Advisor Group, Inc.
Follow13F filer, CIK 1681115, PHOENIX, AZ
Advisor Group, Inc. reported $7,275,967,000 across 5,081 holdings for the quarter ended 2018-03-31, in a 13F-HR filed 2018-05-15. Its ten largest share positions make up 17.25% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001681115-18-000006
- Period
- 2018-03-31
- Reported value
- $7.28B
- Holdings
- 5,081
- Top 10 weight
- 17.25%
- New
- 223
- Sold out
- 252
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IWOadded | +228,085 | $43.5M |
| BSVadded | +312,568 | $24.5M |
| IVWadded | +157,681 | $24.5M |
| COLONY NORTHSTAR CR REAL ESTnew | +1,128,526 | $21.4M |
| MTUMadded | +108,650 | $11.5M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| HYGreduced | -402,474 | -$34.5M |
| SPDR SERIES TRUST BLOOMBERG…reduced | -828,983 | -$29.7M |
| IVOGreduced | -207,264 | -$28M |
| QUALreduced | -324,749 | -$26.9M |
| IEFreduced | -195,304 | -$20.2M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 4,958 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT | put | 134 | $85K | +5 |
| APPLE INCAPPLE INC CALL | call | 12 | $62K | -21 |
| STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T CALL | call | 13 | $51K | +5 |
| NETFLIX INC.NETFLIX INC. CALL | call | 3 | $50K | 0 |
| APPLIED MATLS INCAPPLIED MATLS INC CALL | call | 5 | $10K | new |
| BANK OF AMER CORPBANK OF AMER CORP CALL | call | 18 | $9K | new |
| SPDR SERIES TRUSTSPDR SERIES TRUST CALL | call | 5 | $7K | new |
| EOG RES INCEOG RES INC CALL | call | 2 | $7K | new |
| CITIGROUP INCCITIGROUP INC CALL | call | 3 | $6K | new |
| ENTERPRISE PRODS PARTNERS LENTERPRISE PRODS PARTNERS L CALL | call | 10 | $5K | new |
| ANTARES PHARMA INC. COMMON…ANTARES PHARMA INC. COMMON STOCK Cmn | call | 250 | $3K | new |
| CERNER CORPCERNER CORP COM | put | 60 | $2K | -110 |
| TESLA INCTESLA INC PUT | put | 2 | $1K | -3 |
| RANGE RES CORPRANGE RES CORP COM | call | 40 | $1K | new |
| VALEANT PHARMACEUTICALS INTEVALEANT PHARMACEUTICALS INTE COM | call | 2 | $1K | -6 |
| ENERGOUS CORPENERGOUS CORP CALL | call | 5 | $1K | new |
| DISNEY WALT CODISNEY WALT CO COM | call | 1 | $0 | -3 |
| APPLIED MATLS INCAPPLIED MATLS INC PUT | put | 1 | $0 | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 105. All 105
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 | principal | 466 | $475K | 0 |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 | principal | 60 | $60K | 0 |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 | principal | 50 | $57K | -17 |
| PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 | principal | 59 | $57K | -21 |
| KB HOME 1.375KB HOME 1.375 NOTE 1.375% 2/0 | principal | 50 | $56K | -8 |
| CALAMP CORPCALAMP CORP NOTE 1.625% 5/1 | principal | 52 | $55K | -9 |
| THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG | principal | 50 | $53K | +6 |
| Aceto CorpAceto Corp CONV BOND | principal | 60 | $53K | 0 |
| APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 | principal | 52 | $52K | -12 |
| FINISAR CORPFINISAR CORP NOTE 0.500%12/1 | principal | 57 | $51K | new |
| COLONY CAP INCCOLONY CAP INC NOTE 3.875% 1/1 | principal | 54 | $51K | -15 |
| NEW YORK MTG TRUSTNEW YORK MTG TRUST NOTE 6.250% 1/1 | principal | 48 | $49K | 0 |
| HORIZON GLOBAL CORPHORIZON GLOBAL CORP NOTE 2.750% 7/0 | principal | 58 | $48K | 0 |
| TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1 | principal | 45 | $47K | new |
| ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 2.875% 3/1 | principal | 47 | $47K | -8 |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0 | principal | 48 | $47K | -11 |
| ROVI CORPROVI CORP NOTE 0.500% 3/0 | principal | 47 | $46K | new |
| TTM TECHNOLOGIES INCTTM TECHNOLOGIES INC NOTE 1.750%12/1 | principal | 27 | $45K | -4 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0 | principal | 45 | $45K | -9 |
| BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP NOTE 5.000% 6/1 | principal | 43 | $44K | -6 |
| WELLS FARGO & COWELLS FARGO & CO MTNF 6/0 | principal | 22 | $40K | 0 |
| ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE | principal | 37 | $37K | -27 |
| HCI GROUP INCHCI GROUP INC NOTE 3.875% 3/1 | principal | 37 | $37K | -8 |
| WELLS FARGO & COWELLS FARGO & CO MTNF 6/1 | principal | 27 | $27K | -16 |
| INPHI CORPINPHI CORP NOTE 0.750% 9/0 | principal | 26 | $25K | -23 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0 | principal | 17 | $24K | -10 |
| ANI PHARMACEUTICALS INCANI PHARMACEUTICALS INC NOTE 3.00012/0 | principal | 22 | $24K | -5 |
| INTEL CORPINTEL CORP CORPORATE OBLIG | principal | 9 | $22K | -4 |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1 | principal | 17 | $21K | new |
| TESLA INCTESLA INC NOTE 1.250% 3/0 | principal | 21 | $21K | +15 |
| YAHOO INCYAHOO INC NOTE 12/0 | principal | 14 | $19K | +1 |
| TRINITY INDS INCTRINITY INDS INC NOTE 3.875% 6/0 | principal | 12 | $17K | -5 |
| ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1 | principal | 13 | $16K | +1 |
| ARES CAP CORPARES CAP CORP NOTE 4.375% 1/1 | principal | 15 | $15K | new |
| WORKDAY INCWORKDAY INC NOTE 0.750% 7/1 | principal | 10 | $15K | new |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 12 | $14K | new |
| RED HAT INCRED HAT INC NOTE 0.250%10/0 | principal | 7 | $14K | 0 |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC COM | principal | 3 | $14K | new |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 13 | $13K | 0 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 | principal | 12 | $13K | 0 |
| CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE | principal | 7 | $13K | -8 |
| CITRIX SYS INCCITRIX SYS INC NOTE 0.500% 4/1 | principal | 10 | $13K | new |
| STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 | principal | 10 | $13K | +3 |
| NOVELLUS SYS INCNOVELLUS SYS INC NOTE 2.625% 5/1 | principal | 2 | $12K | 0 |
| NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1 | principal | 10 | $11K | +2 |
| REDWOOD TRUST INCREDWOOD TRUST INC BOND | principal | 11 | $11K | -11 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 11 | $11K | new |
| HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 | principal | 12 | $11K | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1 | principal | 9 | $10K | new |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 6 | $10K | -7 |
| DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1 | principal | 8 | $10K | new |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1 | principal | 6 | $10K | -10 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0 | principal | 9 | $10K | new |
| STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt | principal | 10 | $10K | new |
| ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 | principal | 10 | $10K | new |
| FIDELITY NATIONAL FINANCIALFIDELITY NATIONAL FINANCIAL NOTE 4.250% 8/1 | principal | 3 | $9K | -3 |
| MOLINA HEALTHCARE INCMOLINA HEALTHCARE INC DBCV 1.625% 8/1 | principal | 6 | $9K | 0 |
| WEB COM GROUP INCWEB COM GROUP INC NOTE 1.000% 8/1 | principal | 8 | $8K | -12 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 7/0 | principal | 5 | $8K | -3 |
| SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC NOTE 0.750 8/1 | principal | 9 | $8K | 0 |
| PROOFPOINT INCPROOFPOINT INC DBCV 0.750% 6/1 | principal | 6 | $8K | -1 |
| INSULET CORPINSULET CORP NOTE 1.250% 9/1 | principal | 4 | $7K | -8 |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1 | principal | 4 | $7K | -15 |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNV | principal | 7 | $7K | 0 |
| AIR LEASE CORPAIR LEASE CORP NOTE 3.875%12/0 | principal | 5 | $7K | -1 |
| LAM RESEARCH CORPLAM RESEARCH CORP NOTE | principal | 2 | $6K | -1 |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 | principal | 5 | $6K | -1 |
| FINISAR CORPFINISAR CORP NOTE 0.500%12/1 | principal | 6 | $6K | new |
| MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 | principal | 6 | $6K | -8 |
| MDSO 1 8/01/18MDSO 1 8/01/18 Bond 30/360P2 U | principal | 5 | $6K | new |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1 | principal | 7 | $5K | 0 |
| VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0 | principal | 5 | $5K | new |
| NICE SYS INCNICE SYS INC BOND | principal | 4 | $5K | new |
| FIREEYE INCFIREEYE INC NOTE 1.000% 6/0 | principal | 5 | $5K | -9 |
| NEVRO CORPNEVRO CORP BOND | principal | 4 | $5K | new |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500 5/1 | principal | 4 | $5K | -5 |
| ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM | principal | 3 | $4K | -1 |
| CTRIP COM INTL LTDCTRIP COM INTL LTD NOTE 1.000% 7/0 | principal | 4 | $4K | new |
| RTI INTL METALS INCRTI INTL METALS INC NOTE 1.625%10/1 | principal | 4 | $4K | new |
| ROYAL GOLD INCROYAL GOLD INC NOTE | principal | 4 | $4K | new |
| SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1 | principal | 6 | $4K | -10 |
| TERADYNE INCTERADYNE INC NOTE | principal | 2 | $4K | -2 |
| KNOWLES CORPKNOWLES CORP NOTE 3.250%11/0 | principal | 4 | $4K | new |
| ENVESTNET INCENVESTNET INC NOTE 1.75012/1 | principal | 4 | $4K | new |
| VERISIGN INCVERISIGN INC CORPORATE OBLIG | principal | 1 | $3K | -6 |
| SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0 | principal | 3 | $3K | -8 |
| WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0 | principal | 3 | $3K | -8 |
| SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0 | principal | 3 | $3K | -6 |
| INPHI CORPINPHI CORP NOTE 1.125%12/0 | principal | 3 | $3K | -2 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 1.50010/0 | principal | 3 | $3K | -4 |
| TESLA INCTESLA INC NOTE 0.250 3/0 | principal | 3 | $3K | -8 |
| NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW NOTE 4.750 4/1 | principal | 3 | $3K | -8 |
| AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 | principal | 3 | $3K | -14 |
| UBS AGUBS AG NOTE 2/1 | principal | 2 | $3K | -19 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1 | principal | 3 | $2K | 0 |
| ALZA CORP 7/2ALZA CORP 7/2 SDCV | principal | 1 | $2K | 0 |
| CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1 | principal | 2 | $2K | -4 |
| HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1 | principal | 2 | $2K | -5 |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 | principal | 2 | $2K | new |
| OASIS PETE INC NEWOASIS PETE INC NEW NOTE | principal | 2 | $2K | -6 |
Sold out in Q1 2018
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| PRICELINE GRP INCPRICELINE GRP INC | 4,047 | $7.03M | shares |
| VELOCITYSHARES INV VIX SH-TMVELOCITYSHARES INV VIX SH-TM | 22,381 | $3.01M | shares |
| NEW YORK REIT INCNEW YORK REIT INC | 397,116 | $1.56M | shares |
| POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN | 71,584 | $1.48M | shares |
| BARCLAYS BK PLCBARCLAYS BK PLC | 7,778 | $609K | shares |
| XENITH BANKSHARES INC NEWXENITH BANKSHARES INC NEW | 16,210 | $548K | shares |
| VANTIV INCVANTIV INC | 6,170 | $453K | shares |
| SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER | 32,298 | $433K | shares |
| HUNTINGTON BANCSHARES INCHUNTINGTON BANCSHARES INC | 279 | $393K | shares |
| ISHARES EDGE U.S. FIXED INC…ISHARES EDGE U.S. FIXED INCOME BA… | 3,874 | $388K | shares |
| SUCAMPO PHARMACEUTICALS-CL ASUCAMPO PHARMACEUTICALS-CL A | 21,242 | $381K | shares |
| ONEVSPDR SERIES TRUST | 4,104 | $298K | shares |
| LA QUINTA HLDGS INCLA QUINTA HLDGS INC | 15,350 | $283K | shares |
| OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD | 20,944 | $242K | shares |
| AGRIUM INCAGRIUM INC | 1,870 | $215K | shares |
| DEUTSCHE HIGH INCOME OPPORTDEUTSCHE HIGH INCOME OPPORT | 14,202 | $213K | shares |
| ALLERGAN PLCALLERGAN PLC | 347 | $204K | shares |
| HEALTHSOUTH CORPHEALTHSOUTH CORP | 3,733 | $184K | shares |
| JUNO THERAPEUTICS INCJUNO THERAPEUTICS INC | 3,763 | $173K | shares |
| BAZAARVOICE INCBAZAARVOICE INC | 30,541 | $166K | shares |
| REGAL ENTMT GROUPREGAL ENTMT GROUP | 6,893 | $159K | shares |
| LIVEPERSON, INC.LIVEPERSON, INC. | 13,599 | $156K | shares |
| LEGG MASON BW GLB INC OPP FDLEGG MASON BW GLB INC OPP FD | 11,905 | $152K | shares |
| DDMPROSHARES TR | 1,060 | $140K | shares |
| SENSATA TECHNOLOGIES HOLDINGSENSATA TECHNOLOGIES HOLDING | 2,731 | $140K | shares |
| PROSHARES SP 500 DIVIDEND A…PROSHARES SP 500 DIVIDEND ARISTOC… | 3,000 | $126K | shares |
| AMERICAN TOWER CORP NEWAMERICAN TOWER CORP NEW | 959 | $121K | shares |
| BIOVERATIV INCBIOVERATIV INC | 2,173 | $118K | shares |
| UBS AG LONDON BRHUBS AG LONDON BRH | 3,423 | $105K | shares |
| BUFFALO WILD WINGS INCBUFFALO WILD WINGS INC | 643 | $101K | shares |
| LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP | 1,865 | $101K | shares |
| ORTHOFIX INTL N VORTHOFIX INTL N V | 1,812 | $99K | shares |
| CHINA CORD BLOOD CORPCHINA CORD BLOOD CORP | 8,830 | $88K | shares |
| UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND | 14,785 | $85K | shares |
| SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN | 974 | $83K | shares |
| DIGITAL PWR CORPDIGITAL PWR CORP | 25,660 | $82K | shares |
| INC RESH HLDGS INCINC RESH HLDGS INC | 1,717 | $74K | shares |
| FINJAN HLDGS INCFINJAN HLDGS INC | 33,850 | $73K | shares |
| SNYDERS LANCE INCSNYDERS LANCE INC | 1,363 | $68K | shares |
| ALTISOURCE RESIDENTIAL CORPALTISOURCE RESIDENTIAL CORP | 5,600 | $66K | shares |
| BANK MUTUAL CORPBANK MUTUAL CORP | 6,138 | $66K | shares |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC | 35 | $64K | principal |
| CALATLANTIC GROUP INCCALATLANTIC GROUP INC | 1,038 | $58K | shares |
| BOB EVANS FARMSBOB EVANS FARMS | 635 | $51K | shares |
| PNC FINANCIAL SERVICES GROUPPNC FINANCIAL SERVICES GROUP | 650 | $51K | shares |
| JPIBJ P MORGAN EXCHANGE TRADED F | 975 | $50K | shares |
| CALPINE CORPCALPINE CORP | 3,004 | $46K | shares |
| CALFPACER FDS TR | 1,500 | $39K | shares |
| TELETECH HOLDINGS INCTELETECH HOLDINGS INC | 971 | $39K | shares |
| M/I HOMES INCM/I HOMES INC | 36 | $39K | principal |
| BLACKHAWK NETWORK HLDGS INCBLACKHAWK NETWORK HLDGS INC | 37 | $38K | principal |
| RESTORATION ROBOTICS INCRESTORATION ROBOTICS INC | 8,048 | $37K | shares |
| PNIPIMCO NEW YORK MUN FD II | 3,018 | $36K | shares |
| TICC CAPITAL CORPTICC CAPITAL CORP | 6,290 | $36K | shares |
| PROSHARES TR IIPROSHARES TR II | 1,550 | $36K | shares |
| ARBOR RLTY TR INCARBOR RLTY TR INC | 33 | $36K | principal |
| FPXIFIRST TR EXCHANGE-TRADED FD | 990 | $35K | shares |
| GEMPHIRE THERAPEUTICS INCGEMPHIRE THERAPEUTICS INC | 4,112 | $33K | shares |
| ATKRATKORE INC | 1,509 | $32K | shares |
| ADAMIS PHARMACEUTICALS CORPADAMIS PHARMACEUTICALS CORP | 7,264 | $32K | shares |
| ISHARES IBONDS DEC 2021 TER…ISHARES IBONDS DEC 2021 TERM MUNI… | 1,200 | $31K | shares |
| REETISHARES TR | 1,168 | $30K | shares |
| IMPAX LABORATORIES INCIMPAX LABORATORIES INC | 31 | $30K | principal |
| PROSHARES TRPROSHARES TR | 2,148 | $29K | shares |
| NUWNUVEEN AMT-FREE MUN VALUE FD | 1,650 | $28K | shares |
| CONE MIDSTREAM PARTNERS LPCONE MIDSTREAM PARTNERS LP | 1,491 | $25K | shares |
| GRUPO FINANCIERO SANTANDERGRUPO FINANCIERO SANTANDER | 3,248 | $24K | shares |
| LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC | 1,189 | $24K | shares |
| ROCKWELL MED INCROCKWELL MED INC | 4,000 | $23K | shares |
| MACKINAC FINL CORPMACKINAC FINL CORP | 1,430 | $23K | shares |
| GTYGETTY RLTY CORP NEW | 825 | $22K | shares |
| LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP | 378 | $21K | shares |
| IXYS CORPIXYS CORP | 842 | $20K | shares |
| IRTCIRHYTHM HOLDINGS INC | 343 | $19K | shares |
| CULPCULP INC | 561 | $19K | shares |
| ANGOANGIODYNAMICS INC | 1,000 | $17K | shares |
| ONEYSPDR SERIES TRUST | 237 | $17K | shares |
| Proshares VIX Short-TermProshares VIX Short-Term | 750 | $17K | shares |
| PROSHARES TR IIPROSHARES TR II | 1,680 | $17K | shares |
| OM ASSET MGMT PLCOM ASSET MGMT PLC | 952 | $16K | shares |
| VOYA INTL HIGH DIVID EQTY INVOYA INTL HIGH DIVID EQTY IN | 2,000 | $15K | shares |
| CALGON CARBON CORPCALGON CARBON CORP | 709 | $15K | shares |
| BZHBEAZER HOMES USA INC | 737 | $14K | shares |
| WESTERN ASSET VAR RT STRG FDWESTERN ASSET VAR RT STRG FD | 800 | $14K | shares |
| BARCLAYS BANK PLCBARCLAYS BANK PLC | 600 | $14K | shares |
| PEREGRINE PHARMACEUTICALS INPEREGRINE PHARMACEUTICALS IN | 3,719 | $14K | shares |
| CRM 0.25 4/1/18CRM 0.25 4/1/18 | 9 | $14K | principal |
| IIININSTEEL INDS INC | 450 | $13K | shares |
| RYLAND GROUP 0.250RYLAND GROUP 0.250 | 13 | $13K | principal |
| ADVANCED ACCELERATOR APPLIC…ADVANCED ACCELERATOR APPLIC SPONS… | 157 | $13K | shares |
| DSGXDESCARTES SYS GROUP INC | 436 | $12K | shares |
| CERSCERUS CORP | 3,650 | $12K | shares |
| GSIEGOLDMAN SACHS ETF TR | 390 | $12K | shares |
| SDSANDRIDGE ENERGY INC | 585 | $12K | shares |
| UDIVFRANKLIN TEMPLETON ETF TR | 400 | $12K | shares |
| GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COM | 177 | $12K | shares |
| HSN INCHSN INC | 322 | $12K | shares |
| ONCOSEC MED INCONCOSEC MED INC | 7,125 | $12K | shares |
| INTEGRATED DEVICE TECHNOLOGYINTEGRATED DEVICE TECHNOLOGY | 11 | $12K | principal |
| VKIINVESCO ADVANTAGE MUN INCOME | 1,000 | $11K | shares |
| PACBPACIFIC BIOSCIENCES CALIF IN | 3,932 | $10K | shares |
| TRIPLE-S MGMT CORPTRIPLE-S MGMT CORP | 410 | $10K | shares |
| IPASS INCIPASS INC | 20,000 | $10K | shares |
| ISHARES TRISHARES TR | 413 | $10K | shares |
| ISHARES TRISHARES TR | 377 | $10K | shares |
| BARRACUDA NETWORKS INCBARRACUDA NETWORKS INC | 362 | $10K | shares |
| NEOS THERAPEUTICS INCNEOS THERAPEUTICS INC | 1,000 | $10K | shares |
| BLACKROCK CAPITAL INVESTMENTBLACKROCK CAPITAL INVESTMENT | 10 | $10K | principal |
| PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… | 10 | $10K | principal |
| UMHUMH PPTYS INC | 621 | $9K | shares |
| IPATH DJ-UBS COCOA SUBINDEXIPATH DJ-UBS COCOA SUBINDEX | 400 | $9K | shares |
| NVCRNOVOCURE LTD | 389 | $8K | shares |
| GSITGSI TECHNOLOGY INC | 1,000 | $8K | shares |
| CYBEROPTICS CORP COMCYBEROPTICS CORP COM | 500 | $8K | shares |
| CYANOTECH CORPCYANOTECH CORP | 2,000 | $8K | shares |
| PROSHARES TRPROSHARES TR | 533 | $8K | shares |
| PROSHRE U/S DJ-UBS CRUDE OILPROSHRE U/S DJ-UBS CRUDE OIL | 345 | $8K | shares |
| INDEXIQ ETF TRINDEXIQ ETF TR | 700 | $8K | shares |
| TIME INC NEWTIME INC NEW | 456 | $8K | shares |
| PROSHARES ULTRA BLOOMBERG N…PROSHARES ULTRA BLOOMBERG NATURAL… | 1,205 | $8K | shares |
| DSXDIANA SHIPPING INC | 1,740 | $7K | shares |
| PIONEER DIVERSIFIED HIGH IN…PIONEER DIVERSIFIED HIGH INCOM | 436 | $7K | shares |
| ABERDEEN EMERGING MKTS SMALLABERDEEN EMERGING MKTS SMALL | 500 | $7K | shares |
| TFINTRIUMPH FINANCIAL INC | 200 | $6K | shares |
| WESTERN ASSET MUN PARTNERS FWESTERN ASSET MUN PARTNERS F | 407 | $6K | shares |
| RICE MIDSTREAM PARTNERS LPRICE MIDSTREAM PARTNERS LP | 294 | $6K | shares |
| CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC | 227 | $6K | shares |
| ALEXCO RESOURCE CORPALEXCO RESOURCE CORP | 4,000 | $6K | shares |
| VANECK ETF TRUSTVANECK ETF TRUST | 10 | $6K | call |
| IGNYTA INCIGNYTA INC | 230 | $6K | shares |
| GUESS? INCGUESS? INC | 300 | $5K | shares |
| FBPFIRST BANCORP CORPORATION | 896 | $5K | shares |
| COWEN GROUP INCCOWEN GROUP INC | 364 | $5K | shares |
| JEFFERIES GROUP INCJEFFERIES GROUP INC | 5 | $5K | principal |
| MONEYGRAM INTL INCMONEYGRAM INTL INC | 400 | $5K | shares |
| EFZPROSHARES TR | 191 | $5K | shares |
| TWITTER INCTWITTER INC | 5 | $5K | principal |
| NQ MOBILE INCNQ MOBILE INC | 1,250 | $5K | shares |
| SYNGENTA AG ADRSYNGENTA AG ADR | 55 | $5K | shares |
| DEL FRISCOS RESTAURANT GROUPDEL FRISCOS RESTAURANT GROUP | 331 | $5K | shares |
| SM ENERGY COSM ENERGY CO | 5 | $5K | principal |
| CONATUS PHARMACEUTICALS INCCONATUS PHARMACEUTICALS INC | 1,068 | $5K | shares |
| COGENTIX MED INC COMCOGENTIX MED INC COM | 1,500 | $5K | shares |
| VCYTVERACYTE INC | 650 | $4K | shares |
| OFSOFS CAP CORP | 350 | $4K | shares |
| RICKRCI HOSPITALITY HLDGS INC | 140 | $4K | shares |
| DLNGDYNAGAS LNG PARTNERS LP | 350 | $4K | shares |
| FTAI AVIATION LTDFTAI AVIATION LTD | 203 | $4K | shares |
| BILL BARRETT CORPBILL BARRETT CORP | 710 | $4K | shares |
| DRIVE SHACK INCDRIVE SHACK INC | 800 | $4K | shares |
| AK STL CORPAK STL CORP | 3 | $4K | principal |
| BARCLAYS BK PLCBARCLAYS BK PLC | 140 | $4K | shares |
| SFL CORPORATION LTDSFL CORPORATION LTD | 4 | $4K | principal |
| SOUTHWESTERN ENERGY CO DEP …SOUTHWESTERN ENERGY CO DEP SHS 12… | 328 | $4K | shares |
| PBF LOGISTICS LPPBF LOGISTICS LP | 150 | $3K | shares |
| AGQPROSHARES TR II | 75 | $3K | shares |
| BROADSOFT INCBROADSOFT INC | 51 | $3K | shares |
| ASPEN INSURANCE HOLDINGS LTDASPEN INSURANCE HOLDINGS LTD | 63 | $3K | shares |
| ALON USA PARTNERS LP UNIT L…ALON USA PARTNERS LP UNIT LTD PAR… | 200 | $3K | shares |
| BARCLAYS BK PLCBARCLAYS BK PLC | 130 | $3K | shares |
| WESTWATER RES INCWESTWATER RES INC | 3,000 | $3K | shares |
| PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FD | 88 | $3K | shares |
| CERECOR INCCERECOR INC | 1,000 | $3K | shares |
| ACTINIUM PHARMACEUTICALS INCACTINIUM PHARMACEUTICALS INC | 4,000 | $3K | shares |
| PDC ENERGY INCPDC ENERGY INC | 3 | $3K | principal |
| QUIDEL CORPQUIDEL CORP | 2 | $3K | principal |
| NEW MTN FIN CORPNEW MTN FIN CORP | 3 | $3K | principal |
| MERCADOLIBRE INCMERCADOLIBRE INC | 1 | $3K | principal |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 500 | $3K | shares |
| U S GEOTHERMAL INC COM NEWU S GEOTHERMAL INC COM NEW | 833 | $3K | shares |
| SCSCSCANSOURCE INC | 56 | $2K | shares |
| BRTBRT APARTMENTS CORP | 200 | $2K | shares |
| PAIWESTERN ASSET INVESTMENT GRA | 100 | $2K | shares |
| NORWGLOBAL X FDS | 71 | $2K | shares |
| EXXON MOBIL CORPEXXON MOBIL CORP | 5 | $2K | call |
| KALA BIO INC COMKALA BIO INC COM | 100 | $2K | shares |
| LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN | 190 | $2K | shares |
| RPX CORPRPX CORP | 112 | $2K | shares |
| INSIGNIA SYSTEMS INCINSIGNIA SYSTEMS INC | 2,000 | $2K | shares |
| CHANNELADVISOR CORPCHANNELADVISOR CORP | 170 | $2K | shares |
| IPATH US TSY 10Y BEARIPATH US TSY 10Y BEAR | 110 | $2K | shares |
| INDEXIQ ETF TRINDEXIQ ETF TR | 100 | $2K | shares |
| AMPLIFY SNACK BRANDSAMPLIFY SNACK BRANDS | 204 | $2K | shares |
| ARGOS THERAPEUTICS INCARGOS THERAPEUTICS INC | 11,500 | $2K | shares |
| SUNSHINE BANCORP INC COMSUNSHINE BANCORP INC COM | 100 | $2K | shares |
| TESARO INCTESARO INC | 1 | $2K | principal |
| CRVLCORVEL CORP | 20 | $1K | shares |
| ECPGENCORE CAP GROUP INC | 24 | $1K | shares |
| LABSTANDARD BIOTOOLS INC | 180 | $1K | shares |
| DHXDHI GROUP INC | 614 | $1K | shares |
| VITAL ENERGY INCVITAL ENERGY INC | 53 | $1K | shares |
| LONGFIN CORP CLA…LONGFIN CORP CLASS … | 20 | $1K | shares |
| SEACHANGE INTL INCSEACHANGE INTL INC | 160 | $1K | shares |
| SILVER SPRING NETWORKS INCSILVER SPRING NETWORKS INC | 92 | $1K | shares |
| PROSHARES SHORT MDCP 400PROSHARES SHORT MDCP 400 | 108 | $1K | shares |
| PROSHARES TRPROSHARES TR | 108 | $1K | shares |
| SMITSCHMITT INDS INC ORE | 281 | $1K | shares |
| R1 RCM INCR1 RCM INC | 138 | $1K | shares |
| TENAX THERAPEUTICS INCTENAX THERAPEUTICS INC | 1,300 | $1K | shares |
| CLEANTECH SOLUTIONS INTL INCCLEANTECH SOLUTIONS INTL INC | 95 | $1K | shares |
| BELLEROPHON THERAPEUTICS INCBELLEROPHON THERAPEUTICS INC | 277 | $1K | shares |
| ADESTO TECHNOLOGIES CORPADESTO TECHNOLOGIES CORP | 200 | $1K | shares |
| EHI CAR SVCS LTDEHI CAR SVCS LTD | 100 | $1K | shares |
| UBS AG LONDON BRHUBS AG LONDON BRH | 45 | $1K | shares |
| CHF SOLUTIONS INCCHF SOLUTIONS INC | 200 | $1K | shares |
| UBS AG LONDON BRHUBS AG LONDON BRH | 50 | $1K | shares |
| GPRKGEOPARK LTD | 43 | $0 | shares |
| COLLCOLLEGIUM PHARMACEUTICAL INC | 10 | $0 | shares |
| LYTSLSI INDS INC OHIO | 72 | $0 | shares |
| ALUMINUM CORP CHINA LTDALUMINUM CORP CHINA LTD | 13 | $0 | shares |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC | 5 | $0 | call |
| ALLY FINL INCALLY FINL INC | 4 | $0 | put |
| AVIS BUDGET GROUP INCAVIS BUDGET GROUP INC | 2 | $0 | put |
| FORD MTR COFORD MTR CO | 54 | $0 | put |
| GENERAL MTRS COGENERAL MTRS CO | 43 | $0 | put |
| CATERPILLAR INCCATERPILLAR INC | 2 | $0 | put |
| ABBOTT LABORATORIESABBOTT LABORATORIES | 5 | $0 | put |
| CHENIERE ENERGY INCCHENIERE ENERGY INC | 4 | $0 | put |
| STANLEY BLACK & DECKER INCSTANLEY BLACK & DECKER INC | 2 | $0 | put |
| DEUTSCHE BK AGDEUTSCHE BK AG | 6 | $0 | put |
| COGNEX CORPCOGNEX CORP | 4 | $0 | call |
| CANADIAN NAT RES LTD MED TERCANADIAN NAT RES LTD MED TER | 23 | $0 | put |
| AFLAC INCAFLAC INC | 2 | $0 | put |
| DESPEGAR COM CORPDESPEGAR COM CORP | 14 | $0 | shares |
| CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEW | 79 | $0 | shares |
| RANGER OIL CORPORATION CLAS…RANGER OIL CORPORATION CLASS A COM | 4 | $0 | shares |
| GENERAL MOLY INC COMGENERAL MOLY INC COM | 100 | $0 | shares |
| Cinedigm Corp CL ACinedigm Corp CL A | 10 | $0 | shares |
| QUANTUM CORPQUANTUM CORP | 7 | $0 | shares |
| APPROACH RESOURCES INCAPPROACH RESOURCES INC | 150 | $0 | shares |
| ENDOCYTE INCENDOCYTE INC | 100 | $0 | shares |
| FRANCESCAS HLDGS CORPFRANCESCAS HLDGS CORP | 67 | $0 | shares |
| ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INC | 124 | $0 | shares |
| WALTER INVT MGMT CORPWALTER INVT MGMT CORP | 10 | $0 | shares |
| QUICKLOGIC CORPQUICKLOGIC CORP | 185 | $0 | shares |
| BIOAMBER INCBIOAMBER INC | 1,500 | $0 | shares |
| CRYSTAL ROCK HLDGS INCCRYSTAL ROCK HLDGS INC | 500 | $0 | shares |
| LIBERTY LATIN AMERICA CL A …LIBERTY LATIN AMERICA CL A ORD | 5 | $0 | shares |
| CASCADIAN THERAPEUTICS INCCASCADIAN THERAPEUTICS INC | 74 | $0 | shares |
| AVINGER INCAVINGER INC | 160 | $0 | shares |
| RXI PHARMACEUTICALS CORP NEWRXI PHARMACEUTICALS CORP NEW | 196 | $0 | shares |
| ACTUA CORPORATIONACTUA CORPORATION | 13 | $0 | shares |
| CIVEO CORP CDACIVEO CORP CDA | 52 | $0 | shares |
| GULFMARK OFFSHORE INCGULFMARK OFFSHORE INC | 1 | $0 | shares |
| COUNTERPATH CORPCOUNTERPATH CORP | 40 | $0 | shares |
| SPRINT CORPSPRINT CORP | 5 | $0 | put |
| JASON INDS INCJASON INDS INC | 150 | $0 | shares |
| BARCLAYS BK PLCBARCLAYS BK PLC | 5 | $0 | call |
| MODUSLINK GLOBAL SOLUTIONS …MODUSLINK GLOBAL SOLUTIONS INC CO… | 100 | $0 | shares |
| MAGNEGAS CORP COM PARMAGNEGAS CORP COM PAR | 100 | $0 | shares |
| GALENA BIOPHARMA INC COM NEWGALENA BIOPHARMA INC COM NEW | 202 | $0 | shares |
| SKYLINE MED INCSKYLINE MED INC | 400 | $0 | shares |
How Q1 2018 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001681115-18-000006 | base | 2018-05-15 | acceptance time not in the bulk data set |