 shares; 2022Q3: 2,913 shares; 2022Q4: 2,908 shares; 2023Q1: 8 shares 8$1K<0.01%-2,900Timeline
NIONIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 50 shares; 2022Q2: 50 shares; 2022Q3: 50 shares; 2022Q4: 50 shares; 2023Q1: 50 shares 50$1K<0.01%0Timeline
SAICSCIENCE APPLICATIONS INTL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 11 shares; 2022Q2: 11 shares; 2022Q3: 11 shares; 2022Q4: 11 shares; 2023Q1: 11 shares 11$1K<0.01%0Timeline
TDYTELEDYNE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 2 shares; 2022Q2: 19 shares; 2022Q3: 2 shares; 2022Q4: 2 shares; 2023Q1: 2 shares 2$1K<0.01%0Timeline
CECELANESE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 12 shares; 2022Q3: 12 shares; 2022Q4: 12 shares; 2023Q1: 12 shares 12$1K<0.01%0Timeline
LYFTLYFT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 100 shares; 2022Q2: 224 shares; 2022Q3: 100 shares; 2022Q4: 100 shares; 2023Q1: 100 shares 100$1K<0.01%0Timeline
ARKKARK ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 210 shares; 2022Q2: 30 shares; 2022Q3: 30 shares; 2022Q4: 30 shares; 2023Q1: 30 shares 30$1K<0.01%0Timeline
SNAPSNAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 100 shares; 2022Q2: 285 shares; 2022Q3: 270 shares; 2022Q4: 100 shares; 2023Q1: 100 shares 100$1K<0.01%0Timeline
DESWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 44 shares; 2022Q2: 44 shares; 2022Q3: 44 shares; 2022Q4: 44 shares; 2023Q1: 44 shares 44$1K<0.01%0Timeline
ARIAPOLLO COML REAL ESTATE FINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 125 shares; 2022Q2: 125 shares; 2022Q3: 125 shares; 2022Q4: 125 shares; 2023Q1: 125 shares 125$1K<0.01%0Timeline
HAUZDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 52 shares; 2022Q4: 52 shares; 2023Q1: 52 shares 52$1K<0.01%0Timeline
LEGLEGGETT & PLATT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 25 shares; 2022Q2: 25 shares; 2022Q3: 25 shares; 2022Q4: 191 shares; 2023Q1: 25 shares 25$1K<0.01%-166Timeline
UAAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 56 shares; 2022Q2: 56 shares; 2022Q3: 56 shares; 2022Q4: 56 shares; 2023Q1: 56 shares 56$1K<0.01%0Timeline
USRTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 27 shares; 2022Q4: 27 shares; 2023Q1: 27 shares 27$1K<0.01%0Timeline
GRWGGROWGENERATION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 200 shares 200$1K<0.01%newTimeline
FRCBFIRST REP BK SAN FRANCISCO CALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 142 shares; 2022Q2: 166 shares; 2022Q3: 100 shares; 2022Q4: 91 shares; 2023Q1: 91 shares 91$1K<0.01%0Timeline
SVB FINANCIAL GROUPSVB FINANCIAL GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 885 shares; 2022Q2: 885 shares; 2022Q3: 885 shares; 2022Q4: 885 shares; 2023Q1: 885 shares 885$1K<0.01%0
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 50 shares; 2022Q2: 50 shares; 2022Q3: 50 shares; 2022Q4: 50 shares; 2023Q1: 50 shares 50$1K<0.01%0
GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 500 shares 500$1K<0.01%new
ZIMVIE INCZIMVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 259 shares; 2022Q2: 151 shares; 2022Q3: 148 shares; 2022Q4: 111 shares; 2023Q1: 111 shares 111$1K<0.01%0
ACELACCEL ENTERTAINMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 12,854 shares; 2022Q2: 12,854 shares; 2022Q3: 12,854 shares; 2022Q4: 92 shares; 2023Q1: 92 shares 92$1K<0.01%0Timeline
GTBIFGREEN THUMB INDS INC SUB VTG SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 100 shares; 2022Q2: 100 shares; 2022Q3: 100 shares; 2022Q4: 100 shares; 2023Q1: 100 shares 100$1K<0.01%0Timeline
NNDMNANO DIMENSION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 250 shares; 2022Q2: 250 shares; 2022Q3: 250 shares; 2022Q4: 250 shares; 2023Q1: 250 shares 250$1K<0.01%0Timeline
GRAPHITE ONE INC FGRAPHITE ONE INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 1,000 shares 1,000$1K<0.01%new
Accelerate DiagnosticsAccelerate DiagnosticsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 2,000 shares; 2022Q2: 2,000 shares; 2022Q3: 2,000 shares; 2022Q4: 2,000 shares; 2023Q1: 2,000 shares 2,000$1K<0.01%0
SEELOS THERAPEUTICS INCSEELOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 1,000 shares; 2022Q2: 1,000 shares; 2022Q3: 1,000 shares; 2022Q4: 1,000 shares; 2023Q1: 1,000 shares 1,000$1K<0.01%0
PROFESSIONAL DVRSTY NTWORK IPROFESSIONAL DVRSTY NTWORK IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 125 shares 125$1K<0.01%new
THREE SIXTY SOLAR LTDTHREE SIXTY SOLAR LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 200 shares; 2022Q4: 200 shares; 2023Q1: 1,200 shares 1,200$1K<0.01%+1,000
IJSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 3,082 shares; 2022Q2: 3,082 shares; 2022Q3: 3,082 shares; 2022Q4: 4 shares; 2023Q1: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
FNMAFEDERAL NATL MTG ASS 000000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 1,000 shares; 2022Q2: 1,000 shares; 2022Q3: 1,000 shares; 2022Q4: 1,000 shares; 2023Q1: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.Timeline
DRDDRDGOLD LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 24 shares; 2022Q2: 24 shares; 2022Q3: 24 shares; 2022Q4: 24 shares; 2023Q1: 24 shares 24$00%0Value filed as zero, left out of ratios.Timeline
BTIBRITISH AMERN TOB PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 9 shares; 2022Q2: 111 shares; 2022Q3: 9 shares; 2022Q4: 9 shares; 2023Q1: 9 shares 9$00%0Value filed as zero, left out of ratios.Timeline
BENFRANKLIN TEMPLETON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 11 shares; 2022Q2: 11 shares; 2022Q3: 11 shares; 2022Q4: 11 shares; 2023Q1: 11 shares 11$00%0Value filed as zero, left out of ratios.Timeline
FUBOFUBOTV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 60 shares; 2022Q2: 60 shares; 2022Q3: 60 shares; 2022Q4: 60 shares; 2023Q1: 60 shares 60$00%0Value filed as zero, left out of ratios.Timeline
BHFBRIGHTHOUSE FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 8 shares; 2022Q2: 8 shares; 2022Q3: 8 shares; 2022Q4: 8 shares; 2023Q1: 8 shares 8$00%0Value filed as zero, left out of ratios.Timeline
GMEGAMESTOP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 1 shares; 2022Q2: 1 shares; 2022Q3: 4 shares; 2022Q4: 4 shares; 2023Q1: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
SANASANA BIOTECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 100 shares; 2022Q2: 100 shares; 2022Q3: 100 shares; 2022Q4: 100 shares; 2023Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.Timeline
QUBTQUANTUM COMPUTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 225 shares; 2022Q2: 225 shares; 2022Q3: 225 shares; 2022Q4: 225 shares; 2023Q1: 225 shares 225$00%0Value filed as zero, left out of ratios.Timeline
UAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 56 shares; 2022Q2: 56 shares; 2022Q3: 56 shares; 2022Q4: 56 shares; 2023Q1: 56 shares 56$00%0Value filed as zero, left out of ratios.Timeline
SDSANDRIDGE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 2 shares; 2022Q2: 2 shares; 2022Q3: 2 shares; 2022Q4: 2 shares; 2023Q1: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
OXY/WSOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 17 shares; 2022Q2: 22 shares; 2022Q3: 22 shares; 2022Q4: 17 shares; 2023Q1: 6 shares 6$00%-11Value filed as zero, left out of ratios.Timeline
VXRTVAXART INC COM NEW (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 200 shares; 2022Q2: 200 shares; 2022Q3: 200 shares; 2022Q4: 200 shares; 2023Q1: 200 shares 200$00%0Value filed as zero, left out of ratios.Timeline
ABIOMED INC - CVRABIOMED INC - CVRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 37 shares; 2023Q1: 37 shares 37$00%0Value filed as zero, left out of ratios.
MANUMANCHESTER UTD PLC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 1 shares 1$00%newValue filed as zero, left out of ratios.Timeline
PERSHING SQUARE TONTINEPERSHING SQUARE TONTINEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 10,000 shares; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares 10,000$00%0Value filed as zero, left out of ratios.
REGENICIN INCREGENICIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 7,600 shares; 2022Q2: 7,600 shares; 2022Q3: 7,600 shares; 2022Q4: 7,600 shares; 2023Q1: 7,600 shares 7,600$00%0Value filed as zero, left out of ratios.
2SEVENTY BIO INC COMMON STO…2SEVENTY BIO INC COMMON STOCKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 33 shares; 2022Q2: 33 shares; 2022Q3: 33 shares; 2022Q4: 33 shares; 2023Q1: 33 shares 33$00%0Value filed as zero, left out of ratios.
WAVE SYS CORP CL A NEWWAVE SYS CORP CL A NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 43 shares; 2022Q2: 43 shares; 2022Q3: 43 shares; 2022Q4: 43 shares; 2023Q1: 43 shares 43$00%0Value filed as zero, left out of ratios.
ICCMICECURE MEDICAL LTD CAESAREAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 250 shares; 2022Q2: 250 shares; 2022Q3: 250 shares; 2022Q4: 250 shares; 2023Q1: 250 shares 250$00%0Value filed as zero, left out of ratios.Timeline
MULLEN AUTOMOTIVE INCMULLEN AUTOMOTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 2,000 shares 2,000$00%newValue filed as zero, left out of ratios.
TITAN MED INCTITAN MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 33 shares; 2022Q2: 33 shares; 2022Q3: 33 shares; 2022Q4: 33 shares; 2023Q1: 33 shares 33$00%0Value filed as zero, left out of ratios.
World Surveillance Group IncWorld Surveillance Group IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 15,900 shares; 2022Q4: 15,900 shares; 2023Q1: 15,900 shares 15,900$00%0Value filed as zero, left out of ratios.
L+L ENERGY INCL+L ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 179 shares; 2022Q2: 179 shares; 2022Q3: 179 shares; 2022Q4: 179 shares; 2023Q1: 179 shares 179$00%0Value filed as zero, left out of ratios.
QUEST RARE MINERALS LTDQUEST RARE MINERALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 449 shares; 2022Q2: 449 shares; 2022Q3: 449 shares; 2022Q4: 449 shares; 2023Q1: 449 shares 449$00%0Value filed as zero, left out of ratios.
Encorium Group IncEncorium Group IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 52 shares; 2022Q2: 52 shares; 2022Q3: 52 shares; 2022Q4: 52 shares; 2023Q1: 52 shares 52$00%0Value filed as zero, left out of ratios.
WICHITA DEVELOPMENT CORPWICHITA DEVELOPMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 333 shares; 2022Q2: 333 shares; 2022Q3: 333 shares; 2022Q4: 333 shares; 2023Q1: 333 shares 333$00%0Value filed as zero, left out of ratios.
RINO INTERNATIONAL CORPORRINO INTERNATIONAL CORPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 100 shares; 2022Q2: 100 shares; 2022Q3: 100 shares; 2022Q4: 100 shares; 2023Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
PERSHING SQUARE TONTINE HOL…PERSHING SQUARE TONTINE HOLDINGS …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 1,111 shares; 2022Q4: 1,111 shares; 2023Q1: 1,111 shares 1,111$00%0Value filed as zero, left out of ratios.
RHEPREGIONAL HEALTH PPTYS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 161 shares; 2022Q2: 161 shares; 2022Q3: 161 shares; 2022Q4: 161 shares; 2023Q1: 137 shares 137$00%-24Value filed as zero, left out of ratios.Timeline
AETHLON MED INCAETHLON MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 267 shares; 2022Q2: 267 shares; 2022Q3: 267 shares; 2022Q4: 267 shares; 2023Q1: 267 shares 267$00%0Value filed as zero, left out of ratios.
Prairie Shores Incratxxx Es…Prairie Shores Incratxxx Escrow P…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 19 shares; 2022Q2: 19 shares; 2022Q3: 19 shares; 2022Q4: 19 shares; 2023Q1: 19 shares 19$00%0Value filed as zero, left out of ratios.
Soligor Intl ComSoligor Intl ComQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 105 shares; 2022Q4: 105 shares; 2023Q1: 105 shares 105$00%0Value filed as zero, left out of ratios.
BETRFBETTERLIFE PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 4,000 shares; 2022Q2: 4,000 shares; 2022Q3: 4,000 shares; 2022Q4: 4,000 shares; 2023Q1: 4,000 shares 4,000$00%0Value filed as zero, left out of ratios.Timeline
Cardia IncCardia IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 5,702 shares; 2022Q2: 5,702 shares; 2022Q3: 5,702 shares; 2022Q4: 5,702 shares; 2023Q1: 5,702 shares 5,702$00%0Value filed as zero, left out of ratios.
Sefe Inc XXX Registration R…Sefe Inc XXX Registration Revoked…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 3,000 shares; 2022Q2: 3,000 shares; 2022Q3: 3,000 shares; 2022Q4: 3,000 shares; 2023Q1: 3,000 shares 3,000$00%0Value filed as zero, left out of ratios.
Silver Mountain Resour FSilver Mountain Resour FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 2,100 shares; 2022Q4: 2,100 shares; 2023Q1: 2,100 shares 2,100$00%0Value filed as zero, left out of ratios.
Therma-Med Inc NewTherma-Med Inc NewQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 5 shares; 2022Q2: 5 shares; 2022Q3: 5 shares; 2022Q4: 5 shares; 2023Q1: 5 shares 5$00%0Value filed as zero, left out of ratios.
Total Apparel Group NXXX Re…Total Apparel Group NXXX Registra…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 1 shares; 2022Q2: 1 shares; 2022Q3: 1 shares; 2022Q4: 1 shares; 2023Q1: 1 shares 1$00%0Value filed as zero, left out of ratios.
Unrivaled Brands IncUnrivaled Brands IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 134 shares; 2022Q2: 134 shares; 2022Q3: 134 shares; 2022Q4: 134 shares; 2023Q1: 134 shares 134$00%0Value filed as zero, left out of ratios.
Vasamed IncVasamed IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: 24,613 shares; 2022Q2: 24,613 shares; 2022Q3: 24,613 shares; 2022Q4: 24,613 shares; 2023Q1: 24,613 shares 24,613$00%0Value filed as zero, left out of ratios.
Icoa IncIcoa IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 58 shares; 2022Q3: 58 shares; 2022Q4: 58 shares; 2023Q1: 58 shares 58$00%0Value filed as zero, left out of ratios.
Alpha Copper Corp FAlpha Copper Corp FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 2,000 shares; 2022Q4: 2,000 shares; 2023Q1: 2,000 shares 2,000$00%0Value filed as zero, left out of ratios.
Lehman Brothers HLDG Inc Es…Lehman Brothers HLDG Inc Escrow S…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: 0 shares; 2022Q3: 0 shares; 2022Q4: 0 shares; 2023Q1: 0 shares 0$00%0Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
BANK OF AMER CORPBANK OF AMER CORP 7.25%CNV PFD Lprincipal2$2K0

Sold out in Q1 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SCHWAB CHARLES CORP NEW DP …SCHWAB CHARLES CORP NEW DP SHS8,705$205Kshares
KONGETF OPPORTUNITIES TRUST7,372$174Kshares
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L5,400$98Kshares
SPEMSPDR INDEX SHS FDS2,895$95Kshares
ACWXISHARES TR1,942$88Kshares
SPYGSPDR SERIES TRUST1,541$78Kshares
SPYVSPDR SERIES TRUST1,920$75Kshares
FORHETF OPPORTUNITIES TRUST2,622$61Kshares
ASMLASML HLDG NV100$55Kshares
USIGISHARES TR876$43Kshares
UMBFUMB FINL CORP434$36Kshares
RWLINVESCO EXCH TRADED FD TR II493$36Kshares
DRSKETF SER SOLUTIONS1,030$26Kshares
LITHIUM AMERICAS CORPLITHIUM AMERICAS CORP1,150$22Kshares
VGSHVANGUARD SCOTTSDALE FDS357$21Kshares
ACTGACACIA RESH CORP4,748$20Kshares
IATISHARES TR380$18Kshares
IUSGISHARES TR137$11Kshares
NNOMFNANO ONE MATLS CORP6,000$11Kshares
CINCOR PHARMA INCCINCOR PHARMA INC800$10Kshares
NEMNEWMONT CORP200$9Kshares
TE CONNECTIVITY LTDTE CONNECTIVITY LTD75$9Kshares
BASFYBASF SE COMMON STOCK700$9Kshares
WPMWHEATON PRECIOUS METALS CORP215$8Kshares
UBCPUNITED BANCORP INC OHIO546$8Kshares
FLUXFLUX PWR HLDGS INC1,900$8Kshares
GROUPE DANONEGROUPE DANONE150$8Kshares
APARTMENT INCOME REIT CORPAPARTMENT INCOME REIT CORP200$7Kshares
MGAMAGNA INTL INC100$6Kshares
EFXEQUIFAX INC30$6Kshares
LANDGLADSTONE LD CORP300$6Kshares
GDDYGODADDY INC71$5Kshares
PEVERPURE INC200$5Kshares
ARCCARES CAPITAL CORP292$5Kshares
DOCUDOCUSIGN INC80$4Kshares
RZGINVESCO EXCHANGE TRADED FD T34$4Kshares
LPLALPL FINL HLDGS INC12$3Kshares
DRSLEONARDO DRS INC200$3Kshares
WDSWOODSIDE ENERGY GROUP LTD112$3Kshares
EQIXEQUINIX INC4$3Kshares
TLTISHARES TR28$3Kshares
GCOWPACER FDS TR100$3Kshares
COWZPACER FDS TR70$3Kshares
SYLDCAMBRIA ETF TR50$3Kshares
PITNEY BOWES INC 6.70% NTS …PITNEY BOWES INC 6.70% NTS DUE200$3Kshares
NNNNNN REIT INC38$2Kshares
PDBCINVESCO ACTVELY MNGD ETC FD125$2Kshares
CWBSPDR SERIES TRUST34$2Kshares
DHSWISDOMTREE TR20$2Kshares
BALLBALL CORP44$2Kshares
SAIASAIA INC10$2Kshares
VNMVANECK ETF TRUST200$2Kshares
NOKNOKIA CORP119$1Kshares
TRMBTRIMBLE INC20$1Kshares
PCRXPACIRA BIOSCIENCES INC32$1Kshares
AKAMAKAMAI TECHNOLOGIES INC10$1Kshares
NEOGNEOGEN CORP90$1Kshares
ONLORION PROPERTIES INC56$0shares
AMSCAMERICAN SUPERCONDUCTOR CORP36$0shares
FPFFIRST TR INTER DURATN PFD &10$0shares
OBEOBSIDIAN ENERGY LTD42$0shares
REEMFRARE ELEMENT RES LTD300$0shares
PROFESSIONAL DIVERSITY NET IPROFESSIONAL DIVERSITY NET I250$0shares
ZOGENIX, INC.ZOGENIX, INC.425$0shares
Contra America Movil C.VContra America Movil C.V5,400$0shares

How Q1 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001550075-23-000002 base2023-04-06acceptance time not in the bulk data set