Alexandria Capital, LLC

13F filer, CIK 1573311, ARLINGTON, VA

Alexandria Capital, LLC reported $747,946,000 across 250 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-11. Its ten largest share positions make up 24.79% of the portfolio.

Filed 2020-02-11 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001573311-20-000002

Period: 2019-12-31
Reported value: $748M
Holdings: 250
Top 10 weight: 24.79%
New: 14
Sold out: 13

Largest buys vs the previous quarter

Security	Shares change	Approx. value
TDadded	+134,000	$7.52M
TFCnew	+86,288	$4.86M
NFLXnew	+7,611	$2.46M
SPTSadded	+64,803	$1.94M
ANAPLAN INCnew	+17,480	$916K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
BB & T CORPexited	-82,678	-$4.41M
TPRexited	-42,173	-$1.1M
OXYreduced	-20,289	-$836K
EXPEreduced	-6,614	-$715K
AAPLreduced	-1,743	-$512K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001573311-20-000002, largest first. % of portfolio is the value over $747,946,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
ADBEADOBE INC	127,611	$42.1M	5.63%	+49	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	77,805	$24.6M	3.29%	+371	Timeline
AAPLAPPLE INC	66,346	$19.5M	2.6%	-1,743	Timeline
VGITVANGUARD SCOTTSDALE FDS	279,546	$18.4M	2.46%	+2,079	Timeline
ALNYALNYLAM PHARMACEUTICALS INC	149,437	$17.2M	2.3%	+739	Timeline
MGKVANGUARD WORLD FD	108,766	$15.8M	2.12%	-2,720	Timeline
CMCSACOMCAST CORP NEW	288,182	$13M	1.73%	+2,818	Timeline
VGKVANGUARD INTL EQUITY INDEX F	203,131	$11.9M	1.59%	-2,364	Timeline
MSFTMICROSOFT CORP	72,730	$11.5M	1.53%	-132	Timeline
METAMETA PLATFORMS INC	55,818	$11.5M	1.53%	-855	Timeline
INTCINTEL CORP	187,540	$11.2M	1.5%	-2,970	Timeline
SBACSBA COMMUNICATIONS CORP	46,554	$11.2M	1.5%	-66	Timeline
GOOGALPHABET INC	8,377	$11.2M	1.5%	-16	Timeline
JPMJPMORGAN CHASE & CO	79,646	$11.1M	1.48%	-2,707	Timeline
MRKMERCK & CO INC	120,854	$11M	1.47%	+88	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	47,418	$10.7M	1.44%	+261	Timeline
LQDISHARES TR	78,703	$10.1M	1.35%	+1,352	Timeline
BSVVANGUARD BD INDEX FDS	124,037	$10M	1.34%	-1,042	Timeline
TDTORONTO DOMINION BK ONT	174,400	$9.79M	1.31%	+134,000	Timeline
BABAALIBABA GROUP HLDG LTD	46,082	$9.77M	1.31%	-145	Timeline
VOVANGUARD INDEX FDS	50,928	$9.07M	1.21%	+809	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	27,742	$9.01M	1.21%	-560	Timeline
MGVVANGUARD WORLD FD	99,622	$8.69M	1.16%	-1,832	Timeline
NKENIKE INC	81,185	$8.22M	1.1%	-431	Timeline
VPLVANGUARD INTL EQUITY INDEX F	116,537	$8.11M	1.08%	-285	Timeline
SGMOQSANGAMO THERAPEUTICS INC	956,884	$8.01M	1.07%	+53,350	Timeline
PMLPIMCO MUN INCOME FD II	500,173	$7.94M	1.06%	+5,891	Timeline
AMTAMERICAN TOWER CORP	32,674	$7.51M	1%	-182	Timeline
SPTSSPDR SERIES TRUST	240,638	$7.21M	0.96%	+64,803	Timeline
VNQVANGUARD INDEX FDS	70,646	$6.55M	0.88%	-1,951	Timeline
VBVANGUARD INDEX FDS	39,292	$6.51M	0.87%	+476	Timeline
LLYELI LILLY & CO	47,969	$6.3M	0.84%	0	Timeline
BNDVANGUARD BD INDEX FDS	72,401	$6.07M	0.81%	-1,360	Timeline
MAAMID-AMER APT CMNTYS INC	43,189	$5.7M	0.76%	+95	Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	15,027	$5.64M	0.75%	-95	Timeline
TTWOTAKE-TWO INTERACTIVE SOFTWAR	44,734	$5.48M	0.73%	+603	Timeline
GCI LIBERTY INC COM CLASS AGCI LIBERTY INC COM CLASS A	75,048	$5.32M	0.71%	-420
GSGOLDMAN SACHS GROUP INC	22,920	$5.27M	0.7%	-703	Timeline
SPABSPDR SERIES TRUST	178,044	$5.23M	0.7%	+8,349	Timeline
WMBWILLIAMS COS INC	219,530	$5.21M	0.7%	+11,910	Timeline
VIGVANGUARD SPECIALIZED FUNDS	41,054	$5.12M	0.68%	-504	Timeline
VNQIVANGUARD INTL EQUITY INDEX F	84,102	$4.97M	0.66%	-1,072	Timeline
SCHWCHARLES SCHWAB CORP (THE)	103,348	$4.92M	0.66%	-3,925	Timeline
PNCPNC FINL SVCS GROUP INC	30,755	$4.91M	0.66%	+45	Timeline
TFCTRUIST FINL CORP	86,288	$4.86M	0.65%	new	Timeline
UNHUNITEDHEALTH GROUP INC	16,134	$4.74M	0.63%	+1,220	Timeline
THOTHOR INDS INC	63,780	$4.74M	0.63%	-1,620	Timeline
MUMICRON TECHNOLOGY INC	86,350	$4.64M	0.62%	0	Timeline
AVGOBROADCOM INC	14,647	$4.63M	0.62%	-5	Timeline
SPDWSPDR INDEX SHS FDS	146,753	$4.6M	0.62%	+11,688	Timeline
HDHOME DEPOT INC	21,055	$4.6M	0.61%	+899	Timeline
MLCOMELCO RESORTS AND ENTMNT LTD	188,198	$4.55M	0.61%	-5,925	Timeline
ACNACCENTURE PLC IRELAND	21,330	$4.49M	0.6%	-345	Timeline
IWMISHARES TR	26,804	$4.44M	0.59%	+510	Timeline
VARIAN MED SYS INCVARIAN MED SYS INC	30,674	$4.36M	0.58%	-325
VGTVANGUARD WORLD FD	17,366	$4.25M	0.57%	-453	Timeline
ELVELEVANCE HEALTH INC FORMERLY	14,061	$4.25M	0.57%	-35	Timeline
DISDISNEY WALT CO	29,351	$4.25M	0.57%	+40	Timeline
VWOVANGUARD INTL EQUITY INDEX F	94,931	$4.22M	0.56%	+1,468	Timeline
KEYKEYCORP	207,424	$4.2M	0.56%	-6,160	Timeline
SDYSPDR SERIES TRUST	38,008	$4.09M	0.55%	-525	Timeline
ORCLORACLE CORP	76,395	$4.05M	0.54%	-2,143	Timeline
SPYMSPDR SERIES TRUST	106,150	$4.01M	0.54%	+7,470	Timeline
JNJJOHNSON & JOHNSON	27,355	$3.99M	0.53%	+227	Timeline
BABOEING CO	12,074	$3.93M	0.53%	+1,273	Timeline
GMFSPDR INDEX SHS FDS	37,873	$3.92M	0.52%	-1,220	Timeline
VVVANGUARD INDEX FDS	26,297	$3.89M	0.52%	-716	Timeline
AMZNAMAZON COM INC	2,093	$3.87M	0.52%	+123	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	25,345	$3.8M	0.51%	+241
AESAES CORP	187,238	$3.73M	0.5%	-24,570	Timeline
EXPEEXPEDIA GROUP INC	34,360	$3.72M	0.5%	-6,614	Timeline
IJHISHARES TR	17,590	$3.62M	0.48%	-147	Timeline
WFCWELLS FARGO & CO	65,306	$3.51M	0.47%	+1,989	Timeline
KOCOCA COLA CO	62,270	$3.45M	0.46%	-902	Timeline
WMTWALMART INC	28,029	$3.33M	0.45%	-486	Timeline
KMIKINDER MORGAN INC DEL	157,246	$3.33M	0.45%	+8,050	Timeline
INPHI CORPINPHI CORP	43,780	$3.24M	0.43%	-265
EFAISHARES TR	48,734	$3.17M	0.42%	+2,727	Timeline
CRMSALESFORCE INC	19,023	$3.09M	0.41%	+411	Timeline
VSSVANGUARD INTL EQUITY INDEX F	27,793	$3.09M	0.41%	+203	Timeline
IEURISHARES TR	61,874	$3.09M	0.41%	-726	Timeline
EEMISHARES TR	68,530	$3.08M	0.41%	+320	Timeline
TAT&T INC	77,070	$3M	0.4%	+757	Timeline
DVYISHARES TR	28,245	$2.98M	0.4%	+9	Timeline
LINDE PLC/OLDLINDE PLC/OLD	13,397	$2.85M	0.38%	-563
XOMEXXON MOBIL CORP	40,612	$2.83M	0.38%	-2,096	Timeline
BNYBANK OF NY MELLON CORP	55,243	$2.78M	0.37%	-719	Timeline
QQQINVESCO QQQ TR	12,643	$2.69M	0.36%	+1,293	Timeline
MDBMONGODB INC	20,069	$2.64M	0.35%	0	Timeline
RMBSRAMBUS INC DEL	180,500	$2.49M	0.33%	+500	Timeline
CSCOCISCO SYS INC	51,487	$2.47M	0.33%	+210	Timeline
NFLXNETFLIX INC.	7,611	$2.46M	0.33%	new	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	7	$2.38M	0.32%	0	Timeline
ILMNILLUMINA INC	7,050	$2.34M	0.31%	0	Timeline
IMVPINVESCO INDIA EXCHANGE-TRADE	115,053	$2.28M	0.31%	-2,665	Timeline
VCSHVANGUARD SCOTTSDALE FDS	27,546	$2.23M	0.3%	+2,634	Timeline
VTIVANGUARD INDEX FDS	13,314	$2.18M	0.29%	+9	Timeline
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICS	98,767	$2.13M	0.29%	-1,321
IPACISHARES TR	35,758	$2.09M	0.28%	+157	Timeline
SPSMSPDR SERIES TRUST	60,888	$1.99M	0.27%	+23,076	Timeline
SPTLSPDR SERIES TRUST	50,751	$1.97M	0.26%	+1,929	Timeline
TIPISHARES TR	16,774	$1.96M	0.26%	-235	Timeline
VZVERIZON COMMUNICATIONS INC	30,660	$1.87M	0.25%	+2,001	Timeline
OXYOCCIDENTAL PETE CORP	45,307	$1.87M	0.25%	-20,289	Timeline
EOGEOG RES INC	22,209	$1.86M	0.25%	-420	Timeline
PANWPALO ALTO NETWORKS INC	7,975	$1.84M	0.25%	-1	Timeline
FDXFEDEX CORP	12,156	$1.84M	0.25%	+1	Timeline
PGPROCTER & GAMBLE CO	14,339	$1.79M	0.24%	+336	Timeline
ABTABBOTT LABORATORIES	20,472	$1.78M	0.24%	+8	Timeline
LBRDALIBERTY BROADBAND CORP	14,120	$1.76M	0.24%	-45	Timeline
VEUVANGUARD INTL EQUITY INDEX F	31,687	$1.7M	0.23%	-315	Timeline
VEAVANGUARD TAX-MANAGED FDS	37,668	$1.66M	0.22%	-108	Timeline
PIIPOLARIS INC	15,387	$1.56M	0.21%	-770	Timeline
ROPROPER TECHNOLOGIES INC	4,356	$1.54M	0.21%	-60	Timeline
IVVISHARES TR	4,732	$1.53M	0.2%	+43	Timeline
SPYVSPDR SERIES TRUST	42,654	$1.49M	0.2%	+285	Timeline
IWDISHARES TR	10,853	$1.48M	0.2%	+167	Timeline
PAYXPAYCHEX INC	17,110	$1.46M	0.19%	-410	Timeline
SLBSLB LIMITED	35,722	$1.44M	0.19%	+805	Timeline
HONHONEYWELL INTL INC	8,041	$1.42M	0.19%	+1	Timeline
SPIRIT AIRLS INCSPIRIT AIRLS INC	34,860	$1.41M	0.19%	-1,475
COSTCOSTCO WHOLESALE CORPORATION	4,430	$1.3M	0.17%	-115	Timeline
BAHBOOZ ALLEN HAMILTON HLDG COR	18,140	$1.29M	0.17%	-40	Timeline
VOOVANGUARD INDEX FDS	4,270	$1.26M	0.17%	-182	Timeline
RSPINVESCO EXCHANGE TRADED FD T	10,543	$1.22M	0.16%	+64	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	83,486	$1.21M	0.16%	+2,420
SPMDSPDR SERIES TRUST	32,326	$1.17M	0.16%	+9,702	Timeline
OEFISHARES TR	8,024	$1.16M	0.15%	+29	Timeline
IONSIONIS PHARMACEUTICALS INC	18,643	$1.13M	0.15%	0	Timeline
XBISPDR SERIES TRUST	11,676	$1.11M	0.15%	+2,171	Timeline
TDGTRANSDIGM GROUP INC	1,975	$1.11M	0.15%	-24	Timeline
AMGNAMGEN INC	4,464	$1.08M	0.14%	-10	Timeline
SUSBISHARES TR	41,680	$1.06M	0.14%	+239	Timeline
AALAMERICAN AIRLINES GROUP INC	35,000	$1M	0.13%	0	Timeline
ZSZSCALER INC	21,559	$1M	0.13%	+416	Timeline
NVRNVR INC	255	$971K	0.13%	0	Timeline
IWBISHARES TR	5,373	$959K	0.13%	+56	Timeline
PEPPEPSICO INC	6,790	$928K	0.12%	-8	Timeline
ANAPLAN INCANAPLAN INC	17,480	$916K	0.12%	new
SPYGSPDR SERIES TRUST	21,232	$890K	0.12%	+363	Timeline
PFFISHARES TR	23,433	$881K	0.12%	-127	Timeline
SUBISHARES TR	8,213	$877K	0.12%	0	Timeline
SMINISHARES TR	23,841	$857K	0.11%	+3,362	Timeline
PRFINVESCO EXCHANGE TRADED FD T	6,758	$856K	0.11%	0	Timeline
PROOFPOINT INCPROOFPOINT INC	7,457	$856K	0.11%	+65
NVSNOVARTIS AG	8,889	$842K	0.11%	-2,065	Timeline
EDCONSOLIDATED EDISON INC	8,444	$764K	0.1%	-75	Timeline
IWFISHARES TR	4,316	$759K	0.1%	+4	Timeline
ELANELANCO ANIMAL HEALTH INC	24,541	$723K	0.1%	0	Timeline
IJJISHARES TR	4,010	$685K	0.09%	+2	Timeline
REGNREGENERON PHARMACEUTICALS	1,759	$660K	0.09%	new	Timeline
LABSTANDARD BIOTOOLS INC	188,700	$657K	0.09%	0	Timeline
VTIPVANGUARD MALVERN FDS	13,145	$648K	0.09%	+51	Timeline
NSCNORFOLK SOUTHN CORP	3,332	$647K	0.09%	0	Timeline
ZTSZOETIS INC	4,877	$645K	0.09%	0	Timeline
DISCOVERY INCDISCOVERY INC	20,899	$637K	0.09%	0
CNICANADIAN NATL RY CO	7,008	$634K	0.08%	-190	Timeline
ABBVABBVIE INC	7,074	$626K	0.08%	+5	Timeline
IBMINTERNATIONAL BUSINESS MACHS	4,525	$607K	0.08%	-486	Timeline
EWGISHARES INC	20,599	$606K	0.08%	-965	Timeline
ADIANALOG DEVICES INC	5,047	$600K	0.08%	+30	Timeline
CVXCHEVRON CORPORATION	4,908	$591K	0.08%	-11	Timeline
DDOMINION ENERGY INC	7,057	$584K	0.08%	-144	Timeline
IVEISHARES TR	4,476	$582K	0.08%	+11	Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORP	2,314	$576K	0.08%	0
VBRVANGUARD INDEX FDS	4,190	$574K	0.08%	+31	Timeline
MCDMCDONALDS CORP	2,870	$567K	0.08%	+3	Timeline
UNPUNION PAC CORP	3,051	$552K	0.07%	0	Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	9,200	$547K	0.07%	0
VTVVANGUARD INDEX FDS	4,515	$541K	0.07%	-187	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	24,596	$536K	0.07%	-900
IJKISHARES TR	2,205	$525K	0.07%	0	Timeline
GOOGLALPHABET INC	391	$524K	0.07%	-24	Timeline
BABINVESCO EXCH TRADED FD TR II	16,007	$507K	0.07%	-1,684	Timeline
IFGLISHARES TR	16,467	$497K	0.07%	+397	Timeline
CHTRCHARTER COMMUNICATIONS INC	1,015	$492K	0.07%	+1	Timeline
VHTVANGUARD WORLD FD	2,534	$486K	0.06%	+6	Timeline
GVIISHARES TR	4,279	$482K	0.06%	-81	Timeline
PYPLPAYPAL HLDGS INC	4,396	$476K	0.06%	+646	Timeline
LMTLOCKHEED MARTIN CORP	1,206	$470K	0.06%	+1	Timeline
NDAQNASDAQ INC	4,326	$463K	0.06%	new	Timeline
SPEMSPDR INDEX SHS FDS	11,648	$438K	0.06%	+799	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	9,007	$434K	0.06%	0
MFA FINL INCMFA FINL INC	56,048	$429K	0.06%	+1,254
IWCISHARES TR	4,294	$427K	0.06%	+8	Timeline
IGSBISHARES TR	7,857	$421K	0.06%	-327	Timeline
DELLDELL TECHNOLOGIES INC	8,119	$417K	0.06%	-797	Timeline
RWOSPDR INDEX SHS FDS	8,007	$413K	0.06%	-30	Timeline
BIIBBIOGEN INC	1,380	$409K	0.05%	0	Timeline
IFNABERDEEN INDIA FD INC	20,337	$409K	0.05%	-820	Timeline
BKRBAKER HUGHES COMPANY	15,529	$398K	0.05%	-1,385	Timeline
ETENERGY TRANSFER L P	30,000	$385K	0.05%	0	Timeline
AORISHARES TR	8,022	$384K	0.05%	+2,491	Timeline
PARAMOUNT GLOBALPARAMOUNT GLOBAL	8,873	$372K	0.05%	new
EMREMERSON ELEC CO	4,821	$368K	0.05%	0	Timeline
VOEVANGUARD INDEX FDS	3,061	$365K	0.05%	+16	Timeline
PFEPFIZER INC	8,980	$352K	0.05%	-374	Timeline
VXUSVANGUARD STAR FDS	6,264	$349K	0.05%	+20	Timeline
MMM3M CO	1,973	$348K	0.05%	-99	Timeline
VUGVANGUARD INDEX FDS	1,900	$346K	0.05%	-99	Timeline
IYHISHARES TR	1,594	$344K	0.05%	0	Timeline
ESQESQUIRE FINL HLDGS INC	13,000	$339K	0.05%	+3,000	Timeline
DDDUPONT DE NEMOURS INC	5,245	$337K	0.05%	-47	Timeline
APHAMPHENOL CORP	3,100	$336K	0.04%	0	Timeline
SPGIS&P GLOBAL INC	1,220	$333K	0.04%	0	Timeline
BMYBRISTOL-MYERS SQUIBB CO	4,946	$317K	0.04%	+560	Timeline
LBRDKLIBERTY BROADBAND CORP	2,444	$307K	0.04%	0	Timeline
MOALTRIA GROUP INC	6,033	$301K	0.04%	-149	Timeline
FISVFISERV INC	2,600	$301K	0.04%	-100	Timeline
MUBISHARES TR	2,631	$300K	0.04%	-9	Timeline
PXHINVESCO EXCH TRADED FD TR II	13,423	$299K	0.04%	+479	Timeline
iShares MSCI Frontier 100iShares MSCI Frontier 100	9,682	$294K	0.04%	+40
ZBHZIMMER BIOMET HOLDINGS INC	1,935	$290K	0.04%	-23	Timeline
COFCAPITAL ONE FINL CORP	2,777	$286K	0.04%	+3	Timeline
QLDPROSHARES TR	3,985	$280K	0.04%	+1,630	Timeline
IJRISHARES TR	3,327	$279K	0.04%	-33	Timeline
LIBERTY GLOBAL CL B ORDLIBERTY GLOBAL CL B ORD	12,315	$279K	0.04%	-1,000
IJTISHARES TR	1,412	$273K	0.04%	0	Timeline
SMGSCOTTS MIRACLE-GRO CO	2,520	$268K	0.04%	0	Timeline
GRMNGARMIN LTD	2,660	$260K	0.03%	0	Timeline
INVESCOINVESCO	11,956	$257K	0.03%	new
EWEDWARDS LIFESCIENCES CORP	1,096	$256K	0.03%	0	Timeline
SPTMSPDR SERIES TRUST	6,330	$252K	0.03%	-127	Timeline
IYRISHARES TR	2,664	$248K	0.03%	-27	Timeline
MARMARRIOTT INTL INC NEW	1,590	$241K	0.03%	new	Timeline
SUSAISHARES TR	1,795	$241K	0.03%	0	Timeline
SPYXSPDR SERIES TRUST	3,000	$237K	0.03%	0	Timeline
UPSUNITED PARCEL SVCS INC	1,920	$225K	0.03%	0	Timeline
CTVACORTEVA INC	7,625	$225K	0.03%	-50	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	4,661	$225K	0.03%	new
IVWISHARES TR	1,157	$224K	0.03%	-1	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	3,738	$221K	0.03%	new	Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	23,277	$219K	0.03%	+487
ADPAUTOMATIC DATA PROCESSING IN	1,269	$216K	0.03%	0	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	10,149	$216K	0.03%	0
INVESCO BULLETSHARES 2020 C…INVESCO BULLETSHARES 2020 CORP	10,132	$216K	0.03%	0
GLDSPDR GOLD TR	1,483	$212K	0.03%	new	Timeline
SRESEMPRA	1,400	$212K	0.03%	0	Timeline
BLACKROCK INCBLACKROCK INC	419	$211K	0.03%	-99
FASTFASTENAL CO	5,616	$208K	0.03%	new	Timeline
SYKSTRYKER CORPORATION	954	$200K	0.03%	0	Timeline
MUABLACKROCK MUNIASSETS FD INC	12,944	$196K	0.03%	0	Timeline
GENERAL ELEC COGENERAL ELEC CO	16,543	$185K	0.02%	-1,366
SNAPSNAP INC	11,000	$180K	0.02%	new	Timeline
ESBAEMPIRE ST RLTY OP L P	12,904	$180K	0.02%	0	Timeline
QURATE RETAIL INCQURATE RETAIL INC	20,736	$176K	0.02%	0
NANNUVEEN NY DIVI ADV	12,260	$174K	0.02%	0	Timeline
FTEKFUEL TECH INC	10,000	$10K	<0.01%	0	Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
TWITTER INCTWITTER INC NOTE 1.000% 9/1	principal	1,965,000	$1.91M	new
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	1,388,000	$958K	0

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
BB & T CORPBB & T CORP	82,678	$4.41M	shares
TPRTAPESTRY INC	42,173	$1.1M	shares
BNDXVANGUARD CHARLOTTE FDS	8,374	$493K	shares
VWOBVANGUARD WHITEHALL FDS	3,439	$277K	shares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	11,630	$245K	shares
CBS CORP NEWCBS CORP NEW	5,797	$234K	shares
HALHALLIBURTON CO	10,193	$192K	shares
ENERGOUS CORPENERGOUS CORP	10,000	$33K	shares
EFAISHARES TR	3,100	$11K	put
SPYSTATE STR SPDR S&P 500 ETF T	1,500	$2K	put
TAT&T INC	600	$1K	put
CMCSACOMCAST CORP NEW	500	$1K	put
VZVERIZON COMMUNICATIONS INC	300	$0	put

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001573311-20-000002	base		2020-02-11	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC