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Disclosery

AXIAL CAPITAL MANAGEMENT, LLC

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13F filer, CIK 1351143, NEW YORK, NY

AXIAL CAPITAL MANAGEMENT, LLC reported $494,424,000 across 19 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-14. Its ten largest share positions make up 94.86% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000919574-13-006633

Period
2013-09-30
Reported value
$494M
Holdings
19
Top 10 weight
94.86%
New
7
Sold out
11

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ADSKnew+172,405$7.1M
Mallinckrodt Plcnew+140,479$6.19M
TWENTY FIRST CENTY FOX INCnew+148,520$4.98M
DDDnew+79,445$4.29M
U S SILICA HLDGS INCadded+106,173$2.64M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYreduced-648,105-$109M
MEAD JOHNSON NUTRITION COexited-175,520-$13.9M
COVANTA HLDG CORPreduced-576,003-$12.3M
RHPreduced-211,190-$7.29M
CYRUSONE INCexited-335,417-$6.96M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0000919574-13-006633, largest first. % of portfolio is the value over $374,559,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,111,861 shares; 2013Q3: 1,061,526 shares 1,061,526$113M30.21%-50,335Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,289,020 shares; 2013Q3: 640,915 shares 640,915$108M28.75%-648,105Timeline
QLT INCQLT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 8,865,036 shares; 2013Q3: 8,865,036 shares 8,865,036$41M10.96%0
COVANTA HLDG CORPCOVANTA HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,560,426 shares; 2013Q3: 984,423 shares 984,423$21M5.62%-576,003
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 557,886 shares; 2013Q3: 499,564 shares 499,564$15.7M4.19%-58,322Timeline
WRIGHT MED GROUP INCWRIGHT MED GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 637,623 shares; 2013Q3: 558,957 shares 558,957$14.6M3.89%-78,666
SEESEALED AIR CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 694,890 shares; 2013Q3: 521,849 shares 521,849$14.2M3.79%-173,041Timeline
U S SILICA HLDGS INCU S SILICA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 418,074 shares; 2013Q3: 524,247 shares 524,247$13.1M3.49%+106,173
ZTSZOETIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 278,362 shares; 2013Q3: 249,452 shares 249,452$7.76M2.07%-28,910Timeline
ADSKAUTODESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 172,405 shares 172,405$7.1M1.9%newTimeline
Mallinckrodt PlcMallinckrodt PlcQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 140,479 shares 140,479$6.19M1.65%new
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 148,520 shares 148,520$4.98M1.33%new
DDD3D SYS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 79,445 shares 79,445$4.29M1.15%newTimeline
RHPRYMAN HOSPITALITY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 320,699 shares; 2013Q3: 109,509 shares 109,509$3.78M1.01%-211,190Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
NFLXNETFLIX INC. COMput190,300$58.8M+51,200
GWWWW GRAINGER INC Stockput149,600$39.2M+62,100
TSLATESLA INC COMput50,800$9.82Mnew
QUESTCOR PHARMACEUTICALS INCQUESTCOR PHARMACEUTICALS INC COMput124,500$7.22Mnew
DDD3D SYS CORP DEL COMMON STOCKput89,400$4.83Mnew

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO175,520$13.9Mshares
COVANTA HLDG CORPCOVANTA HLDG CORP356,300$7.13Mcall
CYRUSONE INCCYRUSONE INC335,417$6.96Mshares
SENSATA TECHNOLOGIES HOLDINGSENSATA TECHNOLOGIES HOLDING152,087$5.31Mshares
LKQLKQ CORP199,944$5.15Mshares
BARNES & NOBLE INCBARNES & NOBLE INC226,100$3.61Mcall
PINNACLE ENTMT INCPINNACLE ENTMT INC111,100$2.19Mput
BURGER KING WORLDWIDE INCBURGER KING WORLDWIDE INC104,238$2.03Mshares
WINDSTREAM CORPWINDSTREAM CORP122,800$947Kcall
LOPEGRAND CANYON ED INC20,200$651Kput
NOKNOKIA CORP115,500$432Kput

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000919574-13-006633 base2013-11-14acceptance time not in the bulk data set