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Disclosery

10-15 ASSOCIATES, INC.

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13F filer, CIK 1511144, Goshen, NY

10-15 ASSOCIATES, INC. reported $485,853,000 across 98 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-12. Its ten largest share positions make up 35.14% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001511144-19-000001

Period
2019-09-30
Reported value
$486M
Holdings
98
Top 10 weight
35.14%
New
5
Sold out
6

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CMCSAadded+250,363$11.3M
SAPnew+79,450$9.37M
HSTadded+372,030$6.43M
BXnew+57,934$2.83M
CBREnew+39,825$2.11M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PNCreduced-81,553-$11.4M
BLACKSTONE GROUP LP/THEexited-104,121-$4.62M
XLKexited-21,534-$1.68M
IBBreduced-10,265-$1.02M
STERLING BANCORP DELreduced-32,850-$659K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001511144-19-000001, largest first. % of portfolio is the value over $485,853,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 606,326 shares; 2019Q1: 605,994 shares; 2019Q2: 622,269 shares; 2019Q3: 613,394 shares 613,394$37M7.62%-8,875Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 111,502 shares; 2019Q1: 116,449 shares; 2019Q2: 120,138 shares; 2019Q3: 124,721 shares 124,721$17.3M3.57%+4,583Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 169,440 shares; 2019Q1: 163,248 shares; 2019Q2: 132,470 shares; 2019Q3: 130,333 shares 130,333$16.2M3.34%-2,137Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 138,510 shares; 2019Q1: 138,271 shares; 2019Q2: 135,704 shares; 2019Q3: 135,673 shares 135,673$16M3.29%-31Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 280,005 shares; 2019Q1: 290,342 shares; 2019Q2: 299,971 shares; 2019Q3: 309,785 shares 309,785$16M3.29%+9,814Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 111,320 shares; 2019Q1: 112,201 shares; 2019Q2: 114,149 shares; 2019Q3: 115,755 shares 115,755$15M3.08%+1,606Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 149,002 shares; 2019Q1: 155,086 shares; 2019Q2: 160,426 shares; 2019Q3: 161,127 shares 161,127$13.6M2.79%+701Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 298,082 shares; 2019Q1: 306,736 shares; 2019Q2: 314,002 shares; 2019Q3: 317,585 shares 317,585$13.6M2.79%+3,583
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 287,346 shares; 2019Q1: 273,165 shares; 2019Q2: 259,122 shares; 2019Q3: 267,695 shares 267,695$13.2M2.72%+8,573Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 200,818 shares; 2019Q1: 208,285 shares; 2019Q2: 209,742 shares; 2019Q3: 215,472 shares 215,472$12.9M2.66%+5,730
ACNACCENTURE PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 60,660 shares; 2019Q1: 64,445 shares; 2019Q2: 64,417 shares; 2019Q3: 65,120 shares 65,120$12.5M2.58%+703Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 33,524 shares; 2019Q1: 32,938 shares; 2019Q2: 33,045 shares; 2019Q3: 32,848 shares 32,848$12.5M2.57%-197Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 94,327 shares; 2019Q1: 97,235 shares; 2019Q2: 102,995 shares; 2019Q3: 103,995 shares 103,995$12.5M2.56%+1,000Timeline
CBCHUBB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 75,860 shares; 2019Q1: 78,340 shares; 2019Q2: 78,105 shares; 2019Q3: 77,095 shares 77,095$12.4M2.56%-1,010Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 343,236 shares; 2019Q1: 347,552 shares; 2019Q2: 341,049 shares; 2019Q3: 344,836 shares 344,836$12.4M2.55%+3,787Timeline
KKRKKR & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 439,807 shares; 2019Q1: 454,688 shares; 2019Q2: 458,414 shares; 2019Q3: 453,560 shares 453,560$12.2M2.51%-4,854Timeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 104,045 shares; 2019Q1: 112,046 shares; 2019Q2: 129,532 shares; 2019Q3: 132,040 shares 132,040$11.8M2.43%+2,508Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 153,638 shares; 2019Q2: 155,696 shares; 2019Q3: 160,016 shares 160,016$11.8M2.42%+4,320Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,760 shares; 2019Q1: 10,363 shares; 2019Q2: 10,511 shares; 2019Q3: 260,874 shares 260,874$11.8M2.42%+250,363Timeline
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 167,490 shares; 2019Q2: 178,776 shares; 2019Q3: 185,489 shares 185,489$11.3M2.32%+6,713Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 131,899 shares; 2019Q1: 140,370 shares; 2019Q2: 147,026 shares; 2019Q3: 146,398 shares 146,398$11.1M2.28%-628Timeline
HSTHOST HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 252,165 shares; 2019Q3: 624,195 shares 624,195$10.8M2.22%+372,030Timeline
ELVELEVANCE HEALTH INC FORMERLYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 42,777 shares; 2019Q1: 43,257 shares; 2019Q2: 44,149 shares; 2019Q3: 44,930 shares 44,930$10.8M2.22%+781Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 343,614 shares; 2019Q1: 347,758 shares; 2019Q2: 370,797 shares; 2019Q3: 370,086 shares 370,086$10.6M2.18%-711Timeline
GISGENERAL MILLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 234,410 shares; 2019Q1: 239,688 shares; 2019Q2: 185,438 shares; 2019Q3: 184,033 shares 184,033$10.1M2.09%-1,405Timeline
XILINX INCXILINX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 172,918 shares; 2019Q1: 97,053 shares; 2019Q2: 96,616 shares; 2019Q3: 100,407 shares 100,407$9.63M1.98%+3,791
SAPSAP SEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 79,450 shares 79,450$9.37M1.93%newTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 25,576 shares; 2019Q2: 25,302 shares; 2019Q3: 26,953 shares 26,953$8M1.65%+1,651Timeline
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 350,160 shares; 2019Q1: 344,910 shares; 2019Q2: 342,930 shares; 2019Q3: 335,260 shares 335,260$5.81M1.2%-7,670
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 35,888 shares; 2019Q1: 35,604 shares; 2019Q2: 35,120 shares; 2019Q3: 34,880 shares 34,880$4.55M0.94%-240Timeline
NOBLPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,420 shares; 2019Q1: 42,255 shares; 2019Q2: 44,085 shares; 2019Q3: 51,710 shares 51,710$3.7M0.76%+7,625Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,824 shares; 2019Q1: 17,693 shares; 2019Q2: 18,062 shares; 2019Q3: 18,330 shares 18,330$3.55M0.73%+268Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,460 shares; 2019Q1: 2,589 shares; 2019Q2: 2,680 shares; 2019Q3: 2,734 shares 2,734$3.34M0.69%+54Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 116,932 shares; 2019Q1: 112,861 shares; 2019Q2: 113,605 shares; 2019Q3: 113,548 shares 113,548$3.31M0.68%-57Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,167 shares; 2019Q1: 24,075 shares; 2019Q2: 22,071 shares; 2019Q3: 24,093 shares 24,093$3.3M0.68%+2,022Timeline
ZTSZOETIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 27,720 shares; 2019Q1: 27,843 shares; 2019Q2: 26,953 shares; 2019Q3: 26,105 shares 26,105$3.25M0.67%-848Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 241,207 shares; 2019Q1: 235,368 shares; 2019Q2: 36,916 shares; 2019Q3: 36,209 shares 36,209$3.2M0.66%-707Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 25,332 shares; 2019Q1: 25,527 shares; 2019Q2: 25,407 shares; 2019Q3: 25,437 shares 25,437$3.13M0.65%+30
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 30,283 shares; 2019Q1: 29,147 shares; 2019Q2: 28,916 shares; 2019Q3: 27,912 shares 27,912$3.12M0.64%-1,004Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 365,520 shares; 2019Q1: 358,799 shares; 2019Q2: 357,047 shares; 2019Q3: 347,184 shares 347,184$3.1M0.64%-9,863
ZBRAZEBRA TECHNOLOGIES CORPORATIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 12,470 shares; 2019Q2: 13,805 shares; 2019Q3: 14,650 shares 14,650$3.02M0.62%+845Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 38,707 shares; 2019Q1: 40,235 shares; 2019Q2: 41,921 shares; 2019Q3: 42,674 shares 42,674$3.01M0.62%+753Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 57,934 shares 57,934$2.83M0.58%newTimeline
SPLVINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 29,630 shares; 2019Q2: 43,911 shares; 2019Q3: 48,332 shares 48,332$2.8M0.58%+4,421Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,572 shares; 2019Q1: 18,188 shares; 2019Q2: 18,503 shares; 2019Q3: 19,539 shares 19,539$2.67M0.55%+1,036
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 121,544 shares; 2019Q1: 119,608 shares; 2019Q2: 120,430 shares; 2019Q3: 123,008 shares 123,008$2.54M0.52%+2,578Timeline
OTEXOPEN TEXT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 57,760 shares; 2019Q2: 59,005 shares; 2019Q3: 61,960 shares 61,960$2.53M0.52%+2,955Timeline
NTRNUTRIEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 46,456 shares; 2019Q1: 45,615 shares; 2019Q2: 50,492 shares; 2019Q3: 50,356 shares 50,356$2.51M0.52%-136Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 30,413 shares; 2019Q1: 34,262 shares; 2019Q2: 35,778 shares; 2019Q3: 38,080 shares 38,080$2.4M0.49%+2,302Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,002 shares; 2019Q1: 22,687 shares; 2019Q2: 22,397 shares; 2019Q3: 22,137 shares 22,137$2.2M0.45%-260
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,664 shares; 2019Q1: 9,618 shares; 2019Q2: 9,594 shares; 2019Q3: 9,496 shares 9,496$2.11M0.43%-98
CBRECBRE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 39,825 shares 39,825$2.11M0.43%newTimeline
RWRSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 15,015 shares; 2019Q2: 15,197 shares; 2019Q3: 18,297 shares 18,297$1.91M0.39%+3,100Timeline
APDAIR PRODUCTS AND CHEMICALS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,494 shares; 2019Q1: 11,219 shares; 2019Q2: 8,378 shares; 2019Q3: 8,540 shares 8,540$1.9M0.39%+162Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,563 shares; 2019Q1: 11,882 shares; 2019Q2: 12,424 shares; 2019Q3: 12,893 shares 12,893$1.88M0.39%+469Timeline
ALBALBEMARLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 22,160 shares; 2019Q1: 22,836 shares; 2019Q2: 24,116 shares; 2019Q3: 26,478 shares 26,478$1.84M0.38%+2,362Timeline
JDJD.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 63,405 shares; 2019Q1: 64,450 shares; 2019Q2: 64,765 shares; 2019Q3: 64,120 shares 64,120$1.81M0.37%-645Timeline
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 31,511 shares; 2019Q1: 30,110 shares; 2019Q2: 30,541 shares; 2019Q3: 30,179 shares 30,179$1.8M0.37%-362Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 34,760 shares; 2019Q2: 35,853 shares; 2019Q3: 43,776 shares 43,776$1.79M0.37%+7,923Timeline
MOATVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 28,095 shares; 2019Q2: 28,957 shares; 2019Q3: 34,799 shares 34,799$1.75M0.36%+5,842Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 19,347 shares 19,347$1.74M0.36%newTimeline
VRSKVERISK ANALYTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,279 shares; 2019Q1: 8,318 shares; 2019Q2: 8,318 shares; 2019Q3: 8,318 shares 8,318$1.31M0.27%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 33,615 shares; 2019Q1: 32,601 shares; 2019Q2: 33,751 shares; 2019Q3: 34,075 shares 34,075$1.29M0.27%+324Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 7,194 shares; 2019Q2: 6,476 shares; 2019Q3: 7,542 shares 7,542$1.2M0.25%+1,066Timeline
PKWINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 19,092 shares 19,092$1.2M0.25%newTimeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,985 shares; 2019Q1: 2,985 shares; 2019Q2: 2,985 shares; 2019Q3: 2,986 shares 2,986$1.17M0.24%+1Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 69,940 shares; 2019Q1: 24,280 shares; 2019Q2: 23,729 shares; 2019Q3: 20,574 shares 20,574$1.1M0.23%-3,155Timeline
DIEBOLD NXDF INCDIEBOLD NXDF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 94,927 shares; 2019Q1: 91,249 shares; 2019Q2: 90,726 shares; 2019Q3: 89,139 shares 89,139$998K0.21%-1,587
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,051 shares; 2019Q1: 4,630 shares; 2019Q2: 4,459 shares; 2019Q3: 3,570 shares 3,570$961K0.2%-889Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,385 shares; 2019Q1: 4,662 shares; 2019Q2: 4,423 shares; 2019Q3: 4,120 shares 4,120$960K0.2%-303Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,235 shares; 2019Q1: 3,847 shares; 2019Q2: 4,236 shares; 2019Q3: 4,247 shares 4,247$951K0.2%+11Timeline
STERLING BANCORP DELSTERLING BANCORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 80,265 shares; 2019Q1: 80,265 shares; 2019Q2: 80,265 shares; 2019Q3: 47,415 shares 47,415$951K0.2%-32,850
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,790 shares; 2019Q1: 18,874 shares; 2019Q2: 18,299 shares; 2019Q3: 8,034 shares 8,034$799K0.16%-10,265Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,548 shares; 2019Q1: 14,458 shares; 2019Q2: 14,625 shares; 2019Q3: 14,321 shares 14,321$780K0.16%-304Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 16,137 shares; 2019Q1: 6,255 shares; 2019Q2: 5,837 shares; 2019Q3: 4,039 shares 4,039$763K0.16%-1,798Timeline
EPREPR PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,245 shares; 2019Q1: 8,885 shares; 2019Q2: 8,885 shares; 2019Q3: 8,735 shares 8,735$671K0.14%-150Timeline
BHPBHP BILLITON LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 16,625 shares; 2019Q1: 15,630 shares; 2019Q2: 14,650 shares; 2019Q3: 13,500 shares 13,500$667K0.14%-1,150Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,813 shares; 2019Q1: 4,795 shares; 2019Q2: 4,719 shares; 2019Q3: 4,470 shares 4,470$650K0.13%-249Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,912 shares; 2019Q1: 4,685 shares; 2019Q2: 4,640 shares; 2019Q3: 4,360 shares 4,360$605K0.12%-280Timeline
HCAHCA HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 4,422 shares; 2019Q2: 4,422 shares; 2019Q3: 4,422 shares 4,422$532K0.11%0Timeline
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,290 shares; 2019Q1: 13,025 shares; 2019Q2: 12,710 shares; 2019Q3: 12,420 shares 12,420$519K0.11%-290Timeline
HSYHERSHEY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,464 shares; 2019Q1: 3,142 shares; 2019Q2: 3,146 shares; 2019Q3: 3,151 shares 3,151$488K0.1%+5Timeline
EDCONSOLIDATED EDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,559 shares; 2019Q1: 4,944 shares; 2019Q2: 5,448 shares; 2019Q3: 5,107 shares 5,107$482K0.1%-341Timeline
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,645 shares; 2019Q1: 13,200 shares; 2019Q2: 12,860 shares; 2019Q3: 11,955 shares 11,955$472K0.1%-905
RRXREGAL REXNORD CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,770 shares; 2019Q1: 6,605 shares; 2019Q2: 6,575 shares; 2019Q3: 6,240 shares 6,240$455K0.09%-335Timeline
MOOVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,132 shares; 2019Q1: 10,011 shares; 2019Q2: 8,981 shares; 2019Q3: 6,319 shares 6,319$416K0.09%-2,662Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,125 shares; 2019Q1: 10,643 shares; 2019Q2: 9,546 shares; 2019Q3: 8,778 shares 8,778$414K0.09%-768Timeline
PNCPNC FINL SVCS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 86,508 shares; 2019Q1: 85,515 shares; 2019Q2: 84,257 shares; 2019Q3: 2,704 shares 2,704$379K0.08%-81,553Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,018 shares; 2019Q1: 1,938 shares; 2019Q2: 2,010 shares; 2019Q3: 1,978 shares 1,978$352K0.07%-32Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,168 shares; 2019Q1: 1,207 shares; 2019Q2: 1,233 shares; 2019Q3: 1,198 shares 1,198$325K0.07%-35Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 162 shares; 2019Q2: 161 shares; 2019Q3: 161 shares 161$279K0.06%0Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,608 shares; 2019Q2: 3,573 shares; 2019Q3: 3,431 shares 3,431$237K0.05%-142Timeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,740 shares; 2019Q3: 1,742 shares 1,742$206K0.04%+2Timeline
FSPFRANKLIN STR PPTYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 20,580 shares; 2019Q3: 20,580 shares 20,580$174K0.04%0Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 27,197 shares; 2019Q1: 24,801 shares; 2019Q2: 24,806 shares; 2019Q3: 25,110 shares 25,110$157K0.03%+304
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,983 shares; 2019Q1: 14,343 shares; 2019Q2: 14,448 shares; 2019Q3: 14,564 shares 14,564$133K0.03%+116Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 44,922 shares; 2019Q1: 42,143 shares; 2019Q2: 41,319 shares; 2019Q3: 38,029 shares 38,029$54K0.01%-3,290
VISTRA CORPVISTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,740 shares; 2019Q1: 10,740 shares; 2019Q2: 10,740 shares; 2019Q3: 10,740 shares 10,740$22K<0.01%0

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE104,121$4.62Mshares
XLKSELECT SECTOR SPDR TR21,534$1.68Mshares
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC1,670$288Kshares
XLFSELECT SECTOR SPDR TR10,213$282Kshares
RIGTRANSOCEAN LTD14,992$96Kshares
ENCANA CORPENCANA CORP14,775$76Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001511144-19-000001 base2019-11-12acceptance time not in the bulk data set