13F-HR filed by Traub Capital Management LLC
Traub Capital Management LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-10-30, with 139 holding rows worth $101,120,353.
- Accession
- 0002079207-25-000003
- Filer
- CIK 2079207
- Filed
- 2025-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 139 entries on the cover page, a total value of $101,120,353 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,120,353 with VALUE read as dollars as filed, 13F file number 028-25699. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 24,894 | $6,338,770 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 70,796 | $5,658,724 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 79,643 | $4,044,272 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 6,289 | $3,257,529 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,907 | $3,137,802 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 98,983 | $3,084,310 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,351 | $2,461,010 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 28,179 | $2,337,730 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 23,266 | $2,315,432 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 22,392 | $2,314,437 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 109,576 | $2,129,062 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 46,162 | $1,983,120 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 8,738 | $1,918,603 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 26,722 | $1,787,702 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 17,730 | $1,772,114 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 17,726 | $1,626,361 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,772 | $1,604,992 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 15,059 | $1,516,441 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,247 | $1,503,917 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 7,401 | $1,380,879 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 18,595 | $1,280,626 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 76,469 | $1,280,096 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 27,814 | $1,238,009 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 21,225 | $1,125,586 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 11,061 | $1,122,715 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 7,836 | $1,110,871 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 4,575 | $1,090,824 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 7,672 | $1,013,694 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 21,373 | $976,105 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 90,489 | $935,656 | dollars as filed | |
| IJH | 464287507 | COM | 13,977 | $912,138 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 916 | $874,611 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 104,579 | $827,220 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 15,570 | $795,393 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 85,585 | $776,256 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 13,118 | $751,530 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 119,038 | $743,988 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,396 | $701,885 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 28,537 | $696,303 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,210 | $682,341 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,992 | $657,113 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 8,679 | $654,323 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 17,111 | $618,734 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 24,218 | $617,084 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,437 | $613,021 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 19,496 | $612,564 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 23,520 | $612,461 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,920 | $580,796 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,303 | $556,799 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 20,364 | $548,810 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 30,700 | $526,812 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,479 | $521,717 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 6,060 | $499,162 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,207 | $489,064 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 7,864 | $468,773 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,368 | $467,008 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 5,635 | $463,986 | dollars as filed | |
| VANGUARD MUN BD FDS | 922907712 | CORE TAX EXEMPT | 6,145 | $462,411 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 17,580 | $462,354 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 9,677 | $461,980 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,028 | $452,263 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 4,150 | $450,046 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,408 | $444,223 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,878 | $427,762 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 38,749 | $420,427 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 3,703 | $419,216 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15,491 | $408,033 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,423 | $406,755 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 4,220 | $383,809 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,583 | $381,992 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 3,811 | $373,364 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 13,540 | $369,507 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 8,070 | $365,168 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 3,005 | $363,605 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,885 | $349,433 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 727 | $347,007 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 1,230 | $345,925 | dollars as filed | |
| APTIV PLC | G3265R107 | COM SHS | 3,763 | $324,446 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,083 | $317,734 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,115 | $315,707 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 9,984 | $315,694 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 12,290 | $305,898 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,793 | $303,320 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 376 | $299,428 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 6,777 | $297,917 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,962 | $296,348 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 64,458 | $292,641 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 27,655 | $287,335 | dollars as filed | |
| VTI | 922908769 | COM | 852 | $279,478 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,755 | $276,189 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 3,225 | $273,512 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 26,797 | $273,329 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 5,259 | $271,312 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,169 | $270,670 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,110 | $270,231 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 917 | $269,360 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,610 | $267,890 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,910 | $267,553 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,390 | $262,711 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 24,287 | $259,385 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 422 | $258,513 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,827 | $256,584 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C788 | BLOOMBERG SIX MN | 5,050 | $254,621 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,631 | $250,603 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 514 | $249,300 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,050 | $243,122 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,925 | $241,522 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,759 | $241,519 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 2,880 | $241,258 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 2,800 | $233,940 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 7,650 | $233,708 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,460 | $232,062 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 3,065 | $231,775 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 12,460 | $228,143 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 769 | $225,702 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 37,810 | $223,835 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,491 | $223,443 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,392 | $216,476 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 11,706 | $209,889 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 6,739 | $207,966 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,221 | $204,310 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,007 | $202,941 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 710 | $200,272 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 21,612 | $192,131 | dollars as filed | |
| Bloom Energy Corp | 093712AK3 | Bond | 12,000 | $53,844 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,748 | $51,932 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 14,000 | $21,353 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 19,000 | $21,122 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 17,000 | $20,859 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 21,000 | $18,251 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189TBD8 | NOTE 4.250% 8/1 | 14,000 | $15,616 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 14,000 | $15,081 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 14,000 | $14,169 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 10,000 | $14,031 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 10,000 | $13,289 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 13,000 | $13,176 | dollars as filed | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 12,000 | $12,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 11,000 | $10,927 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 10,000 | $10,419 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002079207-25-000003 | this filing | 2025-10-30 | acceptance time not in the bulk data set |