13F-HR filed by Ballast Rock Private Wealth LLC
Ballast Rock Private Wealth LLC filed this 13F-HR for the quarter ended 2025-12-31, filed 2026-02-04, with 171 holding rows worth $160,010,289.
- Accession
- 0002106928-26-000001
- Filer
- CIK 2106928
- Filed
- 2026-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2025
A holdings report, 171 entries on the cover page, a total value of $160,010,289 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,010,289 with VALUE read as dollars as filed, 13F file number 028-26065. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 29,299 | $7,965,225 | dollars as filed | |
| PGIM | 69344A834 | MUTUAL FUNDS - | 88,942 | $4,559,150 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,145 | $3,853,986 | dollars as filed | |
| SPY | 78462F103 | SHS | 5,585 | $3,819,934 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,833 | $3,788,245 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,574 | $3,729,430 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 136,460 | $3,672,128 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,769 | $3,266,403 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 16,121 | $3,006,626 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 63,294 | $2,962,147 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 87,379 | $2,928,056 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,557 | $2,799,376 | dollars as filed | |
| VS TRUST | 92891H101 | CMN | 113,400 | $2,747,682 | dollars as filed | |
| VTI | 922908769 | COM | 8,048 | $2,698,194 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,074 | $2,407,055 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 55,315 | $2,354,186 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 37,021 | $2,338,956 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 40,165 | $2,307,857 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,141 | $2,235,133 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 43,613 | $2,205,927 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 22,246 | $2,034,374 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 78,937 | $1,897,639 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 75,549 | $1,841,133 | dollars as filed | |
| ISHARES SHORT-TERM CALIFORNIA MUNI ACTIVE ETF | 092528884 | ETF | 34,595 | $1,745,676 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 16,216 | $1,730,236 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 9,679 | $1,659,479 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 16,600 | $1,658,506 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 20,164 | $1,570,398 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 17,205 | $1,539,204 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F441 | FT VEST U.S EQT | 35,739 | $1,475,771 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 57,053 | $1,469,111 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y673 | QUITY MANAGD FLR | 39,715 | $1,464,772 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,623 | $1,428,677 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 7,183 | $1,371,941 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 5,224 | $1,342,516 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,336 | $1,313,540 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 6,749 | $1,292,799 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 10,141 | $1,250,004 | dollars as filed | |
| IJH | 464287507 | COM | 18,362 | $1,211,924 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 30,717 | $1,170,610 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 21,197 | $1,159,705 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 43,774 | $1,148,200 | dollars as filed | |
| VANGUARD SHORT-TERM TAX EXEMPT BOND ETF | 921935870 | ETF | 10,969 | $1,114,147 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 11,500 | $1,107,220 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 7,610 | $1,097,031 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 15,412 | $1,035,998 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 1,500 | $1,010,730 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 22,036 | $990,337 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 4,287 | $989,479 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,223 | $955,583 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 17,821 | $906,385 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 17,951 | $902,777 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,099 | $899,351 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 19,610 | $891,296 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,180 | $889,691 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 14,559 | $885,326 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 8,173 | $872,104 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 18,000 | $815,220 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,575 | $785,751 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 16,229 | $778,166 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $754,800 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 26,841 | $732,756 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 24,978 | $731,355 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 13,763 | $730,111 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,376 | $715,921 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,234 | $682,777 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 11,210 | $681,427 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,300 | $667,016 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,504 | $661,523 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,468 | $641,265 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,482 | $640,285 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 13,109 | $628,958 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 13,658 | $624,034 | dollars as filed | |
| VANGUARD CALIF TAX FREE FDS | 922021605 | TAX EXEMPT BD FD | 6,177 | $619,321 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 302 | $608,307 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 5,920 | $601,927 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 12,759 | $599,928 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 5,614 | $574,340 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 14,838 | $564,291 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 14,002 | $559,377 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,146 | $559,140 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 18,329 | $528,617 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,404 | $526,989 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 13,025 | $509,540 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 6,754 | $509,519 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 15,040 | $508,499 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,717 | $497,565 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 10,079 | $490,519 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 14,978 | $487,826 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,354 | $474,693 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,500 | $469,635 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 11,438 | $465,755 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 2,615 | $464,816 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,304 | $460,699 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 10,241 | $444,767 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 41,953 | $444,703 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 11,233 | $444,698 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,271 | $440,748 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,106 | $439,833 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y442 | U S EQ 10 BUFFER | 13,431 | $437,460 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,344 | $421,900 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 25,581 | $421,835 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,800 | $420,732 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,799 | $418,311 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 4,169 | $416,293 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,329 | $415,676 | dollars as filed | |
| RBB FUND TRUST | 75526L886 | FIRST EAGLE GBL | 8,850 | $407,348 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 8,647 | $404,167 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V674 | GLOBAL SUSTAINA | 7,794 | $403,729 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6,697 | $401,371 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,370 | $396,716 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,299 | $393,514 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y103 | US EQUITY ACCELE | 9,427 | $392,343 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,011 | $390,773 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 16,306 | $385,957 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,102 | $378,069 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 8,920 | $376,650 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 1,065 | $376,154 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,069 | $369,911 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 8,714 | $364,942 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 414 | $363,746 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 10,345 | $363,627 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,605 | $360,595 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 7,791 | $348,288 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 7,855 | $344,997 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 6,796 | $344,974 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 721 | $337,863 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 713 | $337,680 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 535 | $323,965 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,791 | $314,357 | dollars as filed | |
| SCHD | 808524797 | COM | 11,440 | $313,805 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,725 | $313,558 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 13,527 | $311,463 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 8,008 | $308,962 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 9,980 | $307,773 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 6,000 | $301,920 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,303 | $297,691 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,700 | $297,405 | dollars as filed | |
| VANGUARD MULTI-SECTOR INCOME BOND ETF | 922020722 | ETF | 5,723 | $295,209 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,268 | $292,257 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,030 | $286,313 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 3,812 | $286,074 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 9,030 | $285,936 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y343 | INNOVATOR INTL D | 9,371 | $279,899 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,022 | $277,510 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 5,098 | $274,657 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 1,677 | $271,770 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 5,809 | $269,712 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,464 | $269,669 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,291 | $267,162 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 6,254 | $265,732 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 4,808 | $264,723 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 11,174 | $255,893 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 5,851 | $254,021 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 6,254 | $247,280 | dollars as filed | |
| TIDAL TRUST II | 88636J204 | RET STCKD GL STK | 8,788 | $247,131 | dollars as filed | |
| Intel Corp | 458140100 | COM | 6,600 | $243,540 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 9,205 | $238,868 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 28,000 | $238,000 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 2,002 | $235,307 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,097 | $234,934 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,930 | $230,461 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 1,177 | $229,409 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,400 | $224,154 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 5,150 | $222,789 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 6,659 | $218,217 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 4,786 | $214,479 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,000 | $210,381 | dollars as filed | |
| INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF DECEMBER | 45783Y426 | ETF | 6,419 | $207,282 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 2,172 | $203,647 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,346 | $144,570 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002106928-26-000001 | this filing | 2026-02-04 | acceptance time not in the bulk data set |