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All Season Financial Advisors, Inc.

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13F filer, CIK 1746810, DENVER, CO

All Season Financial Advisors, Inc. reported $98,805,922 across 86 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-10-23. Its ten largest share positions make up 45.89% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001746810-23-000007

Period
2023-09-30
Reported value
$98.8M
Holdings
86
Top 10 weight
45.89%
New
19
Sold out
28

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SCHZnew+113,988$5.04M
PDBCnew+326,970$4.89M
COWZnew+92,145$4.55M
TBILnew+49,636$2.49M
IVEadded+12,346$1.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
IEIexited-54,693-$6.3M
EFAexited-74,474-$5.4M
IEFexited-40,648-$3.93M
VCSHreduced-39,195-$2.95M
BNDreduced-37,338-$2.61M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001746810-23-000007, largest first. % of portfolio is the value over $98,805,922, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 43,514 shares; 2023Q1: 44,028 shares; 2023Q2: 44,328 shares; 2023Q3: 56,674 shares 56,674$8.72M8.82%+12,346Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 10,645 shares; 2023Q1: 12,343 shares; 2023Q2: 18,565 shares; 2023Q3: 17,041 shares 17,041$5.97M6.04%-1,524Timeline
SCHZSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 7,229 shares; 2023Q1: 7,408 shares; 2023Q2: not reported; 2023Q3: 113,988 shares 113,988$5.04M5.1%newTimeline
PDBCINVESCO ACTVELY MNGD ETC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 326,970 shares 326,970$4.89M4.95%newTimeline
COWZPACER FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 92,145 shares 92,145$4.55M4.61%newTimeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 55,815 shares; 2023Q3: 40,735 shares 40,735$3.84M3.89%-15,080Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 1,685 shares; 2023Q1: 5,610 shares; 2023Q2: 8,939 shares; 2023Q3: 13,409 shares 13,409$3.34M3.38%+4,470Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 58,861 shares; 2023Q1: 66,522 shares; 2023Q2: 74,261 shares; 2023Q3: 72,236 shares 72,236$3.16M3.2%-2,025Timeline
DEMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 52,240 shares; 2023Q1: 83,010 shares; 2023Q2: 80,689 shares; 2023Q3: 78,383 shares 78,383$2.94M2.97%-2,306Timeline
DGROISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 62,084 shares; 2023Q1: 61,885 shares; 2023Q2: 60,167 shares; 2023Q3: 58,311 shares 58,311$2.89M2.92%-1,856Timeline
TBILRBB FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 49,636 shares 49,636$2.49M2.52%newTimeline
PFFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 76,837 shares; 2023Q1: not reported; 2023Q2: 122,010 shares; 2023Q3: 75,334 shares 75,334$2.27M2.3%-46,676Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: 12,989 shares; 2023Q2: 15,487 shares; 2023Q3: 11,945 shares 11,945$2.05M2.07%-3,542Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 82,933 shares; 2023Q1: not reported; 2023Q2: 59,859 shares; 2023Q3: 95,541 shares 95,541$2.01M2.03%+35,682Timeline
ADPAUTOMATIC DATA PROCESSING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 8,439 shares; 2023Q1: 8,001 shares; 2023Q2: 7,029 shares; 2023Q3: 6,999 shares 6,999$1.68M1.7%-30Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 2,381 shares; 2023Q1: 2,634 shares; 2023Q2: 3,908 shares; 2023Q3: 3,874 shares 3,874$1.66M1.68%-34Timeline
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 150,677 shares 150,677$1.64M1.66%new
ILFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 62,512 shares 62,512$1.6M1.62%newTimeline
SHVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 10,878 shares; 2023Q3: 13,112 shares 13,112$1.45M1.47%+2,234Timeline
DFASDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 16,769 shares; 2023Q1: 18,285 shares; 2023Q2: 23,435 shares; 2023Q3: 22,380 shares 22,380$1.17M1.19%-1,055Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 6,957 shares; 2023Q1: 6,879 shares; 2023Q2: 6,747 shares; 2023Q3: 6,710 shares 6,710$1.15M1.16%-37Timeline
IDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 94,953 shares; 2023Q1: 115,250 shares; 2023Q2: 68,723 shares; 2023Q3: 45,137 shares 45,137$1.15M1.16%-23,586Timeline
AMLPALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 32,647 shares; 2023Q1: 62,805 shares; 2023Q2: not reported; 2023Q3: 27,004 shares 27,004$1.14M1.15%newTimeline
INDAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 14,814 shares; 2023Q3: 25,738 shares 25,738$1.14M1.15%+10,924Timeline
FLRNSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 34,789 shares 34,789$1.07M1.08%newTimeline
STIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 7,428 shares; 2023Q1: 7,987 shares; 2023Q2: 10,958 shares; 2023Q3: 10,501 shares 10,501$1.02M1.03%-457Timeline
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 35,659 shares; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 9,218 shares 9,218$912K0.92%newTimeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 7,142 shares; 2023Q1: 6,343 shares; 2023Q2: 6,607 shares; 2023Q3: 6,529 shares 6,529$830K0.84%-78Timeline
EWZISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 20,207 shares; 2023Q3: 25,064 shares 25,064$769K0.78%+4,857Timeline
DVYEISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 18,578 shares; 2023Q1: 19,363 shares; 2023Q2: 18,445 shares; 2023Q3: 31,674 shares 31,674$754K0.76%+13,229Timeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 6,556 shares; 2023Q1: 6,822 shares; 2023Q2: 6,480 shares; 2023Q3: 6,527 shares 6,527$751K0.76%+47Timeline
PFFAETFIS SER TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 15,060 shares; 2023Q1: 37,699 shares; 2023Q2: 18,965 shares; 2023Q3: 38,207 shares 38,207$739K0.75%+19,242Timeline
MGCVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 5,632 shares; 2023Q1: 5,746 shares; 2023Q2: 5,757 shares; 2023Q3: 4,608 shares 4,608$700K0.71%-1,149Timeline
AVUVAMERICAN CENTY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 7,031 shares; 2023Q1: 8,077 shares; 2023Q2: 9,328 shares; 2023Q3: 8,652 shares 8,652$674K0.68%-676Timeline
CSWCCAPITAL SOUTHWEST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 17,308 shares; 2023Q1: 27,888 shares; 2023Q2: 27,932 shares; 2023Q3: 29,402 shares 29,402$673K0.68%+1,470Timeline
CIVICIVITAS RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: 7,672 shares; 2023Q2: 7,761 shares; 2023Q3: 8,144 shares 8,144$659K0.67%+383Timeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 30,504 shares; 2023Q1: 40,341 shares; 2023Q2: 31,955 shares; 2023Q3: 33,563 shares 33,563$653K0.66%+1,608Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: 2,163 shares; 2023Q2: 2,052 shares; 2023Q3: 2,054 shares 2,054$648K0.66%+2Timeline
PDIPIMCO DYNAMIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 33,816 shares; 2023Q1: 34,135 shares; 2023Q2: 34,406 shares; 2023Q3: 36,497 shares 36,497$631K0.64%+2,091Timeline
AVEMAMERICAN CENTY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 11,628 shares; 2023Q1: 12,518 shares; 2023Q2: 12,937 shares; 2023Q3: 11,939 shares 11,939$630K0.64%-998Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 30,658 shares; 2023Q1: 30,870 shares; 2023Q2: 40,481 shares; 2023Q3: 41,459 shares 41,459$623K0.63%+978Timeline
BIZDVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 24,587 shares; 2023Q1: 36,216 shares; 2023Q2: 36,418 shares; 2023Q3: 38,428 shares 38,428$616K0.62%+2,010Timeline
PTYPIMCO CORPORATE & INCOME OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 22,873 shares; 2023Q1: 25,349 shares; 2023Q2: 44,625 shares; 2023Q3: 46,979 shares 46,979$614K0.62%+2,354Timeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 38,987 shares; 2023Q1: 38,985 shares; 2023Q2: 47,142 shares; 2023Q3: 7,947 shares 7,947$597K0.6%-39,195Timeline
AMANTERO MIDSTREAM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 57,948 shares; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 48,059 shares 48,059$576K0.58%newTimeline
AGNCAGNC INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 49,261 shares; 2023Q1: 49,812 shares; 2023Q2: 56,611 shares; 2023Q3: 59,862 shares 59,862$565K0.57%+3,251Timeline
XFLTXAI OCTAGON FLOATING RATE & ALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 47,520 shares; 2023Q1: 47,939 shares; 2023Q2: 48,253 shares; 2023Q3: 80,097 shares 80,097$557K0.56%+31,844Timeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 37,892 shares; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 58,362 shares 58,362$538K0.54%newTimeline
PDOPIMCO DYNAMIC INCOME OPRNTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 50,704 shares; 2023Q1: 63,645 shares; 2023Q2: 63,837 shares; 2023Q3: 45,211 shares 45,211$537K0.54%-18,626Timeline
NUVEENNUVEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 78,539 shares; 2023Q1: 79,144 shares; 2023Q2: 78,877 shares; 2023Q3: 82,653 shares 82,653$510K0.52%+3,776
XAWPXABRDN GLOBAL PREMIER PROPERTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 80,153 shares; 2023Q1: 81,056 shares; 2023Q2: 81,398 shares; 2023Q3: 135,990 shares 135,990$495K0.5%+54,592Timeline
NLYANNALY CAPITAL MANAGEMENT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 16,025 shares; 2023Q1: 15,924 shares; 2023Q2: 24,849 shares; 2023Q3: 26,235 shares 26,235$493K0.5%+1,386Timeline
ESGDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 11,254 shares; 2023Q1: 10,619 shares; 2023Q2: 7,265 shares; 2023Q3: 6,946 shares 6,946$480K0.49%-319Timeline
ESGEISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 26,608 shares; 2023Q1: 25,108 shares; 2023Q2: 16,451 shares; 2023Q3: 15,727 shares 15,727$476K0.48%-724Timeline
PAVEGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 15,478 shares; 2023Q3: 15,631 shares 15,631$475K0.48%+153Timeline
BUGGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 19,173 shares 19,173$466K0.47%newTimeline
XRNPXCOHEN & STEERS REIT & PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 25,215 shares; 2023Q1: 25,541 shares; 2023Q2: 25,504 shares; 2023Q3: 26,806 shares 26,806$460K0.47%+1,302Timeline
BXSLBLACKSTONE SECD LENDING FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 14,343 shares; 2023Q1: 15,418 shares; 2023Q2: 15,445 shares; 2023Q3: 16,274 shares 16,274$445K0.45%+829Timeline
EWWISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 9,592 shares; 2023Q1: 15,668 shares; 2023Q2: 10,347 shares; 2023Q3: 7,404 shares 7,404$431K0.44%-2,943Timeline
SPSBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 15,515 shares; 2023Q1: 15,293 shares; 2023Q2: 26,969 shares; 2023Q3: 13,971 shares 13,971$410K0.41%-12,998Timeline
EPREPR PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 9,151 shares; 2023Q1: 9,240 shares; 2023Q2: 9,209 shares; 2023Q3: 9,662 shares 9,662$401K0.41%+453Timeline
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 24,594 shares; 2023Q3: 25,868 shares 25,868$398K0.4%+1,274Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 75,824 shares; 2023Q1: 18,098 shares; 2023Q2: 43,025 shares; 2023Q3: 5,687 shares 5,687$397K0.4%-37,338Timeline
ECCEAGLE POINT CR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 32,965 shares; 2023Q1: 50,108 shares; 2023Q2: 35,122 shares; 2023Q3: 37,413 shares 37,413$380K0.38%+2,291Timeline
XLCSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: 17,777 shares; 2023Q2: 8,424 shares; 2023Q3: 5,774 shares 5,774$379K0.38%-2,650Timeline
BGRBLACKROCK ENERGY & RES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 28,201 shares 28,201$370K0.37%newTimeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: 36,345 shares; 2023Q2: 36,485 shares; 2023Q3: 38,281 shares 38,281$361K0.37%+1,796Timeline
NPCTNUVEEN CORE PLUS IMPACT FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 25,720 shares; 2023Q1: 27,917 shares; 2023Q2: 49,580 shares; 2023Q3: 39,289 shares 39,289$360K0.36%-10,291Timeline
RQICOHEN & STEERS QUALITY INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 41,731 shares; 2023Q1: 42,162 shares; 2023Q2: 42,087 shares; 2023Q3: 35,496 shares 35,496$359K0.36%-6,591Timeline
TPVGTRIPLEPOINT VENTURE GROWTH BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: 44,075 shares; 2023Q2: 32,376 shares; 2023Q3: 34,292 shares 34,292$359K0.36%+1,916Timeline
AVESAMERICAN CENTY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 6,025 shares; 2023Q1: 6,715 shares; 2023Q2: 8,564 shares; 2023Q3: 8,236 shares 8,236$358K0.36%-328Timeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 57,281 shares; 2023Q1: 59,306 shares; 2023Q2: not reported; 2023Q3: 27,306 shares 27,306$351K0.36%newTimeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: 3,426 shares; 2023Q2: 5,058 shares; 2023Q3: 5,128 shares 5,128$351K0.36%+70Timeline
BTOHANCOCK JOHN FINL OPPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 12,462 shares; 2023Q3: 13,088 shares 13,088$344K0.35%+626Timeline
ITBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 8,027 shares; 2023Q1: 8,172 shares; 2023Q2: 7,793 shares; 2023Q3: 4,040 shares 4,040$317K0.32%-3,753Timeline
HQHABRDN HEALTHCARE INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 18,664 shares; 2023Q1: 19,096 shares; 2023Q2: 19,099 shares; 2023Q3: 20,100 shares 20,100$313K0.32%+1,001Timeline
DFPFLAHERTY & CRUMRINE DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 17,295 shares; 2023Q1: 17,476 shares; 2023Q2: 17,430 shares; 2023Q3: 18,258 shares 18,258$306K0.31%+828Timeline
KSAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 7,737 shares 7,737$300K0.3%newTimeline
ABNBAIRBNB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: 1,867 shares; 2023Q2: 2,257 shares; 2023Q3: 2,172 shares 2,172$298K0.3%-85Timeline
IGVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 861 shares 861$294K0.3%newTimeline
KIESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 6,113 shares 6,113$260K0.26%newTimeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 1,432 shares; 2023Q1: 1,458 shares; 2023Q2: 1,474 shares; 2023Q3: 1,244 shares 1,244$259K0.26%-230Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: 1,616 shares; 2023Q1: 1,605 shares; 2023Q2: 1,630 shares; 2023Q3: 1,632 shares 1,632$229K0.23%+2Timeline
ESGUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,398 shares 2,398$225K0.23%newTimeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 626 shares; 2023Q3: 506 shares 506$220K0.22%-120Timeline
Cyber Security ETFCyber Security ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: not reported; 2023Q1: 4,362 shares; 2023Q2: not reported; 2023Q3: 4,058 shares 4,058$209K0.21%new

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
IEIISHARES TR54,693$6.3Mshares
EFAISHARES TR74,474$5.4Mshares
IEFISHARES TR40,648$3.93Mshares
IEMGISHARES INC48,299$2.38Mshares
EMLCVANECK ETF TRUST64,025$1.64Mshares
HYDVANECK ETF TRUST29,519$1.52Mshares
LQDISHARES TR11,099$1.2Mshares
IWFISHARES TR3,480$958Kshares
AGGISHARES TR9,625$943Kshares
EWJISHARES INC10,207$632Kshares
IGFISHARES TR12,693$596Kshares
MPTMEDICAL PROPERTIES TRUST INC59,947$555Kshares
THWABRDN WORLD HEALTHCARE FUND37,815$530Kshares
ICLNISHARES TR23,667$435Kshares
UTFCOHEN & STEERS INFRASTRUCTUR16,256$384Kshares
OBDCBLUE OWL CAPITAL CORPORATION28,602$384Kshares
QCLNFIRST TR EXCHANGE-TRADED FD7,280$372Kshares
LITGLOBAL X FDS5,471$356Kshares
UTGREAVES UTIL INCOME FD12,810$351Kshares
ARKKARK ETF TR7,855$347Kshares
BOTZGLOBAL X FDS11,526$331Kshares
ARKGARK ETF TR9,546$325Kshares
TANINVESCO EXCH TRADED FD TR II3,602$257Kshares
REMXVANECK ETF TRUST3,015$251Kshares
SPOTSPOTIFY TECHNOLOGY S A1,401$225Kshares
PBWINVESCO EXCHANGE TRADED FD T5,443$218Kshares
VOOVANGUARD INDEX FDS519$211Kshares
PLTRPALANTIR TECHNOLOGIES INC10,979$168Kshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001746810-23-000007 base2023-10-23acceptance time not in the bulk data set