13F-HR filed by Catalina Capital Group, LLC
Catalina Capital Group, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-04-30, with 177 holding rows worth $149,249,099.
- Accession
- 0002018090-24-000001
- Filer
- CIK 2018090
- Filed
- 2024-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 177 entries on the cover page, a total value of $149,249,099 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,249,099 with VALUE read as dollars as filed, 13F file number 028-24081. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 24,000 | $11,407,440 | dollars as filed | put |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 217,531 | $10,928,735 | dollars as filed | |
| Apple Inc | 037833100 | COM | 34,412 | $6,625,290 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 61,500 | $5,904,615 | dollars as filed | put |
| Starbucks Corporation | 855244109 | COM | 60,318 | $5,791,108 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 71,616 | $5,033,168 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 86,829 | $4,853,757 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 12,725 | $4,785,184 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 86,656 | $4,352,738 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 130,077 | $4,340,669 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,620 | $3,161,854 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 127,636 | $2,940,739 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 17,687 | $2,687,363 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 9,330 | $2,429,190 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,582 | $2,269,210 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 36,449 | $2,147,925 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 34,700 | $2,044,871 | dollars as filed | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 13,663 | $1,925,527 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 35,413 | $1,845,010 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 32,790 | $1,787,711 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 33,697 | $1,681,823 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 10,791 | $1,587,742 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,445 | $1,585,354 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,216 | $1,528,539 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,313 | $1,526,629 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 12,838 | $1,389,666 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,198 | $1,226,560 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,485 | $1,207,778 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,944 | $1,133,283 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,342 | $1,025,604 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,142 | $999,385 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 18,157 | $846,479 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,573 | $828,066 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,657 | $805,428 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 17,306 | $797,287 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 20,035 | $781,165 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 5,132 | $767,234 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 20,706 | $755,344 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 7,784 | $753,880 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,800 | $737,108 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 647 | $722,508 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 6,560 | $691,663 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,724 | $633,451 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 11,988 | $623,879 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 6,591 | $618,317 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,828 | $616,694 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,852 | $607,894 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 3,840 | $601,837 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,371 | $584,780 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 8,170 | $573,289 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 29,675 | $565,012 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,424 | $564,670 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 5,282 | $554,141 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U679 | FT VEST US EQT | 17,702 | $535,663 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 789 | $520,552 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,061 | $516,580 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,290 | $509,880 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,478 | $509,702 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,987 | $493,730 | dollars as filed | |
| VTI | 922908769 | COM | 2,044 | $484,990 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,120 | $476,768 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 4,988 | $469,271 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 9,253 | $466,999 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 12,074 | $449,636 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,153 | $445,207 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 8,748 | $442,474 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,891 | $426,162 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 512 | $415,728 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,179 | $413,641 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,833 | $406,962 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 7,875 | $406,858 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,290 | $401,035 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,210 | $397,734 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,997 | $395,223 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,900 | $381,349 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,427 | $375,216 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,972 | $373,397 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,672 | $367,162 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,214 | $359,016 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 14,595 | $352,615 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 2,356 | $351,421 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,212 | $349,080 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,142 | $342,544 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 777 | $342,309 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,273 | $337,250 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 864 | $333,305 | dollars as filed | |
| Linde plc | G54950103 | COM | 798 | $327,808 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,776 | $322,210 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 8,818 | $319,388 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 26,684 | $315,405 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 7,766 | $312,504 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 26,207 | $309,767 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,923 | $300,533 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,904 | $300,092 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,329 | $295,814 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 482 | $287,561 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 32,534 | $285,649 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,424 | $282,299 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,595 | $277,608 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 37,880 | $270,463 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,484 | $269,268 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,157 | $269,164 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 39,429 | $266,540 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,546 | $259,149 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 6,075 | $258,271 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,056 | $254,365 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 12,439 | $254,006 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 44,596 | $252,859 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,890 | $251,675 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,188 | $249,211 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 24,387 | $245,821 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,093 | $244,165 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 319 | $241,457 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 22,785 | $240,837 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 7,350 | $239,978 | dollars as filed | |
| GLOBAL X FDS | 37954Y368 | CMN | 8,080 | $238,832 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,113 | $237,247 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 14,598 | $237,218 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,237 | $230,762 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 866 | $227,117 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,833 | $227,088 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 500 | $226,693 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,048 | $225,423 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 749 | $224,317 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 32,248 | $222,834 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 752 | $221,750 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,818 | $219,889 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,530 | $219,781 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,918 | $219,360 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,394 | $219,118 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 457 | $215,503 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 6,388 | $215,088 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,053 | $214,765 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 3,828 | $212,722 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 808 | $212,617 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,121 | $210,026 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 2,543 | $209,756 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 14,080 | $209,370 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 667 | $208,845 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,203 | $205,006 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,519 | $204,427 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 251 | $202,153 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 648 | $202,131 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 14,257 | $201,024 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 10,115 | $181,463 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 12,680 | $177,393 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 11,772 | $175,991 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 12,400 | $170,500 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,226 | $168,719 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 18,223 | $153,984 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 10,249 | $153,735 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 12,781 | $152,222 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 21,348 | $151,998 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,768 | $149,641 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 18,552 | $142,665 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 11,272 | $137,518 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,352 | $127,912 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 10,615 | $127,698 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 11,374 | $125,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 23,427 | $122,289 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,995 | $119,937 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 15,352 | $113,451 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,035 | $109,136 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,877 | $108,640 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,506 | $108,617 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,995 | $108,041 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,649 | $105,212 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,624 | $104,328 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 12,013 | $103,912 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 15,543 | $81,912 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,769 | $80,971 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 10,029 | $80,834 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,887 | $78,191 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 17,816 | $61,287 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,766 | $53,507 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 10,244 | $32,371 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 12,070 | $21,243 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002018090-24-000001 | this filing | 2024-04-30 | acceptance time not in the bulk data set |