13F-HR filed by Richard W. Paul & Associates, LLC
Richard W. Paul & Associates, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-25, with 547 holding rows worth $229,524,894.
- Accession
- 0001964203-23-000003
- Filer
- CIK 1964203
- Filed
- 2023-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 1,271 entries on the cover page, a total value of $229,524,894 stated on the cover page (in dollars after the unit check, H1), rows summing to $229,524,894 with VALUE read as dollars as filed, 13F file number 028-22830. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 13 | $463 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 17 | $440 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 6 | $396 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 43 | $378 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20 | $377 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H869 | ALLIANZIM US EQ | 15 | $374 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 27 | $370 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 11 | $368 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4 | $308 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H794 | ALLIANZIM US EQT | 10 | $269 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 206 | $253 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 13 | $230 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 23 | $230 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H737 | ALLIA US JUN ETF | 8 | $206 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 9 | $199 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2 | $191 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H836 | US LRGCP B10 DEC | 7 | $190 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 20 | $179 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 8 | $166 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 4 | $163 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 7 | $160 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $144 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 8 | $132 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H752 | ALLIA US MAY ETF | 5 | $129 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 5 | $129 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 5 | $128 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F433 | FT VEST U.S EQT | 4 | $120 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 3 | $114 | dollars as filed | |
| CORNING INC | 219350105 | COM | 3 | $105 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1 | $87 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1 | $85 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2 | $80 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 8 | $61 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 2 | $57 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N780 | TAIL RISK STRAT | 9 | $53 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2 | $34 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 13 | $29 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2 | $28 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 8 | $24 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2 | $23 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2 | $23 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2 | $18 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 1 | $14 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1 | $7 | dollars as filed | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 20 | $4 | dollars as filed | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001964203-23-000003 | this filing | 2023-07-25 | acceptance time not in the bulk data set |