13F-HR filed by Concurrent Investment Advisors, LLC
Concurrent Investment Advisors, LLC filed this 13F-HR for the quarter ended 2026-09-30, accepted by EDGAR 2026-10-16 14:17:18 UTC, with 2,382 holding rows worth $14,460,946,744.
- Accession
- 0002085853-26-001211
- Filer
- CIK 2001015
- Filed
- 2026-10-16
- Accepted by EDGAR
- Ingested
- Source
- EDGAR live feed
13F report for Q3 2026
A holdings report, 3,438 entries on the cover page, a total value of $14,460,946,744 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,460,946,744 with VALUE read as dollars as filed, 13F file number 028-24058. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerConcurrent Asset Management, LLC028-26024
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VanEck Bitcoin Trust | 92189K105 | SHS | 10,685 | $252,390 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 6,281 | $252,381 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 935 | $252,067 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 27,550 | $251,807 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,705 | $251,680 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,030 | $251,228 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 8,764 | $251,094 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 19,530 | $250,765 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 10,347 | $250,708 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A705 | OPT STRATEGY ETF | 8,806 | $250,614 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 14,767 | $250,161 | dollars as filed | |
| FORGENT POWER SOLUTIONS INC | 34631F102 | COM SHS CL A | 6,679 | $250,062 | dollars as filed | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 24,028 | $250,011 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 3,462 | $249,387 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 6,838 | $249,245 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 29,153 | $248,384 | dollars as filed | |
| THE ALGER ETF TRUST | 015564503 | AI ENABLERS ADOP | 5,341 | $248,196 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 11,564 | $246,660 | dollars as filed | |
| INNOVATOR EQUITY DEFINED PROTECTION ETF - 1 YR FEBRUARY | 45784N775 | ETF | 9,347 | $246,537 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 10,384 | $246,205 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 10,221 | $246,130 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 810 | $245,594 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 162 | $244,774 | dollars as filed | |
| AIRO GROUP HLDGS INC | 009422106 | COM | 37,010 | $244,636 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 4,137 | $244,624 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 17,628 | $244,494 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 16,339 | $244,105 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,135 | $243,689 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 400 | $243,600 | dollars as filed | put |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 3,855 | $243,534 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 3,796 | $243,482 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 3,419 | $243,091 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 4,671 | $242,907 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 13,343 | $242,712 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 1,299 | $242,315 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 5,207 | $242,279 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 596 | $241,440 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 7,182 | $240,965 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,185 | $240,360 | dollars as filed | |
| ALLSPRING EXCHANGE TRADED FU | 01989A605 | SPECIAL LARG VAL | 8,055 | $240,072 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A106 | QIM US LRG CAP Q | 5,848 | $240,059 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY ONE S C | 531229755 | Stock | 2,590 | $239,316 | dollars as filed | |
| ISHARES TR | 46438G653 | IBONDS DEC 2034 | 9,701 | $238,936 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 7,567 | $238,890 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,425 | $238,347 | dollars as filed | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,867 | $237,961 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4,761 | $237,599 | dollars as filed | |
| HARROW INC | 415858109 | COM | 7,714 | $237,591 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,481 | $237,329 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 7,087 | $236,635 | dollars as filed | |
| DESTINY TECH100 INC | 25063F107 | COM SHS | 7,670 | $236,615 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 9,495 | $236,148 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,000 | $235,880 | dollars as filed | call |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 2,693 | $235,771 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 1,611 | $235,505 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 5,063 | $235,276 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,062 | $233,583 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 6,349 | $233,333 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 27,603 | $233,245 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED FD PREF AND INCOME | 46654Q468 | COM | 4,820 | $232,854 | dollars as filed | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,380 | $232,730 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 1,300 | $232,388 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45784N742 | EQUI DEFI 1 MARC | 8,114 | $232,304 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 4,759 | $232,144 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 10,400 | $232,024 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,104 | $231,770 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C623 | EMERGING MKT PWR | 6,548 | $231,734 | dollars as filed | |
| AEVEX CORP CL A | 00835T107 | COMMON STOCK | 15,301 | $231,657 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45784N205 | GROWTH 100 POWER | 7,145 | $230,998 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,409 | $230,865 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 7,605 | $230,357 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 982 | $228,610 | dollars as filed | |
| SPROTT FDS TR | 85208P402 | SPROTT CRITICAL | 7,798 | $228,481 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 6,123 | $228,458 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,480 | $228,381 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,952 | $228,109 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,888 | $227,881 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 349 | $227,558 | dollars as filed | |
| HAMILTON LANE INC | 407497106 | CL A | 2,619 | $227,504 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 41,778 | $227,273 | dollars as filed | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 2,408 | $227,110 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 600 | $226,938 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 11,961 | $226,668 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,792 | $226,401 | dollars as filed | |
| TIDAL TRUST II | 88636R693 | YIEL SE PORT ETF | 3,257 | $226,374 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 4,953 | $226,005 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,024 | $225,844 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 12,247 | $225,840 | dollars as filed | |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 1,105 | $225,468 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C848 | ISHARES INTL DIV | 7,430 | $224,547 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 20,566 | $224,166 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 2,854 | $223,839 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,415 | $223,073 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,149 | $222,519 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 976 | $221,971 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 831 | $221,860 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 76,463 | $220,978 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 986 | $220,916 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 17,889 | $220,214 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 4,393 | $219,515 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,623 | $219,283 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 20,931 | $218,937 | dollars as filed | |
| SERVICETITAN INC SHS CL A | 81764X103 | Stock | 3,319 | $218,357 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,320 | $218,246 | dollars as filed | |
| UY SCUTI ACQUISITION CORP. | G93Y0A104 | CMN | 20,000 | $218,000 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 1,851 | $217,141 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,526 | $215,474 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 4,303 | $215,451 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 400 | $215,180 | dollars as filed | call |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 647 | $215,166 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 5,296 | $214,594 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 2,145 | $214,431 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 2,939 | $214,106 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 5,638 | $213,957 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 938 | $213,846 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 428 | $213,671 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 9,979 | $212,545 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 12,538 | $212,149 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,619 | $211,689 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 4,625 | $211,502 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 5,106 | $211,491 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 1,649 | $211,378 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 6,072 | $211,002 | dollars as filed | |
| VANGUARD CORE PLUS BOND ETF | 922020755 | ETF | 2,848 | $210,780 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 26,342 | $210,736 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 9,737 | $210,519 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 1,685 | $210,153 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,313 | $210,068 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 16,346 | $210,046 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 7,698 | $210,005 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 28,032 | $209,679 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 9,322 | $209,652 | dollars as filed | |
| HUT 8 CORP | 44812J104 | COM | 2,434 | $209,599 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 1,699 | $209,534 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE CORP COM SUB VTG A | 11276H106 | Stock | 5,882 | $209,458 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45784N494 | FUND | 8,816 | $208,861 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H703 | ALLIANZIM US EQT | 4,616 | $208,706 | dollars as filed | |
| COHEN & STEERS ETF TRUST | 19249U609 | FUTURE OF ENERGY | 8,415 | $208,470 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 600 | $208,368 | dollars as filed | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 743 | $207,947 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,637 | $207,887 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,233 | $207,727 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 7,355 | $207,563 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,425 | $207,284 | dollars as filed | |
| SIRIUSXM HOLDINGS INC | 829933100 | COMMON STOCK | 8,006 | $207,199 | dollars as filed | |
| GATES INDL CORP LTD COM SHS | G39104107 | Stock | 7,906 | $207,137 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 10,933 | $206,524 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 1,904 | $206,429 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 4,532 | $206,355 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 21,919 | $206,255 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 900 | $205,542 | dollars as filed | call |
| RINGCENTRAL INC | 76680R206 | CL A | 2,750 | $205,425 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 4,639 | $205,197 | dollars as filed | |
| ISHARES TR | 46438G588 | LARG CAP SEP ETF | 7,197 | $204,971 | dollars as filed | |
| iShares AAA CLO Active ETF | 092528504 | COM | 3,951 | $204,964 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,820 | $204,945 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 400 | $204,552 | dollars as filed | call |
| Vaneck Long Muni ETF | 92189F536 | ETF | 12,490 | $203,892 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 14,317 | $203,869 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 9,455 | $203,746 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,401 | $203,721 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 6,874 | $203,549 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 6,536 | $203,147 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 2,937 | $203,065 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 6,732 | $203,037 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,651 | $202,906 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 21,596 | $202,139 | dollars as filed | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 6,819 | $201,308 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,022 | $200,704 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 9,447 | $200,173 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 759 | $200,055 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 22,649 | $195,234 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,406 | $191,812 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 36,707 | $191,611 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 49,301 | $190,301 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,572 | $190,247 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 29,513 | $188,882 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 37,915 | $188,437 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 12,399 | $186,110 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 16,158 | $185,978 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11,480 | $185,409 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 56,753 | $185,014 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 14,335 | $184,640 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 17,598 | $184,251 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 19,338 | $182,551 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 12,784 | $179,739 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 1,000 | $178,350 | dollars as filed | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 67,702 | $178,056 | dollars as filed | |
| CEREBRAS SYSTEMS INC COM CL A | 15675D103 | Stock | 1,000 | $177,650 | dollars as filed | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 19,854 | $177,296 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 13,828 | $175,059 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 16,852 | $174,925 | dollars as filed | |
| SanDisk Corporation | 80004C200 | COM | 100 | $173,989 | dollars as filed | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 83,636 | $173,964 | dollars as filed | |
| KEEL INFRASTRUCTURE CORP | 486917107 | COMMON STOCK | 49,114 | $173,373 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 19,420 | $171,673 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 15,877 | $170,840 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,680 | $170,033 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 11,010 | $169,769 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,606 | $169,592 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 10,097 | $169,529 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 12,393 | $166,939 | dollars as filed | |
| Apple Inc | 037833100 | COM | 500 | $166,510 | dollars as filed | put |
| TERAWULF INC | 88080T104 | COM | 11,188 | $165,589 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 20,291 | $165,169 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 30,050 | $164,674 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 42,363 | $164,367 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,257 | $163,811 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 2,500 | $163,375 | dollars as filed | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 13,369 | $162,701 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 26,257 | $162,266 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,872 | $161,465 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 600 | $161,418 | dollars as filed | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,354 | $159,685 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 15,690 | $159,410 | dollars as filed | |
| AXT INC | 00246W103 | COM | 2,000 | $154,820 | dollars as filed | call |
| CORNING INC | 219350105 | COM | 1,000 | $153,760 | dollars as filed | call |
| 908 DEVICES INC COM | 65443P102 | Stock | 12,366 | $152,596 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 16,872 | $151,848 | dollars as filed | |
| SPACE EXPLORATION TECHN CORP CLASS A COM STK | 84615Q103 | Stock | 1,000 | $150,860 | dollars as filed | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 27,009 | $149,898 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 338,723 | $149,716 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 18,630 | $147,736 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 25,646 | $146,952 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 17,058 | $146,528 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 18,050 | $145,660 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 15,666 | $144,754 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 21,995 | $144,506 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 27,444 | $143,807 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 14,604 | $142,831 | dollars as filed | |
| VENTURE GLOBAL INC | 92333F101 | COM CL A | 11,293 | $142,739 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 11,096 | $142,467 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 27,454 | $141,662 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 15,359 | $141,613 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 226 | $140,816 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 48,488 | $140,614 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,636 | $139,013 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 13,464 | $138,679 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 24,908 | $138,488 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 28,443 | $137,949 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 19,415 | $136,295 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,369 | $136,174 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 22,522 | $135,809 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 14,904 | $135,179 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 17,900 | $133,713 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 12,761 | $133,225 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,172 | $132,970 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 500 | $132,105 | dollars as filed | call |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 13,727 | $131,095 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 10,286 | $127,958 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 13,666 | $126,277 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 21,657 | $125,613 | dollars as filed | |
| PARAMOUNT SKYDANCE CORP | 69932a204 | COM CL B | 12,114 | $125,138 | dollars as filed | |
| URBAN ONE INC | 91705J303 | CL A SHS | 30,962 | $125,086 | dollars as filed | |
| FLAGSTAR FINANCIAL INC | 649445400 | COM NEW | 10,669 | $124,512 | dollars as filed | |
| TAVIA ACQUISITION CORP | G86880104 | SHS | 11,500 | $123,855 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200 | $122,352 | dollars as filed | call |
| CBRE GBL REAL ESTATE INC FD COM SHS OF BEN | 12504G878 | CEF | 10,239 | $120,415 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,506 | $118,933 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 600 | $116,874 | dollars as filed | call |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 400 | $115,864 | dollars as filed | call |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 12,700 | $114,427 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 26,705 | $114,297 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 10,138 | $114,154 | dollars as filed | |
| XANADU QUANTUM TECHNOLO LTD | 98390R102 | CMN | 24,553 | $112,451 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 17,407 | $111,405 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 19,391 | $111,111 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 18,487 | $111,107 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 400 | $110,792 | dollars as filed | call |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,851 | $108,836 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 25,733 | $105,505 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 300 | $105,357 | dollars as filed | call |
| PUTNAM ETF TRUST | 746729797 | FRANKLIN MUNI | 14,274 | $104,771 | dollars as filed | |
| Uranium Royalty Corporation COM | 91703D100 | COM | 25,310 | $102,254 | dollars as filed | |
| AIRJOULE TECHNOLOGIES CORP | 612160101 | CL A | 26,167 | $102,051 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 700 | $101,717 | dollars as filed | call |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 12,688 | $100,239 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 15,668 | $99,963 | dollars as filed | |
| HINGE HEALTH INC A | 433313103 | COMMON STOCK | 1,000 | $97,240 | dollars as filed | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 100 | $97,126 | dollars as filed | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 12,909 | $95,785 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $94,650 | dollars as filed | call |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 500 | $93,205 | dollars as filed | call |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 16,746 | $92,772 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 15,380 | $92,434 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 23,939 | $91,927 | dollars as filed | |
| COMSTOCK INC | 205750409 | COMMON STOCK | 39,347 | $91,285 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 35,275 | $89,951 | dollars as filed | |
| UPEXI INC | 39959A205 | CMN | 78,000 | $88,920 | dollars as filed | |
| PUTNAM ETF TRUST | 746729755 | FRANK OHIO ETF | 11,293 | $88,879 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,000 | $87,800 | dollars as filed | call |
| HUT 8 CORP | 44812J104 | COM | 1,000 | $86,100 | dollars as filed | call |
| FABRINET SHS | G3323L100 | Stock | 200 | $84,854 | dollars as filed | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,000 | $83,840 | dollars as filed | call |
| Netflix, Inc | 64110L106 | COM | 1,200 | $83,496 | dollars as filed | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 28,650 | $81,939 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 2,000 | $81,760 | dollars as filed | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,915 | $81,499 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 13,343 | $81,125 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,394 | $77,871 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 19,224 | $74,974 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 11,149 | $74,252 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 11,350 | $74,002 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,924 | $73,936 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 13,178 | $73,797 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 32,500 | $73,125 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 67,963 | $72,720 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 11,666 | $71,862 | dollars as filed | |
| ASTERA LABS INC COM | 04626A103 | COM | 200 | $71,194 | dollars as filed | call |
| JETBLUE AWYS CORP | 477143101 | COM | 16,610 | $70,259 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 10,048 | $67,825 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 29,437 | $66,822 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 25,162 | $66,176 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 15,459 | $64,464 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 12,700 | $63,881 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 600 | $63,810 | dollars as filed | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 100 | $62,418 | dollars as filed | call |
| INCYTE CORP COM | 45337C102 | Stock | 500 | $60,675 | dollars as filed | call |
| SNAP INC | 83304A106 | CL A | 10,532 | $56,873 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 200 | $56,000 | dollars as filed | call |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 11,314 | $52,610 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,000 | $52,200 | dollars as filed | call |
| CLEANCORE SOLUTIONS INC | 184492106 | CLASS B COM SHS | 389,720 | $50,625 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 2,500 | $50,375 | dollars as filed | call |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 10,002 | $48,410 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 7,500 | $45,375 | dollars as filed | call |
| TCW CONV SECS FD INC | 872340104 | COM | 10,484 | $45,081 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 14,679 | $42,716 | dollars as filed | |
| HYPERION DEFI INC | 30234E203 | CMN | 11,307 | $42,345 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 25,387 | $42,142 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 100 | $41,331 | dollars as filed | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,081 | $41,116 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 100 | $39,671 | dollars as filed | call |
| HUMACYTE INC | 44486Q103 | COM | 71,479 | $37,005 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 10,000 | $36,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,311 | $35,675 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 81,467 | $35,463 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 13,382 | $35,195 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 10,623 | $35,056 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 4,500 | $32,985 | dollars as filed | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 2,000 | $31,440 | dollars as filed | call |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 3,000 | $31,215 | dollars as filed | call |
| IMMUNITYBIO INC | 45256X103 | COM | 3,000 | $28,320 | dollars as filed | call |
| PLUG PWR INC | 72919P202 | COM NEW | 13,740 | $26,656 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 11,097 | $26,355 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 900 | $25,668 | dollars as filed | call |
| PHILLIPS 66 COM | 718546104 | Stock | 100 | $25,531 | dollars as filed | call |
| CINEVERSE CORP | 172406308 | COM CL A | 12,350 | $24,700 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 40,310 | $23,819 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $22,957 | dollars as filed | call |
| Verizon Communications Inc | 92343V104 | COM | 500 | $22,935 | dollars as filed | call |
| Inflarx Nv | N44821101 | COM | 12,651 | $22,771 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 300 | $22,722 | dollars as filed | call |
| International Business Machines Corporation | 459200101 | COM | 100 | $21,993 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 400 | $21,772 | dollars as filed | call |
| Comcast Corp | 20030N101 | COM | 1,000 | $21,760 | dollars as filed | call |
| Cisco Systems,Inc. | 17275R102 | COM | 200 | $21,526 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 300 | $21,000 | dollars as filed | call |
| Chevron Corporation | 166764100 | COM | 100 | $20,421 | dollars as filed | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 300 | $18,720 | dollars as filed | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 200 | $18,688 | dollars as filed | call |
| RICHTECH ROBOTICS INC | 765504105 | CL B | 11,782 | $18,616 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 400 | $18,520 | dollars as filed | call |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 100 | $18,012 | dollars as filed | call |
| Coca-Cola Company | 191216100 | COM | 200 | $17,216 | dollars as filed | call |
| ONEOK INC NEW COM | 30609A109 | Stock | 200 | $17,054 | dollars as filed | call |
| LENNAR CORP CL A | 526057104 | Stock | 200 | $16,318 | dollars as filed | call |
| TARGET CORP COM | 87612E106 | Stock | 100 | $15,669 | dollars as filed | call |
| KNIGHTSCOPE INC CLASS A | 49907V201 | Equity | 18,500 | $14,341 | dollars as filed | |
| YD BIO LTD | G9835J103 | *W EXP 08/28/203 | 17,672 | $14,136 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 10,561 | $13,887 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 100 | $13,665 | dollars as filed | put |
| Citigroup Inc. | 172967424 | COM | 100 | $12,948 | dollars as filed | call |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 17,000 | $11,482 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 31,923 | $10,008 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 200 | $7,404 | dollars as filed | call |
| TERAWULF INC | 88080T104 | COM | 500 | $7,400 | dollars as filed | call |
| USA RARE EARTH INC COM | 91733P107 | Stock | 500 | $7,040 | dollars as filed | call |
| ENVOY MEDICAL INC | 29415V109 | CL A | 10,000 | $6,811 | dollars as filed | |
| VERTICAL AEROSPACE LTD SHS NEW | G9471C206 | Stock | 11,136 | $6,674 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 100 | $4,386 | dollars as filed | call |
| PINTEREST INC CL A | 72352L106 | Stock | 100 | $1,889 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002085853-26-001211 | this filing | 2026-10-16 |