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Disclosery

3D ASSET MANAGEMENT, INC

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13F filer, CIK 1359371, Hartford, CT

3D ASSET MANAGEMENT, INC reported $431,656,000 across 61 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-14. Its ten largest share positions make up 71.48% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-20-000708

Period
2019-12-31
Reported value
$432M
Holdings
61
Top 10 weight
71.48%
New
0
Sold out
0

Largest buys vs the previous quarter

SecurityShares changeApprox. value
JHMMadded+6,828$267K
INVESCOadded+3,598$76.7K
SPEMadded+730$27.4K
VOTadded+171$27.2K
GWXadded+825$26.3K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
VTVreduced-22,646-$2.71M
AGGYreduced-32,675-$1.71M
JQUAreduced-39,874-$1.25M
LMBSreduced-14,381-$745K
GSIEreduced-24,432-$739K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001085146-20-000708, largest first. % of portfolio is the value over $431,656,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 380,379 shares; 2019Q1: 395,182 shares; 2019Q2: 377,563 shares; 2019Q3: 386,637 shares; 2019Q4: 363,991 shares 363,991$43.6M10.11%-22,646Timeline
AGGYWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 784,095 shares; 2019Q1: 847,660 shares; 2019Q2: 824,117 shares; 2019Q3: 805,693 shares; 2019Q4: 773,018 shares 773,018$40.4M9.36%-32,675Timeline
DLSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 559,257 shares; 2019Q1: 581,148 shares; 2019Q2: 553,943 shares; 2019Q3: 479,972 shares; 2019Q4: 470,280 shares 470,280$33.4M7.75%-9,692Timeline
QDEFFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 721,281 shares; 2019Q1: 724,488 shares; 2019Q2: 684,697 shares; 2019Q3: 695,882 shares; 2019Q4: 688,311 shares 688,311$32.9M7.62%-7,571Timeline
IVLUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,474,230 shares; 2019Q1: 1,518,120 shares; 2019Q2: 1,478,200 shares; 2019Q3: 1,286,483 shares; 2019Q4: 1,270,067 shares 1,270,067$31M7.17%-16,416Timeline
GSIEGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,047,763 shares; 2019Q1: 1,065,781 shares; 2019Q2: 1,005,936 shares; 2019Q3: 1,046,684 shares; 2019Q4: 1,022,252 shares 1,022,252$30.9M7.16%-24,432Timeline
JQUAJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,023,345 shares; 2019Q4: 983,471 shares 983,471$30.8M7.13%-39,874Timeline
EZMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 572,249 shares; 2019Q1: 565,808 shares; 2019Q2: 553,096 shares; 2019Q3: 564,642 shares; 2019Q4: 552,429 shares 552,429$23.3M5.39%-12,213Timeline
IQDFFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 951,575 shares; 2019Q1: 959,808 shares; 2019Q2: 942,974 shares; 2019Q3: 963,534 shares; 2019Q4: 945,709 shares 945,709$23M5.32%-17,825Timeline
LMBSFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 398,761 shares; 2019Q2: 386,456 shares; 2019Q3: 387,022 shares; 2019Q4: 372,641 shares 372,641$19.3M4.47%-14,381Timeline
TLTEFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 353,893 shares; 2019Q1: 345,451 shares; 2019Q2: 338,407 shares; 2019Q3: 357,953 shares; 2019Q4: 352,337 shares 352,337$18.7M4.34%-5,616Timeline
EEMSISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 408,201 shares; 2019Q1: 409,125 shares; 2019Q2: 397,134 shares; 2019Q3: 409,199 shares; 2019Q4: 407,272 shares 407,272$18.4M4.27%-1,927Timeline
EESWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 487,125 shares; 2019Q1: 480,793 shares; 2019Q2: 470,272 shares; 2019Q3: 489,532 shares; 2019Q4: 479,379 shares 479,379$18.4M4.27%-10,153Timeline
GQREFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 253,642 shares; 2019Q1: 246,720 shares; 2019Q2: 233,885 shares; 2019Q3: 232,604 shares; 2019Q4: 221,598 shares 221,598$14.4M3.33%-11,006Timeline
RVNUDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 446,444 shares; 2019Q1: 439,711 shares; 2019Q2: 283,875 shares; 2019Q3: 277,183 shares; 2019Q4: 275,909 shares 275,909$7.76M1.8%-1,274Timeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 103,022 shares; 2019Q1: 100,674 shares; 2019Q2: 64,980 shares; 2019Q3: 63,341 shares; 2019Q4: 63,487 shares 63,487$7.23M1.68%+146Timeline
JMSTJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 140,273 shares; 2019Q3: 138,218 shares; 2019Q4: 138,263 shares 138,263$6.98M1.62%+45Timeline
FLRNSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 269,726 shares; 2019Q1: 107,471 shares; 2019Q2: 104,361 shares; 2019Q3: 104,629 shares; 2019Q4: 100,671 shares 100,671$3.09M0.72%-3,958Timeline
JHMMJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 60,419 shares; 2019Q1: 61,214 shares; 2019Q2: 61,919 shares; 2019Q3: 62,966 shares; 2019Q4: 69,794 shares 69,794$2.73M0.63%+6,828Timeline
MTUMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,137 shares; 2019Q1: 17,970 shares; 2019Q2: 16,877 shares; 2019Q3: 16,489 shares; 2019Q4: 16,253 shares 16,253$2.04M0.47%-236Timeline
USMVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 31,813 shares; 2019Q1: 31,634 shares; 2019Q2: 29,188 shares; 2019Q3: 28,266 shares; 2019Q4: 27,012 shares 27,012$1.77M0.41%-1,254Timeline
VOTVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,093 shares; 2019Q1: 7,523 shares; 2019Q2: 7,214 shares; 2019Q3: 8,140 shares; 2019Q4: 8,311 shares 8,311$1.32M0.31%+171Timeline
SPLVINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 29,134 shares; 2019Q1: 21,164 shares; 2019Q2: 19,984 shares; 2019Q3: 19,871 shares; 2019Q4: 19,823 shares 19,823$1.16M0.27%-48Timeline
SPSBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 34,385 shares; 2019Q1: 33,835 shares; 2019Q2: 33,538 shares; 2019Q3: 32,505 shares; 2019Q4: 31,568 shares 31,568$974K0.23%-937Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,793 shares; 2019Q1: 3,738 shares; 2019Q2: 3,127 shares; 2019Q3: 2,998 shares; 2019Q4: 2,949 shares 2,949$953K0.22%-49Timeline
INVESCOINVESCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 35,531 shares; 2019Q1: 46,097 shares; 2019Q2: 46,467 shares; 2019Q3: 46,851 shares; 2019Q4: 44,027 shares 44,027$945K0.22%-2,824
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,966 shares; 2019Q1: 3,164 shares; 2019Q2: 3,170 shares; 2019Q3: 3,622 shares; 2019Q4: 3,684 shares 3,684$783K0.18%+62Timeline
SPEMSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,459 shares; 2019Q1: 16,669 shares; 2019Q2: 16,971 shares; 2019Q3: 20,055 shares; 2019Q4: 20,785 shares 20,785$781K0.18%+730Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 35,477 shares; 2019Q1: 34,155 shares; 2019Q2: 34,018 shares; 2019Q3: 33,720 shares; 2019Q4: 33,379 shares 33,379$762K0.18%-341Timeline
INVESCOINVESCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 35,825 shares; 2019Q1: 29,770 shares; 2019Q2: 29,995 shares; 2019Q3: 30,221 shares; 2019Q4: 33,819 shares 33,819$721K0.17%+3,598
SCHHSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,540 shares; 2019Q1: 16,738 shares; 2019Q2: 15,679 shares; 2019Q3: 15,353 shares; 2019Q4: 15,114 shares 15,114$695K0.16%-239Timeline
DGSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,378 shares; 2019Q1: 15,188 shares; 2019Q2: 14,506 shares; 2019Q3: 14,498 shares; 2019Q4: 14,180 shares 14,180$678K0.16%-318Timeline
GWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,064 shares; 2019Q1: 15,875 shares; 2019Q2: 16,793 shares; 2019Q3: 19,949 shares; 2019Q4: 20,774 shares 20,774$662K0.15%+825Timeline
IJTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,430 shares; 2019Q1: 2,653 shares; 2019Q2: 2,727 shares; 2019Q3: 3,187 shares; 2019Q4: 3,282 shares 3,282$634K0.15%+95Timeline
DNLWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,232 shares; 2019Q1: 10,228 shares; 2019Q2: 9,728 shares; 2019Q3: 9,571 shares; 2019Q4: 9,347 shares 9,347$615K0.14%-224Timeline
IMTMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,188 shares; 2019Q1: 14,219 shares; 2019Q2: 14,563 shares; 2019Q3: 16,797 shares; 2019Q4: 17,397 shares 17,397$542K0.13%+600Timeline
CEWWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 31,043 shares; 2019Q1: 30,966 shares; 2019Q2: 30,880 shares; 2019Q3: 29,819 shares; 2019Q4: 28,556 shares 28,556$532K0.12%-1,263Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,283 shares; 2019Q1: 10,279 shares; 2019Q2: 9,885 shares; 2019Q3: 9,655 shares; 2019Q4: 9,814 shares 9,814$528K0.12%+159Timeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,113 shares; 2019Q1: 4,083 shares; 2019Q2: 4,075 shares; 2019Q3: 3,984 shares; 2019Q4: 3,865 shares 3,865$527K0.12%-119Timeline
DEMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,955 shares; 2019Q1: 10,133 shares; 2019Q2: 10,126 shares; 2019Q3: 10,370 shares; 2019Q4: 10,274 shares 10,274$470K0.11%-96Timeline
SIMSSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,057 shares; 2019Q1: 11,922 shares; 2019Q2: 12,039 shares; 2019Q3: 14,018 shares; 2019Q4: 14,340 shares 14,340$469K0.11%+322Timeline
FITESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,766 shares; 2019Q1: 10,370 shares; 2019Q2: 10,272 shares; 2019Q3: 11,692 shares; 2019Q4: 11,992 shares 11,992$468K0.11%+300Timeline
BOTZGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,520 shares; 2019Q1: 16,765 shares; 2019Q2: 16,872 shares; 2019Q3: 20,111 shares; 2019Q4: 20,552 shares 20,552$449K0.1%+441Timeline
IGIBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,044 shares; 2019Q1: 8,096 shares; 2019Q2: 7,853 shares; 2019Q3: 7,660 shares; 2019Q4: 7,743 shares 7,743$449K0.1%+83Timeline
DJPBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,429 shares; 2019Q1: 20,207 shares; 2019Q2: 20,237 shares; 2019Q3: 19,858 shares; 2019Q4: 19,422 shares 19,422$444K0.1%-436Timeline
INVESCOINVESCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 21,157 shares; 2019Q1: 19,645 shares; 2019Q2: 19,784 shares; 2019Q3: 19,925 shares; 2019Q4: 20,074 shares 20,074$432K0.1%+149
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,485 shares; 2019Q1: 4,485 shares; 2019Q2: 4,485 shares; 2019Q3: 4,485 shares; 2019Q4: 4,485 shares 4,485$403K0.09%0
SCHESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 16,081 shares; 2019Q1: 15,017 shares; 2019Q2: 14,167 shares; 2019Q3: 13,988 shares; 2019Q4: 13,925 shares 13,925$381K0.09%-63Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,907 shares; 2019Q1: 1,906 shares; 2019Q2: 1,900 shares; 2019Q3: 1,897 shares; 2019Q4: 1,771 shares 1,771$379K0.09%-126Timeline
IWNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,888 shares; 2019Q1: 2,804 shares; 2019Q2: 2,805 shares; 2019Q3: 2,667 shares; 2019Q4: 2,686 shares 2,686$345K0.08%+19Timeline
ICFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,120 shares; 2019Q1: 3,081 shares; 2019Q2: 3,044 shares; 2019Q3: 2,971 shares; 2019Q4: 2,852 shares 2,852$334K0.08%-119Timeline
SCHPSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,293 shares; 2019Q1: 5,738 shares; 2019Q2: 5,760 shares; 2019Q3: 5,801 shares; 2019Q4: 5,855 shares 5,855$332K0.08%+54Timeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,532 shares; 2019Q1: 10,323 shares; 2019Q2: 9,867 shares; 2019Q3: 9,781 shares; 2019Q4: 9,732 shares 9,732$327K0.08%-49Timeline
HEDJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,761 shares; 2019Q1: 4,751 shares; 2019Q2: 4,478 shares; 2019Q3: 4,445 shares; 2019Q4: 4,413 shares 4,413$312K0.07%-32Timeline
DIMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,618 shares; 2019Q1: 4,530 shares; 2019Q2: 4,543 shares; 2019Q3: 4,490 shares; 2019Q4: 4,411 shares 4,411$290K0.07%-79Timeline
FEMSFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,097 shares; 2019Q1: 7,097 shares; 2019Q2: 7,097 shares; 2019Q3: 7,097 shares; 2019Q4: 7,097 shares 7,097$280K0.06%0Timeline
FLEXSHARES TR CUR HDG EM IDXFLEXSHARES TR CUR HDG EM IDXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,902 shares; 2019Q1: 9,180 shares; 2019Q2: 9,180 shares; 2019Q3: 9,180 shares; 2019Q4: 9,180 shares 9,180$264K0.06%0
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,197,863 shares; 2019Q1: 1,209,687 shares; 2019Q2: 1,112,671 shares; 2019Q3: 19,698 shares; 2019Q4: 19,717 shares 19,717$242K0.06%+19
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,059 shares; 2019Q1: 13,439 shares; 2019Q2: 12,806 shares; 2019Q3: 11,923 shares; 2019Q4: 11,092 shares 11,092$236K0.05%-831
STIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,270 shares; 2019Q1: 2,270 shares; 2019Q2: 2,286 shares; 2019Q3: 2,296 shares; 2019Q4: 2,172 shares 2,172$219K0.05%-124Timeline
RWRSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,398 shares; 2019Q1: 2,337 shares; 2019Q2: 2,272 shares; 2019Q3: 2,120 shares; 2019Q4: 2,118 shares 2,118$216K0.05%-2Timeline

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-20-000708 base2020-02-14acceptance time not in the bulk data set