13F-HR filed by Federation des caisses Desjardins du Quebec
Federation des caisses Desjardins du Quebec filed this 13F-HR for the quarter ended 2020-09-30, filed 2024-08-30, with 2,159 holding rows worth $7,119,716,809.
- Accession
- 0002023101-24-000008
- Filer
- CIK 2022297
- Filed
- 2024-08-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,397 entries on the cover page, a total value of $7,119,716,809 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,119,716,809 with VALUE read as dollars as filed, 13F file number 028-24160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDesjardins Global Asset Management Inc.028-21533
- included managerDesjardins Securities inc.028-24164
- included managerRegime de rentes du Mouvement Desjardins028-24169
- included managerDesjardins Trust Inc.028-24173
- included managerDesjardins Investments Inc028-24171
- included managerDesjardins Capital Management Inc028-24170
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,621 | $1,318,799 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 529,100 | $1,315,729 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 42,204 | $1,314,219 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 33,621 | $1,308,767 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 7,296 | $1,307,642 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,897 | $1,305,927 | dollars as filed | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 40,968 | $1,297,915 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 42,748 | $1,291,097 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 49,963 | $1,290,045 | dollars as filed | |
| TRINSEO S A | L9340P101 | SHS | 49,832 | $1,276,935 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 51,526 | $1,275,029 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,285 | $1,274,233 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 7,666 | $1,271,483 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 4,079 | $1,269,058 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 80,676 | $1,260,966 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 34,418 | $1,260,004 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 935 | $1,254,081 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 24,640 | $1,253,678 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 19,271 | $1,248,568 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 14,858 | $1,247,465 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 16,136 | $1,242,149 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 19,115 | $1,234,638 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 15,295 | $1,230,712 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 3,697 | $1,226,480 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,292 | $1,224,397 | dollars as filed | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 124,520 | $1,223,409 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 41,843 | $1,221,927 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 8,379 | $1,213,028 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 26,293 | $1,209,215 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 23,125 | $1,206,663 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7,374 | $1,204,617 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 4,702 | $1,195,060 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 10,506 | $1,192,221 | dollars as filed | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 19,647 | $1,186,679 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 31,215 | $1,180,239 | dollars as filed | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 45,000 | $1,147,500 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 90,259 | $1,138,393 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 38,226 | $1,121,551 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 13,597 | $1,100,405 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 38,850 | $1,098,970 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 284,665 | $1,089,454 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 27,100 | $1,088,337 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,263 | $1,087,925 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 709,000 | $1,085,598 | dollars as filed | principal |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 31,256 | $1,080,520 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 720 | $1,070,725 | dollars as filed | |
| AAR CORP | 000361105 | COM | 56,420 | $1,060,067 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 20,557 | $1,057,852 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 2,759 | $1,057,470 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 49,353 | $1,052,206 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,873 | $1,040,793 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 119,443 | $1,033,763 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 11,971 | $1,025,316 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,090,000 | $1,024,126 | dollars as filed | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 17,480 | $1,019,608 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 19,321 | $1,013,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 84,915 | $1,012,531 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 16,131 | $1,006,897 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 3,506 | $1,004,280 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 33,022 | $1,000,491 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,290 | $974,688 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 19,610 | $960,890 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 22,725 | $951,268 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 12,481 | $943,938 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 25,557 | $936,920 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 40,207 | $933,863 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 218,252 | $933,565 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 693,000 | $922,105 | dollars as filed | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 90,000 | $920,088 | dollars as filed | principal |
| BLACK HILLS CORP COM | 092113109 | Stock | 17,125 | $915,473 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 9,357 | $914,553 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 11,700 | $905,252 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 41,371 | $902,593 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 15,154 | $900,905 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 3,366 | $881,690 | dollars as filed | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 61,661 | $874,353 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,579 | $873,353 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 11,540 | $869,729 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 5,567 | $867,394 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 41,381 | $867,346 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 10,832 | $864,069 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,869 | $863,271 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 38,500 | $859,320 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,454 | $855,366 | dollars as filed | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 33,930 | $844,680 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 9,175 | $841,164 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 14,891 | $836,705 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 27,165 | $829,619 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 21,020 | $823,143 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 22,856 | $813,902 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 7,643 | $812,374 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 44,516 | $807,931 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 19,276 | $803,624 | dollars as filed | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 302,600 | $797,033 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 24,562 | $793,352 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 505,000 | $784,325 | dollars as filed | principal |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 647,823 | $782,706 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 83,374 | $781,214 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 21,327 | $778,009 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 20,977 | $773,212 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 13,959 | $772,770 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,359 | $772,372 | dollars as filed | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 36,842 | $771,382 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 25,875 | $765,641 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 27,554 | $764,072 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 35,377 | $762,728 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,352 | $742,032 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,573 | $739,483 | dollars as filed | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 18,602 | $738,499 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 119,456 | $730,577 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 515,000 | $718,015 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 25,353 | $706,588 | dollars as filed | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 27,643 | $703,514 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 422,820 | $703,357 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 44,839 | $701,282 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 62,704 | $698,523 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,080 | $685,090 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 31,776 | $680,960 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,581 | $678,635 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,900 | $670,132 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,553 | $662,462 | dollars as filed | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 305,000 | $659,275 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 15,173 | $657,598 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 117,420 | $650,507 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,922 | $643,009 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 8,526 | $639,365 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 6,787 | $625,015 | dollars as filed | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 350,000 | $619,703 | dollars as filed | principal |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,053 | $618,588 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 16,978 | $617,150 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,675 | $616,802 | dollars as filed | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 24,653 | $613,860 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 18,313 | $613,669 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 22,049 | $611,970 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 29,548 | $605,143 | dollars as filed | |
| HEXO CORP | 428304109 | COM | 923,697 | $603,408 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 38,379 | $600,254 | dollars as filed | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 17,125 | $600,231 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 1,802 | $599,760 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 22,733 | $599,687 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,758 | $593,632 | dollars as filed | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 555,000 | $591,584 | dollars as filed | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 2,120 | $588,186 | dollars as filed | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 23,279 | $585,932 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,305 | $582,539 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 11,059 | $577,612 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 19,000 | $573,800 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 67,677 | $569,307 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 425,000 | $565,358 | dollars as filed | principal |
| AON PLC SHS CL A | G0403H108 | Stock | 2,738 | $564,849 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 16,196 | $562,811 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 402,000 | $562,185 | dollars as filed | principal |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 11,054 | $560,659 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 1,373,111 | $546,270 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 11,510 | $540,395 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 292,008 | $540,215 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 5,764 | $537,216 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,564 | $535,414 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 255,000 | $528,734 | dollars as filed | principal |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 19,645 | $527,665 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,588 | $525,422 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 1,719 | $523,625 | dollars as filed | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 138,000 | $522,309 | dollars as filed | principal |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 23,309 | $521,422 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 132,657 | $518,689 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 14,265 | $518,390 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 6,917 | $516,562 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,054 | $514,858 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 6,656 | $510,848 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 78,552 | $510,594 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,553 | $508,390 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,614 | $507,377 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 60,183 | $504,962 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 57,540 | $503,464 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 230,520 | $501,657 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,304 | $487,010 | dollars as filed | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 140,000 | $485,463 | dollars as filed | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 858 | $480,291 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 8,662 | $479,875 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 6,805 | $479,684 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,546 | $477,807 | dollars as filed | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 140,000 | $470,783 | dollars as filed | principal |
| ETSY INC | 29786A106 | COM | 3,846 | $467,789 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 57,151 | $464,205 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 10,590 | $463,736 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 253,382 | $462,043 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 81,474 | $461,299 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 2,775 | $460,816 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 27,542 | $460,502 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 3,220 | $459,784 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 22,465 | $456,489 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 177,605 | $454,669 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 37,400 | $444,276 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 38,237 | $443,028 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 6,485 | $441,823 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,920 | $439,558 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,554 | $436,969 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,429 | $436,926 | dollars as filed | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 39,155 | $435,795 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 5,318 | $434,374 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 222,000 | $431,824 | dollars as filed | principal |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,702 | $429,687 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,225 | $427,119 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 330,000 | $425,537 | dollars as filed | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 19,489 | $423,886 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,526 | $421,008 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 178,428 | $416,417 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 11,394 | $414,969 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 20,825 | $414,721 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 35,604 | $414,075 | dollars as filed | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 135,000 | $407,349 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 5,338 | $405,234 | dollars as filed | |
| EXFO INC | 302046107 | SUB VTG SHS | 125,480 | $402,128 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,021 | $400,776 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 6,278 | $398,527 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 2,770 | $397,052 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 345,000 | $389,283 | dollars as filed | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 25,074 | $387,784 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 12,887 | $385,579 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,569 | $379,274 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 5,476 | $378,720 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 529 | $375,347 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 35,712 | $375,182 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 12,990 | $374,242 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 179,884 | $373,383 | dollars as filed | |
| TERADYNE INC | 880770AG7 | NOTE | 145,000 | $372,157 | dollars as filed | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 370,000 | $371,714 | dollars as filed | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 375,000 | $371,613 | dollars as filed | principal |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 60,000 | $370,625 | dollars as filed | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 288,000 | $370,049 | dollars as filed | principal |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,316 | $367,109 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,612 | $364,348 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,497 | $361,660 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,650 | $354,965 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 21,636 | $354,830 | dollars as filed | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 275,000 | $354,535 | dollars as filed | principal |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 9,017 | $352,565 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,088 | $349,343 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 26,357 | $348,174 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 250,000 | $347,256 | dollars as filed | principal |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,740 | $346,249 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 34,535 | $345,005 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 198,941 | $344,848 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 6,490 | $343,516 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,753 | $343,475 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 16,043 | $336,392 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,919 | $335,377 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 295,000 | $335,202 | dollars as filed | principal |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,134 | $332,681 | dollars as filed | |
| China Yuchai Intl Ltd | G21082105 | COM | 18,353 | $331,262 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,691 | $330,084 | dollars as filed | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 70,000 | $329,747 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 325,000 | $326,729 | dollars as filed | principal |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,493 | $324,472 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,999 | $322,760 | dollars as filed | |
| MOMO INC | 60879B107 | ADR | 23,247 | $319,882 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 6,018 | $318,894 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 647,001 | $318,342 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 27,200 | $315,520 | dollars as filed | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 345,000 | $315,488 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 76,000 | $311,245 | dollars as filed | principal |
| Duke Energy Corporation | 26441C204 | COM | 3,502 | $310,137 | dollars as filed | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 6,605 | $308,619 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 6,448 | $307,118 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,453 | $305,576 | dollars as filed | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 829,438 | $305,517 | dollars as filed | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 275,000 | $304,400 | dollars as filed | principal |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 26,690 | $304,352 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,823 | $303,530 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 181,330 | $303,441 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 3,550 | $302,744 | dollars as filed | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 132,764 | $298,719 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 14,764 | $296,313 | dollars as filed | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 95,000 | $293,787 | dollars as filed | principal |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,249 | $291,961 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,507 | $291,167 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 15,817 | $288,936 | dollars as filed | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 11,880 | $288,869 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 250,000 | $288,727 | dollars as filed | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,666 | $288,435 | dollars as filed | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 262,000 | $287,856 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 199,000 | $285,744 | dollars as filed | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 27,000 | $282,735 | dollars as filed | principal |
| VELODYNE LIDAR INC | 92259F101 | COM | 15,095 | $282,126 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,463 | $281,989 | dollars as filed | |
| APHRIA INC | 03765K104 | COM | 63,282 | $280,643 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 135,000 | $279,761 | dollars as filed | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 270,000 | $278,461 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 7,000 | $277,760 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,000 | $276,120 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,449 | $274,902 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,490 | $273,930 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,456 | $273,672 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,960 | $272,320 | dollars as filed | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 5,810 | $271,850 | dollars as filed | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 209,000 | $268,319 | dollars as filed | principal |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,210 | $268,303 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 255,000 | $267,567 | dollars as filed | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 22,151 | $266,920 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 15,659 | $264,637 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 235,000 | $263,964 | dollars as filed | principal |
| MOSAIC CO COM | 61945C103 | Stock | 14,440 | $263,819 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 8,560 | $262,706 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 115,201 | $260,354 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 260,880 | $260,097 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 8,941 | $260,004 | dollars as filed | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 149,413 | $258,331 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 3,049 | $256,512 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 160,000 | $256,009 | dollars as filed | principal |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,845 | $254,539 | dollars as filed | |
| ZYNGA INC. | 98986T108 | CL A | 27,900 | $254,448 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 230,000 | $254,018 | dollars as filed | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 255,000 | $253,902 | dollars as filed | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,881 | $253,390 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,943 | $252,746 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 847 | $252,257 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 16,341 | $252,015 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,390 | $251,319 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,650 | $247,113 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 28,041 | $247,041 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,899 | $246,782 | dollars as filed | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 17,366 | $246,299 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,534 | $246,151 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,434 | $245,688 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 175,000 | $242,593 | dollars as filed | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,996 | $240,171 | dollars as filed | |
| MCEWEN MNG INC | 58039P107 | COM | 231,794 | $240,039 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 23,947 | $239,709 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 70,384 | $239,257 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 4,510 | $238,128 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 7,739 | $237,309 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 370,000 | $236,567 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,872 | $235,174 | dollars as filed | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 150,000 | $231,753 | dollars as filed | principal |
| T-Mobile US,Inc. | 872590104 | COM | 2,017 | $230,664 | dollars as filed | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 9,483 | $229,678 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,070 | $229,504 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,380 | $228,792 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 190,000 | $226,704 | dollars as filed | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 85,000 | $226,344 | dollars as filed | principal |
| SSR MINING IN | 784730103 | COM | 12,131 | $226,216 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 324 | $225,744 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 16,484 | $225,171 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,551 | $223,780 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 955 | $221,092 | dollars as filed | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 382,000 | $219,774 | dollars as filed | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 165,000 | $218,595 | dollars as filed | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,121 | $217,760 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 86,336 | $217,567 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 215,000 | $217,218 | dollars as filed | principal |
| BEST BUY INC COM | 086516101 | Stock | 1,951 | $217,127 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 210,000 | $216,522 | dollars as filed | principal |
| Intuit Inc. | 461202103 | COM | 660 | $215,299 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,200 | $215,270 | dollars as filed | |
| CORNING INC | 219350105 | COM | 6,639 | $215,170 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,005 | $215,060 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 1,141 | $214,656 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 8,485 | $214,311 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 4,068 | $214,302 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,300 | $213,345 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 6,019 | $213,313 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 225,000 | $212,561 | dollars as filed | principal |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,521 | $208,864 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,815 | $208,789 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 2,485 | $207,001 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 215,000 | $205,880 | dollars as filed | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 48,660 | $204,859 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,613 | $204,852 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 16,131 | $204,702 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,942 | $204,353 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 17,894 | $204,171 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 4,512 | $203,446 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 600 | $203,298 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,962 | $202,053 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 4,742 | $198,974 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 2,365 | $198,944 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,800 | $198,630 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,687 | $198,247 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,266 | $197,776 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 1,672 | $196,978 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 4,400 | $195,756 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,800 | $194,759 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 907 | $193,962 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,104 | $192,095 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,415 | $191,605 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 1,731 | $191,535 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 180,000 | $191,437 | dollars as filed | principal |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 890 | $191,288 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,833 | $191,199 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,316 | $190,662 | dollars as filed | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 303,768 | $189,536 | dollars as filed | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 260,000 | $188,554 | dollars as filed | principal |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,590 | $187,111 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,777 | $186,571 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 4,000 | $186,480 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 34,745 | $186,233 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 2,400 | $184,968 | dollars as filed | |
| TENNECO INC | 880349105 | COM | 26,400 | $183,216 | dollars as filed | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 180,000 | $183,042 | dollars as filed | principal |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,085 | $182,104 | dollars as filed | |
| DOMTAR CORP | 257559203 | COM NEW | 6,929 | $181,882 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,663 | $180,795 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 28,325 | $179,821 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 658 | $179,055 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,666 | $177,646 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,007 | $177,466 | dollars as filed | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 25,000 | $177,173 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 5,378 | $176,350 | dollars as filed | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 175,000 | $174,768 | dollars as filed | principal |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 37,592 | $174,336 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 16,725 | $172,937 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 747 | $172,564 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,411 | $170,578 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 5,027 | $170,466 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 210,000 | $169,829 | dollars as filed | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 494,851 | $168,996 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 26,312 | $168,923 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 205,685 | $168,240 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 150,000 | $167,301 | dollars as filed | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,545 | $166,120 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 157,000 | $164,981 | dollars as filed | principal |
| ZSCALERINC | 98980G102 | STOK | 1,170 | $164,607 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 3,492 | $164,299 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 4,780 | $164,145 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 4,812 | $162,790 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,156 | $160,025 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 130,000 | $159,397 | dollars as filed | principal |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 2,476 | $158,365 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 4,428 | $158,345 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 974 | $157,983 | dollars as filed | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 21,536 | $156,781 | dollars as filed | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 19,000 | $156,439 | dollars as filed | principal |
| ISHARES INC | 464286509 | MSCI CDA ETF | 5,685 | $155,826 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,208 | $155,171 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 3,676 | $154,833 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 5,850 | $154,733 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,641 | $154,484 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,832 | $153,705 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 12,220 | $152,872 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 10,010 | $151,952 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 23,037 | $149,971 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,295 | $149,955 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,925 | $149,765 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 3,731 | $148,083 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 2,450 | $146,118 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 722 | $146,089 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 145,000 | $144,849 | dollars as filed | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,811 | $144,590 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 1,534 | $143,705 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 846 | $143,685 | dollars as filed | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 115,000 | $142,701 | dollars as filed | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 90,000 | $140,954 | dollars as filed | principal |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 85,000 | $140,746 | dollars as filed | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 628 | $140,659 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,260 | $140,622 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 135,000 | $140,330 | dollars as filed | principal |
| Cyber Security ETF | 26924G201 | Common | 3,000 | $139,620 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,825 | $139,083 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 120,000 | $137,252 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 140,000 | $137,165 | dollars as filed | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,118 | $136,899 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 12,300 | $136,899 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,437 | $136,505 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,922 | $135,533 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,375 | $135,421 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 1,472 | $135,292 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 4,788 | $134,112 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 4,696 | $133,742 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 8,800 | $133,584 | dollars as filed | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 150,000 | $133,166 | dollars as filed | principal |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,700 | $132,927 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,440 | $132,682 | dollars as filed | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 101,000 | $132,473 | dollars as filed | principal |
| QUIDEL CORP | 74838J101 | COM | 600 | $131,628 | dollars as filed | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 135,000 | $131,120 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 135,000 | $131,108 | dollars as filed | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 105,000 | $130,107 | dollars as filed | principal |
| ROKU INC COM CL A | 77543R102 | Stock | 688 | $129,894 | dollars as filed | |
| IMV INC | 44974L103 | COM | 28,551 | $127,212 | dollars as filed | |
| GOLD STD VENTURES CORP | 380738104 | COM | 162,600 | $126,894 | dollars as filed | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 130,000 | $126,729 | dollars as filed | principal |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 9,534 | $126,326 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 745 | $126,210 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 907 | $126,055 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 2,245 | $126,012 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 101 | $125,615 | dollars as filed | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 6,539 | $124,568 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 665 | $124,455 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 970 | $124,112 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 90,000 | $123,903 | dollars as filed | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,675 | $123,046 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 120,000 | $123,001 | dollars as filed | principal |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,986 | $122,575 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,070 | $121,897 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 4,444 | $121,499 | dollars as filed | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 105,000 | $121,345 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,218 | $120,874 | dollars as filed | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,626 | $120,347 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 115,000 | $120,259 | dollars as filed | principal |
| INFINERA CORP | 45667GAC7 | BOND | 130,000 | $120,120 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002023101-24-000008 | this filing | 2024-08-30 | acceptance time not in the bulk data set |