13F-HR filed by Empire Financial Management Company, LLC
Empire Financial Management Company, LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-18, with 203 holding rows worth $325,021,056.
- Accession
- 0001971875-24-000004
- Filer
- CIK 1971875
- Filed
- 2024-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 203 entries on the cover page, a total value of $325,021,056 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,021,056 with VALUE read as dollars as filed, 13F file number 028-23184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 249,070 | $14,129,792 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 27,847 | $11,982,762 | dollars as filed | |
| Apple Inc | 037833100 | COM | 42,586 | $9,922,612 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 9,508 | $8,423,886 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 38,824 | $8,186,565 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 30,096 | $6,653,821 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 199,589 | $5,614,454 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 28,801 | $5,366,490 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 11,275 | $4,568,934 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 17,401 | $4,524,608 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 7,593 | $4,438,870 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 38,793 | $4,422,824 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 120,396 | $4,393,285 | dollars as filed | |
| EA SERIES TRUST | 02072L417 | MARK FO DIVI ETF | 149,760 | $4,333,768 | dollars as filed | |
| American Express Company | 025816109 | COM | 15,551 | $4,217,496 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 34,715 | $4,206,189 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 106,292 | $4,034,844 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 22,424 | $3,883,867 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16,201 | $3,793,047 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B501 | DISTILLATE INTNL | 145,754 | $3,765,160 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 41,416 | $3,694,790 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 90,601 | $3,636,760 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 13,031 | $3,606,115 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 20,274 | $3,497,415 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,530 | $3,430,421 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 166,624 | $3,395,797 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20,186 | $3,347,848 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 28,933 | $3,285,716 | dollars as filed | |
| HARBOR ETF TRUST | 41151J505 | COMM ALL WEA ETF | 141,456 | $3,197,612 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 20,881 | $3,075,175 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 26,030 | $3,001,313 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 8,910 | $2,870,891 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 14,956 | $2,868,433 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 40,100 | $2,833,867 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 33,062 | $2,794,730 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 95,304 | $2,758,122 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 12,296 | $2,540,012 | dollars as filed | |
| VTI | 922908769 | COM | 8,767 | $2,482,463 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,216 | $2,465,010 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 15,150 | $2,455,210 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 11,779 | $2,434,837 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 26,981 | $2,429,175 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 59,948 | $2,378,744 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 11,870 | $2,344,165 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 57,711 | $2,340,190 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,076 | $2,336,279 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 18,243 | $2,215,445 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,572 | $2,130,142 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,098 | $2,121,504 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 35,245 | $2,097,429 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 6,251 | $2,072,047 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 28,418 | $2,042,148 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 104,173 | $2,005,334 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 11,717 | $1,996,576 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 20,007 | $1,976,691 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 11,295 | $1,920,861 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 14,108 | $1,893,152 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 20,632 | $1,838,567 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 82,400 | $1,820,216 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 6,310 | $1,735,105 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 16,336 | $1,695,903 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,910 | $1,669,750 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 30,148 | $1,656,029 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 14,374 | $1,653,388 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 9,648 | $1,640,713 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,275 | $1,621,485 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 36,225 | $1,610,563 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,394 | $1,501,869 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 13,465 | $1,472,667 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 27,037 | $1,447,293 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 13,720 | $1,428,676 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 11,621 | $1,390,754 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 11,300 | $1,339,502 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 21,716 | $1,304,697 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 22,537 | $1,303,314 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 10,470 | $1,254,620 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,533 | $1,250,795 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 395 | $1,244,265 | dollars as filed | |
| Southern Company | 842587107 | COM | 13,667 | $1,232,493 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 34,719 | $1,216,553 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,964 | $1,214,871 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,585 | $1,212,182 | dollars as filed | |
| General Electric Company | 369604301 | COM | 6,152 | $1,160,144 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 9,384 | $1,153,575 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 50,405 | $1,150,746 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 52,581 | $1,120,501 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,695 | $1,116,629 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,321 | $1,100,723 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9,980 | $1,065,489 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 73,214 | $1,028,656 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 26,907 | $1,021,696 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,887 | $1,015,677 | dollars as filed | |
| PACER FDS TR | 69374H360 | US LRG CP CASH | 34,646 | $995,379 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,291 | $985,450 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 2,822 | $977,653 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 60,525 | $971,426 | dollars as filed | |
| NEOS ETF TRUST | 78433H501 | NEOS ENH INC 1-3 | 19,393 | $965,771 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 6,580 | $952,849 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 12,000 | $934,920 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 12,711 | $930,895 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,095 | $924,487 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 16,889 | $922,659 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 20,391 | $915,792 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,180 | $914,319 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 8,423 | $886,848 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,907 | $885,510 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 5,717 | $875,558 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 12,358 | $875,317 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,230 | $874,318 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,703 | $862,172 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 38,996 | $857,925 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,050 | $853,755 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 19,000 | $818,140 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 9,797 | $791,107 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 2,735 | $788,837 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 13,776 | $781,512 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,500 | $775,465 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,475 | $767,010 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 2,234 | $723,346 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 18,400 | $721,280 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,758 | $713,268 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 6,662 | $694,446 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 222,952 | $686,692 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 11,000 | $682,660 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,167 | $681,598 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 19,526 | $674,232 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,747 | $655,788 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 15,712 | $642,306 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,683 | $641,838 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 4,800 | $635,808 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 3,102 | $626,770 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 36,026 | $603,444 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,489 | $600,104 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,036 | $593,047 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,392 | $589,586 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 6,042 | $589,094 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5,301 | $583,799 | dollars as filed | |
| Boeing Company | 097023105 | COM | 3,700 | $562,548 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,009 | $560,132 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,370 | $559,286 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,000 | $546,263 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,829 | $544,790 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 15,098 | $541,582 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,380 | $529,823 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 20,275 | $519,056 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,800 | $509,004 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,454 | $488,588 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 37,500 | $486,000 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 13,765 | $485,353 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 540 | $478,720 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,288 | $463,914 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 13,126 | $460,862 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,446 | $453,050 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 59,000 | $448,400 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,640 | $441,381 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 31,000 | $434,620 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,499 | $415,777 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,459 | $404,914 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,113 | $400,776 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 1,538 | $392,159 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 13,661 | $388,109 | dollars as filed | |
| iShares AAA CLO Active ETF | 092528504 | COM | 7,341 | $381,511 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,389 | $372,349 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 19,721 | $367,010 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,364 | $364,103 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 10,734 | $355,100 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,624 | $349,361 | dollars as filed | |
| Deere & Company | 244199105 | COM | 835 | $348,470 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,109 | $346,044 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,383 | $329,002 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 159 | $326,261 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 18,000 | $324,360 | dollars as filed | |
| FLEXSHARES TR | 33939L811 | COM | 13,523 | $314,983 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,430 | $304,361 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,766 | $299,747 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,546 | $295,309 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 3,444 | $288,021 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,000 | $283,000 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 863 | $281,967 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 544 | $265,872 | dollars as filed | |
| GLOBAL X FDS | 37960A552 | INDIA ACTIVE ETF | 8,027 | $264,964 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 19,774 | $262,404 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 1,929 | $262,054 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 95,024 | $259,415 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 8,177 | $258,638 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,037 | $252,302 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,041 | $245,325 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559702 | COMMON STOCK | 14,250 | $230,565 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 10,077 | $230,481 | dollars as filed | |
| SCHD | 808524797 | COM | 2,722 | $230,090 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 3,955 | $229,882 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,930 | $229,805 | dollars as filed | |
| CORNING INC | 219350105 | COM | 5,076 | $229,208 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 393 | $226,690 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J776 | PFD INCOME ETF | 9,567 | $222,337 | dollars as filed | |
| COOPER COS INC | 216648501 | COM | 2,000 | $220,680 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 899 | $218,510 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,600 | $217,984 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 4,704 | $215,113 | dollars as filed | |
| Intel Corp | 458140100 | COM | 9,168 | $215,086 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 2,996 | $214,843 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 4,565 | $212,363 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 16,000 | $210,400 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001971875-24-000004 | this filing | 2024-11-18 | acceptance time not in the bulk data set |