13F-HR filed by Federation des caisses Desjardins du Quebec
Federation des caisses Desjardins du Quebec filed this 13F-HR for the quarter ended 2019-12-31, filed 2024-08-30, with 2,310 holding rows worth $7,149,149,299.
- Accession
- 0002023101-24-000011
- Filer
- CIK 2022297
- Filed
- 2024-08-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,784 entries on the cover page, a total value of $7,149,149,299 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,149,149,299 with VALUE read as dollars as filed, 13F file number 028-24160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDesjardins Global Asset Management Inc.028-21533
- included managerDesjardins Securities inc.028-24164
- included managerRegime de rentes du Mouvement Desjardins028-24169
- included managerDesjardins Trust Inc.028-24173
- included managerDesjardins Investments Inc028-24171
- included managerDesjardins Capital Management Inc028-24170
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BMC STK HLDGS INC | 05591B109 | COM | 8,339 | $238,979 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 8,334 | $237,352 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,326 | $236,762 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 3,633 | $235,818 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,155 | $235,132 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 6,627 | $234,930 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,412 | $234,639 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 3,393 | $233,914 | dollars as filed | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 165,000 | $233,181 | dollars as filed | principal |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,173 | $232,619 | dollars as filed | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 110,000 | $231,393 | dollars as filed | principal |
| ICF INTL INC | 44925C103 | COM | 2,525 | $231,340 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 10,571 | $231,188 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,531 | $230,675 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 4,790 | $229,824 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 1,183 | $229,667 | dollars as filed | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,236 | $229,167 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,645 | $229,109 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 3,082 | $228,962 | dollars as filed | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 28,803 | $227,865 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,055 | $227,858 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 2,219 | $227,380 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,623 | $226,619 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,707 | $226,348 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,398 | $226,322 | dollars as filed | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,478 | $225,794 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 4,950 | $225,671 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 600 | $225,228 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 9,991 | $224,198 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 9,655 | $224,189 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 215,000 | $222,936 | dollars as filed | principal |
| ALLOT LTD | M0854Q105 | SHS | 26,240 | $222,791 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 4,400 | $222,772 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 26,439 | $222,088 | dollars as filed | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 7,000 | $221,550 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 10,326 | $221,080 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,074 | $221,051 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,540 | $220,869 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,320 | $219,743 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,344 | $219,512 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 18,625 | $219,329 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 210,000 | $219,058 | dollars as filed | principal |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 15,025 | $218,614 | dollars as filed | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 220,000 | $218,580 | dollars as filed | principal |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,452 | $218,133 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 7,271 | $217,521 | dollars as filed | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,627 | $217,511 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,042 | $217,258 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,434 | $216,677 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 5,677 | $216,180 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,667 | $216,133 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,788 | $215,371 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 3,272 | $215,134 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 6,853 | $214,841 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,450 | $214,592 | dollars as filed | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 140,000 | $214,408 | dollars as filed | principal |
| NIC INC | 62914B100 | COM | 9,577 | $213,807 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 3,426 | $213,782 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 3,104 | $213,369 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 5,333 | $213,266 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,789 | $212,951 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,805 | $212,928 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 215,000 | $211,551 | dollars as filed | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 120,000 | $211,468 | dollars as filed | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 229,580 | $210,984 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 4,225 | $210,701 | dollars as filed | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 260,000 | $210,604 | dollars as filed | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 175,000 | $210,447 | dollars as filed | principal |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,279 | $210,260 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 949 | $208,457 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,617 | $208,444 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,288 | $207,882 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 9,078 | $207,523 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,320 | $206,828 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 3,063 | $206,476 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,422 | $205,697 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 6,287 | $204,327 | dollars as filed | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 195,000 | $204,163 | dollars as filed | principal |
| OUTFRONT MEDIA INC | 69007J106 | COM | 7,586 | $203,380 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 3,896 | $202,630 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,895 | $202,367 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 9,075 | $202,191 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 4,974 | $201,023 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 180,000 | $199,753 | dollars as filed | principal |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,644 | $198,677 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 452 | $198,094 | dollars as filed | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 60,000 | $197,605 | dollars as filed | principal |
| MCEWEN MNG INC | 58039P107 | COM | 154,729 | $196,887 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 40,029 | $196,729 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 4,008 | $195,951 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 1,928 | $195,826 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 8,346 | $195,713 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 5,945 | $195,233 | dollars as filed | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,185 | $195,216 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 7,357 | $194,850 | dollars as filed | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,410 | $194,711 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 775 | $194,603 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 8,800 | $194,480 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 1,681 | $194,340 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,768 | $194,127 | dollars as filed | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,557 | $193,155 | dollars as filed | |
| WEX INC | 96208T104 | COM | 921 | $192,921 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,068 | $191,955 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 26,176 | $190,823 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,325 | $190,626 | dollars as filed | |
| VEON LTD | 91822M106 | SPONSORED ADR | 75,273 | $190,563 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 2,657 | $190,400 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 14,135 | $189,621 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,787 | $188,706 | dollars as filed | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 195,288 | $188,306 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,193 | $187,510 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 4,406 | $185,211 | dollars as filed | |
| UNIT CORP | 909218109 | COM | 266,400 | $185,101 | dollars as filed | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 135,000 | $184,948 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 150,000 | $184,767 | dollars as filed | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 8,492 | $183,512 | dollars as filed | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 180,000 | $183,360 | dollars as filed | principal |
| SONOCO PRODS CO | 835495102 | COM | 2,969 | $183,246 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 736 | $183,109 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 17,335 | $183,058 | dollars as filed | |
| CORE LABORATORIES N V | N22717107 | COM | 4,850 | $182,651 | dollars as filed | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 3,759 | $182,446 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 163,000 | $182,263 | dollars as filed | principal |
| CALAVO GROWERS INC | 128246105 | COM | 2,006 | $181,543 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 930 | $180,541 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,976 | $179,661 | dollars as filed | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 80,000 | $178,197 | dollars as filed | principal |
| CAMTEK LTD ORD | M20791105 | Stock | 16,341 | $176,775 | dollars as filed | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 11,515 | $174,107 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,008 | $174,094 | dollars as filed | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 17,802 | $174,087 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 11,369 | $173,832 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 9,780 | $172,910 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 6,376 | $172,534 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 4,119 | $171,185 | dollars as filed | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,278 | $169,872 | dollars as filed | |
| REALPAGE INC | 75606N109 | COM | 3,160 | $169,786 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 4,846 | $169,775 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,200 | $169,692 | dollars as filed | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,578 | $169,503 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 4,068 | $169,188 | dollars as filed | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 135,000 | $167,530 | dollars as filed | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,370 | $166,921 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 16,834 | $166,657 | dollars as filed | |
| MERITOR INC | 59001K100 | COMMON STOCK | 6,352 | $166,173 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 1,332 | $166,140 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 157,000 | $165,893 | dollars as filed | principal |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 19,309 | $165,285 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,076 | $165,209 | dollars as filed | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 95,000 | $164,689 | dollars as filed | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 40,810 | $164,056 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 13,610 | $163,592 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 14,700 | $162,876 | dollars as filed | |
| RUBICON PROJ INC | 78112V102 | COM | 19,955 | $162,651 | dollars as filed | |
| KNOLL INC | 498904200 | COM NEW | 6,403 | $161,559 | dollars as filed | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 6,200 | $161,499 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 5,082 | $161,455 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,729 | $160,935 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 7,770 | $160,917 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 59,956 | $158,739 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 991 | $158,689 | dollars as filed | |
| COVANTA HLDG CORP | 22282E102 | COM | 10,643 | $157,942 | dollars as filed | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 7,025 | $157,922 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 3,781 | $157,403 | dollars as filed | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,923 | $157,315 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 7,559 | $154,808 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,030 | $154,439 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,602 | $153,343 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,315 | $153,290 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,125 | $152,125 | dollars as filed | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 105,000 | $151,885 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 2,103 | $151,795 | dollars as filed | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 140,000 | $150,452 | dollars as filed | principal |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 8,590 | $150,422 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 914 | $150,371 | dollars as filed | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 4,685 | $150,295 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 8,559 | $150,125 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 5,741 | $149,907 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 61,250 | $149,737 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,498 | $149,307 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,288 | $148,910 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 5,018 | $148,332 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,328 | $147,758 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 2,515 | $147,681 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,026 | $147,291 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 9,194 | $147,032 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 4,072 | $146,633 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,956 | $145,692 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 196 | $145,524 | dollars as filed | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 2,020 | $144,914 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 6,522 | $144,136 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 140,000 | $143,279 | dollars as filed | principal |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 5,150 | $143,119 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 3,347 | $142,883 | dollars as filed | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,001 | $142,224 | dollars as filed | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 145,000 | $142,182 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 120,000 | $142,037 | dollars as filed | principal |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 4,245 | $141,231 | dollars as filed | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 90,000 | $141,183 | dollars as filed | principal |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 4,000 | $140,520 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 135,000 | $140,399 | dollars as filed | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 280,000 | $138,962 | dollars as filed | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 101,000 | $138,180 | dollars as filed | principal |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 18,343 | $137,640 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 15,928 | $136,662 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 2,182 | $136,506 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,600 | $136,482 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,549 | $136,219 | dollars as filed | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 15,871 | $136,021 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 135,000 | $135,590 | dollars as filed | principal |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,252 | $134,978 | dollars as filed | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 135,000 | $134,840 | dollars as filed | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 135,000 | $134,776 | dollars as filed | principal |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,048 | $134,752 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,009 | $134,712 | dollars as filed | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 9,190 | $134,358 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 93,000 | $134,194 | dollars as filed | principal |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,000 | $134,000 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 9,325 | $133,627 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 886 | $132,696 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,025 | $132,246 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 3,395 | $131,563 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,260 | $130,954 | dollars as filed | |
| V2X INC | 92242T101 | COM | 2,535 | $129,799 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,842 | $129,474 | dollars as filed | |
| BENEFITFOCUS INC | 08180D106 | COM | 5,896 | $129,299 | dollars as filed | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 85,000 | $129,100 | dollars as filed | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 110,000 | $129,062 | dollars as filed | principal |
| FORTIVE CORP COM | 34959J108 | Stock | 1,688 | $128,946 | dollars as filed | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3,043 | $128,628 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 2,204 | $128,339 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 6,008 | $128,211 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 4,357 | $128,096 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 3,570 | $128,092 | dollars as filed | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 115,000 | $128,083 | dollars as filed | principal |
| TEXTRON INC COM | 883203101 | Stock | 2,843 | $126,798 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 120,000 | $126,064 | dollars as filed | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 54,244 | $125,915 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,440 | $124,489 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 217,685 | $124,228 | dollars as filed | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 125,000 | $124,121 | dollars as filed | principal |
| EVERQUOTE INC | 30041R108 | COM CL A | 3,609 | $123,831 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,030 | $123,734 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 1,851 | $123,499 | dollars as filed | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 22,850 | $122,476 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 3,600 | $122,364 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 14,793 | $122,068 | dollars as filed | |
| INFINERA CORP | 45667GAC7 | BOND | 130,000 | $122,003 | dollars as filed | principal |
| ZYNGA INC. | 98986T108 | CL A | 19,900 | $121,788 | dollars as filed | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 60,000 | $121,693 | dollars as filed | principal |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 44,636 | $120,824 | dollars as filed | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 120,000 | $120,772 | dollars as filed | principal |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 130,000 | $119,451 | dollars as filed | principal |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 26,297 | $118,730 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 665 | $118,649 | dollars as filed | |
| MKS INC. COM | 55306N104 | Stock | 1,075 | $118,261 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 850 | $118,040 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 3,346 | $117,612 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 120,000 | $117,122 | dollars as filed | principal |
| EQUINOX GOLD CORP | 29446Y502 | COM | 15,222 | $116,451 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,952 | $116,378 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 2,034 | $116,337 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 4,474 | $116,056 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 4,130 | $115,272 | dollars as filed | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 115,000 | $115,072 | dollars as filed | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,600 | $114,172 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 946 | $114,002 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 620 | $113,745 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 2,650 | $113,712 | dollars as filed | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 4,179 | $113,500 | dollars as filed | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 600 | $113,269 | dollars as filed | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 110,000 | $113,224 | dollars as filed | principal |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 900 | $113,004 | dollars as filed | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 70,000 | $112,944 | dollars as filed | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,305 | $112,752 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 471 | $112,150 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 2,700 | $112,104 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,214 | $111,696 | dollars as filed | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 105,000 | $111,666 | dollars as filed | principal |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,613 | $111,122 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 27,393 | $111,118 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 3,800 | $110,846 | dollars as filed | |
| MSG NETWORK INC | 553573106 | CL A | 6,377 | $110,836 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 3,096 | $110,744 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,033 | $109,663 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 291 | $109,544 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 593 | $109,397 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 2,250 | $109,350 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 120,000 | $109,161 | dollars as filed | principal |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,290 | $108,179 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 1,800 | $108,041 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 745 | $107,965 | dollars as filed | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 85,000 | $107,775 | dollars as filed | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 105,000 | $107,493 | dollars as filed | principal |
| MONGODB INC CL A | 60937P106 | Stock | 815 | $107,262 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,107 | $106,637 | dollars as filed | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 70,000 | $106,085 | dollars as filed | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,250 | $105,975 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 790 | $105,781 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,236 | $105,051 | dollars as filed | |
| REALPAGE INC | 75606NAB5 | NOTE | 75,000 | $104,912 | dollars as filed | principal |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 645 | $104,426 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 8,469 | $104,141 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,586 | $103,776 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 8,860 | $102,838 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 421 | $102,711 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 4,850 | $102,384 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 12,649 | $102,204 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 6,599 | $102,087 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,800 | $101,752 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 1,289 | $101,560 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 5,026 | $101,173 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 3,902 | $100,242 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 752 | $100,136 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,500 | $99,960 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 485 | $99,944 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,822 | $99,682 | dollars as filed | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 150,000 | $99,511 | dollars as filed | principal |
| CINER RES LP | 172464109 | COM UNIT LTD | 5,734 | $99,374 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,595 | $99,193 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,320 | $98,683 | dollars as filed | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 110,000 | $98,671 | dollars as filed | principal |
| GEN DIGITAL INC COM | 668771108 | Stock | 3,835 | $97,869 | dollars as filed | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,749 | $97,618 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 660 | $97,574 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,866 | $97,408 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 775 | $97,201 | dollars as filed | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 100,000 | $96,911 | dollars as filed | principal |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,097 | $96,688 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 1,105 | $96,489 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,540 | $96,182 | dollars as filed | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 87,000 | $95,654 | dollars as filed | principal |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 3,299 | $95,638 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,616 | $95,456 | dollars as filed | |
| XILINX INC | 983919101 | COM | 970 | $94,837 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 5,255 | $94,485 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 916 | $94,316 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 28,300 | $93,673 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 396 | $93,056 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,493 | $93,029 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 970 | $92,955 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 4,450 | $92,783 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 95,000 | $92,730 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,711 | $92,589 | dollars as filed | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 90,000 | $92,203 | dollars as filed | principal |
| S&P Global,Inc. | 78409V104 | COM | 337 | $92,018 | dollars as filed | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 5,197 | $91,935 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 102,930 | $91,285 | dollars as filed | |
| BALL CORP | 058498106 | COM | 1,400 | $90,538 | dollars as filed | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 95,000 | $90,225 | dollars as filed | principal |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,480 | $90,139 | dollars as filed | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 140,000 | $90,067 | dollars as filed | principal |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,350 | $88,708 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 2,065 | $88,217 | dollars as filed | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 10,054 | $87,573 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 297 | $87,253 | dollars as filed | |
| SIERRA WIRELESS INC | 826516106 | COM | 9,130 | $87,230 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,600 | $87,152 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 60 | $87,000 | dollars as filed | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 118,000 | $86,819 | dollars as filed | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 11,617 | $86,801 | dollars as filed | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 21,989 | $86,761 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 930 | $86,603 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 808 | $86,561 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,121 | $86,221 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 4,540 | $86,215 | dollars as filed | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 100,000 | $86,046 | dollars as filed | principal |
| DROPBOX INC CL A | 26210C104 | Stock | 4,800 | $85,968 | dollars as filed | |
| DAVIDSTEA INC | 238661102 | COM | 58,190 | $84,957 | dollars as filed | |
| KIMBALL INTL INC | 494274103 | CL B | 4,100 | $84,652 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,674 | $84,068 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,160 | $83,590 | dollars as filed | |
| TIVO CORP | 88870P106 | COM | 9,861 | $83,528 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 491 | $83,175 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 80,000 | $82,842 | dollars as filed | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 80,000 | $82,703 | dollars as filed | principal |
| REDWOOD TRUST INC | 758075402 | COM | 5,000 | $82,700 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 974 | $82,430 | dollars as filed | |
| RAPID7 INC | 753422AB0 | NOTE | 55,000 | $81,961 | dollars as filed | principal |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 896 | $81,921 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,020 | $80,886 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 905 | $79,721 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 9,070 | $79,635 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,059 | $79,622 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 11,341 | $79,185 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 347 | $79,126 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 720 | $78,854 | dollars as filed | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 1,060 | $78,587 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 4,055 | $78,547 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 9,042 | $78,487 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 560 | $78,467 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 472 | $78,135 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 943 | $76,411 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,696 | $76,287 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 658 | $76,052 | dollars as filed | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 85,000 | $75,971 | dollars as filed | principal |
| COGNEX CORP | 192422103 | COM | 1,355 | $75,934 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 3,810 | $75,629 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 392 | $75,531 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 15,685 | $74,270 | dollars as filed | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,422 | $74,007 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,564 | $73,962 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 697 | $73,917 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 638 | $73,606 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 3,600 | $73,260 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 2,525 | $73,225 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,536 | $72,883 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,004 | $72,762 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 1,200 | $72,672 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 995 | $72,327 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 244 | $72,209 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 1,450 | $72,167 | dollars as filed | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 2,224 | $71,061 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 1,251 | $70,769 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 5,200 | $70,460 | dollars as filed | |
| MONGODB INC | 60937PAB2 | NOTE | 35,000 | $70,301 | dollars as filed | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 70,000 | $70,041 | dollars as filed | principal |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,600 | $69,888 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 525 | $69,841 | dollars as filed | |
| IAC INTERACTIVECORP | 44919P508 | COM | 280 | $69,751 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 778 | $69,724 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 2,282 | $69,635 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 1,288 | $69,385 | dollars as filed | |
| NABORS INDS INC | 62957HAB1 | BOND | 90,000 | $68,618 | dollars as filed | principal |
| DOCUSIGN INC COM | 256163106 | Stock | 925 | $68,552 | dollars as filed | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 25,000 | $68,510 | dollars as filed | principal |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 3,533 | $68,287 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 21,644 | $68,269 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,350 | $68,040 | dollars as filed | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 1,980 | $68,033 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 1,793 | $67,753 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,770 | $67,366 | dollars as filed | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,870 | $67,357 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 528 | $67,193 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,460 | $66,678 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,140 | $66,120 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 3,810 | $65,989 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,723 | $65,521 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 3,213 | $65,473 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 4,395 | $65,398 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,737 | $65,294 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,700 | $65,059 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 1,502 | $65,052 | dollars as filed | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 83,000 | $65,011 | dollars as filed | principal |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 1,650 | $64,911 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 2,255 | $64,764 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 655 | $64,701 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 31,682 | $64,559 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 2,125 | $64,558 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 4,040 | $64,438 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 833 | $64,284 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 600 | $64,260 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 1,919 | $64,114 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 11,550 | $63,987 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 7,975 | $63,800 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 600 | $63,558 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 65,000 | $63,442 | dollars as filed | principal |
| ADT INC DEL COM | 00090Q103 | Stock | 8,000 | $63,440 | dollars as filed | |
| IHS MARKIT LTD | G47567105 | SHS | 840 | $63,294 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 985 | $62,823 | dollars as filed | |
| TIFFANY & CO NEW | 886547108 | COM | 470 | $62,816 | dollars as filed | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 518 | $62,808 | dollars as filed | |
| GOLD STD VENTURES CORP | 380738104 | COM | 75,300 | $62,716 | dollars as filed | |
| Southern Company | 842587107 | COM | 980 | $62,426 | dollars as filed | |
| MYLAN NV | N59465109 | SHS EURO | 3,095 | $62,210 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,695 | $61,986 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,047 | $61,819 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 8,671 | $61,587 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 761 | $61,344 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 450 | $61,020 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 550 | $61,001 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,179 | $60,907 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 4,163 | $60,530 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,270 | $58,801 | dollars as filed | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 11,717 | $58,637 | dollars as filed | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 3,523 | $58,416 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 3,346 | $58,321 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 1,725 | $58,258 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,254 | $58,246 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,934 | $58,105 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 4,314 | $57,982 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 40 | $57,960 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,800 | $57,568 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,833 | $57,495 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 833 | $57,252 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,000 | $57,000 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 6,475 | $56,656 | dollars as filed | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 4,403 | $56,559 | dollars as filed | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,600 | $56,498 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,152 | $56,436 | dollars as filed | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 182,775 | $56,382 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 2,483 | $56,078 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,321 | $55,944 | dollars as filed | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 4,200 | $55,692 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,670 | $55,661 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 1,250 | $55,375 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 651 | $54,586 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 206 | $54,541 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 246 | $53,862 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 25,000 | $53,750 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002023101-24-000011 | this filing | 2024-08-30 | acceptance time not in the bulk data set |