13F-HR filed by Ethos Financial Group, LLC
Ethos Financial Group, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-20, with 193 holding rows worth $321,261,026 by the sum of the rows.
- Accession
- 0001954242-23-000002
- Filer
- CIK 1954242
- Filed
- 2023-04-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 149 entries on the cover page, a total value of $296,093,589 stated on the cover page (in dollars after the unit check, H1), rows summing to $321,261,026 with VALUE read as dollars as filed, 13F file number 028-22870. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $296,093,589, 8% less than the sum of the rows, $321,261,026. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 382,724 | $18,313,335 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 179,268 | $16,460,401 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 140,701 | $12,957,155 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 253,862 | $12,135,760 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 177,847 | $11,663,206 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 535,239 | $10,098,639 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 359,769 | $9,458,742 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 85,553 | $9,453,607 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 423,522 | $8,638,829 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 78,149 | $8,615,981 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 162,083 | $7,839,961 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 77,594 | $7,770,263 | dollars as filed | |
| T. Rowe Price Ultra Shor T-Term Bond I | 77957P501 | MF | 1,498,018 | $7,385,230 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 231,806 | $7,248,574 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 123,406 | $7,224,179 | dollars as filed | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 258,386 | $7,045,312 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 195,593 | $6,884,874 | dollars as filed | |
| Apple Inc | 037833100 | COM | 41,122 | $6,780,947 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 81,411 | $6,688,728 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 78,529 | $6,504,557 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 266,591 | $6,253,318 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 403,977 | $5,744,551 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 49,099 | $4,872,094 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 140,332 | $4,747,432 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 40,333 | $4,422,887 | dollars as filed | |
| VWO | 922042858 | SHS | 106,032 | $4,283,693 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 72,209 | $3,636,888 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 46,211 | $3,411,758 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,134 | $3,343,749 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 42,125 | $3,064,173 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 24,474 | $3,036,367 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 11,459 | $3,019,695 | dollars as filed | |
| VICTORY PORTFOLIOS | 903287407 | MUTUAL | 121,823 | $2,810,451 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 99,171 | $2,431,673 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,911 | $2,204,971 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 42,286 | $2,125,717 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 48,807 | $2,030,371 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 48,447 | $1,918,426 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 12,797 | $1,850,702 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 16,882 | $1,743,749 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 23,346 | $1,584,027 | dollars as filed | |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 22,528 | $1,422,837 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 30,810 | $1,388,795 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 8,500 | $1,317,498 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,629 | $1,174,932 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 44,646 | $1,139,851 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 4,983 | $1,103,529 | dollars as filed | |
| VTI | 922908769 | COM | 5,354 | $1,092,751 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 7,026 | $1,044,715 | dollars as filed | |
| Neuberger Berman Strat Incm Inst | 64128K751 | MF | 106,913 | $1,033,845 | dollars as filed | |
| Guggenheim Macro Oppty Inst | 40168W582 | MF | 42,198 | $1,013,174 | dollars as filed | |
| EA SERIES TRUST | 02072L847 | FREEDOM DAY | 40,605 | $1,012,874 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 4,382 | $987,970 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,192 | $985,594 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,272 | $965,695 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,061 | $939,912 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,988 | $939,748 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 530 | $901,541 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 21,874 | $850,667 | dollars as filed | |
| Private Shares Fd A | 88339M108 | COM | 20,641 | $845,049 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,774 | $835,375 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 4,910 | $801,097 | dollars as filed | |
| EA SERIES TRUST | 02072L813 | RELA SEN TAC ETF | 31,276 | $789,760 | dollars as filed | |
| SCHD | 808524797 | COM | 10,608 | $776,093 | dollars as filed | |
| BANK OF AMERICA CORPORATION PF | 060505591 | PREFERR | 34,844 | $757,203 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 14,918 | $745,735 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,432 | $719,460 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,440 | $677,788 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,479 | $665,921 | dollars as filed | |
| Putnam Ultra Short Durat Ion Income A | 74676P755 | MF | 63,379 | $633,793 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,434 | $629,177 | dollars as filed | |
| LORD ABBETT INVT TR | 543916688 | SHS | 162,729 | $626,505 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,189 | $612,005 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,849 | $573,380 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,576 | $572,763 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 3,348 | $554,577 | dollars as filed | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 1,442 | $546,750 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,370 | $537,097 | dollars as filed | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 25,749 | $533,160 | dollars as filed | |
| GROWTH FD OF AMER CL -A | 399874106 | MFD | 9,401 | $517,231 | dollars as filed | |
| Advisors PFD TR KNSNGTN MNGD A | 56167N332 | MF | 52,619 | $511,984 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 2,539 | $500,742 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,056 | $499,055 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,644 | $492,657 | dollars as filed | |
| CMS 5 7/8 | 125896845 | PUBLIC | 19,945 | $484,464 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 12,727 | $482,466 | dollars as filed | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 22,736 | $477,268 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 26,631 | $456,189 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 2,351 | $449,385 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,078 | $446,922 | dollars as filed | |
| TFC 4 3/4 PERP | 89832Q695 | PUBLIC | 20,971 | $444,375 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,862 | $432,791 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,046 | $429,031 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,928 | $420,772 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6,984 | $418,761 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,728 | $417,639 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 10,126 | $413,159 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,347 | $412,042 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 8,127 | $401,229 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,468 | $399,354 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,572 | $395,802 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,610 | $394,009 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,897 | $388,297 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 591 | $379,150 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,026 | $376,947 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,518 | $365,886 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 13,066 | $363,237 | dollars as filed | |
| LORD ABBETT ULTRA SH | 54401E473 | Mutual Funds | 36,364 | $358,908 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,740 | $355,488 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,059 | $353,854 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 948 | $348,077 | dollars as filed | |
| The Southern Co 4.95 Pfd Due 01 30 80 | 842587800 | COM | 15,311 | $346,029 | dollars as filed | |
| CFG 5 PERP | 174610402 | PUBLIC | 17,012 | $341,303 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,636 | $341,257 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,183 | $319,824 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,489 | $315,588 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 3,002 | $315,495 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 11,453 | $312,323 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 965 | $310,167 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,426 | $303,798 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 9,722 | $302,303 | dollars as filed | |
| Athene Holdi 5.625 Pfd Pfd Ser B | 04686J200 | COM | 15,000 | $301,800 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 448 | $300,099 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,016 | $292,692 | dollars as filed | |
| SIREN ETF TR | 829658301 | CMN | 5,442 | $288,821 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,907 | $282,880 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,183 | $279,372 | dollars as filed | |
| MET 4 3/4 PERP | 59156R850 | PUBLIC | 12,500 | $272,125 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 20,919 | $263,577 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,167 | $261,261 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 22,849 | $260,479 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 570 | $254,123 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,903 | $249,518 | dollars as filed | |
| T. ROWE PRICE BLUE CHIP GROWTH | 77954Q106 | NTF EQUITY FUNDS | 2,064 | $248,695 | dollars as filed | |
| VANGUARD HEALTH CARE ADM | 921908885 | EQUITY FUNDS | 2,868 | $247,879 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,529 | $247,631 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 2,375 | $247,261 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 185,299 | $246,449 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 710 | $243,828 | dollars as filed | |
| T Rowe Price Health Sciences Fund Inv | 741480107 | MF | 2,778 | $243,796 | dollars as filed | |
| AT&T Inc 5 Dep Rep Pfd Ser A | 00206R508 | PRD | 10,750 | $243,595 | dollars as filed | |
| Blackrock High Yield Muni Fd Inst Cl | 09253C769 | MF | 27,342 | $241,973 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,385 | $241,791 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,823 | $241,621 | dollars as filed | |
| T Rowe Price Summit Muni Interm Fund Inv | 77957N209 | MF | 21,104 | $238,894 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 12,334 | $237,428 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 10,729 | $237,325 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,116 | $237,072 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,321 | $231,933 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 6,000 | $231,900 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,265 | $230,663 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 4,894 | $229,469 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,639 | $226,337 | dollars as filed | |
| PUBLIC STORAGE OPER CO 3.950 DEP PFD Q | 74460W446 | PFD | 12,500 | $226,125 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 791 | $226,076 | dollars as filed | |
| KIM 5 1/8 PERP | 49446R737 | PUBLIC | 11,242 | $223,663 | dollars as filed | |
| Intel Corp | 458140100 | COM | 6,761 | $220,868 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,730 | $220,713 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 2,512 | $220,554 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 1,903 | $218,087 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 3,129 | $215,838 | dollars as filed | |
| FEDERAL REALTY INVS TRST | 313745200 | PFD | 10,000 | $215,825 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,393 | $210,357 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,210 | $209,712 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 4,648 | $207,952 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,453 | $206,887 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 7,203 | $206,009 | dollars as filed | |
| Lixte Biotech HLDG | 539319202 | COM | 248,084 | $205,240 | dollars as filed | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 15,247 | $202,633 | dollars as filed | |
| PIONEER MULTI ASSET ULTRASHORT INCOME Y | 72388E605 | NTF BOND FUNDS | 21,225 | $202,483 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,342 | $202,308 | dollars as filed | |
| American Funds New Perspective | 648018109 | COM | 3,865 | $201,535 | dollars as filed | |
| FIRST REPUBLIC 5.5 PFDPFD SER I | 336158803 | PREFERRED STOCK | 31,546 | $197,820 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,329 | $190,606 | dollars as filed | |
| Ps Business P 5.25 Pfd Pfd | 69360J594 | COM | 13,616 | $188,300 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 15,000 | $187,919 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,939 | $176,221 | dollars as filed | |
| Brookfield Fin 4.5 PFD PFD | 11272B103 | COM | 10,000 | $147,100 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,731 | $146,286 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,753 | $134,090 | dollars as filed | |
| Franklin La Tax Free Inc M Fd Cl A1 | 354723827 | MF | 12,414 | $125,503 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 10,500 | $97,020 | dollars as filed | |
| FIDELITY FLOATING RATE HIGH INCOME | 315916783 | BOND FUNDS | 10,353 | $94,002 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,050 | $72,461 | dollars as filed | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 42,461 | $47,556 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 29,760 | $35,712 | dollars as filed | |
| NW Biotherapeutics | 66737P600 | USD | 22,200 | $13,875 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,000 | $12,300 | dollars as filed | |
| Ocean Thermal Energy | 675101109 | COM | 37,000 | $241 | dollars as filed | |
| Bioelectronics Corp | 09062H108 | COM | 20,000 | $9 | dollars as filed | |
| LABOR SMART INC | 50541a108 | COM | 16,835 | $7 | dollars as filed | |
| North American Cannabis | 65676T102 | COM | 999,900 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Iota Communications Inc | 46225M103 | COM | 20,746 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001954242-23-000002 | this filing | 2023-04-20 | acceptance time not in the bulk data set |