13F-HR filed by HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY SECURITIES, LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-08, with 164 holding rows worth $263,904,030.
- Accession
- 0002043986-24-000001
- Filer
- CIK 2043986
- Filed
- 2024-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 164 entries on the cover page, a total value of $263,904,030 stated on the cover page (in dollars after the unit check, H1), rows summing to $263,904,030 with VALUE read as dollars as filed, 13F file number 028-24436. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 90,280 | $19,866,136 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 291,924 | $13,717,534 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 151,652 | $12,324,711 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 154,749 | $10,447,137 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 248,131 | $9,714,304 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 111,880 | $9,309,494 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 148,997 | $7,034,116 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 62,375 | $6,714,673 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 126,916 | $6,673,218 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 63,801 | $6,646,816 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 199,335 | $6,584,041 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 113,748 | $6,543,924 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 136,572 | $6,106,121 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 74,841 | $5,879,444 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 42,862 | $5,668,410 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 97,794 | $5,614,362 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 91,926 | $4,700,187 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 76,261 | $4,607,670 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H646 | ALLIANZIM US EQT | 156,653 | $4,116,528 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 67,494 | $3,983,473 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 74,646 | $3,937,557 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H687 | ALLIANZIM US EQT | 130,960 | $3,735,961 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 29,068 | $3,409,334 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 49,243 | $3,400,225 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,879 | $3,389,869 | dollars as filed | |
| PIMCO ETF TR | 72201R577 | ULTR SH GO AC FD | 30,374 | $3,074,531 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H711 | ALLIA US AUG ETF | 102,877 | $2,967,394 | dollars as filed | |
| Apple Inc | 037833100 | COM | 11,200 | $2,609,571 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 36,514 | $2,586,286 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 70,330 | $2,498,155 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 23,322 | $2,472,146 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 107,180 | $2,414,775 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 25,844 | $2,309,423 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 98,983 | $2,275,617 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 46,233 | $2,135,523 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 61,730 | $2,132,058 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 31,690 | $1,950,137 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,550 | $1,873,345 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F433 | FT VEST U.S EQT | 52,701 | $1,866,671 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,002 | $1,731,694 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 15,105 | $1,640,829 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 47,665 | $1,340,825 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322509 | TRUE QU BEAR ETF | 52,528 | $1,313,827 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 6,178 | $1,151,169 | dollars as filed | |
| LISTED FD TR | 53656F672 | TRUESHARES DEC | 27,234 | $1,011,613 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R402 | MORTGAGE ETF | 19,846 | $1,000,039 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 16,730 | $966,137 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,451 | $948,905 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 27,462 | $925,744 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H869 | ALLIANZIM US EQ | 31,256 | $918,952 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322400 | TRUSHARES BULL | 35,239 | $892,604 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,704 | $880,141 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 60,564 | $870,289 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,412 | $825,555 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 6,651 | $807,698 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,668 | $752,245 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,391 | $734,149 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,530 | $697,177 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 22,919 | $666,027 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 7,819 | $644,463 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,198 | $631,542 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 3,510 | $612,718 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 20,593 | $605,639 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 18,654 | $592,544 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 8,875 | $575,217 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 10,470 | $532,713 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,123 | $531,066 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 10,709 | $520,030 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 580 | $513,595 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,257 | $509,335 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 14,387 | $496,783 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 9,663 | $493,201 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 15,959 | $492,336 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,987 | $489,510 | dollars as filed | |
| LISTED FDS TR | 53656F680 | TRUESHARES NOV | 11,665 | $476,133 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 14,175 | $474,468 | dollars as filed | |
| LISTED FD TR | 53656F748 | TRUESHARES STRUC | 14,725 | $474,293 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 8,372 | $472,935 | dollars as filed | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 10,977 | $464,324 | dollars as filed | |
| LISTED FD TR | 53656F730 | TRUESHARES STRUC | 13,296 | $460,161 | dollars as filed | |
| LISTED FD TR | 53656F763 | TRUESHARES STRCD | 13,113 | $454,748 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 896 | $452,677 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,436 | $436,484 | dollars as filed | |
| PIMCO ETF TR | 72201R593 | COMMODITY STRAT | 16,106 | $430,496 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,620 | $423,973 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N640 | TREASURY OPT INC | 17,164 | $421,887 | dollars as filed | |
| FERGUSON ENTERPRISES INC COMMON STOCK NEW | 31488V107 | Stock | 2,110 | $418,983 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 5,856 | $418,236 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 25,682 | $415,784 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5,158 | $413,362 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 783 | $407,165 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 2,121 | $406,766 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,467 | $405,963 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 22,246 | $400,873 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 9,335 | $389,922 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 432 | $386,377 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 15,126 | $384,200 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,663 | $382,773 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 811 | $381,016 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,210 | $376,585 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,083 | $373,949 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 5,151 | $371,492 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 5,067 | $369,942 | dollars as filed | |
| VTI | 922908769 | COM | 1,294 | $366,431 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 790 | $363,604 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 4,027 | $358,040 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,973 | $355,581 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,022 | $335,281 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,507 | $332,690 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 12,333 | $328,674 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,670 | $326,968 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,920 | $311,748 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 627 | $310,002 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,440 | $302,212 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 2,702 | $302,084 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,979 | $301,684 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,720 | $296,716 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 555 | $295,039 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,207 | $295,003 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,060 | $294,701 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,664 | $294,183 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 5,392 | $290,250 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,535 | $287,888 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 502 | $287,371 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,305 | $284,525 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 479 | $279,321 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,380 | $279,001 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,143 | $277,893 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 3,007 | $274,029 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,671 | $271,972 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 9,326 | $271,107 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,683 | $270,848 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 3,226 | $266,092 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 12,750 | $264,945 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 1,667 | $264,737 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,113 | $263,748 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 1,271 | $262,354 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,754 | $253,001 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 405 | $251,505 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 942 | $246,456 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,197 | $242,568 | dollars as filed | |
| ASTORIA US EQUAL WEIGHT QUALITY KINGS ETF | 02072L433 | UIE | 7,823 | $240,984 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,565 | $240,556 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X830 | SHARES FREE CASH | 7,105 | $236,596 | dollars as filed | |
| CALUMET INC | 131428104 | COM | 13,243 | $235,990 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 8,827 | $231,709 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 8,898 | $231,348 | dollars as filed | |
| SAIA INC | 78709Y105 | COM | 520 | $227,375 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 10,308 | $226,765 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 834 | $226,040 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,197 | $225,016 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 443 | $224,329 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 269 | $224,145 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 539 | $219,070 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,674 | $215,926 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,554 | $209,854 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 949 | $209,827 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,290 | $209,058 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,197 | $207,321 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 929 | $207,252 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 8,740 | $204,910 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 4,468 | $200,685 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 411 | $200,548 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 11,726 | $135,319 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002043986-24-000001 | this filing | 2024-11-08 | acceptance time not in the bulk data set |