13F-HR/A filed by Advisors Asset Management, Inc.
Advisors Asset Management, Inc. filed this 13F-HR/A for the quarter ended 2019-12-31, filed 2026-08-25, with 1,554 holding rows worth $5,703,107,942.
- Accession
- 0001999371-26-018663
- Filer
- CIK 1297376
- Filed
- 2026-08-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, amendment of type restatement, 1,700 entries on the cover page, a total value of $5,703,107,942 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,703,107,942 with VALUE read as dollars as filed, 13F file number 028-12578. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBahl & Gaynor LLC028-02825
- reports for this filerVident Investment Advisory, LLC028-16741
- reports for this filerHARTFORD INVESTMENT MANAGEMENT CO028-06652
- reports for this filerPhocas Financial Corp.028-12179
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 797 | $7,675 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 151 | $7,538 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,116 | $7,364 | dollars as filed | |
| APACHE CORP | 037411105 | COM | 285 | $7,293 | dollars as filed | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 135 | $6,026 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 52 | $6,017 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 231 | $5,539 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 297 | $4,975 | dollars as filed | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 229 | $4,681 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 137 | $4,339 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 39 | $4,288 | dollars as filed | |
| STAMPS COM INC | 852857200 | COM NEW | 47 | $3,925 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 87 | $3,874 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 115 | $3,803 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 136 | $2,929 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 124 | $2,928 | dollars as filed | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 76 | $2,548 | dollars as filed | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 97 | $2,181 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 56 | $2,105 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 81 | $2,065 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 56 | $1,887 | dollars as filed | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 103 | $1,883 | dollars as filed | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 76 | $1,801 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 43 | $1,788 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 15 | $1,755 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 56 | $1,748 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 18 | $1,670 | dollars as filed | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 206 | $1,623 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 26 | $1,520 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 31 | $1,486 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 10 | $1,470 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 75 | $1,379 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 18 | $1,358 | dollars as filed | |
| US Ecology, Inc. | 91734M103 | COM | 22 | $1,274 | dollars as filed | |
| WABCO HLDGS INC | 92927K102 | COM | 9 | $1,220 | dollars as filed | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 77 | $1,080 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 26 | $1,061 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19 | $1,026 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7 | $1,004 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 25 | $884 | dollars as filed | |
| Concho Resources Inc. | 20605P101 | COM | 10 | $876 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 30 | $870 | dollars as filed | |
| CALERES INC | 129500104 | COM | 34 | $808 | dollars as filed | |
| PERSPECTA INC | 715347100 | COM | 30 | $793 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 12 | $789 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 7 | $712 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 10 | $643 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 17 | $617 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 6 | $528 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16 | $415 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 29 | $262 | dollars as filed | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 7 | $51 | dollars as filed | |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $31 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 65 | $9 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-20-001783 | superseded | 2020-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000891092-20-006779 | superseded | 2020-05-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-018663 | this filing | 2026-08-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-018664 | added | 2026-08-25 | acceptance time not in the bulk data set |