13F-HR filed by CGC Financial Services, LLC
CGC Financial Services, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-25, with 338 holding rows worth $143,018,213.
- Accession
- 0001992785-23-000002
- Filer
- CIK 1992785
- Filed
- 2023-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 338 entries on the cover page, a total value of $143,018,213 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,018,213 with VALUE read as dollars as filed, 13F file number 028-23386. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHD | 808524797 | COM | 674,274 | $47,711,653 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 396,651 | $25,524,493 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 235,304 | $18,341,949 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 87,363 | $8,958,202 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 280,806 | $8,839,773 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 132,839 | $4,462,056 | dollars as filed | |
| Apple Inc | 037833100 | COM | 15,901 | $2,722,338 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 48,402 | $1,685,358 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 12,414 | $1,187,027 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 14,120 | $1,021,017 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 20,370 | $1,001,984 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 10,131 | $949,652 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,803 | $881,550 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 27,789 | $813,384 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 5,692 | $785,098 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 14,510 | $731,039 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 30,103 | $719,462 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 14,424 | $716,874 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 2,239 | $707,047 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,553 | $695,287 | dollars as filed | |
| VWO | 922042858 | SHS | 16,013 | $627,876 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,974 | $480,648 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 8,178 | $467,209 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,122 | $432,654 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 800 | $407,920 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,486 | $404,653 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,424 | $394,709 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,477 | $385,793 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,655 | $344,936 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,999 | $338,628 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,131 | $331,636 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,470 | $304,788 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,901 | $303,190 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,722 | $290,430 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,134 | $276,004 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,450 | $261,027 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 2,812 | $256,651 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 8,218 | $252,715 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,582 | $249,787 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,247 | $235,770 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 390 | $220,120 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 692 | $209,095 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,766 | $207,646 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 361 | $182,727 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,047 | $179,508 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 3,051 | $161,093 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 637 | $159,390 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,500 | $154,467 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,554 | $152,017 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 406 | $142,134 | dollars as filed | |
| Deere & Company | 244199105 | COM | 371 | $140,008 | dollars as filed | |
| Boeing Company | 097023105 | COM | 719 | $137,818 | dollars as filed | |
| Intel Corp | 458140100 | COM | 3,689 | $131,144 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 1,035 | $128,609 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,348 | $127,157 | dollars as filed | |
| CHEMED CORP NEW | 16359R103 | COM | 241 | $125,248 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 1,343 | $124,335 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 4,221 | $119,328 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 356 | $111,574 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 913 | $110,674 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 666 | $106,513 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 813 | $103,349 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 6,159 | $100,453 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 629 | $93,701 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 872 | $88,822 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 4,312 | $87,706 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 536 | $87,534 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 600 | $85,932 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 1,527 | $85,481 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 534 | $77,406 | dollars as filed | |
| VTI | 922908769 | COM | 358 | $76,043 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 284 | $74,817 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 522 | $68,794 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 279 | $67,122 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 1,983 | $65,785 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 1,459 | $64,677 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 926 | $64,616 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 218 | $61,689 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 856 | $61,606 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,233 | $61,070 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 1,294 | $57,907 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 364 | $53,093 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 378 | $53,033 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 925 | $52,993 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 525 | $50,699 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,000 | $50,600 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 75 | $48,487 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $48,477 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 757 | $48,440 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 1,263 | $48,187 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 223 | $45,220 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 473 | $44,845 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 3,538 | $44,402 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 396 | $44,281 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 942 | $43,040 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,280 | $42,458 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 204 | $41,541 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,000 | $40,480 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 304 | $40,222 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 315 | $38,531 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 127 | $38,127 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 474 | $37,143 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 677 | $36,233 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 140 | $36,194 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 850 | $35,743 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 91 | $35,736 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 126 | $34,398 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 847 | $33,575 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 609 | $31,400 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,424 | $31,192 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 446 | $29,458 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,184 | $29,268 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 68 | $29,201 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 298 | $28,861 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 333 | $28,481 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 514 | $28,357 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 870 | $28,205 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 1,070 | $28,034 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 200 | $27,690 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 67 | $27,578 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 911 | $27,454 | dollars as filed | |
| SPY | 78462F103 | SHS | 60 | $25,649 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 238 | $25,636 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 228 | $24,446 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 1,611 | $24,204 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 400 | $23,804 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 351 | $22,903 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 599 | $22,864 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 304 | $22,675 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,161 | $22,605 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 356 | $22,602 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 725 | $22,229 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 17 | $21,554 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 380 | $20,976 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 613 | $20,345 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 2,162 | $19,804 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 304 | $19,283 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 201 | $18,820 | dollars as filed | |
| Linde plc | G54950103 | COM | 50 | $18,471 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 355 | $17,739 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 1,371 | $17,028 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,155 | $16,767 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 178 | $16,652 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 161 | $16,635 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,721 | $16,560 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 850 | $15,538 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 581 | $15,234 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 302 | $15,154 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,085 | $15,147 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 339 | $15,143 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 133 | $14,771 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 200 | $14,544 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 151 | $14,328 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 200 | $14,222 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,000 | $13,940 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 325 | $13,715 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 280 | $13,700 | dollars as filed | |
| General Electric Company | 369604301 | COM | 122 | $13,487 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 50 | $13,438 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 362 | $12,905 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 98 | $12,106 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 186 | $11,975 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 350 | $11,886 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 100 | $11,804 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 236 | $11,786 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 246 | $11,631 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 296 | $11,461 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 280 | $11,441 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,839 | $10,905 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 74 | $10,338 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 101 | $10,027 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 645 | $9,921 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 286 | $9,841 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 289 | $9,713 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 120 | $9,666 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 138 | $9,388 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 110 | $8,834 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100 | $8,690 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 234 | $8,483 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 164 | $8,315 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 36 | $8,291 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 530 | $8,093 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 70 | $8,073 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 73 | $8,072 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50 | $7,794 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 29 | $7,714 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 61 | $7,308 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 114 | $7,172 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 52 | $7,135 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 120 | $6,996 | dollars as filed | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 235 | $6,904 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 448 | $6,693 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 82 | $6,646 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 595 | $6,462 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 188 | $6,435 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 10 | $6,385 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 48 | $6,329 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 273 | $6,058 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 500 | $5,990 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 193 | $5,900 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 66 | $5,825 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 40 | $5,667 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 34 | $5,660 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 82 | $5,648 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 79 | $5,443 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 523 | $5,439 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 100 | $5,352 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 35 | $5,335 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 50 | $5,290 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 25 | $5,206 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 39 | $5,198 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 76 | $5,189 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 25 | $5,086 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 198 | $4,651 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $4,520 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 15 | $4,291 | dollars as filed | |
| CORNING INC | 219350105 | COM | 130 | $3,961 | dollars as filed | |
| Southern Company | 842587107 | COM | 60 | $3,883 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14 | $3,811 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 80 | $3,807 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 1,035 | $3,757 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 35 | $3,717 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $3,696 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 10 | $3,583 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 149 | $3,464 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 116 | $3,460 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 9 | $3,398 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 28 | $3,364 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 100 | $3,237 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 100 | $3,204 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 118 | $3,201 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 226 | $3,096 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 35 | $3,036 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 25 | $3,021 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 68 | $3,007 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 17 | $2,958 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 128 | $2,797 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 50 | $2,729 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 8 | $2,680 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 39 | $2,654 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 50 | $2,646 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 148 | $2,561 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 163 | $2,530 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 5 | $2,521 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 42 | $2,455 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 293 | $2,438 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 409 | $2,286 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 91 | $2,271 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 16 | $2,196 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 4 | $2,149 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 1,749 | $2,099 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 205 | $2,021 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 53 | $2,009 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 461 | $1,890 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 25 | $1,867 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 510 | $1,811 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 69 | $1,626 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 23 | $1,489 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 34 | $1,486 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 25 | $1,466 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 42 | $1,425 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 50 | $1,362 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10 | $1,309 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 15 | $1,236 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 23 | $1,219 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12 | $1,144 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 33 | $1,121 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 118 | $1,119 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 25 | $1,107 | dollars as filed | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,500 | $1,103 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 73 | $1,102 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 20 | $1,072 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 5 | $1,066 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 50 | $1,064 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 38 | $1,027 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 13 | $976 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 5 | $924 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 5 | $822 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5 | $777 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3 | $765 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 25 | $744 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 72 | $706 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 25 | $676 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 15 | $640 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 14 | $592 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 20 | $579 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 15 | $578 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5 | $558 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 29 | $539 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5 | $507 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 16 | $503 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 25 | $493 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 30 | $485 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 18 | $483 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 76 | $478 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 83 | $446 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 10 | $441 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 9 | $440 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 45 | $436 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 13 | $422 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 28 | $421 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 55 | $418 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 50 | $412 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 5 | $408 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10 | $397 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 27 | $367 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5 | $365 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 5 | $340 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 9 | $330 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 3 | $321 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3 | $318 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 182 | $233 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 17 | $219 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 50 | $216 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3 | $210 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 10 | $194 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50 | $187 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 40 | $184 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 10 | $183 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3 | $180 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1 | $170 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5 | $165 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 17 | $164 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10 | $160 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 3 | $123 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 23 | $120 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 25 | $119 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 23 | $116 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 5 | $101 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 10 | $90 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 77 | $90 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 14 | $73 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 25 | $65 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 50 | $63 | dollars as filed | |
| LARGO INC | 517097101 | COM | 20 | $57 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3 | $44 | dollars as filed | |
| NULL | 68620A203 | NULL | 21 | $26 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 1 | $23 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001992785-23-000002 | this filing | 2023-10-25 | acceptance time not in the bulk data set |