13F-HR filed by TRAPHAGEN INVESTMENT ADVISORS LLC
TRAPHAGEN INVESTMENT ADVISORS LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2024-06-17, with 113 holding rows worth $383,665,641.
- Accession
- 0002023380-24-000019
- Filer
- CIK 2023380
- Filed
- 2024-06-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 115 entries on the cover page, a total value of $383,665,641 stated on the cover page (in dollars after the unit check, H1), rows summing to $383,665,641 with VALUE read as dollars as filed, 13F file number 028-24154. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 318,939 | $95,209,665 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 505,563 | $32,406,602 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 1,082,666 | $25,331,353 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 144,986 | $18,384,226 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 404,312 | $15,824,786 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 240,784 | $14,420,561 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 88,891 | $13,350,468 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 238,117 | $12,177,323 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 190,445 | $11,540,864 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 88,028 | $11,221,846 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 125,679 | $9,782,828 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 79,162 | $9,205,748 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 305,493 | $8,957,066 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 73,917 | $8,313,484 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 127,142 | $8,107,869 | dollars as filed | |
| Apple Inc | 037833100 | COM | 29,247 | $6,550,389 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 136,201 | $5,907,033 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 15 | $4,677,480 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 39,774 | $4,538,263 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 162,764 | $4,319,744 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 58,240 | $3,085,581 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 10,583 | $2,884,926 | dollars as filed | |
| VTI | 922908769 | COM | 17,777 | $2,684,372 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 8,679 | $2,575,642 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 38,344 | $2,121,197 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 32,741 | $1,976,221 | dollars as filed | |
| iShares US Real Estate ETF | 464287397 | ETF | 20,904 | $1,955,337 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 49,626 | $1,862,453 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 8,854 | $1,841,809 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,780 | $1,726,071 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,761 | $1,373,852 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 18,953 | $1,346,042 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 20,147 | $1,250,723 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 33,329 | $1,197,526 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 55,524 | $1,042,740 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,824 | $979,525 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 16,266 | $965,696 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 7,130 | $922,526 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 9,777 | $911,707 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,888 | $839,385 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 29,844 | $833,692 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 22,030 | $833,610 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 4,703 | $808,933 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,915 | $707,316 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 13,661 | $689,044 | dollars as filed | |
| Intel Corp | 458140100 | COM | 12,871 | $663,219 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 5,540 | $657,012 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 11,350 | $652,630 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,547 | $632,138 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 3,855 | $624,507 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,300 | $619,114 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 11,643 | $617,105 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,786 | $611,209 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,250 | $591,630 | dollars as filed | |
| SIGNATURE BANK | 82669G104 | COM | 4,805 | $572,852 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,466 | $572,269 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 440 | $536,410 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,785 | $518,928 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,819 | $513,416 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 258 | $506,353 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,421 | $497,726 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 9,044 | $492,344 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,832 | $488,302 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,318 | $482,463 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 9,381 | $478,150 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 390 | $476,245 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,035 | $475,160 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 10,157 | $459,201 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,591 | $441,343 | dollars as filed | |
| NESTLE SA ADR | 641069406 | COM | 4,044 | $438,370 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,701 | $435,580 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 2,583 | $429,501 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,773 | $423,521 | dollars as filed | |
| EXPEDIA GROUP INC | 30212P105 | COMMON STOCK | 3,043 | $409,035 | dollars as filed | |
| SCHD | 808524797 | COM | 7,404 | $405,591 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,222 | $395,694 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 5,057 | $382,917 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,278 | $380,950 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 210 | $364,541 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 6,611 | $363,783 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 16,375 | $357,794 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,132 | $357,323 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 4,550 | $345,503 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 11,715 | $341,733 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,254 | $340,576 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,781 | $333,588 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,529 | $326,900 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 4,836 | $316,129 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,391 | $300,919 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6,098 | $299,107 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,125 | $296,738 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,804 | $291,238 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,255 | $284,987 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,994 | $275,269 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,078 | $272,736 | dollars as filed | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,900 | $252,206 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 4,278 | $238,446 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,124 | $235,573 | dollars as filed | |
| US TREASUR NT 4 02/34UST NOTE DUE 02/15/34 | 91282CJZ5 | TREASURY | 4,239 | $235,519 | dollars as filed | |
| LINCOLN NATL CORP 3% CV PFD | 534187208 | PREFERRED ST | 3,799 | $229,156 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 1,755 | $228,690 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,632 | $221,543 | dollars as filed | |
| Boeing Company | 097023105 | COM | 564 | $214,679 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,359 | $214,664 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 2,441 | $213,514 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 9,400 | $213,380 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,337 | $213,052 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,300 | $206,622 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,588 | $204,523 | dollars as filed | |
| Schwab US TIPS ETF | 91282CJY8 | ETF | 3,565 | $202,349 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,498 | $164,474 | dollars as filed | |
| General Electric Company | 369604301 | COM | 16,016 | $143,180 | dollars as filed | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 15,752 | $40,798 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002023380-24-000019 | this filing | 2024-06-17 | acceptance time not in the bulk data set |