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Aspen Wealth Strategies, LLC

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13F filer, CIK 1972517, ARVADA, CO

Aspen Wealth Strategies, LLC reported $180,005,081 across 85 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-10. Its ten largest share positions make up 66.34% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001951757-25-001370

Period
2025-09-30
Reported value
$180M
Holdings
85
Top 10 weight
66.34%
New
6
Sold out
3

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVVadded+1,734$1.16M
AIQadded+19,629$969K
IEFAadded+9,723$849K
TERnew+4,193$577K
CTAadded+16,206$453K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
MOATreduced-23,188-$2.3M
SCHGreduced-18,280-$583K
FPEreduced-26,305-$480K
SVOLexited-20,606-$379K
AGGHreduced-14,443-$299K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001951757-25-001370, largest first. % of portfolio is the value over $178,619,459, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 32,090 shares; 2024Q4: 30,911 shares; 2025Q1: 31,671 shares; 2025Q2: 32,024 shares; 2025Q3: 33,758 shares 33,758$22.6M12.65%+1,734Timeline
SCHGSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 195,078 shares; 2024Q4: 729,549 shares; 2025Q1: 648,793 shares; 2025Q2: 647,044 shares; 2025Q3: 628,764 shares 628,764$20.1M11.23%-18,280Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 95,842 shares; 2024Q4: 92,163 shares; 2025Q1: 98,993 shares; 2025Q2: 100,364 shares; 2025Q3: 101,540 shares 101,540$18.9M10.6%+1,176Timeline
MOATVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 225,018 shares; 2024Q4: 218,397 shares; 2025Q1: 190,236 shares; 2025Q2: 186,319 shares; 2025Q3: 163,131 shares 163,131$16.2M9.05%-23,188Timeline
IEFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 89,751 shares; 2024Q4: 95,359 shares; 2025Q1: 99,458 shares; 2025Q2: 105,245 shares; 2025Q3: 114,968 shares 114,968$10M5.62%+9,723Timeline
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,488 shares; 2024Q4: 9,311 shares; 2025Q1: 8,618 shares; 2025Q2: 23,673 shares; 2025Q3: 23,310 shares 23,310$7.69M4.31%-363Timeline
FMDEFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 175,898 shares; 2025Q2: 175,932 shares; 2025Q3: 177,692 shares 177,692$6.42M3.6%+1,760Timeline
XMHQINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 80,523 shares; 2024Q4: 86,144 shares; 2025Q1: 56,546 shares; 2025Q2: 57,629 shares; 2025Q3: 56,252 shares 56,252$5.9M3.31%-1,377Timeline
CTASIMPLIFY EXCHANGE TRADED FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 177,069 shares; 2025Q2: 182,167 shares; 2025Q3: 198,373 shares 198,373$5.55M3.11%+16,206Timeline
SMLFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 65,200 shares; 2025Q2: 66,871 shares; 2025Q3: 68,881 shares 68,881$5.12M2.87%+2,010Timeline
VBRVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 16,693 shares; 2025Q3: 17,029 shares 17,029$3.55M1.99%+336Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,497 shares; 2024Q4: 14,260 shares; 2025Q1: 14,175 shares; 2025Q2: 13,886 shares; 2025Q3: 13,750 shares 13,750$3.34M1.87%-136Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,058 shares; 2024Q4: 7,104 shares; 2025Q1: 6,916 shares; 2025Q2: 6,295 shares; 2025Q3: 6,335 shares 6,335$3.28M1.84%+40Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,850 shares; 2024Q4: 7,821 shares; 2025Q1: 7,474 shares; 2025Q2: 8,036 shares; 2025Q3: 8,172 shares 8,172$2.58M1.44%+136Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,976 shares; 2024Q4: 16,073 shares; 2025Q1: 16,055 shares; 2025Q2: 9,961 shares; 2025Q3: 9,973 shares 9,973$2.54M1.42%+12Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,029 shares; 2024Q4: 10,306 shares; 2025Q1: 10,177 shares; 2025Q2: 9,795 shares; 2025Q3: 9,894 shares 9,894$2.29M1.28%+99Timeline
KCESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 10,946 shares; 2025Q1: 12,437 shares; 2025Q2: 14,026 shares; 2025Q3: 14,107 shares 14,107$2.16M1.21%+81Timeline
JAAAJANUS DETROIT STR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 30,891 shares; 2025Q1: 45,945 shares; 2025Q2: 41,682 shares; 2025Q3: 41,992 shares 41,992$2.13M1.19%+310Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,960 shares; 2024Q4: 7,047 shares; 2025Q1: 6,968 shares; 2025Q2: 6,943 shares; 2025Q3: 6,935 shares 6,935$1.52M0.85%-8Timeline
JPSTJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 27,036 shares; 2024Q4: 24,283 shares; 2025Q1: 16,467 shares; 2025Q2: 26,125 shares; 2025Q3: 28,523 shares 28,523$1.45M0.81%+2,398Timeline
AIQGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 8,371 shares; 2025Q3: 28,000 shares 28,000$1.38M0.77%+19,629Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,998 shares; 2024Q4: 3,088 shares; 2025Q1: 2,996 shares; 2025Q2: 2,925 shares; 2025Q3: 2,959 shares 2,959$1.35M0.76%+34Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,190 shares; 2024Q4: 8,238 shares; 2025Q1: 8,177 shares; 2025Q2: 8,083 shares; 2025Q3: 8,441 shares 8,441$1.31M0.73%+358Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,273 shares; 2024Q4: 17,166 shares; 2025Q1: 16,004 shares; 2025Q2: 11,145 shares; 2025Q3: 11,547 shares 11,547$1.19M0.67%+402Timeline
XELXCEL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,328 shares; 2024Q4: 13,186 shares; 2025Q1: 13,219 shares; 2025Q2: 13,499 shares; 2025Q3: 13,805 shares 13,805$1.11M0.62%+306Timeline
COFCAPITAL ONE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,377 shares; 2024Q4: 4,553 shares; 2025Q1: 4,436 shares; 2025Q2: 5,156 shares; 2025Q3: 5,119 shares 5,119$1.09M0.61%-37Timeline
APDAIR PRODUCTS AND CHEMICALS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,316 shares; 2024Q4: 3,337 shares; 2025Q1: 3,343 shares; 2025Q2: 3,412 shares; 2025Q3: 3,563 shares 3,563$972K0.54%+151Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,917 shares; 2024Q4: 14,944 shares; 2025Q1: 14,685 shares; 2025Q2: 13,613 shares; 2025Q3: 14,125 shares 14,125$966K0.54%+512Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,147 shares; 2024Q4: 1,222 shares; 2025Q1: 1,310 shares; 2025Q2: 1,278 shares; 2025Q3: 1,272 shares 1,272$934K0.52%-6Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,281 shares; 2024Q4: 2,335 shares; 2025Q1: 2,323 shares; 2025Q2: 2,225 shares; 2025Q3: 2,271 shares 2,271$920K0.52%+46Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,630 shares; 2024Q4: 2,669 shares; 2025Q1: 2,584 shares; 2025Q2: 2,491 shares; 2025Q3: 2,504 shares 2,504$855K0.48%+13Timeline
JMBSJANUS DETROIT STR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,873 shares; 2024Q4: 14,214 shares; 2025Q1: 16,599 shares; 2025Q2: 16,320 shares; 2025Q3: 16,502 shares 16,502$754K0.42%+182Timeline
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,331 shares; 2024Q4: 5,899 shares; 2025Q1: 5,962 shares; 2025Q2: 5,816 shares; 2025Q3: 5,971 shares 5,971$739K0.41%+155Timeline
IHIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 10,863 shares; 2025Q2: 11,623 shares; 2025Q3: 11,664 shares 11,664$701K0.39%+41Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,894 shares; 2024Q4: 13,524 shares; 2025Q1: 13,531 shares; 2025Q2: 14,280 shares; 2025Q3: 15,297 shares 15,297$672K0.38%+1,017Timeline
KRKROGER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,884 shares; 2024Q4: 9,884 shares; 2025Q1: 9,884 shares; 2025Q2: 9,884 shares; 2025Q3: 9,884 shares 9,884$666K0.37%0Timeline
SUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,877 shares; 2024Q4: 4,878 shares; 2025Q1: 4,878 shares; 2025Q2: 5,952 shares; 2025Q3: 6,130 shares 6,130$655K0.37%+178Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 3,026 shares; 2025Q3: 3,026 shares 3,026$653K0.37%0Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,668 shares; 2024Q4: 6,507 shares; 2025Q1: 8,026 shares; 2025Q2: 7,726 shares; 2025Q3: 6,757 shares 6,757$639K0.36%-969Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,261 shares; 2024Q4: 1,269 shares; 2025Q1: 1,269 shares; 2025Q2: 1,269 shares; 2025Q3: 1,269 shares 1,269$638K0.36%0Timeline
JMSTJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,000 shares; 2024Q4: 4,675 shares; 2025Q1: 5,675 shares; 2025Q2: 14,497 shares; 2025Q3: 12,493 shares 12,493$638K0.36%-2,004Timeline
VTEBVANGUARD MUN BD FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,256 shares; 2024Q4: 10,351 shares; 2025Q1: 10,263 shares; 2025Q2: 10,776 shares; 2025Q3: 12,454 shares 12,454$624K0.35%+1,678Timeline
VYMIVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,195 shares; 2024Q4: 11,134 shares; 2025Q1: 10,813 shares; 2025Q2: 10,538 shares; 2025Q3: 7,157 shares 7,157$606K0.34%-3,381Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,451 shares; 2024Q4: 7,153 shares; 2025Q1: 6,994 shares; 2025Q2: 6,994 shares; 2025Q3: 7,047 shares 7,047$596K0.33%+53Timeline
TERTERADYNE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 4,193 shares 4,193$577K0.32%newTimeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,632 shares; 2024Q4: 7,957 shares; 2025Q1: 7,213 shares; 2025Q2: 6,249 shares; 2025Q3: 5,226 shares 5,226$557K0.31%-1,023Timeline
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 847 shares; 2024Q4: 904 shares; 2025Q1: 860 shares; 2025Q2: 883 shares; 2025Q3: 883 shares 883$538K0.3%0Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,139 shares; 2024Q4: 16,881 shares; 2025Q1: 16,884 shares; 2025Q2: 16,386 shares; 2025Q3: 15,340 shares 15,340$527K0.3%-1,046Timeline
VHTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,635 shares; 2024Q4: 1,616 shares; 2025Q1: 1,731 shares; 2025Q2: 1,856 shares; 2025Q3: 1,993 shares 1,993$517K0.29%+137Timeline
VPUVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,117 shares; 2024Q4: 2,002 shares; 2025Q1: 2,002 shares; 2025Q2: 2,195 shares; 2025Q3: 2,676 shares 2,676$507K0.28%+481Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,750 shares; 2024Q4: 1,775 shares; 2025Q1: 1,745 shares; 2025Q2: 1,592 shares; 2025Q3: 1,420 shares 1,420$490K0.27%-172Timeline
PHOINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 4,496 shares; 2025Q1: 4,593 shares; 2025Q2: 6,646 shares; 2025Q3: 6,634 shares 6,634$478K0.27%-12Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,902 shares; 2024Q4: 1,952 shares; 2025Q1: 1,952 shares; 2025Q2: 1,952 shares; 2025Q3: 1,952 shares 1,952$475K0.27%0Timeline
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,000 shares; 2024Q4: 4,000 shares; 2025Q1: 4,000 shares; 2025Q2: 4,000 shares; 2025Q3: 4,000 shares 4,000$448K0.25%0Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,662 shares; 2024Q4: 2,603 shares; 2025Q1: 2,603 shares; 2025Q2: 2,699 shares; 2025Q3: 2,818 shares 2,818$448K0.25%+119Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,859 shares; 2024Q4: 7,370 shares; 2025Q1: 7,504 shares; 2025Q2: 6,825 shares; 2025Q3: 5,713 shares 5,713$431K0.24%-1,112Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 2,958 shares; 2025Q1: 3,226 shares; 2025Q2: 3,556 shares; 2025Q3: 3,902 shares 3,902$396K0.22%+346Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,806 shares; 2024Q4: 1,751 shares; 2025Q1: 2,038 shares; 2025Q2: 2,158 shares; 2025Q3: 2,335 shares 2,335$388K0.22%+177Timeline
UALUNITED AIRLS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 3,912 shares; 2025Q3: 3,912 shares 3,912$378K0.21%0Timeline
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,105 shares; 2024Q4: 71,397 shares; 2025Q1: 20,733 shares; 2025Q2: 20,537 shares; 2025Q3: 13,608 shares 13,608$372K0.21%-6,929Timeline
FPEFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 50,959 shares; 2024Q4: 64,312 shares; 2025Q1: 48,226 shares; 2025Q2: 46,647 shares; 2025Q3: 20,342 shares 20,342$371K0.21%-26,305Timeline
PTCPTC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,178 shares; 2024Q4: 2,178 shares; 2025Q1: 2,178 shares; 2025Q2: 1,820 shares; 2025Q3: 1,820 shares 1,820$369K0.21%0Timeline
RIORIO TINTO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,643 shares; 2024Q4: 4,638 shares; 2025Q1: 4,810 shares; 2025Q2: 5,130 shares; 2025Q3: 5,570 shares 5,570$368K0.21%+440Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,690 shares; 2024Q4: 2,885 shares; 2025Q1: 2,962 shares; 2025Q2: 3,131 shares; 2025Q3: 3,227 shares 3,227$364K0.2%+96Timeline
ESGUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,347 shares; 2024Q4: 2,347 shares; 2025Q1: 2,397 shares; 2025Q2: 2,397 shares; 2025Q3: 2,397 shares 2,397$349K0.2%0Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,084 shares; 2024Q4: 1,019 shares; 2025Q1: 1,031 shares; 2025Q2: 1,143 shares; 2025Q3: 1,331 shares 1,331$334K0.19%+188Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,155 shares; 2024Q4: 12,027 shares; 2025Q1: 11,343 shares; 2025Q2: 11,806 shares; 2025Q3: 11,797 shares 11,797$333K0.19%-9Timeline
AGGHSIMPLIFY EXCHANGE TRADED FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,432 shares; 2024Q4: 45,861 shares; 2025Q1: 46,634 shares; 2025Q2: 30,094 shares; 2025Q3: 15,651 shares 15,651$324K0.18%-14,443Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,449 shares; 2024Q4: 2,419 shares; 2025Q1: 2,419 shares; 2025Q2: 2,419 shares; 2025Q3: 2,419 shares 2,419$324K0.18%0Timeline
DOCHEALTHPEAK PROPERTIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,731 shares; 2024Q4: 13,330 shares; 2025Q1: 13,760 shares; 2025Q2: 14,973 shares; 2025Q3: 16,597 shares 16,597$318K0.18%+1,624Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,790 shares; 2024Q4: 1,682 shares; 2025Q1: 1,602 shares; 2025Q2: 1,452 shares; 2025Q3: 1,643 shares 1,643$305K0.17%+191Timeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,887 shares; 2024Q4: 2,785 shares; 2025Q1: 2,738 shares; 2025Q2: 2,897 shares; 2025Q3: 3,188 shares 3,188$304K0.17%+291Timeline
SIXHEXCHANGE TRADED CONCEPTS TRUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,685 shares; 2024Q4: 8,685 shares; 2025Q1: 8,685 shares; 2025Q2: 8,212 shares; 2025Q3: 7,612 shares 7,612$294K0.16%-600Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,027 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 4,868 shares; 2025Q3: 4,868 shares 4,868$292K0.16%0Timeline
AGNCAGNC INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 20,413 shares; 2025Q2: 27,074 shares; 2025Q3: 28,759 shares 28,759$282K0.16%+1,685Timeline
SHYDVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 11,778 shares 11,778$270K0.15%newTimeline
ICSHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,852 shares; 2024Q4: 5,695 shares; 2025Q1: 5,125 shares; 2025Q2: 4,795 shares; 2025Q3: 5,210 shares 5,210$264K0.15%+415Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,207 shares; 2024Q4: 8,789 shares; 2025Q1: 9,142 shares; 2025Q2: 9,983 shares; 2025Q3: 10,120 shares 10,120$258K0.14%+137Timeline
ITBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 2,333 shares; 2025Q3: 2,373 shares 2,373$255K0.14%+40Timeline
UBERUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 2,445 shares; 2025Q3: 2,445 shares 2,445$240K0.13%0Timeline
BHPBHP BILLITON LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,021 shares; 2024Q4: 5,229 shares; 2025Q1: 5,353 shares; 2025Q2: not reported; 2025Q3: 4,157 shares 4,157$232K0.13%newTimeline
JEPIJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,756 shares; 2024Q4: 7,129 shares; 2025Q1: 3,947 shares; 2025Q2: 3,789 shares; 2025Q3: 3,870 shares 3,870$221K0.12%+81Timeline
SPYMSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 2,758 shares 2,758$216K0.12%newTimeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,481 shares; 2024Q4: 2,466 shares; 2025Q1: 2,748 shares; 2025Q2: not reported; 2025Q3: 2,486 shares 2,486$209K0.12%newTimeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
BROADCOM INCBROADCOM INC PUTput4,200$1.39Mnew

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SVOLSIMPLIFY EXCHANGE TRADED FUN20,606$379Kshares
CHTRCHARTER COMMUNICATIONS INC683$279Kshares
DEMWISDOMTREE TR5,710$259Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001951757-25-001370 base2025-11-10acceptance time not in the bulk data set