ASCEND CAPITAL, LLC
Follow13F filer, CIK 1165501, ORINDA, CA
ASCEND CAPITAL, LLC reported $2,457,754,000 across 201 holdings for the quarter ended 2018-03-31, in a 13F-HR filed 2018-05-14. Its ten largest share positions make up 20.06% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001405086-18-000083
- Period
- 2018-03-31
- Reported value
- $2.46B
- Holdings
- 201
- Top 10 weight
- 20.06%
- New
- 96
- Sold out
- 107
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| MARadded | +381,442 | $51.9M |
| TIME WARNER INCnew | +506,956 | $47.9M |
| Hadded | +619,614 | $47.3M |
| PRUnew | +391,404 | $40.5M |
| HLTadded | +483,072 | $38M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| XYLreduced | -663,658 | -$51M |
| WCNreduced | -673,505 | -$48.3M |
| MYLAN NVreduced | -1,165,848 | -$48M |
| Texited | -1,132,005 | -$44M |
| DISH NETWORK CORPORATIONexited | -866,842 | -$41.4M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 190 share positions
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0 | principal | 68,666,000 | $63.1M | +2,000,000 |
| REDWOOD TR INCREDWOOD TR INC NOTE 4.625% 4/1 | principal | 44,720,000 | $44.7M | 0 |
| TWITTER INCTWITTER INC NOTE 0.250% 9/1 | principal | 43,102,000 | $41.3M | 0 |
| ANW 4 11/1/18ANW 4 11/1/18 Bond 30/360P2 U | principal | 27,832,000 | $25.3M | 0 |
| SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 | principal | 23,116,000 | $23M | -5,000 |
| ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC NOTE 0.750% 9/0 | principal | 19,730,000 | $19.1M | 0 |
| BROOKDALE SENIOR LIVINGBROOKDALE SENIOR LIVING NOTE | principal | 17,597,000 | $17.5M | 0 |
| SOLARCITY CORPSOLARCITY CORP NOTE 2.750%11/0 | principal | 15,000,000 | $14.7M | new |
| AEGEAN MARINE PETE NETWORK IAEGEAN MARINE PETE NETWORK I NOTE 4.250%12/1 | principal | 11,860,000 | $7.3M | new |
| SREV 1.5 8/18SREV 1.5 8/18 Bond 30/360P2 U | principal | 4,154,000 | $4.07M | 0 |
| SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0 | principal | 1,000,000 | $988K | 0 |
Sold out in Q1 2018
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| TAT&T INC | 1,132,005 | $44M | shares |
| PDLI 4 2/1/18PDLI 4 2/1/18 | 43,840,000 | $43.7M | principal |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION | 866,842 | $41.4M | shares |
| CSRA INCCSRA INC | 1,081,375 | $32.4M | shares |
| SLBSLB LIMITED | 435,470 | $29.3M | shares |
| ZBHZIMMER BIOMET HOLDINGS INC | 243,053 | $29.3M | shares |
| MCDMCDONALDS CORP | 144,637 | $24.9M | shares |
| EMNEASTMAN CHEM CO | 246,707 | $22.9M | shares |
| MRKMERCK & CO INC | 369,628 | $20.8M | shares |
| YUMYUM BRANDS INC | 249,779 | $20.4M | shares |
| DISCOVER FINL SVCSDISCOVER FINL SVCS | 253,079 | $19.5M | shares |
| ADMARCHER DANIELS MIDLAND CO | 485,084 | $19.4M | shares |
| MGMMGM RESORTS INTERNATIONAL | 521,510 | $17.4M | shares |
| CMCSACOMCAST CORP NEW | 413,844 | $16.6M | shares |
| CXCEMEX SAB DE CV | 2,159,555 | $16.2M | shares |
| SWKSTANLEY BLACK & DECKER INC | 88,450 | $15M | shares |
| HCAHCA HEALTHCARE INC | 160,371 | $14.1M | shares |
| GEOGEO GROUP INC | 551,015 | $13M | shares |
| PBYIPUMA BIOTECHNOLOGY INC | 130,971 | $12.9M | shares |
| WMTWALMART INC | 130,417 | $12.9M | shares |
| RAYTHEON CORAYTHEON CO | 60,752 | $11.4M | shares |
| ATHENAHEALTH INCATHENAHEALTH INC | 85,557 | $11.4M | shares |
| ISRGINTUITIVE SURGICAL INC | 30,280 | $11.1M | shares |
| HOLXHOLOGIC INC | 257,658 | $11M | shares |
| ORLYOREILLY AUTOMOTIVE INC | 44,919 | $10.8M | shares |
| MDGLMADRIGAL PHARMACEUTICALS INC | 117,494 | $10.8M | shares |
| VVISA INC | 88,505 | $10.1M | shares |
| INCYINCYTE CORP | 104,304 | $9.88M | shares |
| VANTIV INCVANTIV INC | 128,768 | $9.47M | shares |
| FASTFASTENAL CO | 170,360 | $9.32M | shares |
| TEVATEVA PHARMACEUTICAL INDS LTD | 449,390 | $8.52M | shares |
| CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 117,639 | $8.36M | shares |
| MARINUS PHARMACEUTICALS INCMARINUS PHARMACEUTICALS INC | 1,012,854 | $8.26M | shares |
| AMTAMERICAN TOWER CORP | 57,594 | $8.22M | shares |
| APTIV PLCAPTIV PLC | 95,028 | $8.06M | shares |
| MDLZMONDELEZ INTL INC | 185,064 | $7.92M | shares |
| ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP | 227,101 | $7.85M | shares |
| ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC | 674,494 | $7.72M | shares |
| CXWCORECIVIC INC | 334,740 | $7.53M | shares |
| SBACSBA COMMUNICATIONS CORP | 45,615 | $7.45M | shares |
| MSMMSC INDL DIRECT INC | 67,201 | $6.5M | shares |
| HUNHUNTSMAN CORP | 177,063 | $5.89M | shares |
| CCICROWN CASTLE INC | 51,981 | $5.77M | shares |
| CLCOLGATE PALMOLIVE CO | 75,700 | $5.71M | shares |
| ARCH COAL INCARCH COAL INC | 60,843 | $5.67M | shares |
| RGNXREGENXBIO INC | 163,299 | $5.43M | shares |
| FOOT LOCKER INCFOOT LOCKER INC | 111,508 | $5.23M | shares |
| GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC | 39,216 | $5.18M | shares |
| ASNDASCENDIS PHARMA A/S | 124,618 | $4.99M | shares |
| MINERVA NEUROSCIENCES INC C…MINERVA NEUROSCIENCES INC COM NEW | 819,347 | $4.96M | shares |
| JACKJACK IN THE BOX INC | 50,000 | $4.91M | call |
| ALLERGAN PLCALLERGAN PLC | 29,371 | $4.8M | shares |
| RPMRPM INTL INC | 88,123 | $4.62M | shares |
| NEXEO SOLUTIONS INCNEXEO SOLUTIONS INC | 486,823 | $4.43M | shares |
| ESPRESPERION THERAPEUTICS INC NE | 67,241 | $4.43M | shares |
| TFXTELEFLEX INCORPORATED | 17,644 | $4.39M | shares |
| MASIMASIMO CORP | 50,700 | $4.3M | shares |
| PANDORA MEDIA INCPANDORA MEDIA INC | 889,636 | $4.29M | shares |
| CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR | 235,372 | $4.2M | shares |
| NKENIKE INC | 63,939 | $4M | shares |
| TOLTOLL BROTHERS INC | 79,444 | $3.81M | shares |
| MTNVAIL RESORTS INC | 17,272 | $3.67M | shares |
| CHIMERIX INC COMCHIMERIX INC COM | 699,664 | $3.24M | shares |
| SLMSLM CORP | 286,406 | $3.24M | shares |
| UNIVAR INCUNIVAR INC | 101,705 | $3.15M | shares |
| AEGEAN MARINE PETROLEUM NETWAEGEAN MARINE PETROLEUM NETW | 723,282 | $3.11M | shares |
| PAGPENSKE AUTOMOTIVE GRP INC | 64,779 | $3.1M | shares |
| AIZASSURANT INC | 30,226 | $3.05M | shares |
| AUDENTES THERAPEUTICS INC.AUDENTES THERAPEUTICS INC. | 92,576 | $2.89M | shares |
| EAELECTRONIC ARTS INC | 25,249 | $2.65M | shares |
| BABOEING CO | 8,820 | $2.6M | shares |
| SAFETY INCOME & GROWTH INCSAFETY INCOME & GROWTH INC | 146,468 | $2.58M | shares |
| AQUINOX PHARMACEUTICALS INCAQUINOX PHARMACEUTICALS INC | 216,207 | $2.54M | shares |
| HASHASBRO INC | 27,647 | $2.51M | shares |
| CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW | 873,995 | $2.48M | shares |
| SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS A | 76,759 | $2.41M | shares |
| BANK OF THE OZARKSBANK OF THE OZARKS | 49,487 | $2.4M | shares |
| MATMATTEL INC | 154,489 | $2.38M | shares |
| ROKROCKWELL AUTOMATION INC | 11,749 | $2.31M | shares |
| PBFPBF ENERGY INC | 39,783 | $1.41M | shares |
| LGIHLGI HOMES INC | 18,147 | $1.36M | shares |
| KRATON CORPORATIONKRATON CORPORATION | 27,130 | $1.3M | shares |
| NSANATIONAL STORAGE AFFILIATES | 47,588 | $1.3M | shares |
| EXTERRAN CORPEXTERRAN CORP | 40,910 | $1.29M | shares |
| DHID R HORTON INC | 25,138 | $1.28M | shares |
| HRIHERC HLDGS INC | 20,280 | $1.27M | shares |
| ORBITAL ATK INCORBITAL ATK INC | 9,582 | $1.26M | shares |
| ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC | 18,819 | $1.25M | shares |
| ATLANTICA YIELD PLCATLANTICA YIELD PLC | 56,648 | $1.2M | shares |
| CTRECARETRUST REIT INC | 70,235 | $1.18M | shares |
| LYBLYONDELLBASELL INDUSTRIES NV | 10,138 | $1.12M | shares |
| ALGNALIGN TECHNOLOGY INC | 4,991 | $1.11M | shares |
| EXPEAGLE MATLS INC | 8,629 | $979K | shares |
| TEXTAINER GROUP HOLDINGS LTDTEXTAINER GROUP HOLDINGS LTD | 33,807 | $726K | shares |
| PRA HEALTH SCIENCES INCPRA HEALTH SCIENCES INC | 6,174 | $563K | shares |
| TXNTEXAS INSTRS INC | 5,218 | $545K | shares |
| BDNBRANDYWINE RLTY TR | 29,429 | $537K | shares |
| ALSNALLISON TRANSMISSION HLDGS I | 12,378 | $534K | shares |
| CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRH | 7,161 | $522K | shares |
| OREALTY INCOME CORP | 9,129 | $521K | shares |
| MCYMERCURY GENL CORP NEW | 9,301 | $497K | shares |
| BLACK KNIGHT INC COMBLACK KNIGHT INC COM | 11,229 | $496K | shares |
| PLDPROLOGIS INC. | 7,661 | $495K | shares |
| AMKRAMKOR TECHNOLOGY INC | 48,527 | $486K | shares |
| CDPCOPT DEFENSE PROPERTIES | 16,657 | $486K | shares |
| WELLCARE HEALTH PLANS INCWELLCARE HEALTH PLANS INC | 2,404 | $483K | shares |
| SYNTEL INCSYNTEL INC | 20,003 | $459K | shares |
How Q1 2018 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001405086-18-000083 | base | 2018-05-14 | acceptance time not in the bulk data set |