13F-HR filed by FWL INVESTMENT MANAGEMENT, LLC
FWL INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 195 holding rows worth $148,981,261.
- Accession
- 0001999371-23-000098
- Filer
- CIK 1829231
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 195 entries on the cover page, a total value of $148,981,261 stated on the cover page (in dollars after the unit check, H1), rows summing to $148,981,261 with VALUE read as dollars as filed, 13F file number 028-20432. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 231,246 | $9,758,560 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 429,741 | $9,600,414 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 62,629 | $9,098,115 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 481,242 | $9,052,162 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 27,706 | $8,748,248 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 913,023 | $8,618,937 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 62,734 | $8,271,478 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 40,412 | $6,706,817 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 233,771 | $5,404,774 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 159,309 | $5,222,149 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 29,380 | $5,037,158 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 53,670 | $4,888,800 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 39,504 | $4,830,944 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 50,285 | $4,459,777 | dollars as filed | |
| Apple Inc | 037833100 | COM | 24,410 | $4,179,236 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 15,130 | $3,987,058 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 53,999 | $3,776,690 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 116,454 | $3,458,684 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 30,250 | $3,117,868 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 81,713 | $3,047,078 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 29,463 | $2,845,242 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 7,134 | $2,555,898 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 71,085 | $2,394,854 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 17,065 | $2,169,303 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 17,955 | $1,453,816 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,692 | $1,407,811 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 36,000 | $1,259,640 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,175 | $844,518 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,391 | $836,326 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 7,773 | $713,717 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,774 | $621,432 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,679 | $584,653 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 68,567 | $521,109 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 17,000 | $478,550 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 3,651 | $462,801 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,033 | $449,345 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 19,759 | $418,100 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 2,452 | $338,204 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,225 | $333,580 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,885 | $305,579 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 10,501 | $301,589 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 467 | $261,034 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 5,103 | $224,277 | dollars as filed | |
| FIRSTCASH HOLDINGS INC | 33768G107 | COM | 2,080 | $208,790 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 778 | $194,671 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,437 | $173,912 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,140 | $172,528 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,712 | $169,627 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 969 | $158,848 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 905 | $131,243 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,860 | $128,805 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 210 | $123,619 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 12,000 | $118,680 | dollars as filed | |
| ENLIGHT RENEWABLE ENERGY LTD SHS | M4056D110 | Stock | 7,480 | $117,361 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 1,050 | $113,022 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 573 | $111,603 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,100 | $111,531 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 2,400 | $101,721 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 903 | $97,723 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 2,079 | $92,703 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 555 | $86,441 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 350 | $82,054 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 478 | $80,600 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 490 | $80,247 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1,978 | $78,645 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 160 | $76,962 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 754 | $75,905 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 4,919 | $71,916 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 180 | $71,264 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 5,347 | $70,099 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 138 | $69,578 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 724 | $67,976 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 3,475 | $66,373 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 555 | $65,257 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 1,308 | $65,178 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 560 | $64,585 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 1,350 | $62,087 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 250 | $62,025 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 275 | $59,084 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 70 | $59,019 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 1,066 | $58,523 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 492 | $56,585 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 110 | $56,089 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 475 | $53,300 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 10,000 | $52,500 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,348 | $52,100 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 250 | $50,695 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 4,219 | $50,459 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 450 | $49,509 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 625 | $49,188 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,450 | $48,633 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 371 | $47,763 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 87 | $46,730 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,150 | $46,633 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 4,635 | $46,396 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 90 | $45,555 | dollars as filed | |
| American Express Company | 025816109 | COM | 300 | $44,757 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 300 | $44,718 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,010 | $44,662 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 4,100 | $44,198 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,683 | $42,760 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 150 | $40,991 | dollars as filed | |
| SPY | 78462F103 | SHS | 95 | $40,611 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 506 | $38,410 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 730 | $38,106 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 540 | $37,411 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 7,323 | $37,054 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 425 | $36,202 | dollars as filed | |
| Linde plc | G54950103 | COM | 93 | $34,629 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 919 | $34,187 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 200 | $31,986 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 319 | $31,450 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 900 | $30,186 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 300 | $29,055 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 634 | $28,075 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,024 | $26,614 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 287 | $25,942 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,503 | $25,716 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 568 | $24,537 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 150 | $24,497 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 1,000 | $22,580 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 131 | $19,311 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 56 | $19,111 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 200 | $18,724 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 167 | $18,465 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 111 | $17,717 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 1,148 | $17,243 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 30 | $16,949 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 95 | $16,790 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 70 | $16,101 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 429 | $15,770 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 190 | $15,660 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 130 | $15,620 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 140 | $15,254 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 60 | $14,704 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 240 | $14,470 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 400 | $14,248 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 195 | $14,239 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 45 | $13,597 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 215 | $11,862 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 120 | $10,913 | dollars as filed | |
| Southern Company | 842587107 | COM | 165 | $10,679 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 615 | $10,523 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 211 | $10,430 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 286 | $10,413 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 256 | $10,371 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 600 | $10,188 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 200 | $9,966 | dollars as filed | |
| VGT | 92204A702 | SHS | 21 | $8,713 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 183 | $8,645 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 57 | $7,382 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 15 | $7,105 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 55 | $6,589 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 200 | $6,482 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 45 | $6,376 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 45 | $6,314 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 145 | $5,949 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 200 | $5,864 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 121 | $5,772 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 219 | $5,414 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 30 | $4,583 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 225 | $4,237 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 56 | $3,860 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 112 | $3,377 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11 | $3,302 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 32 | $3,009 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 29 | $2,959 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 18 | $2,871 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 49 | $2,572 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 60 | $2,521 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 16 | $2,478 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 30 | $2,357 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 40 | $2,183 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 38 | $2,161 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 31 | $1,827 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 20 | $1,806 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 70 | $1,704 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 47 | $1,150 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 300 | $1,071 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,000 | $783 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 15 | $686 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 5 | $258 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1 | $227 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2 | $203 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 7 | $168 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 7 | $164 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1 | $161 | dollars as filed | |
| SILO PHARMA INC | 82711P201 | cs | 80 | $134 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1 | $131 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1 | $101 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 2 | $84 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 3 | $66 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 3 | $53 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 1 | $48 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1 | $44 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001999371-23-000098 | this filing | 2023-11-13 | acceptance time not in the bulk data set |