13F-HR/A filed by Advisors Asset Management, Inc.
Advisors Asset Management, Inc. filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2026-08-13, with 1,598 holding rows worth $4,966,831,000.
- Accession
- 0001999371-26-017808
- Filer
- CIK 1297376
- Filed
- 2026-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, amendment of type restatement, 1,748 entries on the cover page, a total value of $4,966,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,966,831,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-12578. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBahl & Gaynor LLC028-02825
- reports for this filerVident Investment Advisory, LLC028-16741
- reports for this filerHARTFORD INVESTMENT MANAGEMENT CO028-06652
- reports for this filerPhocas Financial Corp.028-12179
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 567 | $24,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 325 | $23,000 | thousands, detected and multiplied | |
| VMWARE, INC. | 928563402 | CL A COM | 168 | $23,000 | thousands, detected and multiplied | |
| MULTI-COLOR | 625383104 | COM | 649 | $23,000 | thousands, detected and multiplied | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 488 | $22,000 | thousands, detected and multiplied | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 784 | $21,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 477 | $21,000 | thousands, detected and multiplied | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 685 | $21,000 | thousands, detected and multiplied | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 202 | $20,000 | thousands, detected and multiplied | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,160 | $20,000 | thousands, detected and multiplied | |
| GEO GROUP INC NEW | 36162J106 | COM | 944 | $19,000 | thousands, detected and multiplied | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 717 | $19,000 | thousands, detected and multiplied | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 415 | $19,000 | thousands, detected and multiplied | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 823 | $19,000 | thousands, detected and multiplied | |
| TREX CO INC | 89531P105 | COM | 295 | $18,000 | thousands, detected and multiplied | |
| MATADOR RES CO COM | 576485205 | Stock | 1,134 | $18,000 | thousands, detected and multiplied | |
| AIR LEASE CORP | 00912X302 | CL A | 594 | $18,000 | thousands, detected and multiplied | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 696 | $18,000 | thousands, detected and multiplied | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 1,064 | $17,000 | thousands, detected and multiplied | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,439 | $17,000 | thousands, detected and multiplied | |
| PATRICK INDS INC | 703343103 | COM | 550 | $16,000 | thousands, detected and multiplied | |
| TERADYNE INC COM | 880770102 | Stock | 491 | $15,000 | thousands, detected and multiplied | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 12,633 | $14,000 | thousands, detected and multiplied | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 2,534 | $13,000 | thousands, detected and multiplied | |
| URBAN EDGE PPTYS | 91704F104 | COM | 781 | $13,000 | thousands, detected and multiplied | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 786 | $13,000 | thousands, detected and multiplied | |
| SKECHERS U S A INC | 830566105 | CL A | 556 | $13,000 | thousands, detected and multiplied | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 263 | $13,000 | thousands, detected and multiplied | |
| CAVCO INDS INC DEL | 149568107 | COM | 95 | $12,000 | thousands, detected and multiplied | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 575 | $12,000 | thousands, detected and multiplied | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 786 | $12,000 | thousands, detected and multiplied | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 257 | $11,000 | thousands, detected and multiplied | |
| CHEMOURS CO COM | 163851108 | Stock | 349 | $10,000 | thousands, detected and multiplied | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 843 | $9,000 | thousands, detected and multiplied | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 718 | $9,000 | thousands, detected and multiplied | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 228 | $9,000 | thousands, detected and multiplied | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 339 | $8,000 | thousands, detected and multiplied | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 1,097 | $8,000 | thousands, detected and multiplied | |
| SPS COMM INC COM | 78463M107 | Stock | 68 | $6,000 | thousands, detected and multiplied | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 93 | $6,000 | thousands, detected and multiplied | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 64 | $6,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 52 | $5,000 | thousands, detected and multiplied | |
| MARATHON OIL CORP | 565849106 | COM | 374 | $5,000 | thousands, detected and multiplied | |
| CABOT CORP | 127055101 | COM | 114 | $5,000 | thousands, detected and multiplied | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 231 | $5,000 | thousands, detected and multiplied | |
| CENTURY ALUM CO | 156431108 | COM | 703 | $5,000 | thousands, detected and multiplied | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 72 | $4,000 | thousands, detected and multiplied | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 98 | $4,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 297 | $4,000 | thousands, detected and multiplied | |
| BANDWIDTH INC | 05988J103 | COM CL A | 105 | $4,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 137 | $4,000 | thousands, detected and multiplied | |
| TETRA TECH INC NEW | 88162G103 | COM | 69 | $4,000 | thousands, detected and multiplied | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 229 | $4,000 | thousands, detected and multiplied | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 39 | $4,000 | thousands, detected and multiplied | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 87 | $3,000 | thousands, detected and multiplied | |
| INSULET CORP COM | 45784P101 | Stock | 37 | $3,000 | thousands, detected and multiplied | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 571 | $3,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 124 | $3,000 | thousands, detected and multiplied | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 99 | $3,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 136 | $3,000 | thousands, detected and multiplied | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 13 | $3,000 | thousands, detected and multiplied | |
| MAXLINEAR INC | 57776J100 | COM | 187 | $3,000 | thousands, detected and multiplied | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 76 | $3,000 | thousands, detected and multiplied | |
| AVANOS MED INC | 05350V106 | COM | 61 | $3,000 | thousands, detected and multiplied | |
| LENNAR CORP CL B | 526057302 | Stock | 111 | $3,000 | thousands, detected and multiplied | |
| NEENAH PAPER INC | 640079109 | COM | 56 | $3,000 | thousands, detected and multiplied | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 411 | $3,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 81 | $2,000 | thousands, detected and multiplied | |
| NOVANTA INC | 67000B104 | COM | 29 | $2,000 | thousands, detected and multiplied | |
| LIVANOVA PLC | G5509L101 | SHS | 18 | $2,000 | thousands, detected and multiplied | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 56 | $2,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 76 | $2,000 | thousands, detected and multiplied | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 103 | $2,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 206 | $2,000 | thousands, detected and multiplied | |
| COHERENT INC | 192479103 | COM | 20 | $2,000 | thousands, detected and multiplied | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 99 | $2,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 73 | $2,000 | thousands, detected and multiplied | |
| HCA Healthcare Inc | 40412C101 | COM | 12 | $1,000 | thousands, detected and multiplied | |
| Vanguard Real Estate | 922908553 | SHS | 18 | $1,000 | thousands, detected and multiplied | |
| MATSON INC COM | 57686G105 | Stock | 26 | $1,000 | thousands, detected and multiplied | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 43 | $1,000 | thousands, detected and multiplied | |
| REPLIGEN CORP COM | 759916109 | Stock | 26 | $1,000 | thousands, detected and multiplied | |
| EQUINIX INC COM | 29444U700 | REIT | 2 | $1,000 | thousands, detected and multiplied | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 18 | $1,000 | thousands, detected and multiplied | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7 | $1,000 | thousands, detected and multiplied | |
| CALERES INC | 129500104 | COM | 34 | $1,000 | thousands, detected and multiplied | |
| ENCORE CAP GROUP INC | 292554102 | COM | 25 | $1,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287564 | SELECT US REIT | 15 | $1,000 | thousands, detected and multiplied | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 30 | $1,000 | thousands, detected and multiplied | |
| CBS CORP NEW | 124857202 | CL B | 19 | $1,000 | thousands, detected and multiplied | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 65 | $1,000 | thousands, detected and multiplied | |
| US ECOLOGY INC COM | 91732J102 | COM | 22 | $1,000 | thousands, detected and multiplied | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 35 | $1,000 | thousands, detected and multiplied | |
| SYNAPTICS INC COM | 87157D109 | Stock | 12 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PRA Group Inc | 69354N106 | COM | 17 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001013228-19-000070 | superseded | 2019-01-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000891092-19-001566 | superseded | 2019-02-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-017808 | this filing | 2026-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-017811 | added | 2026-08-13 | acceptance time not in the bulk data set |