13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-14, with 283 holding rows worth $580,428,721.
- Accession
- 0002073679-25-000044
- Filer
- CIK 1581655
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 286 entries on the cover page, a total value of $580,428,721 stated on the cover page (in dollars after the unit check, H1), rows summing to $580,428,721 with VALUE read as dollars as filed, 13F file number 028-15932. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 6,993,780 | $57,908,504 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 2,754,731 | $44,406,264 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 2,590,785 | $38,032,724 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 3,374,217 | $27,128,708 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 2,285,119 | $21,891,440 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 1,088,237 | $17,868,852 | dollars as filed | |
| PORCH GROUP INC | 733245AD6 | DEBT 9.000% 5/1 | 8,000 | $13,341,000 | dollars as filed | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 198,268 | $12,556,312 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800UAB0 | NOTE 3.500% 3/0 | 11,612 | $11,847,949 | dollars as filed | principal |
| STRATEGY INC | 594972887 | SERIES A PERP PF | 129,238 | $11,605,572 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 10,200 | $10,589,406 | dollars as filed | principal |
| ALIBABA GROUP HLDG LTD | 01609WBG6 | NOTE 0.500% 6/0 | 5,500 | $10,110,390 | dollars as filed | principal |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 376,600 | $9,339,680 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAD5 | NOTE 3.625%10/1 | 9,750 | $9,131,992 | dollars as filed | principal |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 1,451,583 | $7,882,096 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 5,500 | $7,514,375 | dollars as filed | principal |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 300,000 | $7,398,000 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 423,122 | $6,317,211 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 13,000 | $6,280,950 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 75,000 | $6,089,250 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 616,614 | $5,845,501 | dollars as filed | |
| THE REALREAL INC | 88339PAJ0 | DEBT 4.000% 2/1 | 5,000 | $5,587,500 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 5,000 | $5,545,764 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 5,000 | $5,067,500 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 3,839 | $4,996,099 | dollars as filed | principal |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 23,263 | $4,565,276 | dollars as filed | put |
| STUBHUB HOLDINGS INC CLASS A | 86384P109 | COMMON STOCK | 260,299 | $4,383,435 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 407,950 | $4,144,772 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 630,000 | $4,063,500 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 17,900 | $3,773,141 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543847 | CMN | 222,222 | $3,762,218 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12,500 | $3,755,125 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 55,900 | $3,656,978 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,000 | $3,629,400 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 55,000 | $3,500,750 | dollars as filed | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 5,000 | $3,432,639 | dollars as filed | principal |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 66,667 | $3,385,350 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K106 | CL A | 300,000 | $3,363,000 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 75,376 | $3,313,344 | dollars as filed | |
| OXLEY BRIDGE ACQ LTD | G6858G123 | UNIT 06/17/2030 | 325,000 | $3,263,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 30,000 | $3,201,300 | dollars as filed | |
| LIONSGATE STUDIOS CORP COM | 53626N102 | Stock | 458,578 | $3,164,188 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 220,000 | $3,137,200 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 250,609 | $3,132,613 | dollars as filed | |
| BLUE OWL TECHNOLOGY FIN CORP | 095924106 | COMMON STOCK | 223,750 | $3,092,225 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 225,000 | $3,060,000 | dollars as filed | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 222,222 | $2,991,108 | dollars as filed | |
| DRUGS MADE IN AMER ACQ II CO | G2851K120 | UNIT 09/16/2030 | 300,000 | $2,983,500 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 283,500 | $2,891,700 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 503,428 | $2,869,540 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 19,821 | $2,837,971 | dollars as filed | |
| Gsr Iv Acquisition Corp Unit 08/22/2030 | G4R12K123 | Unit | 280,010 | $2,837,901 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 14,000 | $2,802,100 | dollars as filed | |
| MAGNERA CORP | 55939A107 | COMMON STOCK | 229,456 | $2,689,224 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 593,917 | $2,678,566 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 59,150 | $2,657,018 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 150,000 | $2,460,000 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 25,000 | $2,353,750 | dollars as filed | |
| Pioneer Acquisition I Corp Unit 06/16/2030 | G7117W123 | Unit | 225,000 | $2,261,250 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 690,219 | $2,250,114 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 124,438 | $2,216,241 | dollars as filed | |
| MSC INCOME FD INC | 55374X208 | COM | 168,695 | $2,214,965 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 333,333 | $2,203,331 | dollars as filed | |
| CANTOR EQUITY PARTNERS IV IN | G1828E100 | SHS CL A | 200,000 | $2,037,000 | dollars as filed | |
| EQV VENTURES AC CORP. II | G3106Q110 | UNIT 06/30/2032 | 200,000 | $2,002,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 254,950 | $1,980,962 | dollars as filed | |
| STARZ ENTERTAINMENT CORP | 855919106 | COMMON STOCK | 132,231 | $1,947,763 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 207,047 | $1,940,030 | dollars as filed | |
| EMPERY DIGITAL INC | 92864V608 | COM NEW | 249,453 | $1,875,887 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 90,000 | $1,829,700 | dollars as filed | |
| IMMUNOCORE HLDGS PLC | 45258DAB1 | NOTE 2.500% 2/0 | 2,000 | $1,824,444 | dollars as filed | principal |
| AMENTUM HOLDINGS INC COM | 023939101 | Stock | 75,000 | $1,796,250 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 144,000 | $1,769,760 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 58,761 | $1,756,366 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 135,000 | $1,695,600 | dollars as filed | |
| THE REALREAL INC | 88339PAD3 | CNV | 2,000 | $1,679,111 | dollars as filed | principal |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 265,030 | $1,643,186 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 272,249 | $1,619,882 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 31,242 | $1,608,338 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 132,500 | $1,588,675 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 203,697 | $1,550,134 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 1,000 | $1,472,892 | dollars as filed | principal |
| AMCOR PLC | G0250X107 | ORD | 179,597 | $1,469,103 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 85,000 | $1,433,100 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 50,827 | $1,418,582 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 118,000 | $1,416,000 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 25,000 | $1,413,750 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 225,223 | $1,369,356 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 92,610 | $1,319,693 | dollars as filed | |
| BERTO ACQUISITION CORP | G1051H101 | ORD SHS | 124,403 | $1,295,035 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 5,851 | $1,284,704 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 113,500 | $1,275,740 | dollars as filed | |
| JBS N.V. | N4732M103 | CL A SHS | 85,000 | $1,269,050 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 175,257 | $1,191,748 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 108,621 | $1,179,624 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 90,000 | $1,116,900 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 112,500 | $1,108,125 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,433 | $985,827 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 1,000 | $961,960 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 1,000 | $954,677 | dollars as filed | principal |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 22,050 | $950,135 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 14,714 | $934,928 | dollars as filed | |
| CANTOR EQUITY PARTNERS I INC | G1827K107 | SHS CL A | 86,849 | $908,441 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 155,750 | $903,350 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 72,000 | $864,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 200,731 | $853,107 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 52,021 | $783,956 | dollars as filed | |
| GSR III ACQUISITION CORP | G4R103107 | CL A | 75,000 | $777,000 | dollars as filed | |
| BAIN CAP GSS INVT CORP | G0R78B122 | UNIT 99/99/9999 | 75,000 | $756,750 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 50,204 | $727,958 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 116,441 | $709,126 | dollars as filed | |
| KAYNE ANDERSON BDC INC | 48662X105 | COM SHS | 53,000 | $705,960 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 103,682 | $658,381 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 100,000 | $648,000 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 80,000 | $634,400 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 56,177 | $619,071 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 50,000 | $617,500 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 8,827 | $596,970 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 152,559 | $584,301 | dollars as filed | |
| SIRIUSXM HOLDINGS INC | 829933100 | COMMON STOCK | 25,039 | $582,783 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,100 | $541,158 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 14,541 | $513,006 | dollars as filed | |
| FERGUSON ENTERPRISES INC COMMON STOCK NEW | 31488V107 | Stock | 2,277 | $511,369 | dollars as filed | |
| EAGLE NUCLEAR ENERGY CORP COM | G83752108 | Stock | 40,500 | $506,655 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,570 | $505,870 | dollars as filed | |
| Figx Cap Acquisition Corp. Unit 06/17/2030 | G3473K126 | Unit | 50,000 | $504,000 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 12,291 | $498,769 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 10,610 | $490,925 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017BG8 | NOTE 0.750% 6/0 | 500 | $484,390 | dollars as filed | principal |
| HCM II ACQUISITION CORP | G43658106 | SHS CL A | 29,300 | $480,813 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 9,748 | $480,674 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,234 | $473,199 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,914 | $470,270 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 1,221 | $460,610 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,953 | $458,916 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 54,400 | $458,048 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 44,048 | $455,016 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 8,376 | $431,783 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 21,695 | $420,449 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 564 | $414,190 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 36,000 | $410,040 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 45,000 | $394,650 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 40,000 | $378,400 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 2,359 | $377,181 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 8,191 | $370,643 | dollars as filed | |
| GEN DIGITAL INC | 668771116 | RIGHT 99/99/9999 | 50,000 | $369,500 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 26,500 | $362,785 | dollars as filed | |
| FLUTTER ENTMT PLC SHS | G3643J108 | Stock | 1,400 | $355,600 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 1,174 | $351,801 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 21,766 | $342,379 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 12,911 | $341,109 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 28,316 | $339,226 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 9,421 | $334,446 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 25,000 | $333,500 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,978 | $320,021 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 100,000 | $307,000 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 1,500 | $300,000 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260Q907 | CALL | 57 | $299,905 | dollars as filed | call |
| REDWOOD TRUST INC | 758075402 | COM | 50,000 | $289,500 | dollars as filed | |
| TE CONNECTIVITY PLC ORD SHS | G87052109 | Stock | 1,303 | $286,048 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 2,244 | $269,056 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 31,056 | $268,324 | dollars as filed | |
| SPY | 78462F103 | SHS | 400 | $266,472 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 13,452 | $265,004 | dollars as filed | |
| CANTOR EQUITY PARTNERS II IN | G1827P106 | CL A ORD SHS | 25,000 | $263,750 | dollars as filed | |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 15,000 | $261,900 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,085 | $260,009 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 40,000 | $258,000 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,167 | $253,390 | dollars as filed | |
| STRATEGY INC | 594972958 | COM NEW | 50 | $248,721 | dollars as filed | put |
| Prologis,Inc. | 74340W103 | COM | 2,162 | $247,592 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 485 | $243,829 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727108 | CL A | 97,608 | $241,677 | dollars as filed | |
| GEMINI SPACE STA INC | 36866J105 | CL A COM | 10,000 | $239,600 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 197 | $236,187 | dollars as filed | |
| INOTIV INC 3.25PCT 10/15/2027 | 45783QAB6 | Convertible Bond | 1,000 | $234,896 | dollars as filed | principal |
| ETHZILLA CORPORATION | 68236V302 | COM | 97,308 | $234,512 | dollars as filed | |
| SPDR GOLD TR | 78463V907 | CALL | 95 | $233,195 | dollars as filed | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,003 | $230,365 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 19,971 | $227,470 | dollars as filed | |
| STRATEGY INC | 594972908 | CALL | 43 | $218,916 | dollars as filed | call |
| Linde plc | G54950103 | COM | 455 | $216,125 | dollars as filed | |
| REDDIT INC CL A | 75734B100 | Stock | 925 | $212,741 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 400,000 | $208,000 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,424 | $204,259 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,222 | $203,035 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 18,090 | $199,714 | dollars as filed | |
| XBP GLOBAL HOLDINGS INC | 98400V101 | COM | 240,128 | $193,783 | dollars as filed | |
| QXO INC COM NEW | 82846H405 | Stock | 10,020 | $190,981 | dollars as filed | |
| COINBASE GLOBAL INC | 19260Q957 | PUT | 40 | $181,190 | dollars as filed | put |
| GLD PUT 380.000 09182026 | 78463v957 | PUT | 142 | $181,150 | dollars as filed | put |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 18,100 | $178,466 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J950 | PUT | 155,702 | $155,702 | dollars as filed | put |
| EMX RTY CORP | 26873J107 | COM | 20,000 | $142,400 | dollars as filed | |
| CANTOR EQUITY PARTNERS III I | G1828A108 | SHS CL A | 12,500 | $129,000 | dollars as filed | |
| LIVEONE INC | 53814X300 | COM NEW | 30,000 | $123,900 | dollars as filed | |
| LITE STRATEGY INC | 55279B301 | COM | 50,649 | $122,571 | dollars as filed | |
| ISHARES ETHEREUM TR | 46438R955 | PUT | 142 | $85,562 | dollars as filed | put |
| FIFTH ERA ACQUISITION CORP I | G3415K135 | RIGHT 02/21/2030 | 307,900 | $81,594 | dollars as filed | |
| Drugs Made In Amer Acqutn Co Right 12/09/2029 | G2847J112 | SPACS | 362,500 | $78,808 | dollars as filed | |
| CRANE HBR ACQUISITION CORP | G24979117 | RIGHT 04/17/2030 | 250,000 | $77,500 | dollars as filed | |
| ARTIUS II ACQUISITION INC | G0509J123 | RIGHT 11/27/2029 | 330,002 | $72,600 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700902 | CALL | 50 | $72,521 | dollars as filed | call |
| APPLOVIN CORP | 03831W908 | CALL | 17 | $71,752 | dollars as filed | call |
| Quartzsea Acquisition Corp Right 02/18/2030 | G7314B120 | SPACS | 250,000 | $58,775 | dollars as filed | |
| COREWEAVE INC | 21873S908 | CALL | 23 | $58,305 | dollars as filed | call |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 267 | $57,782 | dollars as filed | call |
| INVESCO QQQ TR | 46090E903 | CALL | 16 | $56,682 | dollars as filed | call |
| IMMUNITYBIO INC | 45256X103 | COM | 22,753 | $55,972 | dollars as filed | |
| INVESCO QQQ TR | 46090E953 | PUT | 17 | $54,562 | dollars as filed | put |
| THAYER VENTURES ACQ CORP II | G87890110 | RIGHT 05/15/2030 | 285,978 | $48,645 | dollars as filed | |
| BLUE ACQUISITION CORP. | G1331A116 | RIGHT 06/11/2030 | 300,000 | $48,420 | dollars as filed | |
| A PARADISE ACQUISITION CORP | G04819119 | RIGHT 07/29/2025 | 300,000 | $48,000 | dollars as filed | |
| Soulpower Acquisition Corp Right 99/99/9999 | G82745137 | SPACS | 250,000 | $47,500 | dollars as filed | |
| MOUNTAIN LAKE ACQUISITION CO | G6301B127 | RIGHT 11/15/2028 | 300,034 | $45,038 | dollars as filed | |
| SIZZLE ACQUISITION CORP. II | G8193F133 | RIGHT 04/02/2030 | 250,000 | $44,975 | dollars as filed | |
| OYSTER ENTERPRISES II ACQUIS | G6861F138 | RIGHT 05/22/2030 | 250,000 | $42,500 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 26,500 | $42,135 | dollars as filed | |
| ISHARES ETHEREUM TR | 46438R905 | CALL | 65 | $40,674 | dollars as filed | call |
| K&F GROWTH ACQUISITION CORP | G52258129 | RIGHT 08/29/2031 | 300,000 | $39,030 | dollars as filed | |
| HENNESSY CAP INVT CORP VII | G4405D115 | RIGHT 01/17/2030 | 143,766 | $38,817 | dollars as filed | |
| AXIOM INTELLIGENCE AC CORP 1 | G0750N112 | RIGHT 06/10/2030 | 225,000 | $36,000 | dollars as filed | |
| CMB.TECH NV | B38564958 | SHS | 408 | $34,139 | dollars as filed | put |
| COHEN & STEERS INFRASTRUCTUR | 19248A117 | RIGHT 10/16/2025 | 398,600 | $31,091 | dollars as filed | |
| BEYOND AIR INC | 08862L202 | COM NEW | 10,667 | $24,641 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424953 | Put | 23,585 | $23,585 | dollars as filed | put |
| SNAIL INC | 83301J100 | CLASS A COM | 19,329 | $21,069 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658957 | PUT | 18,937 | $18,937 | dollars as filed | put |
| MARA HOLDINGS INC | 565788906 | CALL | 44 | $18,216 | dollars as filed | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,848 | $17,725 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M956 | PUT | 16,464 | $16,464 | dollars as filed | put |
| MARA HOLDINGS INC | 565788956 | COM NEW | 35 | $15,292 | dollars as filed | put |
| SUNRUN INC | 86771W955 | PUT | 14,578 | $14,578 | dollars as filed | put |
| STUBHUB HLDGS INC | 86384P959 | PUT | 14,563 | $14,563 | dollars as filed | put |
| FLUENCE ENERGY INC | 34379V953 | PUT | 12,200 | $12,200 | dollars as filed | put |
| GROUPON INC | 399473956 | PUT | 10,101 | $10,101 | dollars as filed | put |
| BEYOND MEAT INC | 08862E959 | PUT | 10,000 | $10,000 | dollars as filed | put |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 17,800 | $8,756 | dollars as filed | |
| DAUCH CORP | 024061953 | PUT | 8,500 | $8,500 | dollars as filed | put |
| SABLE OFFSHORE CORP | 78574H954 | PUT | 8,200 | $8,200 | dollars as filed | put |
| ROCKET COS INC | 77311W951 | COM CL A | 7,609 | $7,609 | dollars as filed | put |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 12,500 | $7,263 | dollars as filed | |
| GOSSAMER BIO INC | 38341P952 | COM | 7,000 | $7,000 | dollars as filed | put |
| BLACKROCK INCOME TR INC | 09247F118 | RIGHT 10/20/2025 | 115,500 | $6,815 | dollars as filed | |
| ITERUM THERAPEUTICS PLC | G6333L200 | COM | 10,000 | $6,700 | dollars as filed | |
| BAUSCH HEALTH COS INC | 071734957 | COM | 6,567 | $6,567 | dollars as filed | put |
| LUCID GROUP INC | 549498952 | PUT | 3,500 | $3,500 | dollars as filed | put |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 3,050 | $3,050 | dollars as filed | put |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 25,024 | $3,003 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607950 | COM | 3,000 | $3,000 | dollars as filed | put |
| TRONOX HOLDINGS PLC | G9087Q952 | SHS | 2,700 | $2,700 | dollars as filed | put |
| INNOVATIVE INDL PPTYS INC | 45781V951 | PUT | 2,600 | $2,600 | dollars as filed | put |
| LUMINAR TECHNOLOGIES INC | 550424903 | Call | 2,200 | $2,200 | dollars as filed | call |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 20,000 | $2,192 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 2,000 | $2,000 | dollars as filed | put |
| ALGOMA STL GROUP INC | 015658907 | COM | 2,000 | $2,000 | dollars as filed | call |
| ROCKET COS INC | 77311W901 | CALL | 1,750 | $1,750 | dollars as filed | call |
| SABLE OFFSHORE CORP | 78574H904 | COM SHS | 1,650 | $1,650 | dollars as filed | call |
| STUBHUB HLDGS INC | 86384P909 | CALL | 1,500 | $1,500 | dollars as filed | call |
| CIPHER DIGITAL INC | 17253J906 | COM | 1,500 | $1,500 | dollars as filed | call |
| GENERAL MTRS CO | 37045V950 | PUT | 1,250 | $1,250 | dollars as filed | put |
| AVIS BUDGET GROUP INC | 053774955 | PUT | 1,240 | $1,240 | dollars as filed | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P118 | RIGHT 10/10/2025 | 60,150 | $1,143 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y174 | RIGHT 10/06/2025 | 140,001 | $1,134 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V903 | CALL | 1,100 | $1,100 | dollars as filed | call |
| OI GLASS INC | 67098H904 | COM NEW | 1,000 | $1,000 | dollars as filed | call |
| BITFARMS LTD | 09173B907 | CALL | 1,000 | $1,000 | dollars as filed | call |
| FRONTIER COMMUNICATIONS PARE | 35909D959 | COM | 1,000 | $1,000 | dollars as filed | put |
| KOHLS CORP | 500255904 | COM | 750 | $750 | dollars as filed | call |
| BEAZER HOMES USA INC | 07556Q951 | PUT | 730 | $730 | dollars as filed | put |
| GOSSAMER BIO INC | 38341P902 | COM | 500 | $500 | dollars as filed | call |
| CLEANSPARK INC | 18452B909 | COM NEW | 500 | $500 | dollars as filed | call |
| ALLY FINL INC | 02005N950 | PUT | 450 | $450 | dollars as filed | put |
| KOHLS CORP | 500255954 | PUT | 447 | $447 | dollars as filed | put |
| APPLOVIN CORP | 03831W958 | PUT | 17 | $354 | dollars as filed | put |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 320 | $320 | dollars as filed | put |
| AIR LEASE CORP | 00912X952 | PUT | 300 | $300 | dollars as filed | put |
| ROBINHOOD MKTS INC | 770700952 | PUT | 50 | $254 | dollars as filed | put |
| IMMUNOCORE HLDGS PLC | 45258D955 | PUT | 250 | $250 | dollars as filed | put |
| NABORS INDUSTRIES LTD | G6359F957 | SHS | 250 | $250 | dollars as filed | put |
| INOTIV INC | 45783Q950 | PUT | 250 | $250 | dollars as filed | put |
| UNITED BANKSHARES INC WEST V | 909907957 | COM | 125 | $125 | dollars as filed | put |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 389,689 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002073679-25-000044 | this filing | 2025-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0002073679-25-000048 | base | 2025-11-21 | acceptance time not in the bulk data set |