13F-HR/A filed by Advisors Asset Management, Inc.
Advisors Asset Management, Inc. filed this 13F-HR/A for the quarter ended 2020-06-30, filed 2026-08-27, with 43 holding rows worth $66,898.
- Accession
- 0001999371-26-018936
- Filer
- CIK 1297376
- Filed
- 2026-08-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, amendment of type new holdings, 43 entries on the cover page, a total value of $66,898 stated on the cover page (in dollars after the unit check, H1), rows summing to $66,898 with VALUE read as dollars as filed, 13F file number 028-12578. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
Other managers
- reports for this filerBahl & Gaynor LLC028-02825
- reports for this filerVident Investment Advisory, LLC028-16741
- reports for this filerHARTFORD INVESTMENT MANAGEMENT CO028-06652
- reports for this filerPhocas Financial Corp.028-12179
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 52 | $5,292 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 137 | $4,509 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 39 | $4,457 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 85 | $3,646 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 297 | $3,609 | dollars as filed | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 229 | $3,158 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 231 | $3,109 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 119 | $2,937 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 124 | $2,604 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 136 | $2,467 | dollars as filed | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 76 | $2,231 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 87 | $2,163 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 58 | $1,771 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 81 | $1,615 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 10 | $1,513 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 15 | $1,513 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 18 | $1,414 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 31 | $1,399 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 65 | $1,399 | dollars as filed | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 34 | $1,294 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 43 | $1,186 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 56 | $1,076 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 30 | $1,016 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 19 | $991 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 34 | $925 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 18 | $866 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 25 | $855 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 26 | $757 | dollars as filed | |
| US Ecology, Inc. | 91734M103 | COM | 22 | $745 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 12 | $721 | dollars as filed | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 20 | $721 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 17 | $657 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7 | $650 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 7 | $648 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 6 | $621 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 58 | $564 | dollars as filed | |
| Concho Resources Inc. | 20605P101 | COM | 10 | $515 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16 | $504 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 10 | $459 | dollars as filed | |
| CALERES INC | 129500104 | COM | 34 | $284 | dollars as filed | |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $24 | dollars as filed | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 7 | $8 | dollars as filed | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 28 | $5 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-20-009464 | superseded | 2020-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-018935 | base | 2026-08-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-018936 | this filing | 2026-08-27 | acceptance time not in the bulk data set |