13F-HR filed by LM Advisors LLC
LM Advisors LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-07, with 171 holding rows worth $491,967,000.
- Accession
- 0002011314-24-000006
- Filer
- CIK 2011314
- Filed
- 2024-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 171 entries on the cover page, a total value of $491,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $491,967,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-23925. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Amazon.com, Inc | 023135106 | COM | 242,331 | $44,419,000 | thousands, detected and multiplied | |
| Vanguard S&P 500 ETF | 922908363 | COM | 73,146 | $38,357,000 | thousands, detected and multiplied | |
| SPY | 78462F103 | SHS | 57,400 | $32,934,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 580,506 | $30,239,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 106,592 | $24,836,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 135,993 | $22,737,000 | thousands, detected and multiplied | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 85,117 | $16,601,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 36,487 | $15,700,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 30,618 | $14,929,000 | thousands, detected and multiplied | |
| VTI | 922908769 | COM | 35,851 | $10,152,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 49,910 | $8,278,000 | thousands, detected and multiplied | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,817 | $7,909,000 | thousands, detected and multiplied | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 11 | $7,603,000 | thousands, detected and multiplied | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 28,060 | $7,580,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 40,791 | $6,986,000 | thousands, detected and multiplied | |
| Berkshire Hathaway Inc | 084670702 | COM | 14,321 | $6,591,000 | thousands, detected and multiplied | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 74,684 | $5,877,000 | thousands, detected and multiplied | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 13,218 | $5,543,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 203,425 | $4,642,000 | thousands, detected and multiplied | |
| Vanguard Real Estate | 922908553 | SHS | 46,706 | $4,439,000 | thousands, detected and multiplied | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,422 | $4,388,000 | thousands, detected and multiplied | |
| Eli Lilly and Company | 532457108 | COM | 4,884 | $4,327,000 | thousands, detected and multiplied | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 71,145 | $4,213,000 | thousands, detected and multiplied | |
| Salesforce.com, Inc | 79466L302 | COM | 15,373 | $4,208,000 | thousands, detected and multiplied | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 27,211 | $4,191,000 | thousands, detected and multiplied | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 325,030 | $4,024,000 | thousands, detected and multiplied | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 334,598 | $3,978,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 80,152 | $3,892,000 | thousands, detected and multiplied | |
| NVIDIA Corp | 67066G104 | COM | 31,462 | $3,821,000 | thousands, detected and multiplied | |
| Walmart Inc. | 931142103 | COM | 44,565 | $3,599,000 | thousands, detected and multiplied | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 62,678 | $3,598,000 | thousands, detected and multiplied | |
| VWO | 922042858 | SHS | 68,424 | $3,274,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,153 | $3,195,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 58,501 | $2,958,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 84,315 | $2,948,000 | thousands, detected and multiplied | |
| Oracle Corporation | 68389X105 | COM | 17,232 | $2,936,000 | thousands, detected and multiplied | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 11,778 | $2,835,000 | thousands, detected and multiplied | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,488 | $2,624,000 | thousands, detected and multiplied | |
| iShares Gold Trust | 464285204 | COM | 52,348 | $2,602,000 | thousands, detected and multiplied | |
| Visa Inc | 92826C839 | COM | 9,261 | $2,546,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F516 | FT VEST US EQT | 64,255 | $2,432,000 | thousands, detected and multiplied | |
| Tesla Motors, Inc | 88160R101 | COM | 9,205 | $2,408,000 | thousands, detected and multiplied | |
| MasterCard, Inc | 57636Q104 | COM | 4,850 | $2,395,000 | thousands, detected and multiplied | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 7,866 | $2,324,000 | thousands, detected and multiplied | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 29,782 | $2,298,000 | thousands, detected and multiplied | |
| Vanguard Value ETF | 922908744 | SHS | 13,486 | $2,122,000 | thousands, detected and multiplied | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,242 | $2,005,000 | thousands, detected and multiplied | |
| Bank of America Corp | 060505104 | COM | 49,941 | $1,982,000 | thousands, detected and multiplied | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 158,236 | $1,905,000 | thousands, detected and multiplied | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 25,933 | $1,855,000 | thousands, detected and multiplied | |
| Qualcomm Incorporated | 747525103 | COM | 10,702 | $1,820,000 | thousands, detected and multiplied | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 23,258 | $1,815,000 | thousands, detected and multiplied | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 92,193 | $1,770,000 | thousands, detected and multiplied | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,028 | $1,747,000 | thousands, detected and multiplied | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,708 | $1,691,000 | thousands, detected and multiplied | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,373 | $1,670,000 | thousands, detected and multiplied | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 42,234 | $1,571,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 10,485 | $1,544,000 | thousands, detected and multiplied | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 72,616 | $1,534,000 | thousands, detected and multiplied | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 13,599 | $1,504,000 | thousands, detected and multiplied | |
| VGT | 92204A702 | SHS | 2,485 | $1,458,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 16,628 | $1,406,000 | thousands, detected and multiplied | |
| Verizon Communications Inc | 92343V104 | COM | 31,267 | $1,404,000 | thousands, detected and multiplied | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,251 | $1,391,000 | thousands, detected and multiplied | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 85,283 | $1,351,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 13,463 | $1,295,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 7,934 | $1,286,000 | thousands, detected and multiplied | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,252 | $1,283,000 | thousands, detected and multiplied | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 28,095 | $1,273,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 14,579 | $1,213,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 49,953 | $1,212,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 36,645 | $1,181,000 | thousands, detected and multiplied | |
| HUMANA INC COM | 444859102 | Stock | 3,400 | $1,077,000 | thousands, detected and multiplied | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,125 | $1,068,000 | thousands, detected and multiplied | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 132,505 | $1,041,000 | thousands, detected and multiplied | |
| Home Depot, Inc | 437076102 | COM | 2,408 | $976,000 | thousands, detected and multiplied | |
| REALTY INCOME CORP COM | 756109104 | REIT | 15,161 | $962,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 16,266 | $945,000 | thousands, detected and multiplied | |
| Netflix, Inc | 64110L106 | COM | 1,300 | $922,000 | thousands, detected and multiplied | |
| Citigroup Inc. | 172967424 | COM | 14,490 | $907,000 | thousands, detected and multiplied | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,545 | $901,000 | thousands, detected and multiplied | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,834 | $873,000 | thousands, detected and multiplied | |
| Lockheed Martin Corporation | 539830109 | COM | 1,485 | $868,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 12,041 | $865,000 | thousands, detected and multiplied | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,616 | $853,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,674 | $845,000 | thousands, detected and multiplied | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 33,650 | $833,000 | thousands, detected and multiplied | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 39,897 | $829,000 | thousands, detected and multiplied | |
| BLACKSTONE INC | 09260D107 | COM | 5,163 | $791,000 | thousands, detected and multiplied | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,234 | $786,000 | thousands, detected and multiplied | |
| MORGAN STANLEY DIRECT LENDIN | 61774A103 | Common Stock | 39,506 | $781,000 | thousands, detected and multiplied | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,365 | $772,000 | thousands, detected and multiplied | |
| IJH | 464287507 | COM | 12,300 | $767,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F433 | FT VEST U.S EQT | 21,210 | $751,000 | thousands, detected and multiplied | |
| KLA CORP | 482480100 | COM | 961 | $744,000 | thousands, detected and multiplied | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 110,364 | $731,000 | thousands, detected and multiplied | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,075 | $709,000 | thousands, detected and multiplied | |
| Prologis,Inc. | 74340W103 | COM | 5,552 | $701,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 6,000 | $690,000 | thousands, detected and multiplied | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,831 | $687,000 | thousands, detected and multiplied | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 59,694 | $669,000 | thousands, detected and multiplied | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 22,088 | $647,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 12,322 | $625,000 | thousands, detected and multiplied | |
| MODERNA INC | 60770K107 | COM | 9,249 | $618,000 | thousands, detected and multiplied | |
| McDonalds Corporation | 580135101 | COM | 2,020 | $615,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 20,753 | $601,000 | thousands, detected and multiplied | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,125 | $596,000 | thousands, detected and multiplied | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,983 | $596,000 | thousands, detected and multiplied | |
| Morgan Stanley | 617446448 | COM | 5,721 | $596,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 12,000 | $577,000 | thousands, detected and multiplied | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 11,155 | $570,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 13,315 | $563,000 | thousands, detected and multiplied | |
| American Express Company | 025816109 | COM | 2,059 | $559,000 | thousands, detected and multiplied | |
| International Business Machines Corporation | 459200101 | COM | 2,520 | $557,000 | thousands, detected and multiplied | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 10,832 | $555,000 | thousands, detected and multiplied | |
| EA SERIES TRUST | 02072L656 | ALTRIUS GBL DIV | 16,171 | $552,000 | thousands, detected and multiplied | |
| Abbott Laboratories | 002824100 | COM | 4,832 | $551,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F474 | FT VEST US EQT | 15,380 | $546,000 | thousands, detected and multiplied | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 7,362 | $523,000 | thousands, detected and multiplied | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 13,305 | $481,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,515 | $477,000 | thousands, detected and multiplied | |
| Boeing Company | 097023105 | COM | 3,123 | $475,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,950 | $475,000 | thousands, detected and multiplied | |
| S&P Global,Inc. | 78409V104 | COM | 905 | $468,000 | thousands, detected and multiplied | |
| TARGET CORP COM | 87612E106 | Stock | 3,000 | $468,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 40,604 | $468,000 | thousands, detected and multiplied | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,689 | $460,000 | thousands, detected and multiplied | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 16,446 | $456,000 | thousands, detected and multiplied | |
| NIKE,Inc. Class B | 654106103 | COM | 5,061 | $447,000 | thousands, detected and multiplied | |
| Adobe Inc | 00724F101 | COM | 837 | $433,000 | thousands, detected and multiplied | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,751 | $387,000 | thousands, detected and multiplied | |
| Procter & Gamble Co | 742718109 | COM | 2,204 | $382,000 | thousands, detected and multiplied | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,760 | $375,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F482 | FT VEST U.S EQT | 10,001 | $367,000 | thousands, detected and multiplied | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,500 | $361,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 9,880 | $359,000 | thousands, detected and multiplied | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 9,800 | $359,000 | thousands, detected and multiplied | |
| PepsiCo,Inc. | 713448108 | COM | 2,043 | $347,000 | thousands, detected and multiplied | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,819 | $342,000 | thousands, detected and multiplied | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,063 | $338,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287523 | COM | 1,417 | $327,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,001 | $327,000 | thousands, detected and multiplied | |
| MERCADOLIBREINC | 58733R102 | STOK | 154 | $317,000 | thousands, detected and multiplied | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,090 | $304,000 | thousands, detected and multiplied | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,500 | $289,000 | thousands, detected and multiplied | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,000 | $288,000 | thousands, detected and multiplied | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,000 | $284,000 | thousands, detected and multiplied | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,927 | $282,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,010 | $276,000 | thousands, detected and multiplied | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,001 | $264,000 | thousands, detected and multiplied | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,196 | $263,000 | thousands, detected and multiplied | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,000 | $263,000 | thousands, detected and multiplied | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 4,767 | $254,000 | thousands, detected and multiplied | |
| American Tower Corporation | 03027X100 | COM | 1,072 | $249,000 | thousands, detected and multiplied | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 11,236 | $246,000 | thousands, detected and multiplied | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 292 | $243,000 | thousands, detected and multiplied | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 5,857 | $239,000 | thousands, detected and multiplied | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,888 | $237,000 | thousands, detected and multiplied | |
| ServiceNow,Inc. | 81762P102 | COM | 261 | $234,000 | thousands, detected and multiplied | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 31,031 | $234,000 | thousands, detected and multiplied | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 200 | $230,000 | thousands, detected and multiplied | |
| Boston Scientific Corporation | 101137107 | COM | 2,700 | $226,000 | thousands, detected and multiplied | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,927 | $225,000 | thousands, detected and multiplied | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,886 | $224,000 | thousands, detected and multiplied | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,544 | $223,000 | thousands, detected and multiplied | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,877 | $215,000 | thousands, detected and multiplied | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,900 | $214,000 | thousands, detected and multiplied | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 12,517 | $208,000 | thousands, detected and multiplied | |
| STATE STR CORP COM | 857477103 | Stock | 2,330 | $206,000 | thousands, detected and multiplied | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,987 | $204,000 | thousands, detected and multiplied | |
| Applied Materials,Inc. | 038222105 | COM | 1,000 | $202,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002011314-24-000006 | this filing | 2024-11-07 | acceptance time not in the bulk data set |